Lead Opinion
OPINION
delivered the opinion of the Court
Is the federal independent source doctrine, which excepts from the exclusionary rule evidence initially observed during an unlawful search but later obtained lawfully through independent means, applicable in Texas? The State raises this question in its petition for discretionary review after the court of appeals reversed two felony drug convictions of Michael Fred Wehren-berg, appellant, on the grounds that the trial court erred by applying that doctrine as a basis to deny appellant’s motion to suppress. Wehrenberg v. State,
I. Background and Procedural History
A. Facts and Trial Proceeding
A police anti-narcotics unit had been conducting surveillance of a Parker County residence for approximately thirty days when officers received a call from a confidential informant advising them that the occupants were preparing to manufacture methamphetamine that night. Several hours after receiving that call, at approximately 12:30 a.m., officers entered the residence without a search warrant and with-: out consent. Upon entering the residence, the officers encountered several individuals, including appellant, whom they handcuffed and escorted to the front yard. Officers performed a protective sweep of the residence, determined that no methamphetamine was being “cooked” at that time, and then went back outside the residence. Two investigators then prepared the search-warrant affidavit. The affidavit relied only on information provided by the confidential informant and did not mention the officers’ warrantless entry into the residence. In relevant part, the affidavit stated that the informant had “provided information detailing narcotics manufacture and trafficking” at appellant’s residence and had, within the past 72 hours, “personally observed the suspected parties in possession of certain chemicals with intent to manufacture a controlled substance.” The affidavit additionally stated that, according to the confidential informant, the subjects were planning to use the “shake and bake” method of manufacturing methamphetamine, which the affiant described as “fast” and “often utilized to prevent detection of the illicit laboratory by law enforcement personnel.”
Appellant moved to suppress the evidence, arguing that the officers’ warrant-less entry was unlawful and that all evidence seized thereafter was subject to suppression. The State, in response, argued that the search warrant was a valid basis for admitting the challenged evidence. At the hearing on the motion to suppress, the trial court heard testimony from Investigator Montanez, one of the officers who had prepared the search-warrant affidavit. Regarding the initial entry, Montanez stated that upon receiving the informant’s tip that the subjects were “fixing to cook methamphetamine,” the officers decided to “pull[ ] everybody out of the house and place[] them in the front yard” in order to “keep from evidence being destroyed.” Montanez additionally explained that it was necessary to “secure the residence” because the process of “cooking” methamphetamine via the “shake-and-bake method” is “volatile” and “hazardous” in that it can cause explosions and/or fire, and he was “afraid that [the subjects] would begin making methamphetamine and then a fire would break out.” Regarding the search warrant, Montanez testified that the affidavit’s contents were based solely on the confidential informant’s tip. He stated that he left to go get the warrant signed “immediately after appellant and his co-defendants were detained, and that he returned to the scene around 2 a.m., at which time the search warrant was executed.
The trial court granted in part and denied in part appellant’s motion to suppress. Announcing his ruling, the trial judge stated that the officers’ initial entry into the residence was “without a lawful warrant, exigent circumstances, or other lawful basis,” and that, therefore, “any evidence from that search and seizure during that entry and detention at the initial entry to the home is suppressed.” The trial judge went on to explain, however, that evidence seized pursuant to the search warrant was not subject to suppression because the search-warrant affidavit did not “allude to or mention the previous entry of the home, nor the detention of the suspect inhabitant defendants,” and, therefore, the warrant was “untainted by the previous entry and detention.”
