PAUL A. EKNES-TUCKER, Rev., BRIANNA BOE, individually and on behalf of her minor son, Michael Boe, JAMES ZOE, individually and on behalf of his minor son, Zachary Zoe, MEGAN POE, individually and on behalf of her minor daughter, Allison Poe, KATHY NOE, et al., individually and on behalf of her minor son, Christopher Noe, Plaintiffs-Appellees, versus GOVERNOR, OF THE STATE OF ALABAMA, ATTORNEY GENERAL, STATE OF ALABAMA, DISTRICT ATTORNEY, FOR MONTGOMERY COUNTY, DISTRICT ATTORNEY, FOR CULLMAN COUNTY, DISTRICT ATTORNEY, FOR LEE COUNTY, et al., Defendants-Appellants.
No. 22-11707
United States Court of Appeals For the Eleventh Circuit
August 21, 2023
[PUBLISH]
D.C. Docket No. 2:22-cv-00184-LCB-SRW
LAGOA, Circuit Judge:
Opinion of the Court
This appeal centers around section 4(a)(1)–(3) of Alabama’s Vulnerable Child Compassion and Protection Act (the “Act”). Section 4(a)(1)–(3) of the Act states that “no person shall engage in or cause” the prescription or administration of puberty blocking medication or cross-sex hormone treatment to a minor “for the purpose of attempting to alter the appearance of or affirm the minor’s perception of his or her gender or sex, if that appearance or perception is inconsistent with the minor’s sex.” Thus, section 4(a)(1)–(3)
Shortly after the Act was signed into law, a group of transgender minors, their parents, and other concerned individuals challenged the Act’s constitutionality, claiming that it violates the Due Process Clause and the Equal Protection Clause of the Fourteenth Amendment. As part of that lawsuit, the district court issued a preliminary injunction enjoining Alabama from enforcing section 4(a)(1)–(3) of the Act pending trial, having determined that the plaintiffs are substantially likely to succeed on both of the aforementioned claims. Specifically, as to the due process claim, the district court held that there is a constitutional right to “treat [one’s] children with transitioning medications subject to medically accepted standards” and that the restrictions of section 4(a)(1)–(3) likely impermissibly infringe upon that constitutional right. As to the equal protection claim, the district court held that section 4(a)(1)–(3) classifies on the basis of sex by classifying on the basis of gender nonconformity and likely amounts to unlawful discrimination under the intermediate scrutiny standard applicable to sex-based classifications.
On review, we hold that the district court abused its discretion in issuing this preliminary injunction because it applied the wrong standard of scrutiny. The plaintiffs have not presented any authority that supports the existence of a constitutional right to
I. BACKGROUND
The Act was passed by the Alabama Legislature on April 7, 2022, and signed into law by Governor Kay Ivey the following day, thereby set to become effective on May 8, 2022.
A. The Text of the Act
The Act contains eleven sections. For the sake of completeness, each section is described below.
Section 1 establishes the title of the Act.
Section 2 sets forth the following findings by the Alabama Legislature:
- (1) The sex of a person is the biological state of being female or male, based on sex organs, chromosomes, and endogenous hormone profiles, and is genetically encoded into a person at the moment of conception, and it cannot be changed.
(2) Some individuals, including minors, may experience discordance between their sex and their internal sense of identity, and individuals who experience severe psychological distress as a result of this discordance may be diagnosed with gender dysphoria. - (3) The cause of the individual’s impression of discordance between sex and identity is unknown, and the diagnosis is based exclusively on the individual’s self-report of feelings and beliefs.
- (4) This internal sense of discordance is not permanent or fixed, but to the contrary, numerous studies have shown that a substantial majority of children who experience discordance between their sex and identity will outgrow the discordance once they go through puberty and will eventually have an identity that aligns with their sex.
- (5) As a result, taking a wait-and-see approach to children who reveal signs of gender nonconformity results in a large majority of those children resolving to an identity congruent with their sex by late adolescence.
- (6) Some in the medical community are aggressively pushing for interventions on minors that medically alter the child’s hormonal balance and remove healthy external and internal sex organs when the child expresses a desire to appear as a sex different from his or her own.
- (7) This course of treatment for minors commonly begins with encouraging and assisting the
child to socially transition to dressing and presenting as the opposite sex. In the case of prepubertal children, as puberty begins, doctors then administer long-acting GnRH agonist (puberty blockers) that suppress the pubertal development of the child. This use of puberty blockers for gender nonconforming children is experimental and not FDA-approved. - (8) After puberty blockade, the child is later administered “cross-sex” hormonal treatments that induce the development of secondary sex characteristics of the other sex, such as causing the development of breasts and wider hips in male children taking estrogen and greater muscle mass, bone density, body hair, and a deeper voice in female children taking testosterone. Some children are administered these hormones independent of any prior pubertal blockade.
- (9) The final phase of treatment is for the individual to undergo cosmetic and other surgical procedures, often to create an appearance similar to that of the opposite sex. These surgical procedures may include a mastectomy to remove a female adolescent’s breasts and “bottom surgery” that removes a minor’s health reproductive organs and creates an artificial form aiming to approximate the appearance of the genitals of the opposite sex.
- (10) For minors who are placed on puberty blockers that inhibit their bodies from experiencing the natural process of sexual development, the overwhelming majority will continue down a path toward cross-sex hormones and cosmetic surgery.
(11) This unproven, poorly studied series of interventions results in numerous harmful effects for minors, as well as risks of effects simply unknown due to the new and experimental nature of these interventions. - (12) Among the known harms from puberty blockers is diminished bone density; the full effect of puberty blockers on brain development and cognition are yet unknown, though reason for concern is now present. There is no research on the long-term risks to minors of persistent exposure to puberty blockers. With the administration of cross-sex hormones comes increased risks of cardiovascular disease, thromboembolic stroke, asthma, COPD, and cancer.
- (13) Puberty blockers prevent gonadal maturation and thus render patients taking these drugs infertile. Introducing cross-sex hormones to children with immature gonads as a direct result of pubertal blockade is expected to cause irreversible sterility. Sterilization is also permanent for those who undergo surgery to remove reproductive organs, and such persons are likely to suffer through a lifetime of complications from the surgery, infections, and other difficulties requiring yet more medical intervention.
