Lead Opinion
Appellees, defendants Carlester Jackson and Warren Woodley Smith, allegedly conspired
This should be an easy case for a Georgia appellate court. The question presented is what the term “causes” means as used in the felony murder statute. See OCGA § 16-5-1 (c) (“A person also commits the offense of murder when, in the commission of a felony, he causes the death of another human being irrespective of malice.”). In casеs both before and after Crane, this Court interpreted that very term to require “proximate causation.” In addition, there are dozens of other cases from this Court and the Court of Appeals, before and after Crane, that hold that the same term as used in other homicide statutes and in many other criminal and civil contexts means proximate cause.
This case is difficult only because of Crane. There, in a short opinion that did not mention any of Georgia’s extensive causation case law, the Court held that the word “causes” in the felony murder statute requires not proximate causation, but that the death be “caused directly” by one of the parties to the underlying felony. Id. at 779. Applying this new and more restrictive conception of causation, the Court concluded that a defendant cannot be found guilty of felony murder when the intended victim of the underlying felony kills the defendant’s accomplice, because that death is “caused directly” by the victim rather than the defendant. See id.
As shown below, the opinion in Crane was poorly reasoned, and perhaps because it is so incongruous with the rest of Georgia law, it has not been consistently applied by this Court or the Court of Appeals in the ensuing three decades. Its holding has not been applied uniformly in the specific context of felony murder, nor has its reasoning been followed in construing the same causation language in other homicide statutes. The relevant facts of this case, however, are almost identical to Crane’s, and so today we must either reaffirm Crane or reject it. After careful consideration, we have concluded that Crane must be overruled. Stare decisis is an important doctrine, but it is not a straightjacket. Crane’s age and statutory nature are outweighed by the other factors undermining its precedential authority, and it is important that the Court refute its reasoning to ensure that the case can no longer be cited in efforts to pollute other streams of our law.
The Factual and Procedural Background of This Case
1. The parties stipulated, for purposes of the motion to dismiss, that Jackson, Smith, and Daniels conspired to commit an armed robbery of someone who the defendants believed was a drug dealer. Daniels aрproached the intended victim armed with a handgun, with Jackson nearby and Smith waiting in the getaway vehicle. The victim, who was also armed, exchanged gunfire with Daniels, and he ultimately shot and killed Daniels in self-defense. Jackson and Smith were later arrested. The indictment charged the defendants with, among others offenses, felony murder. Tracking the statutory language, Count 1 alleged that both Jackson and Smith “did cause the death of Jerold Daniels, a human being, . . . while in the commission of a felony, to wit: Aggravated Assault.” The indictment charged Smith with two more counts, alleging that he caused Daniels’s death while in the commission of the felony of possession of a firearm by a convicted felon.
The defendants moved to dismiss the felony murder charges. They argued that because the victim fired the shot that killed their co-conspirator, they did not directly cause Daniels’s death. The trial court, bound by this Court’s decision in Crane, granted the motion to dismiss. The State
“Cause” in Georgia’s Homicide Statutes Means Proximate Cause
2. The felony murder statutе provides that “[a] person also commits the offense of murder when, in the commission of a felony, he causes the death of another human being irrespective of malice.” OCGA § 16-5-1 (c) (emphasis supplied). As in Crane, the question in this case is whether a defendant who commits a felony whose intended victim kills a co-conspirator “causes” that death. The answer should be straightforward. Georgia is a proximate cause state. When another meaning is not indicated by specific definition or context, the term “cause” is customarily interpreted in almost all legal contexts to mean “proximate cause” — “[t]hat which, in a natural and continuous sequence, unbroken by any efficient intervening cause, produces injury, and without which the result would not have occurred.” Black’s Law Dictionary 1103 (5th ed. 1979).
Thus, this Court has explained that proximate cause is the standard for criminal cases in general. See, e.g., Skaggs v. State,
Consistent with this general rule, we have held in many cases and for many decades that proximate causation is the standard for murder cases prosecuted under the murder statute, now codified as OCGA § 16-5-1. Thus, we have long held, in numerous cases, that proximate causation is the test for malice murder, a crime defined using the identical “he . . . causes” phrasing. See OCGA § 16-5-1 (a) (“A person commits the offense of murder when he unlawfully and with malice aforethought, either express or implied, causes the death of another human being.”).