In the court of appeals, appellant contested the trial court’s conclusion that the search warrant could serve as a valid basis for admitting the challenged evidence. He argued that (1) the officers’ initial entry into the residence was unjustified by any exception to the warrant requirement and thus constituted an unlawful search, and (2) officers obtained information during that unlawful search that later served as the basis for the search-warrant affidavit, and, therefore, the warrant was “tainted from the use of information gained in and from the warrantless entry of the home.” Appellant essentially disputed the trial court’s assessment that the search-warrant affidavit was based solely on information provided by the confidential informant, but he did not directly argue that the independent source doctrine was inapplicable in this State. In response to appellant’s arguments, the State contended that suppression was not required because (1) the officers’ initial entry into the residence was justified by exigent circumstances, and, alternatively (2) the search warrant was a valid basis for admitting the challenged evidence under the independent source doctrine because it was issued based solely on information provided by the confidential informant and thus was untainted by any pre-warrant intrusion into the residence.
After agreeing with appellant and the trial court that the officers’ initial entry into the residence was unlawful, the court of appeals held that the trial court erred by finding that the search warrant was a valid basis for admitting the challenged evidence under the independent source doctrine. See Wehrenberg,
In its petition for discretionary review, the State contends that the court of appeals erred by holding that the independent source doctrine conflicts with Texas’s statutory exclusionary rule. It argues that evidence obtained through an independent source has “no causal link” to the prior instance of illegal activity, and that such evidence, therefore, “is not obtained in violation of the law” within the meaning of the Texas exclusionary rule. Moreover, the State contends that the independent source doctrine is actually more compatible with the Texas exclusionary rule than the attenuation doctrine, a related doctrine that this Court has embraced, and that it is analytically distinct from the inevitable discovery doctrine, which this Court has rejected. Appellant responds that the court of appeals correctly concluded that the independent source doctrine is inapplicable in this State, or, alternatively, that the doctrine would not apply to his case because the search-warrant affidavit was based on evidence unlawfully observed by officers during their initial entry into the residence. This Court granted the State’s petition to determine whether the court of appeals erred by holding that the independent source doctrine conflicts with the statutory exclusionary rule and is inapplicable in Texas.
II. Independent Source Doctrine Provides for Admissibility of Untainted Evidence
A. General Scope of Independent Source Doctrine
Before answering the question of whether the independent source doctrine is consistent with the plain terms of the Texas exclusionary rule, we must first define the scope of that doctrine. We initially note that the federal exclusionary rule generally requires suppression of both primary evidence obtained as a direct result of an illegal search or seizure, as well as derivative evidence acquired as an indirect result of unlawful conduct. See Segura,
In Segura, the Supreme Court explained that “[i]t has been well established for more than 60 years that evidence is not to be excluded if the connection between the illegal police conduct and the discovery and seizure of the evidence is ‘so attenuated as to dissipate the taint.’ It is not to be excluded, for example, if police had an ‘independent source’ for discovery of the evidence[.]” Segura,
B. Segura v. United States
Segura v. United States established that, notwithstanding a prior instance of unlawful police conduct, evidence actually discovered and obtained pursuant to a valid search warrant is not subject to suppression, so long as the police would
C. Murray v. United States
Subsequent to Segura, the Supreme Court has explained that the independent source doctrine is broad enough to encompass both (1) evidence observed and obtained for the first time during an independent lawful search following a previous instance of unlawful police conduct, which was the factual situation in Segura, and (2) evidence observed in plain view during an initial unlawful entry but later “obtained independently from activities un
Reading Segura and Murray in conjunction, we observe that the core function of the independent source doctrine is to remove from the scope of the federal exclusionary rule evidence that is actually discovered through an independent source and thus is untainted by the prior instance of unlawful police conduct. Having defined the contours of the doctrine, we now turn to the question of whether application of that doctrine is consistent with Texas’s statutory exclusionary rule. See Baker v. State,
III. Independent Source Doctrine Consistent With Texas Exclusionary Rule
The primary dispute in this case centers on whether evidence derived from an independent source following a prior instance of unlawful police conduct is nevertheless “obtained” in violation of the law, thereby requiring suppression under Texas’s statutory exclusionary rule. See Tex.Code Crim. Proc. art. 38.23. The State contends that, contrary to appellant’s contention and the conclusion reached by the court of appeals, evidence acquired pursuant to an independent source is not actually “obtained” in violation of the law because it is
A. Unlawfully “Obtained” Evidence Must Be Excluded Under Texas Exclusionary Rule
The Texas exclusionary rule provides in relevant part that “No evidence obtained ... in violation of any provisions of the Constitution or laws of the State of Texas, or of the Constitution or laws of the United States of America, shall be admitted in evidence against the accused on the trial of any criminal case.” Tex.Code Crim. Proc. art. 38.23. To determine the meaning of this provision, we examine its plain language. See Boykin v. State,
Evidence is “obtained” if it is “possessed,” “gained or attained,” usually “by planned action or effort.” Webster’s New Collegiate Dictionary 816 (9th ed.1988); see also Daugherty,
In State v. Daugherty, the Court reaffirmed the correctness of its approach in Johnson with respect to the attenuation doctrine.