- (14) Several studies demonstrate that hormonal and surgical interventions often do not resolve the underlying psychological issues affecting the individual. For example, individuals who undergo cross-sex cosmetic surgical procedures have been found to suffer from elevated mortality rates higher than the general
population. They experience significantly higher rates of substance abuse, depression, and psychiatric hospitalizations. - (15) Minors, and often their parents, are unable to comprehend and fully appreciate the risk and life implications, including permanent sterility, that result from the use of puberty blockers, cross-sex hormones, and surgical procedures.
- (16) For these reasons, the decision to pursue a course of hormonal and surgical interventions to address a discordance between the individual’s sex and sense of identity should not be presented to or determined for minors who are incapable of comprehending the negative implications and life-course difficulties attending to these interventions.
Section 3 provides definitions for the terms “minor,” “person,” and “sex.” Section 3(1) incorporates the definition of “minor” established in
Section 4, in broad terms, makes it a felony to perform certain medical practices on minors for certain purposes, and reads as follows:
(a) Except as provided in subsection (b), no person shall engage in or cause any of the following practices to be performed upon a minor if the practice is performed for the purpose of attempting to alter the appearance of or affirm the minor’s perception of his or her gender or sex, if that appearance or perception is inconsistent with the minor’s sex as defined in this act:
- (1) Prescribing or administering puberty blocking medication to stop or delay normal puberty.
- (2) Prescribing or administering supraphysiologic1 doses of testosterone or other androgens to females.
- (3) Prescribing or administering supraphysiologic doses of estrogen to males.
- (4) Performing surgeries that sterilize, including castration, vasectomy, hysterectomy, oophorectomy, orchiectomy, and penectomy.
(5) Performing surgeries that artificially construct tissue with the appearance of genitalia that differs from the individual’s sex, including metoidioplasty, phalloplasty, and vaginoplasty. - (6) Removing any healthy or non-diseased body part or tissue, except for a male circumcision.
(b) Subsection (a) does not apply to a procedure undertaken to treat a minor born with a medically verifiable disorder of sex development, including either of the following:
- (1) An individual born with external biological sex characteristics that are irresolvably ambiguous, including an individual born with 46 XX chromosomes with virilization, 46 XY chromosomes with under virilization, or having both ovarian and testicular tissue.
- (2) An individual whom a physician has otherwise diagnosed with a disorder of sexual development, in which the physician has determined through genetic or biochemical testing that the person does not have normal sex chromosome structure, sex steroid hormone production, or sex steroid hormone action for a male or female.
(c) A violation of this section is a Class C felony.
Section 5, in broad terms, prohibits certain school employees from withholding certain information about minor students from their parents and from encouraging or
No nurse, counselor, teacher, principal, or other administrative official at a public or private school attended by a minor shall do either of the following:
- (1) Encourage or coerce a minor to withhold from the minor’s parent or legal guardian the fact that the minor’s perception of his or her gender or sex is inconsistent with the minor’s sex.
- (2) Withhold from a minor’s parent or legal guardian information related to a minor’s perception that his or her gender or sex is inconsistent with his or her sex.
Section 6 clarifies that, except as provided for in section 4, nothing in the Act shall be construed as “limiting or preventing” certain mental health professionals from “rendering the services for which they are qualified by training or experience involving the application of recognized principles, methods, and procedures of the science and professional of psychology and counseling.”
Section 7 similarly clarifies that “[n]othing in this section shall be construed to establish a new or separate standard of care for hospitals or physicians and their patients or otherwise modify, amend, or supersede” certain other laws of the State of Alabama.
Section 8 is a severability clause. It provides that, “[i]f any part, section, or subsection of [the Act] or the application thereof to any person or circumstance is held invalid, the invalidity shall not affect parts, sections, subsections, or applications of this act
Section 9 clarifies that the Act “does not affect a right or duty afforded to a licensed pharmacist by state law.”
Section 10 clarifies that, “[a]lthough this bill would have as its purpose or effect the requirement of a new or increased expenditure of local funds,” it is “excluded from further requirements and application under Amendment 621, as amended by Amendment 890 . . . because [it] defines a new crime or amends the definition of an existing crime.”
Section 11, the final section, establishes that the Act “shall become effective 30 days following its passage and approval by the Governor, or its otherwise becoming law.”
B. Procedural History
On April 19, 2022, a group of plaintiffs initiated this challenge to the Act seeking declaratory and injunctive relief. The group consisted of transgender minors (the “Minor Plaintiffs”), the parents of those transgender minors (the “Parent Plaintiffs”), healthcare providers who regularly treat transgender youth (the “Provider Plaintiffs”), and Reverend Paul A. Eknes-Tucker, the Senior Pastor at Pilgrim Church in Birmingham, Alabama, who
The original complaint generally alleged that: (1) the Act violates the Due Process Clause of the Fourteenth Amendment by depriving the Parent Plaintiffs of their right to direct the upbringing of their children (Count I); (2) the Act violates the Equal Protection Clause of the Fourteenth Amendment by discriminating against the Minor Plaintiffs on the bases of sex and transgender status (Count II); (3) the Act is preempted by section 1557 of the Affordable Care Act (Count III); (4) the Act violates the Free Speech Clause of the First Amendment (Count IV); and (5) the Act is void for vagueness under the Due Process Clause of the Fourteenth Amendment (Count V). That complaint named the Attorney General of Alabama and several state officials (collectively, “Alabama”) as defendants.3
Two days later, Plaintiffs filed a motion for preliminary injunction, seeking a ruling preventing the enforcement of the Act in advance of its May 8, 2022, effective date.4 In light of that request,
On April 29, 2022, the United States filed a motion to intervene, as well as its own motion for preliminary injunction similarly seeking to prevent enforcement of the Act. Shortly thereafter, fifteen states moved for leave to file an amicus brief in support of Alabama. That was followed by a group of at least twenty-two professional medical and mental health organizations jointly moving for leave to file an amicus brief in support of Plaintiffs. The district court ultimately granted the motion to intervene and the motions to file amicus briefs, giving the United States permission to participate in the preliminary injunction hearing and taking the amicus briefs under advisement.
The three-day hearing on Plaintiffs’ motion for preliminary injunction began on May 4, 2022. On that first day, the district court discussed the motion for intervention and heard opening arguments from the parties. At that time, Plaintiffs represented that they were no longer challenging the portions of section 4 that ban surgical intervention, i.e., subsections (a)(4)–(6), and were instead focusing on the portions of section 4 that ban puberty blockers and cross-sex hormone treatment, i.e. subsections (a)(1)–(3). The following day, the parties commenced their presentation of the evidence.
