BRADLEY RAY MCCLINTOCK, Appellant v. THE STATE OF TEXAS
NO. PD-1641-15
IN THE COURT OF CRIMINAL APPEALS OF TEXAS
March 22, 2017
ON STATE‘S PETITION FOR DISCRETIONARY REVIEW FROM THE FIRST COURT OF APPEALS HARRIS COUNTY
YEARY, J.,
OPINION
This case involves the proper construction of
BACKGROUND
We gave a detailed recital of the facts in our first opinion in this case. McClintock, 444 S.W.3d at 16-17. We need not repeat them to that level of specificity here. Suffice it to say that Appellant lived in an upstairs residence above a business. Access to his residence could be gained
While the case was pending on appeal, the United States Supreme Court decided Florida v. Jardines, 133 S. Ct. 1409 (2013). On the strength of that opinion, the court of appeals reversed Appellant‘s conviction, holding that the canine drug sniff had in fact constituted an unconstitutional search of the curtilage of Appellant‘s residence,1 and that, excluding the dog‘s contraband alert from the search warrant affidavit, there was no probable cause to support the warrant. McClintock v. State, 405 S.W.3d 277 (Tex. App.—Houston [1st Dist.] 2013). The State filed a petition for discretionary review. For the first time, the State argued that, even accepting that the dog sniff was illegal under Jardines, the court of appeals erred to hold that the trial court should have excluded the product of the search warrant.
Invoking the Supreme Court‘s opinion in Davis, the State argued that, because the police relied upon then-binding legal precedent holding that the dog sniff did not constitute a search for Fourth Amendment purposes, they committed no malfeasance and should not have to suffer the exclusion of evidence under either the Fourth Amendment exclusionary rule or the statutory exclusionary rule embodied in
On remand, the justices in the court of appeals disputed the proper scope of
“reliance upon” a “warrant” that is “based on probable cause.” McClintock, 480 S.W.3d at 742-44. It observed that the warrant upon which police relied in this case was not supported by probable cause because the affidavit undergirding the warrant contained information that itself was tainted by an illegality. Id. On its face, the majority explained,
The dissenting justice disagreed. Id. at 744-54 (Keyes, J., dissenting). She believed it would be just as faithful to the language of the statutory exception to hold that, so long as the illegal conduct that infected the acquisition of the information that went into the warrant affidavit was itself undertaken in good faith, then the evidence was “obtained . . . in good faith reliance upon a warrant . . . based on probable cause[,]” and evidence obtained pursuant to the warrant need not be excluded. Id. That is to say, so long as the police had a good-faith basis to believe, under binding legal precedent at the time, that they had lawfully obtained the information included in the warrant affidavit, then the exclusionary provisions of
We granted the State‘s second petition for discretionary review in order to resolve this dispute and clarify the reach of
ANALYSIS
Statutory Construction
Prior to the advent of
The Supreme Court‘s decision in Davis dealt with the good-faith exception to the federal, court-made exclusionary rule. The question in Davis was whether to apply the federal exclusionary rule “when police conduct a search in compliance with binding precedent that is later overruled.” 564 U.S. at 232. The Supreme Court concluded that “[e]vidence obtained during a search conducted in reasonable reliance on binding precedent is not subject to the exclusionary rule.” Id. at 241. Nothing about Davis‘s holding with respect to the federal exclusionary rule necessarily dictates how
When we construe
Far less plain from the face of the statute is what the legislative intent may have been with respect to what may permissibly go into the assessment of “probable cause.”5 Did the Legislature mean to incorporate
found at the specified location“? Flores v. State, 319 S.W.3d 697, 702 (Tex. Crim. App. 2010) (citing Illinois v. Gates, 462 U.S. 213 (1983)). There is no question that the totality of circumstances presented to the magistrate in this case, including the results of the canine drug sniff, supplied ample probable cause. Alternatively, did the Legislature‘s understanding of “probable cause” embrace—as the majority in the court of appeals in this case tacitly assumed—the Fourth Amendment‘s “fruit of the poisonous tree” doctrine to the effect that illegally obtained information must ordinarily be disregarded in determining whether a warrant affidavit has supplied sufficient information to satisfy this common-place definition of probable cause?6 In deciding whether a warrant is “based on probable cause” for purposes of implementing
of this issue as a matter of Fourth Amendment jurisprudence.7
How do we fill the statutory gap? Our approach in the past, at least when confronting the language of
as have been recognized in the case law construing the scope of the “good-faith” exception to the federal exclusionary rule are accommodated by the statutory language.