As an original matter, therefore, we would decide this case simply by applying the customary legal meaning of “cause,” which is supported by the ample precedent interpreting the felony murder provision at issue, its identical sister provision in the murder statute, and identical or substantially similar provisions in many other homicide statutes. We would hold that the phrase “he causes” as
Whether the evidence in this case would establish such proximate causation beyond a reasonable doubt is a harder question, in part because the stipulated facts we have before us are summary and the issue of proximate causation is so fact-intensive. That is why proximate cause determinations are generally left to the jury at trial. See McGrath,
The defendants here planned an armed robbery of someone they believed to be a drug dealer, who also turned out to be armed, an occurrence not unusual among drug dealers. When their co-conspirator Daniels approached the victim with a handgun to execute the robbery, the victim defended himself and killed Daniels. Perhaps more detailed evidence would show that, despite the dangerous and violent nature of armed robbery and drug dealing, circumstances existed that made the fatal result of the defendants’ felonious conduct improbable in this case, or made the drug dealer victim’s actions an “efficient intervening cause.” On the limited record before us, however, a jury could rationally conclude that the defendants’ felonies played a “substantial part in bringing about” their accomplice’s death when they confronted at gunpoint a drug dealer, whose deadly response could be viewed as a “reasonably probable consequence” of their acts. Skaggs,
State v. Crane
3. This is not, however, an original matter. The same legal issue was presented, in much the same factual scenario, nearly 30 years ago in Crane. In that case, Crane and three confederates were burglarizing a home when the homeowner shot and killed one of them in defense of himself and his property. See
We agree that the rule of lenity would require the Court to adopt the interpretation that favored the accuseds if, after applying
To the contrary, we have consistently employed the more nuanced concept of proximate causation, which does not track the binary, and often unhelpful, direct-indirect dichotomy of Crane. Proximate causation imposes liability for the reasonably foreseeable results of criminal (or, in the civil context, tortious) conduct if there is no sufficient, independent, and unforeseen intеrvening cause. That definition would include, at least in some factual scenarios, a deadly response against one of the perpetrators by the intended victim of a dangerous felony like burglary or armed robbery.
The Inconsistent Application of Crane’s Holding
4. No later cases have bolstered Crane’s reasoning, nor do the dissents today make any effort to do so. Indeed, neither this Court nor the Court of Appeals has consistently applied Crane’s holding that the words “he causes” in the felony murder statute “require the death to be caused directly by one of the parties to the underlying felony.”
In another case, however, the Court upheld the defendant’s felony murder conviction based upon the death of a bystander killed by someone who was engaging in a gunfight with the defendant. See Smith v. State,
In other cases since Crane, we have upheld felony murder convictions where the death could hardly be said to have been “caused directly” by the defendant’s acts. See McCoy v. State,
Moreover, if Crane's reasoning is solid and its holding deserving of precedential value, as Justice Thompson’s dissent suggests, see Dissenting Op. at 663, then the term “causes” and the identical or substantially similar causation language used in Georgia’s other homicide statutes should also be susсeptible to the same “directly causes” versus “indirectly causes” ambiguity posited in Crane. And because all those statutes are also penal, the rule of lenity should require that the “directly causes” interpretation be applied in those contexts as well. But that
Crane has caused the most tension in vehicular homicide cases, which, like felony murder cases, sometimes involve deaths that are “directly” caused by innocent third parties acting as a result of the defendant’s precipitating criminal acts. Thus, in Hill, this Court held that, under Crane, a defendant did not “cause” the death of another person and so was not guilty of felony murder when a police officer at whom the defendant was shooting shot back and killed an innocent bystander. See
Similarly, in Ponder v. State,
In McGrath v. State,
Vehicular homicide and felony murder may be defined in “entirely different” statutes, in terms of their Code sections, but the relevant causation language is indistinguishable, compare OCGA § 40-6-393 (a) {“Any person who, without malice aforethought, causes the death of another person through the violation of [various code sections] commits the offense of homicide by vehicle in the first degree.. ..” (emphasis supplied)), with OCGA § 16-5-1 (c) (“A person also commits the offense of murder when, in the commission of a felony, he causes the death of another human being irrespective of malice. ...” (emphasis supplied)). If Crane is good law, then this Court’s construction of the causation language in OCGA § 16-5-1 (c) should be binding on the Court of Appeals when it interprets the virtually identical causation
Stare Decisis Considerations
5. Stare decisis is an important principle that promotes the rule of law, particularly in the context of statutory interpretation, where our incorrect decisions arе more easily corrected by the democratic process. See Smith v. Salon Baptiste,
As demonstrated above, Crane’s reasoning is unsound and contrary to the body of our law. Crane’s holding may be workable in its specific context — the death of a co-party directly caused by the intended victim of the underlying felony. As just discussed, however, this Court and the Court of Appeals have been unable or unwilling to apply Crane’s reasoning to all felony murder cases, much less to the many other homicide statutes that use the same causation language. In addition, Crane affects no property or contract issues and establishes no substantive rights, so it creates no meaningful reliance interests. (To be sure, the potential conspiring felon who is well-read in the law might be slightly less deterred from committing a dangerous felony by the belief that if one of his co-conspirators is killed by the intended victim or a police officer, he will not face a murder charge, but that is not the sort of reliance the law usually recognizes in the stare decisis analysis.)