As we observe above, the independent source doctrine provides that evidence actually obtained pursuant to a distinct, untainted source is not subject to suppression because, in such cases, the prior illegality does “not contribute in any way to discovery of the evidence seized under the warrant.” Segura,
Moreover, given this Court’s rationale for determining in Johnson that the attenuation doctrine is consistent with the Texas exclusionary rule, that same rationale leads us to conclude that the independent
Our analysis is bolstered by dicta in State v. Powell, in which this Court stated that, even assuming the existence of a prior Fourth Amendment violation, exclusion of evidence was not required due to a lack of a causal relationship between the illegality and seizure of evidence:
In this case ... we are unable to conclude that there is any causal connection between any unlawful seizure of the safes and the otherwise lawful search of the safes resulting in the acquisition of the methamphetamine by the police. This otherwise lawful search of the safes was “wholly unrelated” to any prior unlawful seizure of these safes.... In this case, the methamphetamine was not obtained because the police may have unlawfully seized the safes but “because of a subsequent search pursuant to a lawful warrant.”
Because the independent source doctrine by definition applies only to situations in which there is no causal connection between the illegality and the obtainment of evidence, we conclude that an ordinary person would not consider evidence seized pursuant to an independent source to be “obtained” in violation of the law. See Tex.Code Crim. Proc. art. 38.23; Daugherty,
B. Independent Source Doctrine Distinct from Inevitable Discovery
In a related argument, appellant urges this Court to agree with the court of appeals’s conclusion that the independent
As the court of appeals observed, this Court has previously concluded that the inevitable discovery doctrine is inapplicable in Texas based on that doctrine’s inconsistency with the plain language of the statutory exclusionary rule. See Daugherty,
A majority of the Court later adopted the reasoning of Garcia in Daugherty, holding that evidence “actually ‘obtained in violation of the law’ ” was subject to suppression under Article 38.23, regardless of “whether or not it might later have been ‘obtained’ lawfully.”
The court of appeals relied on Garcia and Daugherty in reaching its conclusion that the similarities between the independent source and inevitable discovery doctrines make them equally inapplicable in this State. Wehrenberg,
By contrast, the inevitable discovery doctrine applies to situations involving an actual unlawful seizure or discovery of evidence and serves to permit use of that evidence when the evidence would have eventually been discovered in a lawful manner had it not first been seized unlawfully. See Nix,
Having examined the underlying core applications of the inevitable discovery and independent source doctrines, we note that those doctrines are distinguishable based on the manner in which the challenged evidence is actually obtained: the inevitable discovery doctrine applies to situations involving unlawful seizures of evidence, whereas the independent source doctrine applies to lawful seizures following a prior instance of unlawful police conduct. We' conclude that this difference is significant in the context of deciding whether each doctrine may be applied consistently with the statutory exclusionary rule, the application of which hinges on whether evidence was “obtained” in violation of the law. See Tex.Code Crim. Proc. art. 38.23; Daugherty,
In light of the fact that the inevitable discovery and independent source doctrines are distinguishable based on the lawfulness of the actual act of obtaining evidence, and because this distinction is key to the applicability of the statutory exclusionary rule, we disagree with the court of appeals’s assessment that the inevitable discovery and independent source doctrines should similarly be rejected as incompatible with the Texas exclusionary rule. We, therefore, conclude that our adoption of the independent source doctrine, which applies only to lawfully obtained evidence, is logically consistent with our prior rejection of the inevitable discovery doctrine.