The Good Faith Doctrine and Fruit of the Poisonous Tree
The United States Supreme Court has already provided clear guidance when it comes to exclusionary-rule issues such as attenuation of taint,8 independent source,9 and inevitable discovery.10 It is a relatively straightforward task for this Court to decide whether
The Ninth, Tenth, and Eleventh Circuits have taken a hard line. They seem to have held that Leon‘s good-faith exception should not apply at all to permit the admissibility of
evidence obtained pursuant to a search warrant if the information proffered to the magistrate to supply probable cause was itself obtained, and hence tainted, by some prior illegality.12 On the
decided relatively early, however, and it remains to be seen whether these circuits will eventually moderate their views in light of the attitude other circuits have since taken that seem to have carved out various middle grounds.
In a progression of opinions, the Eighth Circuit has held that the good-faith exception may apply to allow admissibility of evidence deriving from a search warrant that was tainted by a prior illegality—but only if the prior illegality was itself the product of a good-faith mistake on the part of the police, such that the deterrent purpose of the Fourth Amendment exclusionary rule would not efficaciously be served.14 The First Circuit has held similarly,
also noting that the circumstances of the prior illegality were set forth in the
More recently, the Sixth and Fifth Circuits have weighed in. The Sixth Circuit for the first time explicitly framed the issue as one of how to “reconcile the ‘good faith’ exception established in Leon . . . with the ‘fruit of the poisonous tree’ doctrine[.]” United States v. McClain, 444 F.3d 556, 564 (6th Cir. 2005). In McClain, police conducted an illegal protective sweep of a residence, unduly believing that a possible burglary was in progress. A different officer subsequently sought a search warrant for the house, suspecting a marijuana growing enterprise based on information obtained during the illegal sweep. Id. at 560. The Sixth Circuit affirmed the district court‘s judgment that the initial entry and search were illegal. Id. at 564. It turned next to the question of whether that taint should render the second officer‘s reliance on the magistrate‘s issuance of the warrant to be beyond the scope of the good-faith exception. Id. It concluded that “this is one of the unique cases in which the Leon good-faith exception should apply despite an earlier Fourth Amendment violation.” Id. at 565. Like the Eighth Circuit in White, the Sixth Circuit found that “the facts surrounding the initial Fourth Amendment violation were ‘close enough to the line of validity to make the
officer‘s belief in the validity of the warrant objectively reasonable.‘” Id. at 566 (quoting White, 890 F.2d at 1419). Three other facts also contributed to the court‘s conclusion. First, there was no indication that the officers were consciously violating the Fourth Amendment when they conducted the illegal sweep of the house, since there had been at least some basis in fact to suggest a burglary might be afoot. Id. Second and third, and “[m]ore importantly, the officers who sought and executed the search warrants were not the same officers who performed the initial warrantless search, and [the] warrant affidavit fully disclosed to a neutral and detached magistrate the circumstances surrounding initial warrantless search.” Id. All of these circumstances combined to convince the Sixth Circuit that “the Leon exception bars application of the exclusionary rule in this case.” Id.
After canvassing the preceding case law, and drawing heavily on McCain, the Fifth Circuit recently distilled the interplay between the Leon good-faith doctrine and the fruit-of-the-poisonous-tree doctrine in this way:
We adopt the following reasoning . . . as our understanding of the interaction of the doctrine of fruit of the poisonous tree with Leon‘s good faith exception, as each appl[ies] to evidence obtained as the result of the execution of a search warrant. Two separate requirements must be met for evidence to be admissible: (1) the prior law enforcement conduct that uncovered evidence used in the affidavit for the warrant must be ‘close enough to the line of validity’ that an objectively reasonable officer preparing the affidavit or executing the warrant would believe that the information supporting the warranted was not tainted
by unconstitutional conduct, and (2) the resulting search warrant must have been sought and executed by a law enforcement officer in good faith as prescribed by Leon.
United States v. Massi, 761 F.3d 512, 528 (5th Cir. 2014).16 The court ultimately concluded:
The good faith exception to the exclusionary rule applies here where the search warrant, though ultimately obtained as a result of an illegal detention in violation of the Fourth Amendment, was obtained and executed by a law enforcement officer in good faith and under an objectively reasonable belief that it was valid and relied upon appropriately obtained evidence.
Id. at 532 (emphasis added).
