FLORIDA POWER & LIGHT CO. v. LORION, DBA CENTER FOR NUCLEAR RESPONSIBILITY, ET AL.
No. 83-703
Supreme Court of the United States
Decided March 20, 1985
470 U.S. 729
Argued October 29, 1984. Together with No. 83-1031, United States Nuclear Regulatory Commission et al. v. Lorion, dba Center for Nuclear Responsibility, et al., also on certiorari to the same court.
Charles A. Rothfeld argued the cause pro hac vice for petitioners in No. 83-1031. On the briefs were Solicitor General Lee, Deputy Solicitor General Claiborne, John H. Garvey, Dirk D. Snel, John A. Bryson, Herzel H. E. Plaine, and E. Leo Slaggie. Harold F. Reis argued the cause for petitioner in No. 83-703. With him on the briefs was Norman A. Coll.
Martin H. Hodder argued the cause for respondent Lorion. With him on the brief was Terence J. Anderson.†
These cases require us to decide whether
I
Respondent Joette Lorion, on behalf of the Center for Nuclear Responsibility, wrote the Nuclear Regulatory Commission on September 11, 1981, to express fears about potential safety threats at petitioner Florida Power and Light Company‘s Turkey Point nuclear reactor near her home outside Miami, Florida. Her detailed letter urged the Commission to suspend Turkey Point‘s operating license1 and specified several reasons for such action.2 The Commission treated Lorion‘s letter as a citizen petition for enforcement action pursuant to the authority of
“Any person may file a request for the Director of Nuclear Reactor Regulation . . . to institute a proceeding pursuant to [10 CFR] § 2.202 to modify, suspend or revoke a license, or for such other action as may be proper. . . . The requests shall specify the action requested
and set forth the facts that constitute the basis for the request.”
10 CFR § 2.206(a) (1984).
This rule also requires the Director of Nuclear Reactor Regulation, within a reasonable time after receiving such a request, either to institute the requested proceeding,3 or to provide a written explanation of the decision to deny the request.
In these cases, the Director decided not to take the action Lorion had requested. His written explanation—based on a 547-page record compiled primarily from existing Commission materials—responded to each of Lorion‘s points.4 See In re Florida Power & Light Co. (Turkey Point Plant, Unit 4), 14 N. R. C. 1078 (1981). Lorion unsuccessfully sought review by the Commission of the Director‘s denial of the
Declining to reach the merits of this dispute, the Court of Appeals decided sua sponte that it lacked initial subject-matter jurisdiction over Lorion‘s challenge to the denial of the
The court‘s decision turned on its interpretation of the interrelation between the review and hearing provisions of
II
The issue before us is whether the Commission‘s denial of a
A
We begin, as did the Court of Appeals, with the language of the statute. See Reiter v. Sonotone Corp., 442 U. S. 330, 337 (1979). The crucial statutory language in subsection (b)
The Court of Appeals found this statutory language “clear-cut.” 229 U. S. App. D. C., at 445, 712 F. 2d, at 1477. We do not find it so. Though the linkage in
B
Relevant evidence of congressional intent in the legislative history, though fragmentary, supports this interpretation. The legislative metamorphoses of the various bills that eventually became the Atomic Energy Act of 1954 strongly suggest that Congress intended to define the scope of initial court of appeals review according to the subject matter of the Commission action and not according to whether the Commission held a hearing. As originally introduced in both the House and the Senate, the provision governing judicial
The hearing requirement under the Act developed independently of the review provisions until the last step of the legislative process. As introduced in the House and the Senate, the original bills did not provide for a hearing in licensing determinations. See H. R. 8862, supra; S. 3323, supra. The lack of a hearing requirement prompted expressions of concern at Committee hearings, S. 3323 and H. R. 8862, To Amend the Atomic Energy Act of 1946: Hearings on
The evolution of the judicial review provision reveals a congressional intent to provide for initial court of appeals review of all final orders in licensing proceedings. When Congress decided on the scope of judicial review, it did so solely by reference to the subject matter of the Commission action and not by reference to the procedural particulars of the Commission action. That the hearing provision evolved independently reinforces the conclusion that Congress had no intention to limit initial court of appeals review to cases in which a hearing occurred or could have occurred. The only possible evidence of congressional intent to limit court of appeals review by reference to the procedures used is the last-minute marriage of the hearing and review provisions in the Hickenlooper Amendment. Nothing in the legislative history affirmatively suggests that Congress intended this conjunction of the hearing and review provisions to limit ini-
C
Whether subject-matter jurisdiction over denials of
Given the choice of the Hobbs Act as the primary method of review of licensing orders, we have no reason to think Congress in the Atomic Energy Act would have intended to preclude initial court of appeals review of licensing proceedings
