S17A0738. OLEVIK v. THE STATE.
Supreme Court of Georgia
October 16, 2017
302 Ga. 228
FINAL COPY
The Georgia Constitution protects each of us from being forced to incriminate ourself. Unlike the similar right guaranteed by the Fifth Amendment to the United States Constitution, this state constitutional protection applies to more than mere testimony; it also protects us from being forced to perform acts that generate incriminating evidence. This case calls this Court to decide whether this state constitutional protection prohibits law enforcement from compelling a person suspected of DUI to blow his deep lung air into a breathalyzer. A nearly unbroken line of precedent dating back to 1879 leads us to conclude that it does, although the appellant here still loses because the language of the implied consent notice statute he challenges is not per se coercive.
1. Background.
Before proceeding to the legal issues Olevik raises, we begin with a brief overview of Georgia‘s DUI laws. We then turn to the factual context of this case.
(a) Georgia‘s statutory framework on implied consent and DUI arrests.
The scourge of people operating motor vehicles under the influence of alcohol, drugs, or other intoxicating substances has plagued us as long as people have been driving, leading states to enact criminal laws to combat this problem. See Birchfield v. North Dakota, ___ U.S. ___ (136 SCt 2160, 195 LE2d 560) (2016). In Georgia, driving with a blood alcohol content (“BAC“) of 0.08 grams or more is per se unlawful (DUI per se), and regardless of BAC, it is unlawful for a person to drive under the influence of alcohol or drugs to the extent it is
Georgia law requires you to submit to state administered chemical tests of your blood, breath, urine, or other bodily substances for the purpose of determining if you are under the influence of alcohol or drugs. If you refuse this testing, your Georgia driver‘s license or privilege to drive on the highways of this state will be suspended for a minimum period of one year. Your refusal to submit to the required testing may be offered into evidence against you at trial. If you submit to testing and the results indicate an alcohol concentration of 0.08 grams or more, your Georgia driver‘s license
or privilege to drive on the highways of this state may be suspended for a minimum period of one year. After first submitting to the required state tests, you are entitled to additional chemical tests of your blood, breath, urine, or other bodily substances at your own expense and from qualified personnel of your own choosing. Will you submit to the state administered chemical tests of your (designate which tests) under the implied consent law?
(b) Olevik‘s traffic stop.
The facts are largely undisputed. After observing that Olevik failed to maintain his lane while driving and had an inoperable brake light, police initiated a traffic stop. During the stop, police observed that Olevik‘s eyes were bloodshot and watery, his speech was slow, and he smelled strongly of alcohol. Olevik admitted to the police that he had consumed four or five beers prior to driving. He agreed to undergo field sobriety tests and exhibited six out of six clues on the horizontal gaze nystagmus test. The walk-and-turn and one-leg stand tests were not conducted because Olevik had certain physical limitations. After Olevik also tested positive for alcohol on a portable alco-sensor machine, police arrested Olevik and read him the statutorily mandated, age-appropriate implied consent notice. Olevik agreed to submit to a state-administered breath test, the results of which revealed that he had a BAC of 0.113.
2. The Georgia Constitution‘s right against compelled self-incrimination applies to breath tests.
On appeal, Olevik argues that the trial court erred in denying his motion to suppress because the implied consent notice is unconstitutional on its face and as applied, coercing him to submit to a breath test in violation of his right against compelled self-incrimination under the Georgia Constitution. As Olevik conceded at oral argument, our decision in Klink v. State, 272 Ga. 605 (533 SE2d 92) (2000), precludes his claims. But recent decisions of the Supreme Court of the United States and this Court have shaken the analytical
(a) Klink‘s foundation has been undermined.
In Klink, we upheld the implied consent notice statute against claims indistinguishable from Olevik‘s. We did so on the basis that “compelling a defendant to submit to [blood and] breath testing [is not] unconstitutional under Georgia law[,]” and thus “[t]he right to refuse to submit to state administered testing is not a constitutional right, but one created by the legislature.” Klink, 272 Ga. at 606 (1). Klink relied on two prior decisions — Allen v. State, 254 Ga. 433 (330 SE2d 588) (1985) and Green v. State, 260 Ga. 625 (398 SE2d 360) (1990) — for these conclusions. In Allen, we held that, “[i]n Georgia, the state may constitutionally take a blood sample from a defendant without his consent.
