JASON J. MONT, PETITIONER v. UNITED STATES
No. 17-8995
SUPREME COURT OF THE UNITED STATES
June 3, 2019
587 U. S. ____ (2019)
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
(Slip Opinion) OCTOBER TERM, 2018 1
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
MONT v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
No. 17-8995. Argued February 26, 2019—Decided June 3, 2019
Held: Pretrial detention later credited as time served for a new conviction is “imprison[ment] in connection with a conviction” and thus tolls the supervised-release term under
(a) The text of
(b) The statutory context also supports this reading. First,
(c) Mont‘s argument that the statute‘s present tense forbids any backward looking tolling analysis confuses the rule with a court‘s analysis of whether that rule was satisfied. The present-tense phrasing does not address whether a judge must be able to make a supervised-release determination
723 Fed. Appx. 325, affirmed.
THOMAS, J., delivered the opinion of the Court, in which ROBERTS, C. J., and GINSBURG, ALITO, and KAVANAUGH, JJ., joined. SOTOMAYOR, J., filed a dissenting opinion, in which BREYER, KAGAN, and GORSUCH, JJ., joined.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 17–8995
JASON J. MONT, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
[June 3, 2019]
JUSTICE THOMAS delivered the opinion of the Court.
This case requires the Court to decide whether a convicted criminal‘s period of supervised release is tolled—in effect, paused—during his pretrial detention for a new criminal offense. Specifically, the question is whether that pretrial detention qualifies as “imprison[ment] in connection with a conviction for a Federal, State, or local crime.”
I
A
In 2004, petitioner Jason Mont began distributing cocaine and crack cocaine in northern Ohio. After substantial drug sales to a confidential informant and a search of his home that uncovered handguns and $2,700 in cash, a federal grand jury indicted Mont for multiple drug and firearm offenses. He later pleaded guilty to conspiring to possess with intent to distribute cocaine, and to possessing a firearm and ammunition after having been convicted of a felony. See
The District Court sentenced Mont to 120 months’ imprisonment, later reduced to 84 months, to be followed by 5 years of supervised release. Mont was released from federal prison on March 6, 2012, and his supervised release was “slated to end on March 6, 2017.” 723 Fed. Appx. 325, 326 (CA6 2018); see
On June 1, 2016, approximately four years and three months into his 5-year term of supervised release, Mont was arrested again on new state charges of trafficking in cocaine, and his bond was revoked on the earlier marijuana-trafficking charges. He was incarcerated in the Mahoning County Jail and has remained in state custody since that date. Mont‘s probation officer filed a report with the District Court stating that he had violated the terms of his release based on these new state offenses. The officer later advised the court that because Mont‘s incarceration rendered him unavailable for supervision, the Probation Office was “toll[ing]” his federal supervision. App. 21. The officer promised to keep the court apprised of the pending state charges and stated that, if Mont were convicted, the officer would ask the court to take action at that time.
In October 2016, Mont entered into plea agreements with state prosecutors in exchange for a predetermined 6-year sentence. The state trial court accepted Mont‘s guilty pleas on October 6, 2016, and set the cases for sentencing in December 2016.
Three weeks later, Mont filed a written admission in the District Court “acknowledg[ing]” that he had violated his conditions of supervised release “by virtue of his conviction following guilty pleas to certain felony offenses” in state court. Record in No. 4:05–cr–00229 (ND Ohio), Doc. 92, p. 419. Even though he had yet to be sentenced for the state offenses, Mont sought a hearing on the supervised-release violations at the court‘s “earliest convenience.” Ibid. The court initially scheduled a hearing for November 9, 2016, but then, over Mont‘s objection, rescheduled the hearing several times to allow for “the conclusion of the State sentencing.” App. 8; 723 Fed. Appx., at 327.
On March 21, 2017, Mont was sentenced in state court to six years’ imprisonment. The judge “credited the roughly ten months that Mont had already been incarcerated pending a disposition as time served.” Id., at 327. The District Court issued a warrant on March 30, 2017, and ultimately set a supervised-release hearing for June 28, 2017.
