NATIONAL ASSOCIATION OF MANUFACTURERS v. DEPARTMENT OF DEFENSE ET AL.
No. 16-299
SUPREME COURT OF THE UNITED STATES
January 22, 2018
583 U. S. ___ (2018)
SOTOMAYOR, J.
OCTOBER TERM, 2017
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
NATIONAL ASSOCIATION OF MANUFACTURERS v. DEPARTMENT OF DEFENSE ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
No. 16-299. Argued October 11, 2017-Decided January 22, 2018
The Clean Water Act (Act) generally prohibits “the discharge of any pollutant by any person,” except in express circumstances.
The statutory term “waters of the United States” delineates the geographic reach of those permitting programs as well as other substantive provisions of the Act. In 2015, the EPA and the Corps proffered a definition of that term through an agency regulation dubbed the Waters of the United States Rule (WOTUS Rule or Rule). The WOTUS Rule “imposes no enforceable duty on any state, local, or tribal governments, or the private sector.” 80 Fed. Reg. 37102. As stated in its preamble, the Rule “does not establish any regulatory requirements” and is instead “a definitional rule that clarifies the scope of the statutory term ‘waters of the United States.‘” Id., at 37054.
There are two principal avenues of judicial review of an EPA action. Generally, parties may file challenges to final EPA actions in federal district courts, typically under the Administrative Procedure
Several parties, including petitioner National Association of Manufacturers (NAM), challenged the Rule in United States District Courts across the country. Many parties, but not NAM, filed “protective” petitions for review in various Courts of Appeals to preserve their challenges should their District Court lawsuits be dismissed for lack of jurisdiction under
Held: Because the WOTUS Rule falls outside the ambit of
(a) Neither subparagraph (E) nor subparagraph (F) of
(1) Subparagraph (E) grants courts of appeals exclusive jurisdiction to review any EPA action “in approving or promulgating any effluent limitation or other limitation under section 1311, 1312, 1316, or 1345.”
Even if the Government‘s reading of “effluent limitation or other limitation” were accepted, however, the Rule still does not fall within subparagraph (E) because it is not a limitation promulgated or approved “under section 1311.” As subparagraph (E)‘s statutory context makes clear, this phrase is most naturally read to mean that the effluent or other limitation must be approved or promulgated “pursuant to” or “by reason of the authority of”
The Government contends that the statutory language “under section 1311” poses no barrier to its reading of subparagraph (E) because the WOTUS Rule‘s practical effect is to make §1311‘s limitations applicable to the waters covered by the Rule. But the Government‘s “practical effects” test is not grounded in the statute, renders other statutory language superfluous, and ignores Congress’ decision to grant courts of appeals exclusive jurisdiction only over seven enumerated types of EPA actions set forth in
(2) The Government fares no better under subparagraph (F), which grants courts of appeals exclusive and original jurisdiction to review any EPA action “in issuing or denying any permit under section 1342.”
(b) The Government‘s policy arguments provide no basis to depart from the statute‘s plain language. First, the Government contends that initial circuit-court review of the WOTUS Rule would avoid a bifurcated judicial-review scheme under which courts of appeals would review individual actions issuing or denying permits, whereas district courts would review broader regulations governing those actions. But, as explained, Congress has made clear that rules like the WOTUS Rule must be reviewed first in federal district courts. Crown
817 F. 3d 261, reversed and remanded.
SOTOMAYOR, J., delivered the opinion for a unanimous Court.
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 16-299
NATIONAL ASSOCIATION OF MANUFACTURERS, PETITIONER v. DEPARTMENT OF DEFENSE, ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
[January 22, 2018]
JUSTICE SOTOMAYOR delivered the opinion of the Court.
What are the “waters of the United States“? As it turns out, defining that statutory phrase—a central component of the Clean Water Act—is a contentious and difficult task. In 2015, the Environmental Protection Agency (EPA) and the Army Corps of Engineers (Corps) tried their hand at proffering a definition through an agency regulation dubbed the Waters of the United States Rule (WOTUS Rule or Rule).1 The WOTUS Rule prompted several parties, including petitioner National Association of Manufacturers (NAM), to challenge the regulation in federal court. This case, however, is not about the substantive challenges to the WOTUS Rule. Rather, it is about in which federal court those challenges must be filed.
