Carr v. United StatesCarr v. United States
Lead Opinion
delivered the opinion of the Court.
Since 1994, federal law has required States, as a condition for the receipt of certain law enforcement funds, to maintain federally compliant systems for sex-offender registration and community notification. In an effort to make these state schemes more comprehensive, uniform, and effective, Congress in 2006 enacted the Sex Offender Registration and Notification Act (SORNA or Act) as part of the Adam Walsh Child Protection and Safety Act, Pub. L. 109-248, Tit. I, 120 Stat. 590. Among its provisions, the Act established a federal criminal offense covering, inter alia, any person who
I
In May 2004, petitioner Thomas Carr pleaded guilty in Alabama state court to first-degree sexual abuse. He was sentenced to 15 years’ imprisonment, with all but 2 years suspended. Receiving credit for time previously served, Carr was released on probation on July 3,2004, and he registered as a sex offender as required by Alabama law.
In late 2004 or early 2005, prior to SORNA's enactment, Carr relocated from Alabama to Indiana. He did not comply with Indiana’s sex-offender registration requirements. In July 2007, Carr came to the attention of law enforcement in Fort Wayne, Indiana, following his involvement in a fight.
On August 22,2007, federal prosecutors filed an indictment in the United States District Court for the Northern District of Indiana charging Carr with failing to register in violation of
The United States Court of Appeals for the Seventh Circuit consolidated Carr’s appeal with that of a similarly situated defendant, who, in addition to raising an ex post facto
“The evil at which [the Act] is aimed is that convicted sex offenders registered in one state might move to another state, fail to register there, and thus leave the public unprotected. The concern is as acute in a ease in which the offender moved before the Act was passed as in one in which he moved afterward.” Ibid, (citation omitted).
The court drew an analogy to
Reading
Having dispensed with the statutory question, the Seventh Circuit considered the claim of Carr and his co-appellant that predicating a
In view of the division among the Circuits as to the meaning of
As relevant here,
*445 “(a) In General — Whoever—
“(1) is required to register under the Sex Offender Registration and Notification Act;
“(2)(A) is a sex offender as defined for the purposes of the Sex Offender Registration and Notification Act by reason of a conviction under Federal law (including the Uniform Code of Military Justice), the law of the District of Columbia, Indian tribal law, or the law of any territory or possession of the United States; or
“(B) travels in interstate or foreign commerce, or enters or leaves, or resides in, Indian country; and
“(3) knowingly fails to register or update a registration as required by the Sex Offender Registration and Notification Act;
“shall be fined under this title or imprisoned not more than 10 years, or both.”
Carr’s interpretation better accords with the statutory text. By its terms, the first element of
That
Second, the other elements of a
Echoing the Seventh Circuit’s assessment that Congress’ use of present-tense verbs in
A
The Government’s pronouncement that
In this regard, it is notable that the federal sex-offender registration laws have, from their inception, expressly relied on state-level enforcement. Indeed, when it initially set national standards for state sex-offender registration programs in 1994, Congress did not include any federal criminal liability. Congress instead conditioned certain federal funds on States’ adoption of “criminal penalties” on any person “required to register under a State program ... who knowingly fails to so register and keep such registration current.” Jacob Wetterling Crimes Against Children and Sexually Violent Offender Registration Act, Pub. L. 103-322, Tit. XVII, § 170101(c), 108 Stat. 2041,
In enacting SORNA, Congress preserved this basic allocation of enforcement responsibilities. To strengthen state enforcement of registration requirements, Congress established, as a funding condition, that “[e]ach jurisdiction, other than a Federally recognized Indian tribe, shall provide a criminal penalty that includes a maximum term of imprisonment that is greater than 1 year for the failure of a sex offender to comply with the requirements of this subchapter.”