Dr. Ladinsky is an associate professor of pediatrics at the Heersink School of Medicine at the University of Alabama at Birmingham (“UAB”) and a board-certified pediatrician at the affiliated hospital. Dr. Ladinsky opened a gender clinic at UAB in the fall of 2015 and, at the time of her testimony, had worked with an estimated 400 to 450 minors suffering from gender dysphoria. Dr. Ladinsky discussed the guidelines on the treatment of gender dysphoria in youth that the UAB gender clinic follows and noted that those guidelines are endorsed by the American Academy of Pediatrics. She also noted that consent forms must be signed by all legal parents and guardians before a minor’s hormonal therapy can begin. According to Dr. Ladinsky, puberty blockers pose some risks but, overall, are safe and reversible. She described the risks posed by puberty blockers and cross-sex hormones, related to fertility and sexual function, as “small side effect risks.” Dr. Ladinsky also
Plaintiffs then called Megan Poe (one of the Parent Plaintiffs), Dr. Rachel Koe (one of the Provider Plaintiffs), and Reverend Eknes-Tucker to testify about their personal knowledge and experience regarding gender dysphoria.
Poe is the mother of a biological male who identifies as a female. When asked how her child presents as a female, Poe testified that her child “is very over the top girly,” “loves makeup and hair,” and “[is] always worried about her clothes.” The child began showing signs of a female gender identity at the age of two, according to Poe, by wanting girl toys and girl clothes. The child started puberty blockers in sixth grade and then started hormone therapy at the age of fourteen. Poe reported that her child now is “so happy” and “thriving” and has not experienced any side effects from the treatment. She insisted that her child is “definitely not [experiencing] a phase” and is “never going to grow out of this.” Poe also said she was afraid that her child would commit suicide if the treatments were no longer available.
Dr. Koe is a pediatrician in southeast Alabama. Dr. Koe reported that she treats transgender adolescents but has never treated a patient with gender dysphoria who later desisted or expressed
Reverend Eknes-Tucker is the Senior Pastor at Pilgrim Church in Birmingham, Alabama, and has been a pastor for 45 years. Reverend Eknes-Tucker testified that there have been transgender individuals in every congregation that he has served and that he has given advice to parents of transgender children on numerous occasions. He clarified that he has not given medical advice but that he has helped connect parents of transgender children with doctors who provide gender-affirming care.
In addition to this live testimony, Plaintiffs produced as evidence various organizational medical guidelines, sworn declarations, research articles, and other documents.
Next, the United States, as an intervenor on behalf of Plaintiffs, tendered Dr. Armand H. Antommaria as an expert in bioethics and treatment protocols for adolescents suffering from gender dysphoria. Dr. Antommaria is the chair of pediatric ethics and an attending physician at Cincinnati Children’s Hospital Medical Center. During his testimony, Dr. Antommaria addressed the dearth of randomized controlled trials for the treatment of minors with puberty blockers and cross-sex hormone therapy and expressed his concern that such trials “would be unethical,” given the lack of confidence that the control group and the experimental group would receive equally efficacious treatment. He also expressed concern that any
Along with Dr. Antommaria’s testimony, the United States presented, among other things, various organizations’ medical policy statements and guidelines, some research and news articles, and Dr. Antommaria’s declaration and curriculum vitae. For example, the United States presented the Standards of Care of the World Professional Association for Transgender Health (“WPATH”), which endorse the use of puberty blockers and cross-sex hormone treatment for minors when certain criteria are met. The United States also offered statements by the Alabama Psychological Association and the American Academy of Pediatrics supporting the use of puberty blockers and cross-sex hormone treatment for minors and opposing the Act. The full record reveals that at least twenty-
On cross-examination, Dr. Antommaria acknowledged that “[t]here are risks involved in the treatment course for the treatment of gender dysphoria.” He went on to note that, for puberty blockers and cross-sex hormones generally, there is a risk of impaired fertility, and that, for estrogen therapy, there is a risk of change in sexual function. When asked whether he agrees that more research is needed to study the efficacy and the costs and benefits of gender-affirming care, Dr. Antommaria responded that “more research is needed in all areas of health care.”
Alabama, for its part, first tendered Dr. James Cantor. Dr. Cantor is a clinical psychologist and neuroscientist who was called as an expert on psychology, human sexuality, research methodology, and the state of research on gender dysphoria. In response to Dr. Antommaria’s testimony, Dr. Cantor confirmed that none of the existing studies on puberty blockers and hormone therapies are randomized and opined that there are alternative methodologies that would be more reliable than observational trials, which he described as the lowest quality of evidence. Dr. Cantor also testified that the existing research does not support the conclusion that the use of puberty blockers and hormone therapy is “the only safe and effective treatment for gender dysphoria.” In his opinion, gender dysphoria can be treated with a “watchful waiting approach” whereby decisions about medical interventions are withheld, but therapy is continued, until more information becomes available.
On cross-examination, Dr. Cantor acknowledged that he is not a medical doctor and that he has not provided care to transgender adolescents under the age of sixteen.