B
Two days before that hearing, Mont challenged the jurisdiction of the District
The Sixth Circuit affirmed on alternative grounds. The court could find no evidence in the record that a summons had issued within the meaning of
“(e) Supervision After Release.— . . . The term of supervised release commences on the day the person is released from imprisonment and runs concurrently with any Federal, State, or local term of probation or supervised release or parole for another offense to which the person is subject or becomes subject during the term of supervised release. A term of supervised release does not run during any period in which the person is imprisoned in connection with a conviction for a Federal, State, or local crime unless the imprisonment is for a period of less than 30 consecutive days.” (Emphasis added.)
Relying on Circuit precedent, the Sixth Circuit explained that when a defendant is convicted of the offense for which he was held in pretrial detention for longer than 30 days and ““his pretrial detention is credited as time served toward his sentence, then the pretrial detention is ‘in connection with’ a conviction and tolls the period of supervised release under
The Courts of Appeals disagree on whether
II
We hold that pretrial detention later credited as time served for a new conviction is “imprison[ment] in connection with a conviction” and thus tolls the supervised-release term under
A
Section 3624(e) provides for tolling when a person “is imprisoned in connection with a conviction.” This phrase, sensibly read, includes pretrial detention credited toward another sentence for a new conviction.
First, the definition of “is imprisoned” may well include pretrial detention. Both now and at the time Congress created supervised release, see
Second, the phrase “in connection with a conviction” encompasses a period of pretrial detention for which a defendant receives credit against the sentence ultimately imposed. The Court has often recognized that “in connection with” can bear a “broad interpretation.” Merrill Lynch, Pierce, Fenner & Smith Inc. v. Dabit, 547 U. S. 71, 85 (2006) (interpreting “in connection with the purchase or sale” broadly in the context of §10(b) of the Securities Exchange Act of 1934,
This reading of “imprison[ment] in connection with a conviction” is buttressed by the fact that Congress, like most States, instructs courts calculating a term of imprisonment to credit pretrial detention as time served on a subsequent conviction. See
Third, the text undeniably requires courts to retrospectively calculate whether a period of pretrial detention should toll a period of supervised release. Whereas
B
The statutory context also supports our reading. Supervised release is “a form of postconfinement monitoring” that permits a defendant a kind of conditional liberty by allowing him to serve part of his sentence outside of prison. Johnson v. United States, 529 U. S. 694, 697 (2000). Recognizing that Congress provided for supervised release to facilitate a “transition to community life,” we have declined to offset a term of supervised release by the amount of excess time a defendant spent in prison after two of his convictions were declared invalid. United States v. Johnson, 529 U. S. 53, 59–60 (2000). As we explained: “The objectives of supervised release would be unfulfilled if excess prison time were to offset and reduce terms of supervised release” because “[s]upervised release has no statutory function until confinement ends.” Id., at 59. This understanding of supervised release informs our reading of the tolling provision.
Consider
Second, it would be an exceedingly odd construction of the statute to give a defendant the windfall of satisfying a new sentence of imprisonment and an old sentence of supervised release with the same period of pretrial detention. Supervised release is a form of punishment that Congress prescribes along with a term of imprisonment as part of the same sentence. See generally
C
In response to these points, Mont follows the D. C. Circuit in arguing that the present tense of the statute (““is imprisoned“) forbids any backward looking tolling analysis. See Marsh, 829 F. 3d, at 709. Mont contends that, when a defendant is held in pretrial detention, a court cannot say at that moment that he “is imprisoned in connection with a conviction.” He relies on the
Mont‘s argument confuses the rule (“any period in which the person is imprisoned in connection with a conviction“) with a court‘s analysis of whether that rule was satisfied. Of course, the determination whether supervised release has been tolled cannot be made at the exact moment when the defendant is held in pretrial detention. Rather, the court must await the outcome of those separate proceedings before it will know whether “imprison[ment]” is tied to a conviction. But the statute does not require the court to make a contemporaneous assessment. Quite the opposite: As discussed, the statute undeniably contemplates that there will be uncertainty about the status of supervised release when a defendant has been held for a short period of time and it is unclear whether the imprisonment will exceed 30 days. There is no reason the statute would preclude postponing calculation just because the custody period extends beyond 30 days. Once the court makes the calculation, it will determine whether the relevant period ultimately qualified as a period “in which the person is imprisoned in connection with a conviction” for 30 or more days. In short, the present-tense phrasing of the statute does not address whether a judge must be able to make a supervised-release determination at any given time.