IV. Conclusion
We conclude that the plain language of Article 38.28, which provides for exclusion of evidence “obtained” in violation of the law, is wholly consistent with, and does not preclude application of, the independent source doctrine. We further observe that our prior rejection of the inevitable discovery doctrine does not imply or necessitate our rejection of the independent source doctrine here. We, therefore, hold that the court of appeals erred by holding that the independent source doctrine is inapplicable in Texas. We remand this cause to the court of appeals for further consideration of appellant’s argument that the trial court erroneously denied his motion to suppress.
PRICE, J., filed a concurring opinion.
Notes
. See Tex. Health & Safety Code §§ 481.115; 481.124.
. Aside from these statements, the trial court did not make written findings of fact and conclusions of law, although findings and conclusions were properly requested by appellant, the losing party in the trial court. In its opinion on direct appeal, the court of appeals took note of the absence of findings of fact and conclusions of law, but it did not abate this case to the trial court to enter findings and conclusions. See Wehrenberg v. State,
. The question before us in this case is a question of law that we review de novo. See Amador v. State,
. See also United States v. Brooks,
. The independent source doctrine is motivated by a recognition that society’s interest in deterring unlawful police conduct and its interest in having juries receive all probative evidence "are properly balanced by putting the police in the same, not a worse, position than they would have been in if no police error or misconduct had occurred.” Nix v. Williams,
. See also United States v. Glinton,
. Applying this aspect of Murray, the federal courts of appeals have held that evidence obtained through a search conducted pursuant to a warrant is derived from a "genuinely independent source” if the record indicates that (1) officers would have sought a warrant regardless of any prior unlawful search, and (2) the magistrate did not rely on information obtained by officers during the prior search in making a probable-cause determination. See, e.g., United States v. Mowatt,
. Professors Dix and Schmolesky have reached a similar conclusion regarding the applicability of the independent source doctrine. See 40 George E. Dix & John M. Schmolesky, Texas Practice Series: Criminal Practice and Procedure § 7:51 (3d ed.2011) (citations omitted) (noting that independent source doctrine is not properly understood as an exception to the exclusionary rule, but rather "simply describes the conclusion that challenged evidence was not acquired as a factual result of the demonstrated illegality and thus need not be excluded”). Describing the meaning of the statutory exclusionary rule as it applies to the independent source doctrine, professors Dix and Schmolesky have observed,
Since Article 38.23 requires exclusion only of evidence that was "obtained in” violation of the covered legal requirements, an "independent source” rule is a logical consequence of the statute's requirement that challenged evidence have factually resulted from the demonstrated illegality. This is quite clearly the law.
Id:
Dissenting Opinion
filed a dissenting opinion.
The State secures two major wins today with the majority’s decision. First, the independent source doctrine is now an applicable concept in Texas law and, second, search warrants may now be based on predictions of the commission of future crimes. The majority holds that the court of appeals erred in reversing the trial court’s denial of Appellant’s motion to suppress. I disagree with this conclusion and would affirm the court of appeals’ reversal of the trial court’s admission of the evidence because no independent source exists for the discovery of the evidence.
The State has tried to portray the probable cause for the search warrant in this case as based exclusively on the information provided by the confidential informant. The officers, however, did not attempt to secure this search warrant immediately upon receiving the confidential informant’s information. Instead, they made the warrantless intrusion, handcuffed the occupants of the residence, conducted a sweep of the premises, and then went to acquire the warrant. The officer’s affidavit for the warrant made no mention of the fact that they had already secured the premises and detained the people inside.