Alabama then called Sydney Wright to testify about her personal experience with gender dysphoria. Wright is a biological female who is married to another woman. At the time of her testimony, Wright was twenty-three years old. She testified that she began identifying as transgender and receiving related treatment when she was seventeen years old, which culminated in testosterone therapy for approximately one year when she was nineteen years old. According to Wright, the testosterone treatment put her at a greater risk of heart attack or stroke and caused her to develop tachycardia. She explained that, after a significant discussion with her grandfather, she stopped identifying as transgender and receiving testosterone therapy. She now believes that her doctors mishandled her treatment and that she simply needed counseling during her teenage years. She also reported that her digestive system is “still messed up” and that she may have fertility issues as a result of the testosterone therapy that she received over three-and-a-half
In addition to these two witnesses, Alabama produced, among other things, research papers, foreign countries’ medical guidelines, and the declarations of various healthcare professionals and individuals with experience related to gender dysphoria. For example, in terms of healthcare professionals, Alabama produced a declaration in which Dr. Quentin L. Van Meter6 states that comparing the use of puberty blockers for precocious puberty with the use of puberty blockers for gender dysphoria is like “comparing apples to oranges,” given the evidence that “normal bone density can’t be fully reestablished” in the latter case and the lack of long-term data on bone, gonad, and brain health. Alabama also produced a declaration in which Dr. Patrick Hunter7 attests that “there is currently no established standard of care for transgender-identified youth” and that “[t]he medical risks of ‘gender-affirming’ interventions are substantial.” In terms of individuals with personal experience related to gender dysphoria, Alabama produced the
On May 13, 2022, the district court granted in part and denied in part the motions for preliminary injunction, enjoining Alabama from enforcing section 4(a)(1)–(3) but allowing the rest of the Act to remain in effect. The ruling was based on, among other things, a determination that Plaintiffs had shown a substantial likelihood of success on the merits as to their substantive due process claim and equal protection claim (Counts I and II), but not as to their other claims. With respect to the substantive due process claim (Count I), the district court recognized a fundamental right of parents to “treat their children with transitioning medications
Alabama filed a timely notice of appeal on May 16, 2022.8
II. STANDARD OF REVIEW
“We review the grant of a preliminary injunction for abuse of discretion, reviewing any underlying legal conclusions de novo and any findings of fact for clear error.” Gonzalez v. Governor of Georgia, 978 F.3d 1266, 1270 (11th Cir. 2020). “A district court abuses its discretion if it applies an incorrect legal standard, applies the law in an unreasonable or incorrect manner, follows improper procedures in making a determination, or makes findings of fact that are clearly erroneous.” Id. (quoting United States v. Estrada, 969 F.3d 1245, 1261 (11th Cir. 2020)).
III. ANALYSIS
A district court may grant injunctive relief only if the moving party demonstrates that: “(1) it has a substantial likelihood of
As previewed, the district court determined that these four prerequisites are met with respect to section 4(a)(1)–(3) and thus enjoined Alabama from enforcing that part of the Act. The district court dedicated the bulk of its analysis in the preliminary injunction order to the first prerequisite and ultimately found that Plaintiffs had established a substantial likelihood of success as to their substantive due process claim and equal protection claim. Because the parties’ arguments on appeal similarly focus on the likelihood-of-success prerequisite, we do the same. We begin with the substantive due process claim and then turn to the equal protection claim.
A. Substantive Due Process
To determine whether a right at issue is one of the substantive rights guaranteed by the Due Process Clause, courts must look to whether the right is “deeply rooted in [our] history and tradition” and “essential to our Nation’s ‘scheme of ordered liberty.’” Dobbs, 142 S. Ct. at 2246 (alteration in original) (quoting Timbs v. Indiana, 139 S. Ct. 682, 687 (2019)). The outcome of this analysis determines the amount of leeway that states have to enact laws that infringe upon the right at issue. “Laws that burden the exercise of a fundamental right require strict scrutiny and are sustained only if narrowly tailored to further a compelling government interest.” Lofton v. Sec’y of Dep’t of Child. & Fam. Servs., 358 F.3d 804, 815 (11th Cir. 2004). Conversely, laws that do not burden the exercise of a fundamental right (and do not discriminate against a suspect class under the Equal Protection Clause) are subject to rational
In other words, every time a court recognizes an asserted right as a fundamental right protected by the Constitution, the court, “to a great extent, place[s] the matter outside the arena of public debate and legislative action.” Washington v. Glucksberg, 521 U.S. 702, 720 (1997). For that reason, the Supreme Court has instructed courts addressing substantive due process claims to “engage[] in a careful analysis of the history of the right at issue” and be “‘reluctant’ to recognize rights that are not mentioned in the Constitution.” Dobbs, 142 S. Ct. at 2246–47 (quoting Collins v. Harker Heights, 503 U.S. 115, 125 (1992)).
In this case, the district court determined that the “right to treat [one’s] children with transitioning medications subject to medically accepted standards” is one of the substantive rights guaranteed by the Due Process Clause and that, therefore, section 4(a)(1)–(3) is subject to strict scrutiny. But the use of these medications in general—let alone for children—almost certainly is not “deeply rooted” in our nation’s history and tradition. Although there are records of transgender or otherwise gender nonconforming individuals from various points in history,10 the earliest
court’s order does not feature any discussion of the history of the use of puberty blockers or cross-sex hormone treatment or otherwise explain how that history informs the meaning of the Fourteenth Amendment at the time it was ratified—July 9, 1868.13 See Morrissey v. United States, 871 F.3d 1260, 1269–70 (11th Cir. 2017) (rejecting the notion that the Constitution protects a right to procreate via in vitro fertilization procedures based on the fact that such procedures are “decidedly modern phenomena” that did not come about until 1978).
Rather than perform any historical inquiry specifically tied to the particular alleged right at issue, the order on appeal instead surmises that the “right to treat [one’s] children with transitioning medications subject to medically accepted standards” falls under the broader, recognized fundamental right to “make decisions concerning the care, custody, and control of [one’s] children.” E.g., Troxel v. Granville, 530 U.S. 57, 66 (2000); Lofton, 358 F.3d at 812. But see Morrissey, 871 F.3d at 1269 (emphasizing that a substantive due process analysis must focus on the specific right asserted, rather than simply rely on a related general right). However, there is no binding authority that indicates that the general right to “make decisions concerning the care, custody, and control of
The fundamental right to “make decisions concerning the care, custody, and control of [one’s] children,” as it is recognized today, traces back in large part to Meyer v. Nebraska, 262 U.S. 390 (1923). There, the Supreme Court held that a Nebraska law restricting the teaching of foreign languages violated the Due Process Clause. Id. at 400–03. In doing so, the Court recognized that the “liberty” guaranteed by the Due Process Clause includes the right “to engage in any of the common occupations of life, to acquire useful knowledge, to marry, establish a home and bring up children, . . . and generally to enjoy those privileges long recognized at common law as essential to the orderly pursuit of happiness of free men.” Id. at 399 (emphasis added).
The Supreme Court elaborated on the fundamental liberty of parents two years later in Pierce v. Society of the Sisters of the Holy Names of Jesus & Mary, 268 U.S. 510 (1925). That case addressed Oregon’s Compulsory Education Act of 1922, which mandated that parents send their school-aged children to public school (as opposed to private school). Id. at 530–31. Citing its decision in Meyer, the Court concluded that the Oregon law violated the Due Process Clause on the basis that it “unreasonably interferes with the liberty of parents and guardians to direct the upbringing and education of children under their control.” Id. at 534–35 (emphasis added).