For the proposition that the Georgia Constitution does not protect citizens from compelled blood testing, Klink relied on Allen, which in turn relied on Strong v. State, 231 Ga. 514 (202 SE2d 428) (1973). Allen cited Strong for the principle that “the state may . . . take a blood sample from a defendant without
As has been made clear in more recent decisions, Strong‘s analysis concerning warrantless blood tests was incorrect.2 In Birchfield, 136 SCt at 2186 (VII), the Supreme Court of the United States explained that the natural dissipation of alcohol from the bloodstream is not a per se exigent circumstance always justifying the warrantless taking of a blood sample, and concluded that although breath tests fall within the search incident to arrest exception to the warrant requirement, blood tests do not. And even before Birchfield, we held in
Thus, Georgians do have a constitutional right to refuse to consent to warrantless blood tests, absent some other exception to the warrant requirement. Because we now know that Klink erred in holding that the Georgia Constitution
(b) Neither the Fourth Amendment to the United States Constitution nor Paragraph XIII of the Georgia Constitution prohibits warrantless breath tests as searches incident to arrest.
The
Because we generally interpret
(c) Paragraph XVI , properly understood, applies to breath tests.
The Georgia Constitution provides that “[n]o person shall be compelled to give testimony tending in any manner to be self-incriminating.”
(i) Principles of constitutional interpretation counsel us to construe Paragraph XVI in the light of case law interpreting similar text prior to ratification of the 1983 Constitution.
We interpret a constitutional provision according to the original public meaning of its text, which is simply shorthand for the meaning the people understood a provision to have at the time they enacted it. This is not a new idea. Indeed, there are few principles of Georgia law more venerable than the
In determining the original public meaning of a constitutional provision, we consider the plain and ordinary meaning of the text, viewing it in the context in which it appears and reading the text in its most natural and reasonable manner. See Ga. Motor Trucking Assn. v. Ga. Dept. of Revenue, 301 Ga. 354, 356 (2) (801 SE2d 9) (2017). And although the text is always our starting point
One key aspect of that broader context is the body of pre-enactment decisions of this Court interpreting the meaning of certain text that the framers of our Constitution subsequently chose to use. In such cases, the text the framers chose had already been definitively interpreted. When the framers of our Constitution considered language that had already been definitively interpreted and kept it without material alteration, they are strongly presumed to have kept with the text its definitive interpretation. This principle, too, is not new to us. In a case decided shortly before the ratification of the 1983 Constitution, Justice
[R]egardless of the interpretation we might now place on these words, it is clear that our courts have in the past given them the meaning the majority opinion now gives them. It is this interpretation of these words which was incorporated into the Constitution of 1945. A constitutional provision is to be construed in the sense in which it was understood by the framers and the people at the time of its adoption. Where the language in our [C]onstitution does not indicate an intention to declare some new principle, sound construction requires that it be construed to have intended no more than merely to state the law as it existed at that time. The interpretation we might give these words today is unimportant. Only that interpretation incorporated into the Constitution concerns us in this particular case.
McCafferty v. Med. College of Ga., 249 Ga. 62, 70 (287 SE2d 171) (1982) (Gregory, J., concurring specially) (citations omitted), overruled on other grounds by Self v. City of Atlanta, 259 Ga. 78, 79 (1) (377 SE2d 674) (1989) (adopting special concurrence). See also Griffin v. Vandegriff, 205 Ga. 288, 291 (1) (53 SE2d 345) (1949); Scalia & Garner, Reading Law: The Interpretation of Legal Texts 322-326 (West 2012) (explaining the prior-construction canon that if a provision is enacted with words or phrases that had previously received authoritative construction by a jurisdiction‘s court of last resort, the words and phrases are to be understood according to that
When we consider the original public meaning, we necessarily must focus on objective indicators of meaning, not the subjective intent of particular individuals that the language mean something idiosyncratic. The importance of this objective approach is plain when we consider our similar focus in statutory construction. When we consider the meaning of statutes enacted by 236 members of the General Assembly, we determine meaning from text and context, “not the subjective statements of individual legislators.” Gibson v. Gibson, 301 Ga. 622, 632 (3) (c) (801 SE2d 40) (2017) (quoting Malphurs v. State, 336 Ga. App. 867, 871-872 (785 SE2d 414) (2016)). This focus on the objective meaning of statutory text is by necessity, for how can we possibly
how, putting aside the text, are we to figure out what “intention” was in the head of the legislators when they voted? And are we searching for the intention of the entire legislature? A majority of the members who voted? Just the key members or sponsors of the bill or others who spoke or wrote about the bill at some point before (or after) passage, in some way that was publicly reported? What if no majority of members voted on it with the same intention? And what of the intention of the Governor who signed the bill?
