CHRISTOPHER LEKAS, Plaintiff-Appellant, v. KENNETH BRILEY, et al., Defendants-Appellees.
No. 04-1420
United States Court of Appeals For the Seventh Circuit
ARGUED SEPTEMBER 22, 2004—DECIDED APRIL 25, 2005
Before COFFEY, WILLIAMS, and SYKES, Circuit Judges. WILLIAMS, Circuit Judge.
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 02 C 5181—Robert W. Gettleman, Judge.
I. BACKGROUND
In reviewing a district court‘s dismissal of a complaint under
In early November of 2000, while still incarcerated at Menard, Lekas mailed Murray a package containing two ceramic mugs and a personal letter via a third party. Under the IDOC‘s Rule against “Abuse of Privileges” (Rule 310), inmates are prohibited from “corresponding or communicating with a . . . person after the committed person has received notice that such person has informed the [IDOC] that he or she does not wish to receive correspondence from
Soon after he had mailed his package to Murray, on November 9, 2000, a disciplinary report was issued, stating that Lekas was “being placed on investigative status for his possible involvement in sending unauthorized correspondence.”1 That same day, Lekas was transferred to Stateville Correctional Center, where he was placed in the segregation unit under “investigative status.” Lekas was not informed as to the precise basis for his reclassification to “investigative status” until November 17, 2000. At that time, an investigator for the IDOC informed him that he was being questioned regarding the package he sent to Murray. In response to the investigator‘s questions, Lekas explained that Murray had given him her address, a photograph of herself with her child, and permission to correspond with her. Notwithstanding his explanation, a disciplinary report was issued from Pinckneyville on December 8, 2000, officially charging Lekas with violation of IDOC Rules against “Abuse of Privileges” (Rule 310) and “Dangerous Communications” (Rule 208).2
A hearing on these charges was held before the Adjustment Committee at Stateville on December 13, 2000. In response
Lekas then pursued an administrative appeal by filing a grievance before the ARB, asserting, inter alia, that the process of his disciplinary proceedings had violated his civil rights. But that grievance also failed, and allegedly resulted in its own, independent violations of department rules on grievance proceedings.3
When all was said and done, Lekas had served about 90 days in segregated confinement—from November 9, 2000 until approximately February 9, 2001. While in segregation, he was unable to participate in prison programs, educational programs, and work programs; he lost prison employment, wages, contact visits, telephone privileges, visits
Lekas, proceeding pro se, filed a Section 1983 claim in federal district court, alleging that several of his custodians violated his due process rights by depriving him of a liberty interest created by Illinois law when they placed him in segregation in contravention of the department‘s own rules. The district court immediately dismissed the complaint sua sponte, pursuant to
The Second Amended Complaint states two claims for relief. Count I, brought pursuant to
The district court, however, dismissed this Second Amended Complaint upon motions by both State and Federal Defendants under
II. ANALYSIS
A complaint may be dismissed under
Within this liberal framework of notice pleading, Lekas seeks to state a claim against State Defendants under
Lekas argues that his due process rights were violated because he was placed in disciplinary segregation without any evidence to support the key elements of the infraction of which he was charged, and because the IDOC failed to follow its own mandatory departmental rules for conducting his discipline hearing and administrative review. However,
The Due Process Clause of the Fourteenth Amendment provides: “[N]or shall any State deprive any person of life, liberty, or property, without due process of law.”
Here, the alleged deprivation to Lekas was his placement in disciplinary segregation—purportedly in contravention
But here Lekas does not merely object to his placement in disciplinary segregation, but rather his placement there in contravention of the IDOC‘s own mandatory rules and regulations. Indeed, prior to the Supreme Court‘s ruling in Sandin v. Conner, statutory or regulatory “language of an . . . unmistakably mandatory character“—such as that provided by IDOC rules and regulations—was recognized as creating a liberty interest protected by the Due Process Clause. Hewitt, 459 U.S. at 471-72; see also Sandin, 515 U.S. at 481-83; Thomas v. Ramos, 130 F.3d 754, 760 (7th Cir. 1997); Williams, 71 F.3d at 1249. The Sandin Court, however, abandoned the methodology of Hewitt and its progeny, shifting the focus of the liberty interest inquiry away from the nature of the statutory and regulatory language and toward the nature of the deprivation actually suffered by the prisoner. Thus, today, a prisoner‘s liberty interest, and incumbent entitlement to procedural due process protections, generally extends only to freedom from deprivations that “impose[ ] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.” Sandin, 515 U.S. at 483-84. In the absence of such “atypical and significant” deprivations, the procedural protections of the Due Process Clause will not be triggered.
