Thе People of the State of Colorado v. Peter Wilson Sund Beller
Court of Appeals No. 11CA1182
COLORADO COURT OF APPEALS
Announced December 29, 2016
2016COA184
Honorable Edward D. Bronfin, Judge
City and County of Denver District Court No. 10CR81
Division IV
Opinion by JUDGE MILLER
Graham and J. Jones, JJ., concur
Cynthia H. Coffman, Attorney General, John J. Fuerst III, Assistant Attorney General, Denver, Colorado, for Plaintiff-Appellee
Douglas K. Wilson, Colorado State Public Defender, Jason C. Middleton, Deputy State Public Defender, Denver, Colorado, for Defendant-Appellant
¶ 2 We are unaware of authority from the United States Supreme Court or from Colorado directly controlling Beller‘s argument that his retrial for felony murder violated the Double Jeopardy Clause. We ultimately conclude that it did not. We then conclude that admitting a codefendant‘s hearsay statements did not violate the hearsay rules or our state Confrontation Clause. We therefore affirm Beller‘s felony murder conviction.
I. Background
¶ 3 Beller arranged to buy two ounces of marijuana through a man named Justin Singleton. Singleton brought Beller to his father‘s house to complete the deal.
¶ 4 According to Singleton, he retrieved the two ounces of marijuana from his father‘s room and gave it to Beller. Beller then pulled out a gun and demanded the rest of the marijuana in the house. Singleton alerted his father that Beller had a gun. Singleton‘s father retrieved his own gun and walked into the hallway. Several shots were fired and Singleton‘s father fell to the ground. Singleton grabbed a gun and started shooting; Beller fled.
¶ 5 Beller described a different version of these events. He said his friend, Scott Shaffer, drove him to meet Singleton. Shaffer stayed in the car when Beller got out and accоmpanied Singleton and one of Singleton‘s friends to a house. While Singleton discussed the deal with his father in another room, Beller took out $600, set it on a table, and walked towards the other room to “haggle” with Singleton. As he walked he heard feet “shuffling,” looked back, and saw Singleton‘s friend running out the door; his money was gone. Beller pulled out a gun to chase Singleton‘s
¶ 6 Beller shot Singleton‘s father in the head during these events and the father died as a result.
¶ 7 The People charged Beller with felony murder (with Singleton‘s father as the victim), two counts of aggravated robbery (with Singleton and his father as victims), and menacing (with Singleton‘s friend as the victim). The trial court‘s jury instructions identified aggravated robbery, attempted aggravated robbery, robbery, and attempted robbery as predicate offenses for the felony murder count. The court also instructed the jury about the elements of aggravated robbery, robbery, and attempt. The verdict forms on the aggravated robbery counts did not permit the jury to consider any lesser included offenses. The jury found Beller not guilty of both aggravated robbery counts, guilty of menacing, and hung on the felony murder count. The trial court declared a mistrial on the felony murder count.
II. Discussion
¶ 9 On appeal, Beller argues that his retrial for felony murder violated the Double Jeopardy Clause. He also argues that the court violated the hearsay rules and his confrontation rights by admitting several of Shaffer‘s hearsay statements.
A. Double Jeopardy
¶ 10 We review double jeopardy claims de novo. People v. Frye, 2014 COA 141, ¶ 30.
¶ 11 The Double Jeopardy Clause guarantees that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.”
1. Successive Prosecutions for the Same Offense
¶ 12 Beller‘s argument starts with his claim that felony murder and all four original predicate offenses — aggravated robbery, attempted aggravated robbery, robbery, and attempted robbery — are the “same offense” for double jeopardy purposes. It is unclear whether the People dispute this claim, but, in any event, we agree with it.
¶ 13 For double jeopardy purposes, “the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.” Blockburger v. United States, 284 U.S. 299, 304 (1932). By definition, a greater offense and any lesser offense inсluded in it are the “same” for double jeopardy purposes. Brown v. Ohio, 432 U.S. 161, 168 (1977). A predicate felony is a lesser included offense of the felony murder count it supports. Meads v. People, 78 P.3d 290, 295 (Colo. 2003). Robbery is a lesser included offense of aggravated robbery. People v. Borghesi, 66 P.3d 93, 97 (Colo. 2003). And a charged offense necessarily includes an attempt to commit the charged offense. See
¶ 14 The Double Jeopardy Clause, however, applies only if there has been an event — an acquittal, for example — that terminates the original jeopardy. Richardson v. United States, 468 U.S. 317, 325 (1984). The failure of the jury to reach a verdict, however, is not an event that terminates jeopardy. Id. So a retrial following a hung jury does not offend the Double Jeopardy Clause. Id. at 324.