Understanding the act of travel as an aspect of the harm Congress sought to punish serves to distinguish
B
In a final effort to justify its position, the Government invokes one of SORNA’s underlying purposes: to locate sex offenders who had failed to abide by their registration obligations. SORNA, the Government observes, was motivated at least in part by Congress’ concern about these “missing” sex offenders — a problem the House Committee on the Judiciary expressly linked to interstate travel: “The most significant enforcement issue in the sex offender program is that over 100,000 sex offenders, or nearly one-fifth in the Nation[,] are ‘missing/ meaning they have not complied with sex offender registration requirements. This typically occurs when the sex offender moves from one State to another.” H. R. Rep. No. 109-218, pt. 1, p. 26 (2005). The
The Government’s argument confuses a general goal of SORNA with the specific purpose of
Knowing that Congress aimed to reduce the number of noncompliant sex offenders thus tells us little about the specific policy choice Congress made in enacting
None of the legislative materials the Government cites as evidence of SORNA’s purpose calls this reading into question. To the contrary, the Report of the House Judiciary Committee suggests not only that a prohibition on postenactment travel is consonant with Congress’ goals, but also that it is the rule Congress in fact chose to adopt. As the Government acknowledges, the bill under consideration by the Committee contained a version of
* * *
Having concluded that
It is so ordered.
Notes
While the Seventh and Tenth Circuits have confronted the question directly, other Circuits have also touched on it. Aligning itself with the Seventh Circuit, the Eleventh Circuit has analogized 18 U. S. C. 12250(a) to the felon-in-possession statute,
There is a separate conflict among the Courts of Appeals as to when SORNA’s registration requirements became applicable to persons convicted of sex offenses prior to the statute’s enactment. Several Circuits, including the Seventh, have taken the position that the Act did not apply to such sex offenders until the Attorney General provided for their inclusion by issuing an interim regulation, 72 Fed. Reg. 8897, on February 28, 2007 (codified at
For persons convicted of sex offenses under federal or Indian tribal law, interstate travel is not a prerequisite to
Offering a variation on the Government’s argument, the dissent contends that, “[i]n accordance with current drafting conventions,
The Court of Appeals quoted a Ninth Circuit decision for the proposition that “‘the present tense is commonly used to refer to past, present, and future all at the same time.’ ”
The dissent identifies several “SORNA provisions that plainly use the present tense to refer to events that... may have occurred before SORNA took effect.” Post, at 467. All of these examples appear in
Pre-S0RNA law also exposed to federal criminal liability any person whose State “ha[d] not established a minimally sufficient sexual offender registration program” and who was thus required to register with the Federal Bureau of Investigation (FBI). See
The law in Indiana, Carr’s State of residence, makes the failure to register a class D felony, which carries a prison term of up to three years’ imprisonment. Ind. Code §§ ll-8-8-17(a), 35-50-2-7(a) (2009).
Also making this point, the dissent maintains that “[(Interpreting
Among other changes, Congress eliminated the language that conditioned liability on proof of notice, and it removed the word “thereafter,” presumably as redundant in light of the sequential structure of the enacted statute.
Concurrence Opinion
concurring in part and concurring in the judgment.
I join the Court’s opinion except for Part III-C. I do not join that part because only the text Congress voted on, and not unapproved statements made or comments written during its drafting and enactment process, is an authoritative indicator of the law. But even if those preenactment materials were relevant, it would be unnecessary to address them here. The Court’s thorough discussion of text, context, and structure, ante, at 445-456, demonstrates that the meaning of
“We have stated time and again that courts must presume that a legislature says in a statute what it means and means in a statute what it says there. When the words of a statute are unambiguous, then, this first*459 canon is also the last: judicial inquiry is complete.” Connecticut Nat. Bank v. Germain,503 U. S. 249 , 253-254 (1992) (citations and internal quotation marks omitted).
Dissenting Opinion
with whom Justice Thomas and Justice Ginsburg join, dissenting.
The Court’s decision misinterprets and hobbles
The Court’s answer is that
As I will attempt to show, the Court’s textual arguments áre thoroughly unsound. And the conclusion that the Court reaches makes no sense. To appreciate the folly of the Court’s interpretation, consider the following two cases.
The first involves a situation in which, for present purposes, I assume that
The second case is the same as the first in all respects except that the sex offender travels from State A to State B before SORNA’s enactment. In other words, the sex offender is convicted and later released in State A; prior to SORNA’s enactment, he moves to State B; and then, after SORNA takes effect, he fails to register in State B, as SORNA requires.
Is there any reason why Congress might have wanted to treat the second case any differently from the first? In both cases, a sex offender’s interstate movement frustrates enforcement of SORNA’s registration requirements. In both cases, as a result of that interstate travel, the sex offender’s new neighbors in State B are unaware of the presence of a potentially dangerous person in their community, and the State B law enforcement authorities are hampered in their ability to protect the public. The second case is the case now before the Court, and the Court offers no plausible explanation why Congress might have wanted to treat this case any differently from the first.