Now much hinges upon what constitutes an “atypical and significant hardship,” and the Sandin Court again provides guidance. In finding that the placement of the plaintiff-prisoner in disciplinary segregation for thirty days did not constitute an “atypical and significant hardship,” the Sandin Court relied upon three factors. First, the prisoner‘s “disciplinary segregation, with insignificant exceptions, mirrored those conditions imposed upon inmates in administrative segregation and protective custody.” Sandin, 515 U.S. at 486. Second, “a comparison between inmates inside and outside disciplinary segregation [revealed that] the State‘s action in placing [plaintiff in disciplinary segregation] for 30 days did not work a major disruption in his environment.” Id. Finally, “the State‘s action [would not] inevitably affect the duration of [plaintiff‘s] sentence.” Id. at 487. Accordingly, courts today charged with assessing whether conditions of confinement pose an atypical and significant hardship are in essence counseled by Sandin to (1) compare the conditions of disciplinary segregation to those of discretionary segregation;4 (2) compare the conditions of disciplinary segregation to those in the general prison population; and (3) determine whether the disciplinary action affects the length of the inmate‘s sentence.
Sandin‘s prescribed comparison between disciplinary segregation and the general prison population seems inevitably subsumed by its prescribed comparison between disciplinary segregation and discretionary segregation. This is because, in every state‘s prison system, any member of the general prison population is subject, without remedy, to assignment to administrative segregation or protective custody at the sole discretion of prison officials, Wagner, 128 F.3d at 1176 (“[E]ven a prisoner who had committed a white-collar crime and had been assigned to the lowest-security prison in the state‘s system might find himself in segregation for a nondisciplinary reason.“); see also Hewitt, 459 U.S. at 468 (“[A]dministrative segregation is the sort of confinement that inmates should reasonably anticipate.“); Meriwether v. Faulkner, 821 F.2d 408, 414 (7th Cir. 1987) (“Given the broad uses of administrative segregation . . . inmates should reasonably anticipate being confined in administrative segregation at some point during their incar-
Indeed, taking Sandin‘s prescribed comparisons to their logical extremes, it is possible that the conditions of discretionary segregation against which the plaintiff‘s confinement is to be judged are not necessarily those of the prison in which the plaintiff is incarcerated, but rather those of the most restrictive prison in the state penal system, Wagner v. Hanks, 128 F.3d 1173, 1175 (7th Cir. 1997) (“We do not think that comparison can be limited to conditions in the same prison, unless it is the state‘s most secure one. To distinguish between the different parts of the same prison, on the one hand, and the different prisons in the same sys-
Suffice it to say, “when the entire sanction is confinement in disciplinary segregation for a period that does not exceed the remaining term of the prisoner‘s incarceration, it is difficult to see how after Sandin it can be made the basis of a suit complaining about a deprivation of liberty.” Wagner, 128 F.3d at 1176. With this understanding of the law, we turn to the allegations of Lekas‘s complaint.
Here, Lekas attempts to plead a deprivation of a liberty interest—i.e., an atypical and significant hardship—by alleging the following:
The conditions to which Plaintiff was subjected while in segregation at Stateville from November 9, 2000 until approximately February 9, 2001 differed markedly and appreciably from, and were significantly atypical from, those of the general prison population, including but not limited to: inability to
participate in prison programs, inability to participate in educational programs, inability to participate in work programs and resulting loss of prison employment and wages, loss of contact visits, loss of telephone usage, inability or substantially curtailed ability to receive visits from family, inability to attend church, no visits from clergy, drastic reduction in exercise privileges and in commissary access both in terms of frequency and the types of items allowed, drastic reduction in the number and nature of personal items that prisoners are allowed to have in their possession, and no access or very little access to audio/visual items.
Second Amended Complaint ¶ 31.