¶ 15 Beller, however, focuses not on the first jury‘s failure to agree about felony murder but on its not guilty verdicts on the aggravated robbery counts. He assigns two consequences to the not guilty verdicts. First, he argues that the Double Jeopardy Clause
¶ 16 Fatal to Beller‘s arguments is the fact that the People prosecuted him for felony murder and the aggravated robberies through the same information in the same case. In our view, the consequence of that fact is that Beller was not subjected to successive prosecutions.
¶ 17 Arguing otherwise, Beller relies on cases, such as Brown, in which a defendant was charged separately with crimes that constituted the “same offense.” The defendant in Brown was charged with and convicted of joyriding after he was caught driving a stolen car. 432 U.S. at 162. He was later charged with and pleaded guilty to auto theft for stealing the car. Id. at 162-63.
¶ 18 Because Brown involved separate prosecutions, it does not address the situation before us, in which the People prosecuted Beller for lesser and greater offenses in a single case through a single information. The same is true of the other cases Beller relies on that discuss separate prosecutions. See Illinois v. Vitale, 447 U.S. 410, 411-13 (1980) (juvenile was convicted of failing to reduce speed to avoid an accident and was subsequently charged with involuntary manslaughter); Harris v. Oklahoma, 433 U.S. 682, 682 (1977) (the defendant was convicted of felony murder and later convicted under a separate information of a lesser included crime); United States v. Gooday, 714 F.2d 80, 82 (9th Cir. 1983) (noting that an “acquittal on the explicit charge therefore bars subsequent indictment on the implicit lesser included offenses“).
¶ 19 Stronger support for Beller‘s position is Wilson v. Czerniak, 355 F.3d 1151 (9th Cir. 2004). In Wilson, a jury acquitted the
¶ 20 We are persuaded not to follow Wilson‘s interpretation of the Double Jeopardy Clause for two reasons. First, the Wilson court relied on Brown to support the proposition that “a criminal defendant may not be retried for a crime following an acquittal or conviction on a lesser included or greater inclusive offense.” 355 F.3d at 1154. But, as we discussed earlier, Brown, unlike Wilson and this case, involved separate prosecutions. Yet the Wilson court did not aсknowledge this difference or explain why it should not matter.
¶ 22 Shortly after Wilson, a different panel of the Ninth Circuit concluded under similar circumstances that whether the relevant greater and lesser offenses are part of the same indictment “makes
¶ 23 We are mindful of two differences between Jose and this case. First, in Jose the prosecution sought a retrial after an appeal; in this case the prosecution sought a retrial after a hung jury. Second, the defendants in Jose were convicted of lesser included offenses; Beller was acquitted of lesser included offеnses.
¶ 24 Neither difference renders Jose‘s analysis inapplicable here. Jeopardy continues “whether the retrial is precipitated by a hung jury or a defendant‘s successful reversal of conviction.” Id. at 1244. And the Jose panel found insignificant for its purposes whether
¶ 25 We agree with the panel‘s analysis in Jose and apply it here to conclude that jeopardy did not terminate on the felony murder count after Beller‘s first trial еven though he was acquitted of predicate offenses. And because jeopardy did not terminate on the felony murder count, the Double Jeopardy Clause did not preclude retrial on that count.