As for the defendant, there is nothing unfair about not knowing during pretrial detention whether he is also subject to court supervision. The answer to that question cannot meaningfully influence his behavior. A defendant in custody will be unable to comply with many ordinary conditions of supervised release intended to reacclimate him to society—for example, making restitution payments, attending substance-abuse counseling, meeting curfews, or participating in job training. The rules he can “comply” with are generally mandated by virtue of being in prison—for example, no new offenses or use of drugs. See
III
Applying
* * *
In light of the statutory text and context of
It is so ordered.
SOTOMAYOR, J., dissenting
SUPREME COURT OF THE UNITED STATES
No. 17–8995
JASON J. MONT, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
[June 3, 2019]
JUSTICE SOTOMAYOR, with whom JUSTICE BREYER, JUSTICE KAGAN, and JUSTICE GORSUCH join, dissenting.
A term of supervised release is tolled when an offender “is imprisoned in connection
I
A
The Sentencing Reform Act of 1984 empowers a court to impose a term of supervised release following imprisonment. See
The clock starts running on a supervised release term when the offender exits the jailhouse doors.
In the normal course, a supervised release term ends after the term specified by the district court. But, crucially, the term “does not run during any period in which the person is imprisoned in connection with a conviction for a Federal, State, or local crime unless the imprisonment is for a period of less than 30 consecutive days.”
A district court‘s revocation power generally lasts only as long as the supervised release term. If the court issues a warrant or summons for an alleged violation before the term expires, however, the court‘s revocation power can extend for a “reasonably necessary” period beyond the term‘s expiration.
B
Though the mechanics of supervised release tolling may seem arcane, these calculations can have weighty consequences. For petitioner Jason Mont, tolling enabled a court to order an additional 3½ years of federal imprisonment after he serves his current state sentence.
Mont was convicted in 2005 for federal drug and gun crimes. The District Court sentenced him to prison time and to five years of supervised release. In 2012, Mont was released from prison and his supervised release term began. Left to run its course, the term would have ended on March 6, 2017.1
Mont‘s time on supervised release did not go well. In January 2016, his probation
On June 1, 2016, Mont was arrested on a new state indictment for trafficking cocaine, and the State took him into custody. The probation officer reported the arrest to the District Court, but the record does not reflect any action by the court in response. After several months in custody, Mont pleaded guilty to certain of the state charges. He also admitted to the District Court that he had violated the terms of his supervised release, and he requested a hearing. The District Court set a November hearing to consider his alleged supervised release violation, but continuances delayed that hearing. Months more passed as Mont, still detained, awaited sentencing. In the meantime, the original end date of his federal supervised release term—March 6, 2017—came and went. On March 21, 2017, the state court sentenced Mont to six years in prison and retroactively credited the approximately 10 months he had spent in pretrial detention toward his sentence.
At that point, Mont‘s probation officer reported Mont‘s state convictions and sentences to the Federal District Court, which—after its many earlier opportunities—finally issued a warrant for Mont‘s arrest on March 30, 2017. Mont objected, claiming that the court had no power to issue the warrant because his supervised release term had expired on March 6. The District Court rejected that contention and sentenced Mont to 42 months in prison, to run consecutively to his state sentence.2
The United States Court of Appeals for the Sixth Circuit affirmed. In its view, the District Court had jurisdiction to revoke Mont‘s supervised release because his pretrial detention triggered the tolling provision in
II
The majority errs by affirming the Sixth Circuit‘s construction of the tolling statute. Most naturally read, a person “is imprisoned in connection with a conviction” only while he or she serves a prison term after a conviction. The statute does not allow for tolling when an offender is in pretrial detention and a conviction is no more than a possibility.