If the text of
‘Whoever—
“(1) is required to register under the Sex Offender Registration and Notification Act.. .
“(2) ... (B) travels in interstate or foreign commerce .. . ;and
“(3) knowingly fails to register or update a registration as required by the Sex Offender Registration and Notification Act;
*462 “shall be fined under this title or imprisoned not more than 10 years, or both.” (Emphasis added.)
As I read this language, neither the use of the present tense in paragraph (2)(B) nor the sequence in which the elements are listed provides any basis for limiting the provision to those sex offenders who move from one State to another after SORNA’s enactment.
I
A
The dominant theme of petitioner’s argument is that the use of the present tense in
B
A bad argument does not improve with repetition. And petitioner’s argument fails because it begs the relevant question. Petitioner belabors the obvious — that the present tense is not used to refer to events that occurred in the past — but studiously avoids the critical question: At what point in time does
The unspoken premise of petitioner’s argument is that
“Your draft should be a movable feast — that is, it speaks as of whatever time it is being read (rather than as of when drafted, enacted, or put into effect).” House Legislative Counsel’s Manual on Drafting Style, HLC No. 104-1, § 102(c), p. 2 (1995).
In accordance with this convention, modern legislative drafting manuals teach that, except in unusual circumstances, all laws, including penal statutes, should be written in the present tense. The Senate Manual, supra, § 103(a), at 4, states: “Always use the present tense unless the provision addresses only the past, the future, or a sequence of events that requires use of a different tense.” Similarly, the House Manual, supra, § 102(c), at 2, advises: “Stay in the Present. — Whenever possible, use the present tense (rather than the past or future).” Numerous state legislative drafting manuals and other similar handbooks hammer home this same point. See, e. g., Colorado Legislative
Once it is recognized that
Petitioner’s present-tense argument is particularly perverse in light of the context in which
A brief explanation is needed to make clear why wording
The conclusion that
Congress cast all of these provisions in the present tense, but now that the Attorney General has made SORNA applicable to individuals with pre-SORNA sex-offense convictions, all of these provisions must necessarily be interpreted as embracing preenactment conduct.
The Court’s second reason for holding that
I agree with the Court that there is a good argument that
What the Court’s argument shows, however, is not that the interstate travel required by
Ill
When an interpretation of a statutory text leads to a result that makes no sense, a court should at a minimum go back and verify that the textual analysis is correct. Here, not only are the Court’s textual arguments unsound for the reasons explained above, but the indefensible results produced by the Court’s interpretation should have led the Court to doublecheck its textual analysis.
SORNA was a response to a dangerous gap in the then-existing sex-offender-registration laws. In the years prior to SORNA’s enactment, the Nation had been shocked by cases in which children had been raped and murdered by
Interpreting
The Court provides only a weak defense of the result its analysis produces. The Court suggests that enhanced information collection and sharing and state enforcement of registration laws were the sole weapons that Congress chose to
For these reasons, I would affirm the decision of the Seventh Circuit, and I therefore respectfully dissent.
The Court holds only that
See n. 2, supra.
Under
Contrary to the Court’s interpretation, see ante, at 448-449, Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Foundation, Inc.,
The provision at issue in Gwaltney differs from
To be sure, at least two Courts of Appeals have held that SORNA’s registration requirements apply by the Act’s own terms to those individuals with sex-offense convictions that predate SORNA’s enactment. See United States v. Hinckley,
Although not controlling, it is worth noting that one of the two examples the Attorney General included in his February 2007 rule contemplated that pre-SORNA travel would be sufficient to satisfy
That many of these provisions rely on
Additionally, I do not suggest that the “default” rule is that provisions written in the present tense apply to past conduct. To the contrary, I had thought it an uncontroversial proposition of statutory interpretation that statutes must be interpreted in context. See, e. g., United States Nat. Bank of Ore. v. Independent Ins. Agents of America, Inc.,
Contrary to the Court’s suggestion, see ante, at 455, n. 9, it is no answer to point to Congress’ decision to delegate to the Attorney General the responsibility of deciding whether
Now that the Attorney General has decided that
Petitioner makes the additional argument that interpreting