¶ 26 A division of the Court of Appeals of Arizona reached the same conclusion in a similar case. See Lemke v. Rayes, 141 P.3d 407 (Ariz. Ct. App. 2006). As relevant here, the defendant in Lemke was charged with felony murder with armed robbery as the predicate offense and was also charged with armed robbery. Id. at 410-11. The jury hung on the felony murder count and convicted the defendant of theft, a lesser included offense of armed robbery. Id. at 411. The Lemke division assumed that by convicting the
¶ 27 In addition, our conclusion accords with authority from the United States Supreme Court and another division of this court. The Suрreme Court has declined to hold “that a determination of guilt and punishment on one count of a multicount indictment immediately raises a double jeopardy bar to continued prosecution on any remaining counts that are greater or lesser included offenses
¶ 28 Contrary to Beller‘s argument, we do not think Doubleday v. People, 2016 CO 3, bolsters his case. In Doubleday, the supreme court held that “to establish that a defendant has committed or attempted to commit a predicate offense so as to support a felony murder conviction, the prosecution must prove beyond a reasonable doubt all elements of that predicate offense, including the inapplicability of any properly asserted affirmative defense.” Id. at ¶ 26. As Beller concedes, Doubleday did not address “any double jeopardy concerns.” For that reason, we decline Beller‘s invitation to attempt to apply the court‘s reasoning in Doubleday to support his double jeopardy arguments.
¶ 30 We also reject Beller‘s argument that his acquittals for aggravated robbery prevented further litigation as to his commission of the predicate offenses of robbery and attempted robbery in his second trial. True, “subjecting [a] defendant to postacquittal factfinding proceedings going to guilt or innocence violates the Double Jeopardy Clause.” Smalis v. Pennsylvania, 476 U.S. 140, 145 (1986). But in Smalis, unlike in this case, the prosecutiоn sought to resume trial on the same counts for which the defendants had already secured acquittals. Id. at 144-45. For that reason, we conclude that Smalis does not apply here, where the People sought a second trial only on a count for which jeopardy had not terminated.
2. Issue Preclusion
¶ 31 The Double Jeopardy Clause embodies the doctrine of issue preclusion, a doctrine providing “simply that when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit.” Ashe v. Swenson, 397 U.S. 436, 443 (1970); see also Bravo-Fernandez v. United States, 580 U.S. ___, ___, n.1, 137 S. Ct. 352, 356 n.1 (2016). In other words, the prosecution may not relitigate any issue that a jury necessarily decided through a not guilty verdict in a prior trial. Yeager, 557 U.S. at 119. An acquittal therefore might preclude retrial on counts on which the same jury hangs. Id. at 125. The doctrine will not apply, however, if “a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration.” Ashe, 397 U.S. at 444 (citation omitted).
¶ 32 To determine what a jury necessarily decided, courts examine the record of the prior proceeding, including the pleadings, the evidence, the charge, and other relevant information. Yeager, 557 U.S. at 119-20. An unresolved count, however, is not “relevant”
¶ 33 We disagree with Beller‘s argument that the first jury‘s not guilty verdicts on the aggravated robbery counts necessarily included a finding that he wаs not guilty of robbery and attempted robbery, the predicate offenses in his second trial. The aggravated robbery counts required proof that Beller committed robbery — that he knowingly took “anything of value from the person or presence of another by the use of force, threats, or intimidation” — and that “during the act of robbery or immediate flight therefrom” he knowingly wounded or struck the person robbed or any other person with a deadly weapon. See
¶ 34 The evidence at the first trial arguably conflicted about whether Beller actually took marijuana from the victim‘s home. So the jury could have found Beller not guilty of the aggravated robberies based on a finding thаt he did not take anything of value from the victims. See
¶ 35 We do not agree with Bеller that the Supreme Court‘s decision in Yeager and our supreme court‘s decision in Boulies v. People, 770 P.2d 1274 (Colo. 1989), bar the second trial on felony murder.
¶ 36 In Yeager, the defendant was charged with securities fraud and insider trading. 557 U.S. at 113. The jury acquitted the defendant on the fraud counts but hung on the insider trading counts. Id. at 115. The prosecution sought to retry some of the insider trading counts, the trial court agreed, and the defendant took an interlocutory appeal, ultimately to the Supreme Court. The Court expressly held that double jeopardy “precludes the Government from relitigating any issue that was necessarily decided
¶ 37 In this case, the acquittal on the aggravated robbery charges did not necessarily decide whether Beller engaged in simple or attempted robbery. Yeager, therefore, does not support preclusion of Beller‘s retrial on felony murder relying only on the simple and attempted robbery predicates that were also before the first jury.