This court has twice before had the opportunity to compare conditions of disciplinary segregation to those of discretionary segregation at Lekas‘s prison (Stateville), on both occasions holding that the conditions of disciplinary segregation there were not so atypical and significant as to constitute a deprivation of a liberty interest. Williams v. Ramos, 71 F.3d 1246 (7th Cir. 1995); Thomas v. Ramos, 130 F.3d 754 (7th Cir. 1997). In fact, the conditions of disciplinary segregation at Stateville found by the Williams and Thomas courts seven to ten years ago are strikingly similar to those complained of by Lekas today. In Williams, the plaintiff-prisoner had been locked in a closed-front cell for 19 days, 24 hours a day, prohibited from participating in general population activities, handcuffed whenever he left his cell, and substantially deprived of contact with other inmates and staff. Williams, 71 F.3d at 1249.
In Thomas, the plaintiff-prisoner (Thomas) was subjected to 24 hour a day segregation5 for 70 days in a locked cell.
Notwithstanding the litany of deprivations set forth in Williams and Thomas, this court in both cases, employing both Sandin prescribed comparisons, found that the conditions of Stateville disciplinary segregation were not actionably different from those in either the general prison population, Thomas, 130 F.3d at 762 (“In spite of [plaintiff‘s] extended period in disciplinary segregation, we are convinced that it did not result in an atypical and significant deprivation because the conditions he experienced did not
However, the fact that the conditions of disciplinary segregation at Stateville were found over seven to ten years ago not to work a deprivation of a liberty interest alone does not warrant the dismissal of Lekas‘s claim. Indeed, recognition of this fact led the district court to reinstate Lekas‘s case. Within the spacious universe of possibilities at this stage of the litigation, limited only by a court‘s ability to hypothesize reasonably facts consistent with the allegations of the complaint, Sanville v. McCaughtry, 266 F.3d 724, 732 (7th Cir. 2001), it is reasonably possible that conditions at Stateville may have changed for the worse over the years since Williams and Thomas were decided.
A comparison of our past rulings on the conditions of disciplinary segregation at Stateville to those conditions alleged in the case at bar, however, suggests that little, if anything, has changed in the prison‘s administration of disciplinary segregation over the past seven to ten years. While Lekas insists that those conditions have deteriorated
We note, however, that the complaint‘s catalogue of deprivations is non-exhaustive. Second Amended Complaint ¶ 31 (listing hardships “including, but not limited to,” those set forth therein). This hedging by Lekas precludes the court from dismissing his claim solely on the basis of his prolix recitation of hardships. American Nurses’ Association v. Illinois, 783 F.2d 716, 725 (7th Cir. 1986) (finding that, where particular discriminatory practices listed by a complaint in support of a sex discrimination action are “merely illustrative (‘not limited to‘), the complaint would not fail even if none of [the listed discriminatory practices] were actionable“). Nonetheless, there remains an alternate and independent ground on which we affirm the complaint‘s dismissal.
A plain reading of Lekas‘s complaint compels us to conclude that the conditions of disciplinary segregation at Stateville do not differ in the slightest from those in discretionary segregation. The many deprivations Lekas is alleged to have endured occurred during his placement in what he generically refers to as “segregation at Stateville from November 9, 2000 until approximately February 9, 2001.” Second Amended Complaint ¶ 31. While this blanket reference alone suggests that Lekas was subjected to only one classification of segregation without distinction during the 90 day span between November 9, 2000 and February 9, 2001, a closer examination of his complaint reveals otherwise. According to his complaint, Lekas was “placed in the segregation unit and classified under investigative
Despite this reclassification from discretionary to disciplinary segregation on December 13, Lekas does not allege any change in the conditions of his confinement commensurate with that reclassification. Indeed, by failing to even distinguish between the two—opting instead to lump them both together under the single rubric of “segregation“—his complaint avers that the conditions and commensurate hardships of both were in fact identical. By averring identical conditions in both disciplinary and discretionary segregation, Lekas‘s complaint itself suggests, in the very least, that the conditions of his confinement did not materially change upon his assignment to disciplinary segregation. Certainly, a comparison of the conditions of discretionary and disciplinary segregation as alleged in the complaint cannot yield a hardship so atypical and significant as to deprive Lekas of a liberty interest. See Wagner v. Hanks, 128 F.3d 1173, 1175 (7th Cir. 1997) (“[Where] the facilities and conditions are indeed the same in disciplinary and nondisciplinary segregation except that prisoners in administrative segregation or protective custody may be permitted ‘contact’