That leaves, on the side of reaffirming Crane, only its age and its statutory nature. That is all Justice Thompson’s dissent relies upon. See Dissenting Op. at 663-665. Crane is indeed nearly three decades old, and in Crane and the only two subsequent cases in which we actually applied its holding, the Court expressly noted that the General Assembly could correct the result. See Crane,
We have explained at length the strong reasons that exist to overrule Crane, which the dissents do not refute. Moreover, Crane’s odd reasoning and the inconsistent application of its holding by both appellate courts make resort to “legislative acquiescence” particularly dubious.
Furthermore, it is not clear how the General Assembly would go about correcting Crane. If the legislature revised the “he causes” language in OCGA § 16-5-1 (c) to say “he proximately causes,” without simultaneously revising all the other homicide statutes that use similar causation language (including the malice murder provision in subsection (a) of the same statute), the effort could backfire. We could expect to see appeals by defendants arguing that the legislature’s revision of one provision indicates that the language remaining in all the other provisions means something else — what we said such language meant in Crane, that is, “directly causes.” Nor do legislatures commonly undertake to enact the highly detailed amendment that would be required to respond very specifically to Crane — assuming that, in light of the inconsistent application of Crane, the General Assembly could even tell for sure what it needed to correct.
In light of these considerations, we dо not believe “that we can properly place on the shoulders of [the General Assembly] the burden of the Court’s own error.” Girouard v. United States,
Conclusion
6. For these reasons, we hereby overrule State v. Crane,
Judgment reversed and case remanded.
Notes
See, e.g., Wilson,
See, e.g., Jones v. State,
See, all with emphasis supplied, OCGÁ § 6-2-5.2 {“Any person who, without malice aforethought, causes the death of another person through the violation of Code Section 6-2-5.1 [operating aircraft under the influence] commits the offense of homicide by aircraft. . . .”); § 16-5-2 (a) (“A person commits the offense of voluntary manslaughter when he causes the death of another human being under circumstances which would otherwise be murder and if he acts solely as the result of a sudden, violent, and irresistible passion ....”);§ 16-5-3 (a) (“A person commits the [felony] offense of involuntary manslaughter in the commission of an unlawful act when he causes the death of another human being without any intention to do so by the commission of an unlawful act other than a felony.”), (b) (“A person commits the [misdemeanor] offense of involuntary manslaughter in the commission of a lawful act in an unlawful manner when he causes the death of another human being without any intention to do so, by the commission of a lawful act in an unlawful manner likely to cause death or great bodily harm.”); § 16-5-80 (b) (“A person commits the offense of feticide it he or she willfully and without legal justification causes the death of an unborn child by any injury to the mother of such child....”), (d) (“A person commits the offense of voluntary manslaughter of an unborn child when such person causes the death of an unborn child under circumstances which would otherwise be feticide and if such person acts solely as the result of a sudden, violent, and irresistible passion . . ..”); § 40-6-393 (a) {“Any person who, without malice aforethought, causes the death of another person through the violation of [various motor vehicle statutes] commits the offense of homicide by vehicle in the first degree . . . .”), (b) (“Any driver of a motor vehicle who, without malice aforethought, causes an accident which causes the death of another person and leaves the scene of the accident in violation of subsection (b) of Code Section 40-6-270 commits the offense of homicide by vehicle in the first degree ... .”), (c) (“Any person who causes the death of another person, without an intention to do so, by violating any [other] provision of this title . .. commits the offense of homicide by vehicle in the second degree when such violation is the cause of said death . . . .”); § 40-6-393.1 (b) (1) (“A person commits the offense of feticide by vehicle in the first degree if he or she causes the death of an unborn child by any injury to the mother of such child which would be homicide by vehicle in the first degree ....”), (c) (1) (“A person commits the offense of feticide by vehicle in the second degree if he or she causes the death