Merritt v. State, 286 Ga. 650, 656-657 (690 SE2d 835) (2010) (Nahmias, J., concurring specially). Determining the “intent” of the legislature by means other than considering the text and context of properly enacted statutes would be futile.4
Our objective focus is even more important when we interpret the Constitution. Unlike ordinary legislation, the people — not merely elected legislators — are the “makers” of the Georgia Constitution. See
(ii) Paragraph XVI has a nearly unbroken history of application to compelled acts, not merely testimony.
Although Day did not explain its broad interpretation,6 see id., several years later we more fully explained the basis for such a broad scope. In Calhoun v. State, 144 Ga. 679, 680-681 (87 SE 893) (1916), we explained that the self-incrimination provision of the 1877 Georgia Constitution was modeled after the common law principle that “no man is bound to accuse himself of any crime or to furnish any evidence to convict himself of any crime[.]” Recognizing that the constitutional guaranty against compelled self-incrimination was as broad as the common law right from which it was derived, we noted that the right “protects one from being compelled to furnish evidence against himself, either in the form of oral confessions or incriminating admissions of an involuntary character, or of doing an act against his will which is incriminating in its nature.” Id. at 681.
Notwithstanding this well-aged precedent recognizing that the state right against compelled self-incrimination applies beyond mere testimony, the State argues that we should construe Paragraph XVI according to its plain text and limit the right to only what is commonly understood today to be “testimony,” i.e., spoken or written statements of certain kinds. The State argues that we erred in Day by ignoring the plain language of the constitutional provision and cites legislative history surrounding the creation of the 1877 Constitution as evidence that the framers of that constitution intended for the right against compelled self-incrimination to be limited to testimony.7
But even if the State were right that Day (and all the other cases that have since followed it) misread the constitutional text, we are no longer governed by the 1877 Constitution that Day interpreted. Since issuing our decisions in Day
Although the scope of our right against compelled self-incrimination extends to acts, it is only compelled acts of the defendant that fall within the protections of Paragraph XVI. For example, we have held that a defendant’s right against compelled self-incrimination was violated when he was compelled to place his foot in certain footprints located near the crime scene. Day, 63 Ga. at 668-669 (2). We also have held that a defendant’s right against compelled self-incrimination was violated when he was required to stand up at trial so that a witness could verify that the defendant’s leg had been amputated in a way that corresponded to tracks left at the crime scene. Blackwell, 67 Ga. at 78-79 (1). We have concluded that a defendant’s right against compelled self-incrimination was violated when he was required to drive his truck onto scales in order to determine whether he was operating a vehicle weighing more than permitted by law. Aldrich, 220 Ga. at 135. We have also ruled that requiring a defendant to produce a handwriting exemplar violates the self-incrimination provision.
In contrast, the right against compelled self-incrimination is not violated where a defendant is compelled only to be present so that certain incriminating evidence may be procured from him. Batton v. State, 260 Ga. 127, 130 (3) (391 SE2d 914) (1990).9 Consequently, we have ruled that the right is not violated by removing clothing from a defendant. See, e.g., id. (taking shoes from defendant); Drake v. State, 75 Ga. 413, 414-415 (2) (1885) (taking blood-stained clothes from defendant); Franklin v. State, 69 Ga. 36, 43-44 (3) (1882) (pulling boots off a defendant). Similarly, the right is not violated when evidence is taken from a defendant’s body or photographs of the defendant are taken. See, e.g., Quarterman v. State, 282 Ga. 383, 386 (4) (651 SE2d 32) (2007)
In other instances, even if the right was implicated, we concluded that no violation had occurred where the defendant consented to the act rather than being compelled. See, e.g., Scott v. State, 274 Ga. 476, 478 (2) (b) (554 SE2d 488) (2001) (accused’s right against compelled self-incrimination was not violated when he agreed to hold up sleeve to allow police to photograph tattoos
In sum, Paragraph XVI prohibits compelling a suspect to perform an act that itself generates incriminating evidence; it does not prohibit compelling a suspect to be present so that another person may perform an act generating such evidence. See Creamer, 229 Ga. at 517 (3) (“You cannot force a defendant to act, but you can, under proper circumstances, produce evidence from his person.“). And, like other constitutional rights, a suspect may consent to take actions that Paragraph XVI would prevent the State from compelling. Having set forth the scope of Georgia’s right against compelled self-incrimination, we now consider whether Klink was correct to hold that compelling a suspect to
The police officer who administered the test in this case testified that a proper breath test requires deep lung breath, and that a suspect has to “blow sufficient volume to get the deep, inner-lung breath” to provide a sufficient sample for testing. Deep lung or alveolar air provides the most reliable sample because it is in the alveolar region of the lungs where “alcohol vapor and other gases are exchanged between blood and breath.” Birchfield, 136 SCt at 2168 (I). As the Supreme Court of the United States has recognized, obtaining this deep lung breath requires the cooperation of the person being tested because a suspect must blow deeply into a breathalyzer for several seconds in order to produce an adequate sample. See id. As the State conceded at oral argument, merely breathing normally is not sufficient.