Meyer and Pierce ushered in a line of Supreme Court decisions that recognized, and further defined the contours of, parents’
In Parham, a group of minors brought a Due Process challenge to Georgia’s procedures for committing children to mental hospitals. Id. at 587–88. At the time, Georgia law provided for the voluntary admission of children upon application by a parent or
This Court has issued its own series of decisions outlining the contours of parents’ liberty interest to control the upbringing of their children,15 with the most relevant decision being Bendiburg v. Dempsey, 909 F.2d 463 (11th Cir. 1990). In that case, the State of Georgia had obtained temporary custody of a fifteen-year-old boy who was injured in an automobile accident. As the boy’s custodian
In sum, none of the binding decisions regarding substantive due process establishes that there is a fundamental right to “treat [one’s] children with transitioning medications subject to medically
Because the Due Process Clause does not guarantee the described right, state regulation of the use of puberty blockers and cross-sex hormone treatment for minors would be subject only to rational basis review and thus afforded “a ‘strong presumption of validity.’” Dobbs, 142 S. Ct. at 2284 (quoting Heller v. Doe, 509 U.S. 312, 319 (1993)). “Under this deferential standard,” the question that we ask “is simply whether the challenged legislation is rationally related to a legitimate state interest.” Lofton, 358 F.3d at 818. Such a relationship may merely “be based on rational speculation” and need not be supported “by evidence or empirical data.” FCC v. Beach Commc’ns, Inc., 508 U.S. 307, 315 (1993); accord Jones, 950 F.3d at 809 (“When we review a statute for rationality, generally we ask whether there is any rational basis for the law, even if the govern ment’s proffered explanation is irrational, and even if it fails to offer any explanation at all.”).
We are highly doubtful that section 4(a)(1)–(3) would not survive the lenient standard that is rational basis review. It is well established that states have a compelling interest in “safeguarding the physical and psychological well-being of . . . minor[s].” Otto v. City of Boca Raton, 981 F.3d 854, 868 (11th Cir. 2020) (quoting New York v. Ferber, 458 U.S. 747, 756–57 (1982)). In the same vein, states have a compelling interest in protecting children from drugs,
In sum, Plaintiffs’ assertion that the Constitution protects the right to treat one’s children with puberty blockers and cross-sex hormone therapy is precisely the sort of claim that asks courts to “break new ground in [the] field [of Substantive Due Process]” and therefore ought to elicit the “utmost care” from the judiciary. See Collins, 503 U.S. at 125. The district court held that there is a specific right under the Constitution “to treat [one’s] children with transitioning medications subject to medically accepted standards,” but did so without performing any analysis of whether that specific right is deeply rooted in our nation’s history and tradition. Instead, the district court grounded its ruling in an unprecedented interpre tation of parents’ fundamental right to make decisions concerning the “upbringing” and “care, custody, and control” of one’s chil dren. See Pierce, 268 U.S. at 534–35; Troxel, 530 U.S. at 66. That was error. Neither the record nor any binding authority establishes that the “right to treat [one’s] children with transitioning medications subject to medically accepted standards” is a fundamental right protected by the Constitution. And, assuming it is not, then section 4(a)(1)–(3) is subject only to rational basis review—a lenient stand ard that the law seems to undoubtedly clear. Because the district court erroneously reviewed section 4(a)(1)–(3) with heightened scrutiny, its determination regarding the Parent Plaintiffs’ likeli hood of success does not justify the preliminary injunction.
B. Equal Protection
“In considering whether state legislation violates the Equal Protection Clause . . . we apply different levels of scrutiny to differ ent types of classifications.” Clark v. Jeter, 486 U.S. 456, 461 (1988). All statutory classifications must, at a minimum, satisfy rational ba sis review. Id. Classifications based on race or national origin, however, are reviewed under the “most exacting” level of scrutiny: strict scrutiny. Id. Between rational basis review and strict scrutiny lies “a level of intermediate scrutiny,” which applies to classifica tions based on sex or illegitimacy. Id.
Thus, a government policy that distinguishes on the basis of sex is permissible under the Equal Protection Clause “only if it sat isfies intermediate scrutiny.” Adams ex rel. Kasper v. Sch. Bd. of St. Johns Cnty., 57 F.4th 791, 801 (11th Cir. 2022). Under that standard, the party seeking to uphold the policy carries the burden of “showing that the [sex-based] classification serves ‘important governmen tal objectives and that the discriminatory means employed’ are ‘substantially related to the achievement of those objectives.’”
“For a government objective to be important, it cannot ‘rely on overbroad generalizations about the different talents, capacities, or preferences of males and females.’” Adams, 57 F.4th at 801 (quoting United States v. Virginia, 518 U.S. 515, 533 (1996)). And for a policy’s means to be substantially related to a government objec tive, there must be “enough of a fit” between the means and the asserted justification. Id. (quoting Danskine v. Mia. Dade Fire Dep’t, 253 F.3d 1288, 1299 (11th Cir. 2001)). However, “the Equal Protec tion Clause does not demand a perfect fit between means and ends when it comes to sex.” Id.; see also Nguyen v. INS, 533 U.S. 53, 70 (2001) (“None of our gender-based classification equal protection cases have required that the [policy] under consideration must be capable of achieving its ultimate objective in every instance.”).
In this case, the district court first held that section 4(a)(1)–(3) of the Act classifies on the basis of gender nonconformity and therefore classifies on the basis of sex. In determining that section 4(a)(1)–(3) classifies on the basis of gender nonconformity, the dis trict court reasoned that section 4(a)(1)–(3) “prohibits transgender minors—and only transgender minors—from taking transitioning medications due to their gender nonconformity.” And, in holding that a classification on the basis of gender nonconformity neces sarily constitutes a classification on the basis of sex, the district court cited the reasoning of Bostock v. Clayton County, 140 S. Ct. 1731 (2020), and Glenn v. Brumby, 663 F.3d 1312 (11th Cir. 2011).