The first clue to the meaning of
Reading the phrase “is imprisoned” to require a real-time assessment of the character of a conviction does not just match the colloquial sense of the phrase; it also gives meaning to the tense of the words Congress chose. The Court generally “look[s] to Congress’ choice of verb tense to ascertain a statute‘s temporal reach.” Carr v. United States, 560 U. S. 438, 448 (2010). Doing so abides by the Dictionary Act, which provides that “words used in the present tense include the future as well as the present” absent contextual clues to the contrary,
The other language in
Congress regularly uses the word “imprisoned” (or “imprisonment“) to refer to a prison term following a conviction. The United States Code is littered with statutes providing that an individual shall be “imprisoned” following a conviction for a specific offense. See, e.g.,
This Court also has previously equated the word “imprisonment” with a “prison term” or a “sentence“—phrases that imply post-trial detention. See Tapia v. United States, 564 U. S. 319, 327 (2011) (referring in passing to “imprisonment” as a “prison term“); Barber v. Thomas, 560 U. S. 474, 484 (2010) (“[T]erm of imprisonment” can refer “to the sentence that the judge imposes” or “the time
To be sure, dictionary definitions of the word “imprison” sweep more broadly than just post-trial incarceration. See ante, at 6. But the word “imprisoned” does not appear in this statute in isolation; Congress referred to imprisonment “in connection with a conviction.” As part of that phrase and given its usual meaning, the word “imprisoned” is best read as referring to the state of an individual serving time following a conviction.
The present tense of the statute and the phrase “imprisoned in connection with a conviction” thus lead to the same conclusion: Pretrial detention does not toll supervised release.4
III
The majority justifies a contrary interpretation of the tolling provision only by jettisoning the present-tense view of the statute and affording snippets of text broader meaning than they merit in context.
The majority‘s first error is its conclusion that courts can take a wait-and-see approach to tolling. If a conviction ultimately materializes and a court credits the offender‘s pretrial custody toward the resulting sentence, the majority reasons, then the pretrial detention retroactively will toll supervised release. If not, then there will be no tolling. See ante, at 6–8. The offender‘s supervised release status thus will be uncertain until the court calculates tolling either “upon the defendant‘s release from custody or upon entry of judgment.” Ante, at 8.
The majority‘s retrospective approach cannot be squared with the language of
The majority‘s textual argument hinges on what the majority perceives to be an advantage of the retrospective approach: It accounts for the fact that the statute provides for tolling only if a period of imprisonment lasts longer than 30 days.
This argument, however, assumes a problem of the majority‘s own making. The 30-day minimum creates no anomalies if the statute is read to toll supervised release only during detention following a conviction. Under that more natural reading, courts in most cases will not be left in the dark about the length of a period of detention or its relationship to a conviction; the conviction and sentence of imprisonment at the time imposed will answer both questions.6
Under the majority‘s approach, however, this language creates a dilemma. Unlike a term of imprisonment following a conviction, the duration of pretrial confinement is uncertain at its outset. Thus if (as the majority contends) Congress meant to toll such periods of detention, the 30-day limitation means that every single time a person on supervised release enters detention, it will be unclear for up to a month whether the supervised release term is being tolled or not. See ante, at 8 (conceding that there will be “no way for a court to know on day 5 of a defendant‘s pretrial detention whether the period of custody will extend beyond 30 days“). If pretrial detention lasts longer than 30 days, the uncertainty will continue until a judgment of conviction is entered and credit for pretrial detention is computed.
But the difficulties inherent in predicting how long pretrial detention will last (and whether that detention eventually will turn out to have any connection to a conviction, see supra, at 4–5, and n. 3) most naturally compel the conclusion that Congress never intended to force district courts to grapple with them in the first place. These uncertainties generally would not arise—and courts thus would not need to rely on hindsight—if the Court were to adopt Mont‘s reading. Yet the majority instead takes as a given that the statute tolls supervised release during pretrial detention, and then uses the uncertainties inherent in that process to justify a backward-looking analysis.
The majority‘s error is compounded by the centerpiece of its textual analysis, which relies on artificially isolating the terms “imprisoned” and “in connection with.” The majority says that imprisonment is a term so capacious as to encompass pretrial detention, ante, at 6–7, and that the phrase “in connection with” sweeps broadly enough to include pretrial detention that is ultimately credited to a new sentence, ante, at 7.