¶ 38 The defendant in Boulies was сonvicted and sentenced consecutively after a single trial on charges of both felony murder and aggravated robbery; the sole predicate for the felony murder charge was the same aggravated robbery. 770 P.2d at 1277. The
¶ 39 We are also not persuaded by Beller‘s reliance on People v. Wilson, 852 N.W.2d 134 (Mich. 2014), abrogated by Bravo-Fernandez, 580 U.S. ___, 137 S. Ct. 352, and Wright v. State, 515 A.2d 1157 (Md. 1986), abrogated on other grounds by Price v. State, 949 A.2d 619 (Md. 2008). The Wilson majority concluded that the Double Jeopardy Clause precluded retrial of the defendant for felony murder after he had been acquitted of the only predicate felony. 852 N.W.2d at 136. Similarly, Wright held that the defendant‘s acquittal for the only predicate felony “was a bar to further criminal proceedings on a felony murder theory sharing a common essential element.” 515 A.2d at 1167. Wilson and Wright share the same crucial difference from this case: the defendants in
¶ 40 Accordingly, Beller‘s retrial and conviction of felony murder was not barred by issue preclusion.
B. Hearsay
¶ 41 Beller next argues that the trial court violated the hearsay rules and his confrontation rights when it admitted several statements that Shaffer made to other witnesses. We disagree.
1. Factual Background
¶ 42 Shaffer did not testify at Beller‘s trial. The parties agreed that he was unavailable as a witness because he had invoked his
¶ 43 Samantha Kern, Shaffer‘s girlfriend, testified that shе was with her friend, Sunni Torres, at Torres’ apartment the night of the shooting. According to Kern, Shaffer came to the apartment and told her the following:
- Beller had been shot and had shot Singleton‘s father.
- The car that Shaffer was driving was “around the block or a block away” when the shooting occurred.
- Beller told Shaffer that he had been shot and that he needed to go to the hospital. Shaffer told him that if he went to the hospital, he would be in trouble. Beller replied that he would die if he did not go to the hospital.
- At first, Shaffer did not think Beller had been shot, but then he realized Beller was hurt “because he was kind of passing out.”
- Shaffer dropped Beller off a block away from the hospital.
- “[H]e‘s got this other kid that was going to set up this other kid‘s dad who grows marijuana for robbery.”
- Something had gone wrong, Singleton‘s father had been shot, and Beller had gone to jail.
- “The father” had been shot “where the kid‘s dad grew marijuana.”
- Shaffer was going to meet Beller‘s girlfriend.
¶ 46 Lauren Frink, Beller‘s girlfriend, testified that on the night of the shooting she spoke to Shaffer on the phone and then went to his house. When she arrived, Shaffer said Beller was in the hospital.
¶ 47 The court admitted a video recording of a police interview with Frink. In the interview, Frink said that Shaffer told her the following on the night of the shooting.
- Beller insisted that Shaffer take him somewhere so that Beller could rob the “place.”
- Shaffer drove Beller and gave him a pistol. The gun was not Shaffer‘s. Beller was trying to rob Singleton.
- “The guy had some pot over there.”
- Shaffer parked around the block or down the street.
Shaffer heard one shot when he was sitting outside. A few moments later, he heard someone say, “Don‘t do it, [Beller].” Then he heard “a succession of shots.” - Shaffer thought Beller shot somebody.
- Beller came running out saying, “They got me. They got me.” Beller also said, “I‘m hit.”
- Beller had been shot.
- Shaffer did not think Beller had been shot because there was not much blood. He tried to talk Beller out of going to the hospital, telling him that if he went to the hospital, he would be turning himself in. Beller said he would die unless he went to the hospital.
- Shaffer drove Beller to the hospital.
Frink told police that after she screamed at Shaffer, demanding that he admit that he gave Beller the gun, Shaffer said, “I gave him the gun.” Frink also claimed during the interview that Shaffer was worried about the police showing up at his house when she spoke to him.
2. Preservation
¶ 48 Beller asserts that admitting Shaffer‘s statements violated the Federal and State Confrontation Clauses. He also contends that the statements were inadmissible hearsay.
¶ 49 The Federal Confrontation Clause is implicated only by testimonial hearsay. Michigan v. Bryant, 562 U.S. 344, 354 (2011). Beller neither challenges the trial court‘s ruling that Shaffer‘s statements were nontestimonial nor presents a meaningful аrgument related to the Federal Confrontation Clause. So we will not consider his federal claim. See People v. Simpson, 93 P.3d 551, 555 (Colo. App. 2003) (declining “to consider a bald legal proposition presented without argument or development“).