On appeal, Alabama maintains that section 4(a)(1)–(3) classi fies on the bases of age and procedure, not sex or gender noncon formity, and is therefore not subject to any heightened scrutiny above rational basis review. See Gregory v. Ashcroft, 501 U.S. 452, 470 (1991) (“[A]ge is not a suspect classification under the Equal Protection Clause.”); Clark, 486 U.S. at 461 (listing suspect classifi cations and making no reference to classifications based on proce dures). Alabama further argues that section 4(a)(1)–(3) would sur vive at any level of scrutiny because it “serves the compelling [state] interest of protecting children from unproven, life-altering medical interventions” and because “no other approach would of fer children in Alabama adequate protection.”
In response, the Minor Plaintiffs argue that section 4(a)(1)–(3) classifies on the basis of sex both directly, by using sex-based terms, and indirectly, by classifying on the basis of gender noncon formity, and that the district court therefore properly applied inter mediate scrutiny. The Minor Plaintiffs also argue that, even if the more lenient rational basis standard applies, section 4(a)(1)–(3) does not pass muster. For its part, the United States makes the argument that section 4(a)(1)–(3) “triggers heightened scrutiny” because it
“discriminates against transgender persons, who constitute at least a quasi-suspect class” by themselves, distinct from sex.
Having carefully considered all of these positions, we agree with Alabama that section 4(a)(1)–(3) is best understood as a law that targets specific medical interventions for minors, not one that classifies on the basis of any suspect characteristic under the Equal Protection Clause. Section 4(a)(1)–(3) is therefore subject only to rational basis review—a standard that it almost undoubtedly satis fies for the reasons discussed. See supra Section III.A; see also Skrmetti, 73 F.4th at 419 (finding it “highly unlikely” that the plain tiffs could show that Tennessee’s substantially similar law “lacks a rational basis”). Because the district court erroneously departed from that standard, its assessment regarding the Minor Plaintiffs’ likelihood of success as to their equal protection claim cannot sup port the preliminary injunction. We reason as follows.
To begin, we reject the view that section 4(a)(1)–(3) amounts to a sex-based classification subject to intermediate scru tiny. As mentioned, one of the Minor Plaintiffs’ arguments is that section 4(a)(1)–(3) directly classifies on the basis of sex because it “uses explicitly sex-based terms to criminalize certain treatments based on a minor’s ‘sex.’” Of course, section 4(a)(1)–(3) discusses sex insofar as it generally addresses treatment for discordance be tween biological sex and gender identity, and insofar as it identifies the applicable cross-sex hormone(s) for each sex—estrogen for males and testosterone and other androgens for females. We
First, the statute does not establish an unequal regime for males and females. In the Supreme Court’s leading precedent on gender-based intermediate scrutiny under the Equal Protection Clause, the Court held that heightened scrutiny applies to “official action that closes a door or denies opportunity to women (or to men).” Virginia, 518 U.S. at 532. Alabama’s law does not distin guish between men and women in such a way. Cf. Adams, 57 F.4th at 800–11. Instead, section 4(a)(1)–(3) establishes a rule that applies equally to both sexes: it restricts the prescription and administra tion of puberty blockers and cross-sex hormone treatment for pur poses of treating discordance between biological sex and sense of gender identity for all minors. See Skrmetti, 73 F.4th at 419 (explain ing that this sort of restriction on puberty blockers and cross-sex hormone treatment “does not prefer one sex to the detriment of the other”).
Second, the statute refers to sex only because the medical procedures that it regulates—puberty blockers and cross-sex hor mones as a treatment for gender dysphoria—are themselves sex-based. The Act regulates medical interventions to treat an incon gruence between one’s biological sex and one’s perception of one’s sex. The cross-sex hormone treatments for gender dysphoria are different for males and for females because of biological differences between males and females—females are given testosterone and males are given estrogen. With regards to puberty blockers, those
The Minor Plaintiffs’ other sex-based argument is that sec tion 4(a)(1)–(3) indirectly classifies on the basis of sex by classifying on the basis of gender nonconformity. This is the position that the district court adopted, citing Bostock and Brumby. Neither of those cases, however, dealt with the Equal Protection Clause as applied to laws regulating medical treatments.
Bostock dealt with Title VII of the Civil Rights Act of 1964, § 701 et seq., as amended,
The Equal Protection Clause contains none of the text that the Court interpreted in Bostock. It provides simply that “[n]o State shall . . . deny to any person within its jurisdiction the equal protec tion of the laws.”
Brumby, on the other hand, did deal with the Equal Protec tion Clause; but, like Bostock, Brumby concerned gender stereotyp ing in the context of employment discrimination. See id. at 1313–20 (holding that “a government agent violates the Equal Pro tection Clause’s prohibition of sex-based discrimination when he
To be sure, section 4(a)(1)–(3) restricts a specific course of medical treatment that, by the nature of things, only gender nonconforming individuals may receive. But just last year, the Su preme Court explained that “[t]he regulation of a medical proce dure that only one sex can undergo does not trigger heightened constitutional scrutiny unless the regulation is a ‘mere pretex[t] de signed to effect an invidious discrimination against members of one sex or the other.’” Dobbs, 142 S. Ct. at 2245–46 (alteration in original) (quoting Geduldig v. Aiello, 417 U.S. 484, 496 n.20 (1974)); see also id. at 2246 (recognizing that “the ‘goal of preventing abortion’ does not constitute ‘invidiously discriminatory animus’ against women” (quoting Bray v. Alexandria Women’s Health Clinic, 506 U.S. 263, 273–74 (1993))). By the same token, the regulation of a course of treatment that only gender nonconforming individuals can un dergo would not trigger heightened scrutiny unless the regulation
We similarly reject the United States’ view that section 4(a)(1)–(3) is subject to heightened scrutiny because it classifies on the basis of transgender status, separate from sex. As we recently explained, “we have grave ‘doubt’ that transgender persons consti tute a quasi-suspect class,” distinct from sex, under the Equal Pro tection Clause. Adams, 57 F.4th at 803 n.5. Even if they did, for the reasons discussed with respect to gender nonconformity, section 4(a)(1)–(3)’s relationship to transgender status would not trigger heightened scrutiny. Chiefly, the regulation of a course of treat ment that, by the nature of things, only transgender individuals would want to undergo would not trigger heightened scrutiny un less the regulation is a pretext for invidious discrimination against such individuals, and, here, the district court made no findings of such a pretext. For these reasons, we conclude that section 4(a)(1)–(3)’s relationship to transgender status does not warrant height ened scrutiny.