D
The legislative history and the basic congressional choice of Hobbs Act review lead us to conclude that Congress intended to vest in the courts of appeals initial subject-matter jurisdiction over challenges to Commission denials of
If initial review in the court of appeals hinged on whether a hearing before the agency actually occurred, then some licensing proceedings will be reviewed in the courts of appeals while others will not depending on whether a hearing is requested. It is clear that
If initial review in the court of appeals hinged on whether a hearing could have taken place had an interested person requested one, different but equally irrational consequences follow. All final orders in full-blown Commission licensing proceedings in which the issue is the granting, suspending, revoking, or amending of a license would be reviewed initially in the court of appeals irrespective of whether a hearing occurred before the agency. But final orders in summary proceedings and informal Commission rulemaking authorized in
At least two implausible results would flow from excluding orders in such situations from initial review in the court of appeals. First, the resulting duplication of judicial review in the district court and court of appeals, with its attendant delays, would defeat the very purpose of summary or infor-
Perhaps the only plausible justification for linking initial review in the court of appeals to the occurrence of a hearing before the agency would be that, absent a hearing, the reviewing court would lack an adequate agency-compiled factual basis to evaluate the agency action and a district court with factfinding powers could make up that deficiency. Such a justification cannot, however, be squared with fundamental principles of judicial review of agency action. “[T]he focal point for judicial review should be the administrative record already in existence, not some new record made initially in the reviewing court.” Camp v. Pitts, 411 U. S. 138, 142 (1973). The task of the reviewing court is to apply the appropriate APA standard of review,
If the record before the agency does not support the agency action, if the agency has not considered all relevant factors, or if the reviewing court simply cannot evaluate the challenged agency action on the basis of the record before it, the proper course, except in rare circumstances, is to remand to the agency for additional investigation or explanation. The reviewing court is not generally empowered to conduct a de novo inquiry into the matter being reviewed and to reach its own conclusions based on such an inquiry. We made precisely this point last Term in a case involving review under the Hobbs Act. FCC v. ITT World Communications, Inc., 466 U. S. 463, 468-469 (1984); see also Camp v. Pitts, supra. Moreover, a formal hearing before the agency is in no way necessary to the compilation of an agency record. As the actions of the Commission in compiling a 547-page record in this case demonstrate, agencies typically compile records in the course of informal agency action. The APA specifically contemplates judicial review on the basis of the agency record compiled in the course of informal agency action in which a hearing has not occurred. See
The factfinding capacity of the district court is thus typically unnecessary to judicial review of agency decisionmaking. Placing initial review in the district court does have the negative effect, however, of requiring duplication of the identical task in the district court and in the court of appeals; both courts are to decide, on the basis of the record the agency provides, whether the action passes muster under the appropriate APA standard of review. One crucial purpose of the Hobbs Act and other jurisdictional provisions that place initial review in the courts of appeals is to avoid the waste attendant upon this duplication of effort. Harrison v. PPG Industries, Inc., 446 U. S., at 593; Investment Company
These considerations apply with full force in the present cases. Locating initial review in the district court would certainly result in duplication of effort and probably result in bifurcation of review in that persons seeking to use
III
Whether initial subject-matter jurisdiction lies initially in the courts of appeals must of course be governed by the intent of Congress and not by any views we may have about sound policy. Harrison v. PPG Industries, Inc., supra, at 593. In these cases, the indications of legislative intent we have been able to discern suggest that Congress intended to locate initial subject-matter jurisdiction in the courts of appeals. This result is in harmony with Congress’ choice of Hobbs Act review for Commission licensing proceedings in
It is so ordered.
JUSTICE STEVENS, dissenting.
Anyone may write a letter to the Nuclear Regulatory Commission requesting it to initiate enforcement proceedings.1 Today the Court holds that Congress has required review in the court of appeals whenever the Commission denies such a request. This holding is inconsistent with the plain language
should not be rejected for the reason that these orders are not products of “proceedings.”