¶ 50 The People claimed in the trial court that Shaffer‘s statements were admissible under the exceptions to the hearsay rule for excited utterances under
¶ 51 The People concede that Beller preserved his claim under Colorado‘s Confrontation Clause.
3. Colorado‘s Confrontation Clause
¶ 52 We review de novo whether a trial court violated a defendant‘s confrontation rights. People v. Smalley, 2015 COA 140, ¶ 20.
¶ 53 Our State Confrontation Clause bars a nontestimonial hearsay statement (if the defendant has not had a prior opportunity fоr cross-examination) unless the declarant is unavailable and the statement bears sufficient indicia of reliability. People v. Phillips, 2012 COA 176, ¶ 84. A statement is sufficiently reliable for confrontation purposes if it falls within a firmly rooted hearsay exception or if it holds particularized guarantees of trustworthiness. People v. Hagos, 250 P.3d 596, 624 (Colo. App. 2009).
¶ 54 To determine whether a statement bears particularized guarantees of trustworthiness, courts assess the totality of the
4. Hearsay and Statements Against Interest
¶ 55 Hearsay — an out-of-court statement offered in evidence to prove the truth of the matter asserted — is generally inadmissible. See
¶ 57
¶ 58 The exception to the hearsay rule for statements against interest is not a “firmly rooted” exception. Bernal, 44 P.3d at 197. But
5. Analysis
¶ 59 To begin, we note that no one disputes that Shaffer was unavailable as a witness. So the unavailability requirement of both the hearsay exception for statements against interest and the Confrontation Clause is satisfied.
¶ 60 We turn, then, to whether Shaffer‘s statements tended to expose him to criminal liability and conclude that they did. This question focuses on whether a reasonable person in the declarant‘s position would not have made the statements unless the person believed them to be true. Newton, 966 P.2d at 576. Shaffer‘s statements exposed him to criminal liability because they describe him and Beller planning and attempting to rob the Singletons of marijuana. For that reason, a reasonable person in his position would not have made those statements believing them to be untrue.
¶ 61 We are not persuaded by Beller‘s arguments to the contrary. In his view, many of Shaffer‘s statements were not against Shaffer‘s own interest because they “attempted to shift blame” to Beller. But the mere fact that Shaffer‘s statements also implicated Beller does
¶ 62 The question becomes whether Shaffer‘s statements are sufficiently supported by corroborating circumstances, a question that, under the circumstances of this case, incorporates the requirement of our State Confrontation Clause that the statements bear particularized guarantees of trustworthiness.
¶ 63 We agree with the trial court that the circumstances surrounding Shaffer‘s statements contain such guarantees. Shaffer made the statements at Torres’ аpartment and his own home to his girlfriend and two acquaintances. Moreover, the statements
¶ 64 The circumstances surrounding Shaffer‘s statements contrast sharply with those found in the cases on which Beller principally relies, Lilly v. Virginia, 527 U.S. 116 (1999), and Stevens v. Ortiz, 465 F.3d 1229 (10th Cir. 2006). In both Lilly and Stevens, the declarant was in custody and made statements in response to police questioning. Lilly, 527 U.S. at 139; Stevens, 465 F.3d at 1240-42. Further,
[c]ourts have long recognized that an accomplice‘s confession in police custody “is presumptively unreliable as to the passages detailing the defendant‘s conduct or culpability because those passages may well be the product of the codefendant‘s desire to shift or spread blame, curry favor, avenge himself, or divert attention to another.”
Stevens, 465 F.3d at 1241 (quoting Lee v. Illinois, 476 U.S. 530, 545 (1986)). The circumstances surrounding Shaffer‘s statements,
¶ 65 Beller also argues that Shaffer‘s statements were unrеliable because of credibility problems of the witnesses who described Shaffer‘s statements at trial. But those witnesses were subject to cross-examination, so their “credibility was a question for the jury to determine.” Id.
¶ 66 For these reasons, we conclude that the trial court did not err when it admitted Shaffer‘s statements under the hearsay exception for statements against interest. Nor did admitting them violate the Colorado Confrontation Clause.
III. Conclusion
¶ 67 The judgment is affirmed.
JUDGE GRAHAM and JUDGE J. JONES concur.