Apart from sex, gender nonconformity, and transgender sta tus, the Minor Plaintiffs and the United States do not claim any other suspect classification. All the parties agree that section 4(a)(1)–(3) draws distinctions on the basis of age. However, “age is not a suspect classification under the Equal Protection Clause.” Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 83 (2000). As a result, “[s]tates may discriminate on the basis of age without offending the
Here, it seems abundantly clear that section 4(a)(1)–(3) clas sifies on the basis of age in a way that is rationally related to a le gitimate state interest. As discussed, Alabama has a legitimate in terest in “safeguarding the physical and psychological well-being of . . . minor[s],” and notably that interest itself distinguishes minors from adults. Otto, 981 F.3d at 868 (quoting Ferber, 458 U.S. at 756–57); see supra Section III.A. Section 4(a)(1)–(3) furthers that interest by restricting the prescription and administration of puberty block ers and cross-sex hormone treatment to minors for purposes of treating discordance between biological sex and sense of gender identity based on the rational understanding that many minors may not be finished forming their identities and may not fully ap preciate the associated risks. Moreover, Alabama’s decision to draw the line at the age of nineteen sufficiently approximates the divide between individuals who warrant government protection and indi viduals who are better able to make decisions for themselves; it is neither too over- nor under-inclusive. For these reasons, it is ex ceedingly likely that section 4(a)(1)–(3) satisfies rational basis re view as a classification on the basis of age.
Section 4(a)(1)–(3) is therefore subject only to rational basis review—a standard that it is exceedingly likely to satisfy for the
* * * *
This case revolves around an issue that is surely of the ut most importance to all of the parties involved: the safety and well being of the children of Alabama. But it is complicated by the fact that there is a strong disagreement between the parties over what is best for those children. Absent a constitutional mandate to the contrary, these types of issues are quintessentially the sort that our system of government reserves to legislative, not judicial, action.
Faced with this difficult and delicate set of circumstances, the district court granted the “extraordinary and drastic remedy” that is a preliminary injunction and enjoined Alabama from enforc ing part of the law in dispute. See Callaway, 489 F.2d at 573. In doing so, the district court determined that section 4(a)(1)–(3) of the Act is subject to heightened scrutiny on due process and equal protection grounds and therefore the parties challenging the law had a substantial likelihood of success on the merits as to those claims. That was erroneous. With respect to the Parent Plaintiffs’ substantive due process claim, the district court divined, without adequate historical support, that the Due Process Clause of the Fourteenth Amendment protects the right to “treat [one’s] children with transitioning medications subject to medically accepted
IV. CONCLUSION
For these reasons, we vacate the district court’s preliminary injunction on the enforcement of section 4(a)(1)–(3) of the Act.
VACATED.
BRASHER, Circuit Judge, concurring:
The resolution of an equal protection claim often turns on the level of scrutiny that we apply—rational basis, intermediate, or strict. The plaintiffs argue that the statute classifies based on sex, which warrants intermediate scrutiny. The Court rejects that argument, and, after much deliberation and research, I agree. Ala bama’s statute does not treat one sex differently than the other. It does not use sex as a proxy for some more germane classification. And it is not based on a sex stereotype. Instead, I think the law is best read to classify—not based on sex—but as between minors who want puberty blockers and hormones to treat a “discordance between their sex and their internal sense of identity,”
But even if the statute did discriminate based on sex, I think it is likely to satisfy intermediate scrutiny. If Alabama’s statute in volves a sex-based classification that triggers heightened scrutiny, it does so because it is otherwise impossible to regulate these drugs differently when they are prescribed as a treatment for gender dys phoria than when they are prescribed for other purposes. As long as the state has a substantial justification for regulating differently the use of puberty blockers and hormones for different purposes, then I think this law satisfies intermediate scrutiny.
I.
I’ll start with the level of scrutiny that applies to this law. We should be cautious when we are asked to extend heightened scru tiny to novel facts like these. As Justice Stevens explained in one of the Court’s leading cases on sex discrimination, the text of the Equal Protection Clause does not subject state laws to different lev els of judicial scrutiny. See Craig v. Boren, 429 U.S. 190, 211–12 (1976) (Stevens, J., concurring). The Clause “requires every State to gov ern impartially,” and it “does not direct the courts to apply one standard of review in some cases and a different standard in other cases.” Id.; see also United States v. Virginia, 518 U.S. 515, 570 (1996) (Scalia, J., dissenting) (calling tiers of scrutiny “made-up tests”); Whole Woman’s Health v. Hellerstedt, 579 U.S. 582, 638 (2016) (Thomas, J., dissenting) (calling tiers of scrutiny “increasingly meaningless . . . formalism”). Moreover, some of the Supreme Court’s most recent (and significant) equal protection precedents don’t apply the tiers of scrutiny. E.g., Obergefell v. Hodges, 576 U.S. 644, 672–76 (2015).
Nonetheless, the Supreme Court has established the tiers of scrutiny, and lower courts must apply that doctrine the best we can. In doing so, I think we must appreciate that the tiers of scru tiny are “no more scientific than their names suggest.” Virginia, 518 U.S. at 567 (Scalia, J., dissenting). They should be “guidelines in forming our approach to the case at hand, not tests to be mechani cally applied.” Williams-Yulee v. Fla. Bar, 575 U.S. 433, 457 (2015) (Breyer, J., concurring). To that end, when we are asked to apply
In my view, many judges have mechanically applied inter mediate scrutiny to laws like Alabama’s without considering the reasons we subject sex classifications to heightened scrutiny. Con sider the Eighth Circuit’s decision in Brandt by & through Brandt v. Rutledge, 47 F.4th 661 (8th Cir. 2022). There, the court concluded that Arkansas’s comparable law discriminates based on sex be cause, referring to cross-sex hormones, it said that “medical proce dures that are permitted for a minor of one sex are prohibited for a minor of another sex.” Id. at 669. But the court ignored the law’s ban on puberty blockers, which applies the same way to both sexes. And, more fundamentally, the court did not explain how applying heightened scrutiny to a law that regulates sex-specific medical in terventions is consistent with the reasons the Supreme Court cre ated that standard.
Turning back to this case, Alabama’s law is replete with sex-related language. But, even though the statute uses sex-related lan guage, I think it is wrong to say that the statute classifies based on sex. The law regulates drugs that treat a “discordance between [an individual’s] sex and their internal sense of identity.”