This argument in reality is a claim that denials of
I
There is no ambiguity in the language of the relevant statutes. Title
“The court of appeals . . . has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in part), or to determine the validity of—
“(4) all final orders of the [Nuclear Regulatory Commission] made reviewable by section 2239 of title 42. . . .”2
Thus, the question of statutory construction is whether the Commission‘s refusal to initiate an enforcement proceeding is a “final orde[r] . . . made reviewable by section 2239 of title 42.”
The cross-referenced statute3 contains two subsections,
The Commission has adopted regulations concerning proceedings to modify, suspend, or revoke a license. These regulations provide that the “Director of Nuclear Reactor Regulation . . . may institute a proceeding to modify, suspend, or revoke a license or for such other action as may be proper by serving on the licensee an order to show cause.”
Notes
“(1) In any proceeding under this chapter, for the granting, suspending, revoking, or amending of any license or construction permit, and in any proceeding for the issuance or modification of rules and regulations dealing with the activities of licensees, . . . the Commission shall grant a hearing upon the request of any person whose interest may be affected by the proceeding, and shall admit any such person as a party to such proceeding.”
In this case, respondent Lorion (hereafter respondent) sent a 10-paragraph letter to the Commission urging that safety problems might require a license suspension or a temporary shut-down of Florida Power & Light Co‘s. Turkey Point Unit #4. App. 8. Three and a half weeks later, the Director of Nuclear Reactor Regulation provided respondent with a written opinion entitled “Director‘s Decision Under 10 CFR 2.206.”8 As the Commission‘s regulation plainly states, the Director‘s decision “shall either initiate the requested proceeding” or shall advise the requesting party “that no proceeding will be instituted in whole or in part, with respect to his request, and the reasons therefor.” In this case, the Director‘s decision plainly was of the latter type; he decided not to initiate a proceeding for any of the purposes enumerated in
Because no proceeding of the kind described in
“Within a reasonable time after a request pursuant to paragraph (a) of this section has been received, the Director of Nuclear Reactor Regulation . . . shall either institute the requested proceeding in accordance with this subpart or shall advise the person who made the request in writing that no proceeding will be instituted in whole or in part, with respect to his request, and the reasons therefor.” (Emphasis added.)
II
The Court rejects the plain and simple construction of the statutory language, observing that “subject-matter jurisdiction should [not] turn on such semantic quibbles.” Ante, at 745, n. 11. Proper deference to the powers of Congress, however, requires exactly that result. It is hardly an equivocation to argue that “[s]tatutory construction must begin with the language employed by Congress and the assumption that the ordinary meaning of that language accurately expresses the legislative purpose.” Park ‘N Fly, Inc. v. Dollar Park and Fly, Inc., 469 U. S. 189, 194 (1985). Even if the Court‘s tortured effort to generate an ambiguity in the statute were supported by an implicit assumption that the court of appeals is the more efficient forum for review of informal agency decisionmaking, that assumption is debatable at best and does not justify judicial revision of the statutory text.
Congress’ failure to provide an avenue for direct appeal to the court of appeals of informal agency decisions like the one involved in this case may well implement its judgment that agency actions “committed to agency discretion by law” are not reviewable by the federal courts.
The reviewability of such decisions does not, in my opinion, depend on the kind of public record that the agency chooses to make before it decides not to initiate an enforcement proceeding. In this case, without adversary presentations, the agency elected to compile a 547-page record from available materials before it denied respondent‘s request that it commence a proceeding to suspend Florida Power & Light‘s license. The agency is to be commended for giving the public access to the reasoning that led to its decision. The lengthy record, however, does not make the agency‘s inaction here any more reviewable than if respondent‘s request had been rejected in a one-paragraph letter sent by return mail.
There are, of course, cases in which an agency‘s refusal to initiate an enforcement proceeding constitutes such a clear abdication of the agency‘s statutory responsibilities that a court may order it to take action. See, e. g., Dunlop v. Bachowski, 421 U. S. 560, 566-576 (1975). Cases of that kind, however, represent the exception rather than the rule,11 for “[t]he decision to initiate administrative proceedings against an individual or corporation is very much like the prosecutor‘s decision to initiate or move forward with a criminal prosecution” which has traditionally been unreviewable. Butz v. Economou, 438 U. S. 478, 515 (1978).
Accordingly, I respectfully dissent.