of an unborn child by any injury to the mother of such child by violating any [other] provision of this title . . . which would be homicide by vehicle in the second degree....”); § 40-6-396 (a) (“Any person who, without malice aforethought, causes the death of another person through the violation of subsection (a) of Code Section 40-6-26 commits the offense of homicide by interference with an official traffic-control device or railroad sign or signal. . . .”); § 52-7-12.2 (a) (“Any person who, without malice aforethought, causes the death of another person through the violation of [various code sections] commits the offense of homicide by vessel in the first degree.”), (b) (“Any operator of a vessel who, without malice aforethought, causes a collision or accident which causes the death of another person and leaves the scene of the collision or accident in violation of subsection (a) of Code Section 52-7-14 commits the offense of homicide by vessel in the first degree.. . .”), (c) (“Any person who causes the death of another person, without an intention to do so, by violating any [other] provision of this title ... commits the [misdemeanor] offense of homicide by vessel in the second degree when such violation is the cause of said death”)-, § 52-7-12.3 (b) (1) (“A person commits the offense of feticide by vessel in the first degree if he or she causes the death of an unborn child by any injury to the mother of such child through the violation of [various code sections] ....”), (c) (1) (“A person commits the offense of feticide by vessel in the second degree if he or she causes the death of an unborn child by any injury to the mother of such child by violating any [other] provision of this title ....”).
See, e.g., Cain v. State,
The only other support the Crane Court offered for its holding was that “[o]ther jurisdictions apparently are split on this issue, the numerical majority favoring a negative answer,” citing an ALR annotation without any analysis of whether the felony murder statutes and case law in those jurisdictions mirror Georgia’s. See Crane,
It may be noted that this holding had no immediate effect on the case, because the defendant killed the police officer during the shootout, and his malice murder conviction and death sentence for that crime were affirmed. See Hill,
Looking to a footnote in Hill, see
Contrary to the assertion in Chief Justice Hunstein’s dissent, the Court has never suggested that the General Assembly needs to “amend OCGA § 16-2-20 to provide for criminal liability in situations of this nature.” Dissenting Op. at 663. Indeed, that dissent argues for the first time ever that OCGA § 16-2-20, as opposed to the causation element in OCGA § 16-5-1 (c), requires the result reached in Crane. See footnote 6 above.
Even aside from these peculiar circumstances, it can be perilous to rely heavily on legislative silence and inaction to conclude that a court’s interpretation of a statute is correct.
Legislative silence is a poоr beacon to follow in discerning the proper statutory route... . The verdict of quiescent years cannot be invoked to baptize a statutory gloss that is otherwise impermissible. This Court has many times reconsidered statutory constructions that have been passively abided by [the legislature]. [Legislative] inaction frequently betokens unawareness, preoccupation, or paralysis. “It is at best treacherous to find in [legislative] silence alone the adoption of a controlling rule of law.” Girouard v. United States,328 U. S. 61 , 69 [(66 SC 826, 90 LE 1084)] (1946). . . . Where, as in the case before us, there is no indication that a subsequent [General Assembly] has addressed itself to the particular problem, we are unpersuaded that silence is tantamount to acquiescence, let alone ... approval ....
Zuber v. Allen,
Dissenting Opinion
dissenting.
The State charged appellees Jackson and Smith with the felony murder of Daniels, who was shot and killed in self-defense by Hogаn after Daniels, together with appellees, attempted to rob Hogan at gunpoint. Relying on State v. Crane,
OCGA § 16-2-20 provides:
(a) Every person concerned in the commission of a crime is a party thereto and may be charged with and convicted of commission of the crime.
(b) A person is concerned in the commission of a crime only if he:
(1) Directly commits the crime;
(2) Intentionally causes some other person to commit the crime under such circumstances that the other person is not guilty of any crime either in fact or because of legal incapacity;
(3) Intentionally aids or abets in the commission of the crime; or
(4) Intentionally advises, encourages, hires, counsels, or procures another to commit the crime.