There are two principal avenues of judicial review of an
We disagree. The WOTUS Rule falls outside the ambit of
I
A
Although the jurisdictional question in this case is a discrete issue of statutory interpretation, it unfolds against the backdrop of a complex administrative scheme. The Court reviews below the aspects of that scheme that are relevant to the question at hand.
1
Congress enacted the Clean Water Act in 1972 “to restore and maintain the chemical, physical, and biological integrity of the Nation‘s waters.”
Section
The second permitting program, administered by the Corps under
2
The statutory term “waters of the United States” delineates the geographic reach of many of the Act‘s substantive provisions, including the two permitting programs outlined above. In decades past, the EPA and the Corps (collectively, the agencies) have struggled to define and apply that statutory term. See, e.g., 42 Fed. Reg. 37124, 37127 (1977); 51 Fed. Reg. 41216-41217 (1986). And this Court, in turn, has considered those regulatory efforts on several occasions, upholding one such effort as a permissible interpretation of the statute but striking down two others as overbroad. Compare United States v. Riverside Bayview Homes, Inc., 474 U. S. 121 (1985) (upholding the Corps’ interpretation that “waters of the United States” include wetlands adjacent to navigable waters), with Solid Waste Agency of Northern Cook Cty. v. Army Corps of Engineers, 531 U. S. 159 (2001) (rejecting application of the Corps’ interpretation of “waters of the United States” as applied to sand and gravel pit); and Rapanos, 547 U. S., at 729, 757 (plurality opinion) (remanding for further review the Corps’ application of the Act to wetlands lying “near ditches or man-made drains that eventually empty into traditional navigable waters“).
In 2015, responding to repeated calls for a more precise definition of “waters of the United States,” the agencies jointly promulgated the WOTUS Rule. 80 Fed. Reg. 37054 (final rule). The WOTUS Rule was intended to “provid[e] simpler, clearer, and more consistent approaches for iden-
B
As noted above, the Act contemplates two primary avenues for judicial review of EPA actions, each with its own unique set of procedural provisions and statutes of limitations. For “certain suits challenging some agency actions,” the Act grants the federal courts of appeals original and “exclusive” jurisdiction. Decker v. Northwest Environmental Defense Center, 568 U. S. 597, 608 (2013). Seven categories of EPA actions fall within that jurisdictional provision; they include actions of the EPA Administrator—
“(A) in promulgating any standard of performance under section 1316 of this title, (B) in making any determination pursuant to section 1316(b)(1)(C) of this title, (C) in promulgating any effluent standard, prohibition, or pretreatment standard under section 1317 of this title, (D) in making any determination as to a State permit program submitted under section
1342(b) of this title, (E) in approving or promulgating any effluent limitation or other limitation under section 1311, 1312, 1316, or 1345 of this title, (F) in issuing or denying any permit under section 1342 of this title, and (G) in promulgating any individual control strategy under section 1314(l) of this title.” 33 U. S. C. §1369(b)(1) .
To challenge those types of actions, a party must file a petition for review in the court of appeals for the “judicial district in which [the party] resides or transacts business which is directly affected by” the challenged action. Ibid. Any such petition must be filed within 120 days after the date of the challenged action. Ibid. If there are multiple petitions challenging the same EPA action, those petitions are consolidated in one circuit, chosen randomly from among the circuits in which the petitions were filed. See
The second avenue for judicial review covers final EPA actions falling outside the scope of
C
Soon after the agencies promulgated the WOTUS Rule,
Uncertainty surrounding the scope of the Act‘s judicial-review provision had also prompted many parties—but not NAM—to file “protective” petitions for review in various Courts of Appeals to preserve their challenges in the event that their District Court lawsuits were dismissed for lack of jurisdiction under
Meanwhile, parallel litigation continued in the District Courts. Some District Courts dismissed the pending lawsuits, concluding that the courts of appeals had exclusive jurisdiction over challenges to the Rule. See Murray Energy Corp. v. EPA, 2015 WL 5062506, *6 (ND W. Va., Aug. 26, 2015) (dismissing for lack of jurisdiction); Georgia v. McCarthy, 2015 WL 5092568, *3 (SD Ga., Aug. 27, 2015) (concluding that court lacked jurisdiction to enter preliminary injunction). One District Court, by contrast, held that it had jurisdiction to review the WOTUS Rule. See North Dakota v. EPA, 127 F. Supp. 3d 1047, 1052–1053 (ND 2015).