Thus, the fatal deficiency in Lekas‘s complaint is not that it alleges too little, but that it alleges too much. Indeed, no more than an allegation of a “loss of liberty” is required to satisfy the requirements of notice pleading under the Federal Rules of Civil Procedure. Wagner, 128 F.3d at 1174. In contrast, here Lekas alleges detailed hardships largely indistinguishable from those already found not to implicate a prisoner‘s remaining liberty interest, and conditions of disciplinary segregation completely indistinguishable from conditions of discretionary segregation. Such pleading reveals that Lekas has not been deprived of a liberty interest, and thereby deprives him of any ground on which to invoke the protections of procedural due process. By virtue of his complaint‘s description of conditions in disciplinary segregation that mirror those in discretionary segregation, and in light of its detailed recitation of hardships that fall short of a liberty deprivation, Lekas has pled himself out of court. American Nurses’ Association, 783 F.2d at 725 (“A plaintiff who files a long and detailed complaint may plead himself out of court by including factual allegations which if true show that his legal rights were not invaded.“); see also Ciarpaglini v. Saini, 352 F.3d 328, 331 (7th Cir. 2003) (holding that plaintiff “has simply pled himself out of court by saying too much“); Jackson v. Marion County, 66 F.3d 151, 153 (7th Cir. 1995) (“[A] plaintiff can plead himself out of court by alleging facts which show that he has no claim, even though he was not required to allege those facts.“); Wroblewski v. City of Washburn, 965 F.2d 452, 459 (7th Cir. 1992) (“We are not required to ignore facts alleged in the complaint that undermine plaintiff‘s claim.“). Accordingly, we do not reach the question of whether the administrative process actually
We briefly address Lekas‘s Section 1983 retaliation claim. “An act taken in retaliation for the exercise of a constitutionally protected right is actionable under § 1983 even if the act, when taken for a different reason, would have been proper.” Matzker v. Herr, 748 F.2d 1142, 1150 (7th Cir. 1984), limited on other grounds by, Salazar v. Chicago, 940 F.2d 233, 240-41 (7th Cir. 1991). This includes retaliation against an inmate for exercising his constitutional right to access the courts or to use the prison grievance process. See, e.g., Babcock v. White, 102 F.3d 267, 274-76 (7th Cir. 1996). Indeed, a prisoner can sufficiently state a claim for relief when he alleges that prison officials issued baseless disciplinary tickets against him in retaliation for pursuit of administrative grievances. Black v. Lane, 22 F.3d 1395, 1402-03 (7th Cir. 1994). Here, Lekas‘s complaint alleges that the investigation and segregation to which IDOC officials subjected him “was undertaken in retaliation against [him] for, inter alia, his filing of prior grievances.” Second Amended Complaint ¶ 25. Unlike his other claims, this retaliation allegation was not set forth in a separate count. Nonetheless, such allegations would be sufficient in form to state a retaliation claim under the notice pleading requirements of
Lekas, however, has waived his retaliation claim. “[W]hat is fatal to [a] theory on appeal is [plaintiff‘s] failure to mention it to the district court when the time did come in the proceedings below to present legal arguments linking the claims described in the complaint to the relevant statutory (or other) sources for relief.” Teumer v. General Motors Corp., 34 F.3d 542, 545-46 (7th Cir. 1994); Kirksey v. R.J. Reynolds Tobacco Co., 168 F.3d 1039, 1041 (7th Cir. 1999) (noting that even though a complaint may comply with the simple notice pleading requirements of
Finally, because we affirm the dismissal of Lekas‘s Section 1983 due process claim and recognize the waiver of his Section 1983 retaliation claim, no “case or controversy” remains between these parties. In the absence of an actual controversy, this court remains both constitutionally and statutorily constrained from reaching Lekas‘s second count seeking a declaratory judgment that Section 1997e(e) of the Prison Litigation Reform Act of 1995 (codified at
III. CONCLUSION
For the reasons stated above, we AFFIRM the district court‘s dismissal of Lekas‘s claims against both state and federal defendants.
A true Copy:
Teste:
Clerk of the United States Court of Appeals for the Seventh Circuit