Although contrary to the trial court’s and court of appeals’ conclusions, it is obvious to me that this search warrant was obtained based upon the officers’ unlawful
While we are required to give deference to the trial court’s assessment of credibility and demeanor, none of the conclusions I draw are dependant upon such determinations. Guzman v. State,
The facts of this case are similar to that of Murray v. United States,
Further, even if the search warrant was based exclusively on the confidential informant’s information, it still would not be valid. The informant’s tip that Appellant and his group were “fixing to” cook methamphetamine that evening was a prediction of a future crime rather than an assertion that a crime was being or had been committed. Probable cause for a search warrant cannot be based on anticipation of a prospective crime. Tex.Code Crim. Proc. arts. 18.01, 18.02. The informant here would have had to provide credible information that Appellant possessed methamphetamine, possessed the materials to manufacture methamphetamine, had already manufactured methamphetamine, or was currently manufacturing methamphetamine. This case is further distinguished from the federal cases cited by the majority because none of those dealt with anticipated crimes rather than offenses that
The majority has based their analysis and decision that there was an independent source on the claim that the warrant was obtained solely on the information from the confidential informant. But as has been shown, the informant’s information was only a prediction of a future crime rather than information about one that had been committed or was in the process of being committed. This prediction cannot be the basis for a valid search warrant. But even contrary to the claims of the State in this case, it is apparent from the sequence of events that the search warrant was derived from anything but an independent source. Irrespective of these facts and contrary to the law, the State now will be able to obtain search warrants based on predictions of crimes and will be able to use that as an independent source in validating searches and seizures. The court of appeals did not err in reversing the trial court’s denial of Appellant’s motion to suppress and, therefore, I respectfully dissent.
Concurrence Opinion
filed a concurring opinion.
I join the Court’s opinion. I agree without reservation that the concept behind the federal “independent source” doctrine may be applied consistently with our statutory exclusionary rule as embodied in Article 38.23.
I write further only to suggest the potential disutility of applying these labels in the context of construing our statutory exclusionary rule. Because it often makes no difference to the ultimate application of the federal exclusionary rule (which is not a creature of statute, but a court-made doctrine) whether evidence that is acquired following some instance of police malfeasance is nevertheless admissible because it had an “independent source” from
The hard cases, as always, will be those that fall somewhere in the middle — those for which there is at least some “but/for” causal connection between the primary illegality and the subsequent acquisition of evidence. In that context, application of case law, both state and federal, that describes and applies the factors that inform the attenuation of taint doctrine, will have a definite utility. Indeed, the court of appeals, on remand, may yet find this to be such a case.
I say that about this case because it is not altogether clear to me that there is not at least some “bul/for” relationship between the initial, unlawful entry into the house — and, more to the point, the unlawful seizure of its occupants — and the later acquisition of evidence, albeit by virtue of an untainted warrant.
With these added remarks, and because I agree with the Court’s well-expressed reasoning and conclusion that the court of appeals erred to hold that the federal “independent source” doctrine is categorically incompatible with Article 38.23, I wholeheartedly join its opinion.
. Tex.Code Crim. Proc. art. 38.23.
. Majority Opinion at 471-73.
. State v. Daugherty,
. Majority Opinion at 469-70.
. Daugherty,
. Having said this, I must admit that I am at a loss to understand Judge Meyers’s dissenting opinion. Judge Meyers deems it "obvious” that the search warrant was somehow a direct causal product of the primary illegality here — -that the "search warrant was obtained based upon the officer’s unlawful entry into Appellant's residence.” Dissenting Opinion at 473. Nowhere in his opinion does Judge Meyers adequately explain what that causal connection is, however, and the court of appeals credited testimony from Investigator Montanez that nothing contained in the search warrant affidavit derived from facts or information gleaned from the initial unlawful entry. Wehrenberg v. State,
.
. Id. at 299-300. See also State v. Elias,
. Mazuca,
. See Wehrenberg,