(Emphasis supplied.)
This Court recognized the effect of OCGA § 16-2-20 on the felony murder statute in Hill v. State,
provides that under certain circumstances, one may be held responsible for a crime one did not directly commit. A review of that Code section shows none of the circumstances to be applicable here. The closеst, perhaps, is [OCGA § 16-2-20] (b) (2) which allows a finding of criminal liability where one “intentionally causes some other person to commit the crime under such circumstances that the other person is not guilty of any crime either in fact or because of legal incapacity.” (Emphasis supplied.) There is, however, in this case no allegation or evidence that [Hill] intentionally caused Officer Mullinax to shoot Darryl Toles.
Regardless whether or not appellees directly or proximately caused the death of Daniels, as Crane held, there is no question under the facts stipulated by the parties that appellees did not directly commit the alleged crime; hence, they cannot come within the ambit of OCGA § 16-2-20 (b) (1). A review of the indictment establishes that the State does not allege that appellees “intentionally cause [d]” Hogan, the intended armed robbery victim, to shoot and kill Daniels,
By reinterpreting OCGA § 16-5-1 (c) to authorize defendants such as appellees to be charged with and convicted of felony murder
I am authorized to state that Justice Benham joins in this dissent.
Under OCGA § 16-5-1 (c), “[a] person ... commits the offense of murder when, in the commission of a felony, he causes the death of another human being irrespective of malice.”
The majority cites to Hill “albeit with no significant discussion.” Thornton v. Ga. Farm Bureau Mut. Ins. Co.,
The pertinent language in the indictment charges appellees “with the offense of MURDER for that [appellees] . . . while in the commission оf a felony, to wit: AGGRAVATED ASSAULT as alleged in Count 4 of this Indictment, did cause the death of Jerold Daniels, a human being.” Count 4 alleged that appellees “did unlawfully make an assault upon the person of Arthur Hogan, with a firearm....” The parties stipulated that Hogan was the person appellees intended to rob.
Dissenting Opinion
dissenting.
The Georgia felony murder statute provides that “[a] person also commits the offense of murder when, in the commission of a felony, he causes the death of another human being irrespective of malice.” OCGA § 16-5-1 (c). In State v. Crane,
The meaning of “causes” was open to two possible interpretations in Crane, and we chose the one that favored the accused rather than the State. Id. As we have already said twice in the nearly 30 years since Crane, “ ‘ [i]f this result be viewed as a defect in our felony murder statute, the remedy lies with the legislature.’ ” Hyman v. State,
“[E]ven those who regard ‘stare decisis’ with something less than enthusiasm recognize that the principle has even greater weight where[, as here,] the precedent relates to interpretation of a statute.” [Cit.] A reinterpretation of a statute after the General Assembly’s implicit acceptance of the original interpretation would constitute a judicial usurpation of the legislative function.
Smith v. Baptiste,
“[N]o judicial system could do society’s work if it eyed each issue afresh in every case that raised it. (Cit.) . . . The application of the doctrine of stare decisis is essential to the performance of a well-ordered system of jurisprudence. In most instances, it is of more practical utility to have the law settled and to let it remain so, than to open it up to new constructions, as the personnel of the court may change, even though grave doubt may arise as to the correctness of the interpretation originally given to it. (Cits.)” [Cit.]
Etkind, supra at 356-357 (5).
Certainly, stare decisis should not be applied to the extent that an error in the law is perpetuated. [Cit.] However, [Crane] is not an erroneous statement of the law of Georgia, but merely a pronouncement by a majority of this Court as to the proper construction of the [criminal] law of this state on a matter of first impression.
Etkind, supra at 357 (5). “ ‘Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.’ ” Smith v. Baptiste, supra at 31 (Nahmias, J., concurring specially).
The identical fact pattern that was considered in Crane is now again before the Court, and the statute has remained unaltered by the General Assembly despite the passage of 29 years. All that has changed is the composition of the Court. We cannot and should not take it upon ourselves to expand upon the statutory language to achieve a result not expressed and not intended by the legislature. To do so is to eliminate predictability, stability, and continuity that is essential to a well-ordered judicial system. For these reasons, I must respectfully dissent.
I am authorized to state that Chief Justice Hunstein and Justice Benham join in this dissent.