Two years later, after the court of appeals issued its opinion in this case, the Fifth Circuit reiterated the holding in Massi, applying it to facts strikingly similar to those in this case to uphold the admissibility of evidence under the good-faith exception. In United States v. Holley, 831 F.3d 322, 326-27 (5th Cir. 2016), police used a drug-sniffing dog to detect the odor of illegal drugs at the garage door of two residences, and when the dog alerted, they obtained warrants to search those residences based upon the alert. Id. at 324. The defendant argued that the warrants were tainted under Jardines, and that the Leon good-faith exception therefore could not apply. Id. at 326. The Fifth Circuit found this argument to be foreclosed by Massi, and held that the question of whether a drug-dog sniff at the garage door was an
unconstitutional invasion of the curtilage was “close enough to the line of validity” to support the conclusion that the police had acted in objective good faith in relying on the canine alerts to supply probable cause for the warrants. Id. at 326-27. We regard the Fifth Circuit‘s pronouncement in Massi to be an acceptable synthesis of the federal case law with respect to the appropriate interplay between the fruit-of-the-poisonous-tree doctrine and the good-faith exception to the federal exclusionary rule. The question for us in this case, then, is whether the language of
Article 38.23(b)
Accordingly, we hold that the good-faith exception of
The Canine Drug Sniff
Consistent with Jardines, the dog sniff that was conducted without a warrant in this case unquestionably violated the Fourth Amendment. To the extent that Jardines adopted a new constitutional rule, that new rule would apply retroactively to any case pending on direct appeal at the time of its decision, as this case was. Griffith v. Kentucky, 479 U.S. 314, 328 (1987). Since Jardines, this Court has held that it constitutes a Fourth Amendment violation to conduct a warrantless drug sniff at the front door of an apartment in a multi-dwelling complex because it constitutes an invasion of the curtilage of the home. State v. Rendon, 477 S.W.3d 805, 811 (Tex. Crim. App. 2015). Because we ordinarily follow federal rules of retroactivity, e.g., Ex parte De Los Reyes, 392 S.W.3d 675, 679 (Tex. Crim. App. 2013), we should likewise apply the holding in Rendon to this case, consistently with Griffith.
In short, there can be little question at this juncture that the drug sniff in this case, occurring at the door of Appellant‘s single-dwelling upstairs apartment, was perpetrated through an unconstitutional invasion of the curtilage of his home.17 To the extent that the drug dog‘s positive alert for drugs was incorporated into the search warrant in this case, the warrant affidavit was unquestionably tainted with a prior illegality. Moreover, we have already held that, absent the information gained from the illegal drug-dog sniff, the warrant affidavit failed to establish probable cause. McClintock, 444 S.W.3d at 19-20.
With that information included, however, the warrant affidavit amply supports a determination by a neutral magistrate that there was probable cause to search the apartment for contraband. So the question under
overrule anything, as was the situation in Davis.18 Nevertheless, even after Jardines was decided, binding precedent continues to hold that—at least in the abstract—the use of a trained canine to detect the presence or absence of illicit narcotics does not constitute a “search” for Fourth Amendment purposes. Illinois v. Caballes, 543 U.S. 405 (2005). This is because drug dogs detect only illegal substances, and citizens lack any reasonable expectation of privacy in possessing illegal substances. Id. at 409. Only when the drug-sniff is conducted in the course of a warrantless invasion of the curtilage of a home does it constitute an unconstitutional search for Fourth Amendment purposes. But the Supreme Court did not make this distinction crystal clear until Jardines itself. And the distinction remains a subtle one. Indeed, even after Jardines was decided, the question of what exactly constitutes curtilage in an apartment setting, as opposed to a stand-alone house, remained a close and contentious issue for this Court in deciding Rendon.19
At the time the officers in this case used the trained canine to sniff for drugs at the door of Appellant‘s apartment, the constitutionality of that conduct remained “close enough to the line of validity” for us to conclude that an objectively reasonable officer preparing a
warrant affidavit would have believed that the information supporting the warrant application was not tainted by unconstitutional conduct. Because the language of
CONCLUSION
The judgment of the court of appeals is reversed and the judgment of the trial court is affirmed.
FILED: March 22, 2017
PUBLISH
Notes
(a) No evidence obtained by an officer or other person in violation of any provisions of the Constitution or laws of the State of Texas, or of the Constitution or laws of the United States of America, shall be admitted in evidence against the accused on the trial of any criminal case.
In any case where the legal evidence raises an issue hereunder, the jury shall be instructed that if it believes, or has a reasonable doubt, that the evidence was obtained in violation of the provisions of this Article, then and in such event, the jury shall disregard any such evidence so obtained.
(b) It is an exception to the provisions of Subsection (a) of this Article that the evidence was obtained by a law enforcement officer acting in objective good faith reliance upon a warrant issue by a neutral magistrate based on probable cause.
Id.Considering all circumstances, we agree with the district court that the officers had an objectively reasonable belief that they possessed a reasonable suspicion as would support the valid detention of Fletcher‘s bag as well as an objectively reasonable belief that the warrant issued was valid. * * * The purpose of the exclusionary rule, deterrence of police misconduct, will not be served by its application to this case.
Id.[w]hat is important is that the officer presenting the information to a magistrate be objectively reasonable in concluding that the information being used to support the warrant was not tainted. It is not awareness of the existence of the conduct that later is found to be improper that is important, but awareness at the time of presenting the affidavit that the conduct violated constitutional rights that would affect the application of the good faith exception.