NAM intentionally did not file a protective petition in any court of appeals to “ensure that [it] could challenge the Sixth Circuit‘s jurisdiction.” Brief for Petitioner 1, n. 1. Instead, NAM intervened as a respondent in the
II
As noted,
A
Subparagraph (E) grants courts of appeals exclusive jurisdiction to review any EPA action “in approving or promulgating any effluent limitation or other limitation under section 1311, 1312, 1316, or 1345.”
To begin, the WOTUS Rule is not an “effluent limitation“—a conclusion the Government does not meaningfully
The Government instead maintains that the WOTUS Rule is an “other limitation” under subparagraph (E). Although the Act provides no express definition of that residual phrase, the text and structure of subparagraph (E) tell us what that language means. And it is not as broad as the Government insists.
For starters, Congress’ use of the phrase “effluent limitation or other limitation” in subparagraph (E) suggests that an “other limitation” must be similar in kind to an “effluent limitation“: that is, a limitation related to the discharge of pollutants. An “other limitation,” for instance, could be a non-numerical operational practice or an equipment specification that, like an “effluent limitation,” restricts the discharge of pollutants, even though such a limitation would not fall within the precise statutory definition of “effluent limitation.” That subparagraph (E) cross-references §§1311, 1312, 1316, and 1345 reinforces this natural reading. The unifying feature among those cross-referenced sections is that they impose restrictions on the discharge of certain pollutants. See, e.g.,
The Government tries to escape this conclusion by arguing that subparagraph (E) expressly covers “any effluent limitation or other limitation,”
Even if the Court accepted the Government‘s reading of “effluent limitation or other limitation,” however, the Rule still does not fall within subparagraph (E) because it is not a limitation promulgated or approved “under section 1311.”7
The Government nonetheless insists that the language “under section 1311” poses no barrier to its reading of subparagraph (E) because the “[WOTUS] Rule‘s legal and practical effect is to make effluent and other limitations under Section 1311 applicable to the waters that the Rule covers.” Id., at 28. But the Government‘s “practical-effects” test is not grounded in the statutory text. Subparagraph (E) encompasses EPA actions that “approv[e] or promulgat[e] any effluent limitation or other limitation under section 1311,” not EPA actions that have the “legal or practical effect” of making such limitations applicable to certain waters. Tellingly, the Government offers no textual basis to read its “practical-effects” test into subparagraph (E).
Beyond disregarding the statutory text, the Government‘s construction also renders other statutory language superfluous. Take, for instance, subparagraph (E)‘s cross-references to §§1312 and 1316. See
Similarly, the Government‘s “practical-effects” test ignores Congress’ decision to grant appellate courts exclusive jurisdiction only over seven enumerated types of EPA actions set forth in
Accordingly, subparagraph (E) does not confer original and exclusive jurisdiction on courts of appeals to review
B
The Government fares no better under subparagraph (F). That provision grants courts of appeals exclusive and original jurisdiction to review any EPA action “in issuing or denying any permit under section 1342.”
As explained above, NPDES permits issued under
Rather than confront that statutory text, the Government asks us to ignore it altogether. To that end, the Government urges us to apply the “functional interpretive approach” that it purports the Court employed in Crown Simpson Pulp Co. v. Costle, 445 U. S. 193 (1980) (per curiam). Brief for Federal Respondents 31. Crown Simpson, the Government says, broadens the statutory inquiry under subparagraph (F) by directing courts to ask whether agency actions are “‘functionally similar‘” to permit issuances or denials. Brief for Federal Respondents 33 (quoting Crown Simpson, 445 U. S., at 196). According to the Government, the WOTUS Rule is “functionally similar” to issuing or denying a permit because it establishes the geographical bounds of EPA‘s permitting authority and thereby dictates whether permits may or may not be issued. We reject this approach because it misconstrues Crown Simpson and ignores the statutory text.