The State argues that no compelled act is involved because a breath test only captures a “substance” naturally excreted by the human body, in the same way that collecting a urine sample does not violate a defendant’s right against compelled self-incrimination. See Green, 260 Ga. at 627 (2); see also Robinson v. State, 180 Ga. App. 43, 50-51 (3) (348 SE2d 662) (1986), reversed on other
It is true that “all the air that is breathed into a breath analyzing machine, including deep lung air, sooner or later would be exhaled even without the test.” Birchfield, 136 SCt at 2177 (V) (B) (1). If the State sought to capture and test a person’s naturally exhaled breath, this might well be a different case. But this is not how a breath test is performed. Sustained strong blowing into a machine for several seconds requires a suspect to breathe unnaturally for the purpose of generating evidence against himself. Indeed, for the State to be able to test an individual’s breath for alcohol content, it is required that the defendant cooperate by performing an act. See Birchfield, 136 SCt at 2168 (I)
To the extent we said otherwise in Klink, we did so with no analysis. With a mere citation to Green’s “natural excretion” principle, we summarily concluded in Klink that “compelling a defendant to submit to breath testing [is not] unconstitutional under Georgia law.” Klink, 272 Ga. at 606 (1). As discussed above, Green cannot support a conclusion that the forced and unnatural breathing required here does not implicate a person’s right against compelled self-incrimination. Klink’s reasoning, therefore, is unsound. But because Klink is still binding precedent, we must decide whether the doctrine of stare decisis nevertheless counsels against overruling Klink.
(iv) We overrule Klink.
Under the doctrine of stare decisis, courts generally stand by their prior decisions, because “it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and
We have also said that stare decisis carries less weight when our prior precedent involved the interpretation of the Constitution, which is more difficult than statutory interpretation for the legislative process to correct. See Ga. Dept. of Natural Resources v. Center for a Sustainable Coast, Inc., 294 Ga. 593, 601 (2) (755 SE2d 184) (2014). This doesn’t mean that we disregard stare decisis
The stare decisis factors counsel that we overrule Klink. We already have established that the reasoning of Klink was unsound, cutting heavily in favor of overruling it. On the second factor, Klink was decided 17 years ago, and we have overruled decisions older than that. See, e.g., Woodard v. State, 296 Ga. 803, 808-814 (771 SE2d 362) (2015) (overruling 24-year-old interpretation of justification defense statute); Sustainable Coast, 294 Ga. at 601-602 (2) (reversing 19-year-old decision on sovereign immunity); Jackson, 287 Ga. at 659-660 (5), (6) (overruling nearly 29-year-old interpretation of felony murder statute).
Klink also does not involve substantial reliance interests. Substantial reliance interests are an important consideration for precedents involving contract and property rights, “where parties may have acted in conformance with existing legal rules in order to conduct transactions.” Citizens United v. Fed. Election Comm., 558 U.S. 310, 365 (130 SCt 876, 175 LE2d 753) (2010); see
outweigh the countervailing interest that all individuals share in having their constitutional rights fully protected. If it is clear that a practice is unlawful, individuals’ interest in its discontinuance clearly outweighs any law enforcement entitlement to its persistence. “The mere fact that law enforcement may be made more efficient can never by itself justify disregard of [constitutional rights].”
Gant, 556 U.S. at 349-350 (quoting Mincey v. Arizona, 437 U.S. 385, 393 (98 SCt 2408, 57 LE2d 290) (1978) (punctuation omitted)).