Whether or not these phrases independently have the far-reaching meaning that the majority ascribes to them—a conclusion that is by no means inevitable—the terms are still limited by their relationship to each other and by the present-tense framework of the statute. Individual phrases must not be taken “in a vacuum,” because doing so overrides the “fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory
IV
The majority‘s approach has the further flaw of treating tolling as the only meaningful avenue to preserve a district court‘s revocation power when an offender is detained pretrial. But the statute already provides a way for a court to extend its revocation power: If a court issues a warrant or summons while the supervised release term is running, that action triggers an extension of the court‘s revocation authority “beyond” the supervised release term “for any period reasonably necessary for the adjudication” of the matters that led to the warrant or summons. See
In this very case, the District Court had at least three opportunities to issue a warrant prior to the expiration of Mont‘s original supervised release term. Mont‘s probation officer notified the District Court of Mont‘s potential supervised release violations in January 2016, more than a year before Mont‘s supervised release was set to expire. 723 Fed. Appx. 325, 326 (CA6 2018). In June 2016, the probation officer alerted the District Court to Mont‘s arrest. Id. And in October 2016, Mont filed a written admission with the District Court that he had violated supervised release. Id., at 326–327. The District Court was empowered at each step of this process to issue a warrant. Indeed, the court apparently intended to do just that after Mont‘s written admission, though the Sixth Circuit later found that there was no evidence of such a warrant in the record. See id., at 329, n. 5.
In sum, the delayed revocation process provides a straightforward, and statutorily prescribed, path for district courts to decide which charges are significant enough to justify a warrant and thus to extend the court‘s revocation power. The majority‘s overly broad reading of the tolling provision is thus unnecessary as well as a distortion of the clear statutory text.
V
Lacking a strong textual basis for its backward-looking analysis, the majority is left to rely on intuitions about how best to fulfill the statute‘s purpose.
To begin with, the majority emphasizes that supervised release and incarceration have different aims. See ante, at 8–10. True enough. The Court has explained that supervised release is intended “to assist individuals in their transition to community life,” and as a result is not “interchangeable” with periods of incarceration. United States v. Johnson, 529 U. S. 53, 58–60 (2000). But the goals of supervised release can be fulfilled to some degree even when an offender is detained. Cf. Burns v. United States, 287 U. S. 216, 223 (1932) (noting that a probationer is still “subject to the conditions of” probation “even in jail“). Offenders on supervised release may well be able to comply with several mandatory conditions of supervised release while detained, such as submitting to a DNA sample or taking drug tests. See
Even if an offender‘s detention does make it meaningfully harder to fulfill the goals of supervised release, moreover, the majority‘s reading permits the same incongruities. Under the majority‘s interpretation, supervised release continues to run for offenders who are confined pretrial for less than 30 days and for those who are detained pretrial but are later acquitted or released after charges are dropped. See Tr. of Oral Arg. 34.7 At best, the majority offers a half-a-loaf policy rationale that cannot justify departing from the best reading of the statute‘s text.
The majority also invokes the general principle against double-counting sentences, see, e.g.,
In any event, the majority‘s approach creates a serious risk of unfairness. Offenders in pretrial detention will have no notice of whether they are bound by the terms of supervised release. This effectively compels all offenders to comply with the terms of their release, even though only some will ultimately get credit for that compliance, because otherwise they risk being charged with a violation if their supervised release term is not tolled.8 Although the majority indicates that offenders generally will comply with the terms of their release simply by following prison rules, the range of supervised release conditions is too broad to guarantee complete overlap with prison directives. See, e.g., Doherty, Indeterminate Sentencing Returns: The Invention of Supervised Release, 88 N. Y. U. L. Rev. 958, 1012–1013 (2013) (describing mandatory condition of cooperating in DNA collection and special conditions of taking prescribed medications and undergoing periodic polygraph testing). Altogether, I am not nearly as
*
*
*
The Court errs by treating Mont‘s pretrial detention as tolling his supervised release term. Because its approach misconstrues the operative text and fosters needless uncertainty and unfairness, I respectfully dissent.