I see the word “sex” in this law. But I don’t see a sex classifi cation—at least, not as the idea of a sex classification appears in our equal-protection caselaw. Instead, it seems to me that this sex-re lated language classifies between, on the one hand, those minors who want these drugs to treat a “discordance between their sex and their internal sense of identity” and, on the other hand, those mi nors who want these drugs to treat a different condition. The Equal Protection Clause “is essentially a direction that all persons simi larly situated should be treated alike.” City of Cleburne, Tex. v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985). So the right question under the Equal Protection Clause is whether these two groups—those who want to use these drugs to treat a discordance between their sex and gender identity and those who want to use these drugs to treat other conditions—are similarly situated.
That question isn’t one that seems suited to heightened scru tiny. The Equal Protection Clause prohibits “giv[ing] a mandatory preference to members of either sex over members of the other.” Reed v. Reed, 404 U.S. 71, 76 (1971). We apply heightened scrutiny to sex classifications because of an intuition that, “[r]ather than rest ing on meaningful considerations, statutes distributing benefits and burdens between the sexes in different ways very likely reflect out moded notions of the relative capabilities of men and women.” City of Cleburne, 473 U.S. at 441. When we apply heightened scrutiny to a statute that classifies based on sex, the point is to ascertain
None of these rationales apply to the line drawn in Ala bama’s statute. It doesn’t distribute benefits or burdens between men and women or arguably use sex as a proxy for other interests. It bans a course of treatment—puberty blockers and hormones—for a particular condition that affects both boys and girls. Another way to think about it: an injunction against the enforcement of Al abama’s law under equal-protection principles will not equalize burdens or benefits between girls and boys. It will not require the government to treat boys and girls the same. It will merely force Alabama to either ban puberty blockers and hormones for all pur poses or allow them for all purposes.
For its part, the district court applied heightened scrutiny on the theory that Alabama’s statute discriminates based on a sex ste reotype because it targets medical interventions for transgender people, i.e., those who feel a “discordance between their sex and their internal sense of identity.” The district court cited Glenn v. Brumby, 663 F.3d 1312, 1320 (11th Cir. 2011), for this proposition, but I think it misread that precedent.1 In Glenn, we concluded that
a public employer engaged in sex discrimination by firing a transgender employee who was born a man because the employee began wearing stereotypical women’s clothing. Id. at 1314. The employer allowed biological women to wear stereotypical women’s clothing, but not biological men. We held that the em ployer had engaged in sex discrimination under the Equal Protec tion Clause—not because it fired a transgender employee—but be cause it fired an employee “on the basis of gender-based behavioral norms.” Id. at 1316–17. By ruling against that practice under the circumstances of that case, we required the employer to treat men and women equally, no matter their clothing choices.
Unlike the employer’s decision in Glenn, Alabama’s statute does not fit the mold of a sex-based stereotype. The statute isn’t based on a socially constructed generalization about the way men or women should behave. It does not reinforce an “assumption[] about the proper roles of men and women” in our society. Hogan, 458 U.S. at 725–26. And it doesn’t reflect society’s “notions of the relative capabilities of men and women.” City of Cleburne, 473 U.S. at 441. To be sure, the statute’s classification reflects the govern ment’s recognition that, without medical intervention, a healthy child will mature in accord with his or her biological sex. But the recognition of biological reality is “not a stereotype.” Nguyen v. INS, 533 U.S. 53, 68 (2001).
II.
Although I believe rational basis scrutiny likely applies, I also think that, even if Alabama’s statute triggered intermediate scru tiny, it would likely survive that heightened scrutiny.
Intermediate scrutiny under the Equal Protection Clause does not require us to ask whether a law is good or bad policy, but whether a government has a good reason for using a sex-based clas sification in a law. The relevant question is whether “the classifica tion serves ‘important governmental objectives and that the discrim inatory means employed’ are ‘substantially related to the achieve ment of those objectives.’” Hogan, 458 U.S. at 724 (quoting Wengler v. Druggists Mutual Ins. Co., 446 U.S. 142, 150 (1980)) (emphasis added). As I discuss above, the purpose of this heightened scrutiny is to ensure that laws based on sex classifications aren’t using those classifications because of “outmoded notions of the relative
Assuming the classification in this law is subject to interme diate scrutiny, I believe the state probably has an “exceedingly per suasive justification” for regulating these drugs differently when they are used to treat a discordance between an individual’s sex and sense of gender identity than when they are used for other pur poses. See Sessions v. Morales-Santana, 582 U.S. 47, 58 (2017) (quot ing Virginia, 518 U.S. at 531). The record reflects that the use of puberty blockers and hormones for this purpose specifically carries potentially uncertain risks. The record also reflects that there is un certainty about how to tell which patients need these interventions for this purpose and which don’t. Although further fact finding in this litigation will test the plausibility of those concerns, Alabama doesn’t have to conclusively prove these things to have an im portant governmental interest. Intermediate scrutiny permits “the legislature [to] make a predictive judgment” based on competing evidence. Brown v. Entm’t Merchs. Ass’n, 564 U.S. 786, 799–800 (2011) (discussing relative burdens of intermediate and strict scru tiny).
The plaintiffs argue, in part, that Alabama is not justified in banning these treatments because there are less restrictive alterna tives to a ban. But I don’t think that is how intermediate scrutiny works under the Equal Protection Clause. Consider how the Su preme Court applied intermediate scrutiny in Craig v. Boren, 429 U.S. 190 (1976). There, a state law prohibited sales of alcohol to men between the ages of eighteen and twenty but not women in that age range. Id. at 191–92. The Court accepted that the goal of this law—“the enhancement of traffic safety”—is an important in terest. Id. at 199–200. But it held that the government did not have sufficient evidence that a “gender-based distinction closely serves to achieve that objective.” Id. at 200. The Court in Craig never
In short, assuming this law is subject to intermediate scru tiny, I think it likely passes. On this record, it seems clear that the state has an interest in regulating these drugs differently when they are prescribed to treat a discordance between sex and gender than when they are prescribed to treat other conditions. And the state cannot do that without drawing the lines it has drawn in this stat ute.
III.
Whether rational basis or intermediate scrutiny applies, I be lieve this appeal comes out the same way: the state will likely pre vail on the merits. Future findings of fact in the district court may establish otherwise. But at this stage, the plaintiffs have not carried their burden entitling them to a preliminary injunction. I concur.