The remaining factor of workability is not reason enough to preserve Klink. Under Klink, compelled breath tests are permitted regardless of how coercively cooperation may have been obtained. By rejecting Klink, law enforcement may have to consider whether a suspect has validly waived his
Accordingly, we overrule Klink and other cases to the extent they hold that Paragraph XVI of the Georgia Constitution does not protect against compelled breath tests or that the right to refuse to submit to such testing is not a constitutional right.11 We next must decide whether Olevik’s claims prevail under the applicable law.
3. We reject Olevik’s facial and “as-applied” challenges to the implied consent notice.
Olevik raises several challenges to
(a) Olevik’s facial challenges fail.
Olevik’s argument that
The implied consent notice is not per se coercive on its face. Olevik argues that the misleading language of the implied consent notice violates the due process guarantees of the United States and Georgia Constitutions.12 Specifically, Olevik argues that the implied consent notice inaccurately tells suspects that Georgia law requires them to submit to a state-administered chemical test and provides misleading information about the consequences for submitting or refusing to submit to a test.
Before addressing Olevik’s specific arguments, we note that the implied consent statute has a “plainly legitimate sweep,” practically dooming Olevik’s
Aside from failing to show a lack of a legitimate sweep, Olevik has failed to demonstrate that the implied consent notice is unconstitutional in all of its applications. “In determining whether a defendant’s statement was voluntary as a matter of constitutional due process, a trial court must consider the totality
Because evaluating whether self-incrimination was compelled depends on the totality of the circumstances, Olevik cannot establish that the implied consent notice is materially misleading and substantively inaccurate in every application such that the notice invariably compels submission to the requested breath test. For example, Olevik argues that the implied consent notice misinforms a defendant that he is required to submit to a state-administered
The implied consent notice also refers to the testing as “required” twice more. See
Olevik next asserts that the notice is per se coercive because it contains misleading information about the consequences of taking a chemical test or refusing to do so. Specifically, Olevik observes that the notice warns suspects that a refusal to submit to testing will result in a license suspension and that a test result indicating a BAC of 0.08 grams or more only may result in a suspension. Olevik is correct that this information is not entirely accurate, as suspensions are mandated in either case. See
Olevik also challenges
Olevik’s facial claim rests on the premise that the notice would deceive a reasonable person. On the record before us, although Olevik points out deficiencies in the implied consent notice,14 there is no evidence that
(b) Olevik’s “as-applied” self-incrimination claim also fails.
As stated above, whether a defendant is compelled to provide self incriminating evidence in violation of Paragraph XVI is determined under the
the age of the accused, his education, his intelligence, the length of detention, whether the accused was advised of his constitutional rights, the nature of questioning, the use of physical punishment, and the psychological impact of all these factors on the accused. In determining voluntariness, no single factor is controlling.
Dean v. State, 250 Ga. 77, 80 (2) (a) (295 SE2d 306) (1982); see also Schneckloth, 412 U.S. at 226 (noting that in considering whether a defendant voluntarily incriminated himself, the Court “determined the factual circumstances surrounding the confession, assessed the psychological impact on the accused, and evaluated the legal significance of how the accused reacted”). Just as the voluntariness of consent to search includes an assessment of the “psychological impact of all the factors on a defendant,” a significant factor in a due process inquiry is whether a deceptive police practice caused a defendant
This totality test is not foreign to trial courts. Trial courts already use the test to determine the voluntariness of a defendant’s consent to chemical testing as an exception to the warrant requirement under the Fourth Amendment and Paragraph XIII. The trial court here in fact considered the totality of the
Although the trial court erred in concluding that Olevik’s constitutional right against compelled self-incrimination was not at issue, its ruling is understandable; indeed, the outcome was required by binding case law. See
Nevertheless, the trial court’s ultimate conclusion that Olevik was not compelled into submitting to the breath test must be affirmed. The court said it considered all the relevant factors to determine the voluntariness to consent to search, and these same factors are used in determining whether an incriminating act or statement was voluntary. The only consideration that Olevik argues the court failed to consider properly is the allegedly coercive and misleading nature of the implied consent notice. But we have already concluded above in rejecting his facial challenge that the notice, standing alone, is not per se coercive. Olevik
Judgment affirmed. All the Justices concur.
Before Judge Doran.
Lance W. Tyler, for appellant.
Rosanna M. Szabo, Solicitor-General, Samuel R. d’Entremont, Joelle M. Nazaire, Assistant Solicitors-General, for appellee.