First, Crown Simpson provides scant support for the
In addition, the Government‘s proposed “functional interpretive approach” is completely unmoored from the statutory text. As explained above, subparagraph (F) applies only to EPA actions “issuing or denying” a permit “under section 1342.” The Government invites us to broaden that narrow language to cover any agency action that dictates whether a permit is issued or denied. Congress easily could have drafted subparagraph (F) in that broad manner. Indeed, Congress could have said that subparagraph (F) covers EPA actions “relating to whether a permit is issued or denied,” or, alternatively, EPA actions “establishing the boundaries of EPA‘s permitting authority.” But Congress chose not to do so. The Court declines the Government‘s invitation to override Congress’ considered choice by rewriting the words of the statute. See Franklin Cal. Tax-Free Trust, 579 U. S. ___, at (slip op., at 14).
Finally, the Government‘s interpretation of subparagraph (F) would create surplusage in other parts of
For these reasons, subparagraph (F) does not grant courts of appeals exclusive jurisdiction to review the WOTUS Rule in the first instance.
III
A
Unable to anchor its preferred reading in the statutory text, the Government seeks refuge in a litany of extratextual considerations that it believes support direct circuit-court review of the WOTUS Rule. Those considerations—alone and in combination—provide no basis to depart from the statute‘s plain language.
First, the Government contends that initial circuit-court review of the WOTUS Rule would avoid an irrational bifurcated judicial-review scheme under which federal courts of appeals would review individual actions issuing or denying permits, whereas district courts would review broader regulations governing those actions. In E. I. du Pont de Nemours & Co. v. Train, 430 U. S. 112 (1977), the Court described such a bifurcated regime as a “truly perverse situation.” Id., at 136. And a few years later, in Crown Simpson, the Court declared that “[a]bsent a far
Second, and relatedly, the Government argues that immediate court-of-appeals review facilitates quick and orderly resolution of disputes about the WOTUS Rule. We acknowledge that routing WOTUS Rule challenges directly to the courts of appeals may improve judicial efficiency. See Crown Simpson, 445 U. S., at 197 (noting that “the additional level of judicial review” that would occur in district courts “would likely cause delays in resolving disputes under the Act“); see also Harrison v. PPG Industries, Inc., 446 U. S. 578, 593 (1980) (“The most obvious advantage of direct review by a court of appeals is the time saved compared to review by a district court, followed by a second review on appeal“). But efficiency was not Congress’ only consideration. Had Congress wanted to prioritize efficiency, it could have authorized direct circuit-court review of all nationally applicable regulations, as it did under the Clean Air Act. See
Third, the Government contends that “initial review in a court of appeals” promotes “‘[n]ational uniformity, an important goal in dealing with broad regulations.‘” Brief for Federal Respondents 35 (quoting National Resources Defense Council v. EPA, 673 F. 2d 400, 405, n. 15 (CADC 1982) (R. B. Ginsburg, J.)). That argument carries some logical force. After all, the numerous challenges to the WOTUS Rule in this very case were consolidated in one Court of Appeals, avoiding any risk of conflict among other courts of appeals, whereas the same was not true for the challenges filed in district courts, leading to some conflicting outcomes. But even if Congress sought to ensure national uniformity, it did not pursue that end at all costs. Although
Ultimately, the Government‘s policy arguments do not obscure what the statutory language makes clear: Sub-
B
In a final effort to bolster its preferred reading of the Act, the Government invokes the presumption favoring court-of-appeals review of administrative action. According to the Government, when a direct-review provision like
IV
For the foregoing reasons, we reverse the judgment of the Court of Appeals and remand the case with instructions to dismiss the petitions for review for lack of jurisdiction.
It is so ordered.
