John Babcock is living proof of the dangers that prison gangs pose to inmates, and of the logistical nightmare they create for prison administrators. Serving a thirty-five-year sentence at the United States Penitentiary at Leavenworth, Kansas, Babcock was stabbed seven times in an attack by members of a gang known as the Mexican Mafia. Following this assault, Babcock was transferred to the United States Penitentiary at Terre Haute, Indiana (“USP-Terre Haute”)—a facility supposedly free of Mexican Mafia members. Upon his arrival, however, Babcock became afraid for his life when he discovered that he had not escaped the reaches of the gang. This suit, filed pursuant to
Bivens v. Six Unknown Named Agents,
I.
Read in the light most favorable to Bab-cock, the record presents a troubling picture, one that tends to become obscured in the bureaucratic prison-speak with which the defendants meet his allegations. Following the attack on his life, the Bureau of Prisons (“BOP”) classified Babcock as a “separation” case within the Central Inmate Monitoring (“CIM”) System. See 28 C.F.R. §§ 524.70-524.78 (1992). The regulations in place at the time defined separation cases as “[(Inmates who may not be confined in the same facility with other specified individuals,” 28 C.F.R. § 524.72(g) (1992), 1 and Babcock received notice to the effect that he would “not be housed with other specific individuals while in the custody of the Bureau of Prisons.” The notice continued, “You require separation from the Disruptive Group, Mexican Mafia.” In order to realize this separation, Babcock was transferred to USP-Terre Haute on July 14, 1992.
According to Babcock’s complaint, USP-Terre Haute was not the haven he anticipated. Babcock claims that defendant White, the intake officer who interviewed him upon *269 his arrival, informed him that USP-Terre Haute did indeed house members of the Mexican Mafia, “but mostly just a lot of ‘wannabes’ ” — prisoners who aspired to gang membership. (The defendants now insist that there “were no active confirmed members of the Mexican. Mafia located at USP-Terre Haute,” although their own submissions concede that “there may be inmates housed at USP, Terre Haute, who are separated from these groups or who are sympathizers or ‘wannabees’.”) White nevertheless told Babcock to enter the general population with what, to Babcock, must have seemed rather glib advice: “Just keep your eyes open.” That very same day, Babcock refused his assignment, preferring the more severe restrictions of administrative detention in a special housing unit to the certain harm that he believed he faced in the general population. The defendants emphasize that Babcock was not disciplined for refusing to enter the general population, but it does appear that his behavior provoked a Unit Discipline Committee (“UDC”) hearing, which was suspended pending the outcome of a protective custody investigation. Babcock remained in administrative detention for the remainder of his stay at USP-Terre Haute.
The tradeoff between comfort and security, unpalatable as it was, did not materialize once Babcock moved to administrative detention. At the UDC hearing, conducted in mid-July, Babcock reported spotting two Mexican Mafia members in the recreation yard.
2
Later that month, defendant McDaniel, a unit manager and UDC member investigating Babcock’s claim for protection, showed Babcock photographs of Hispanic inmates housed at USP-Terre Haute and asked him to identify the individuals he claimed to have seen. Babcock selected the picture of an inmate named “Vargas.” Bab-cock asserts that McDaniel acknowledged at the time that this was the notorious Vargas we described as an active
United States v. Silverstein,
Availing himself of BOP grievance procedures, Babcock repeatedly sought transfer to a facility free of Mexican Mafia members or affiliates — a request frustrated by the initial prison investigation’s conclusion in July 1992 that Babcock should be classified as an “unverified protection case.” Babcock claims that in October he handed McDaniel a letter, subsequently ignored, informing him of threats Babcock had received and requesting' a meeting “about my protection needs.” In November, the warden at USP-Terre Haute informed Babcock that he would be “continually housed in Administrative Detention until we are able to obtain information which would support the need for verified protection status.” When, on one occasion, Bab-cock called McDaniel to his cell to ask why he had been placed' in this state of limbo, McDaniel allegedly suggested, “Maybe you ought to stop filing all that shit,” which Bab-cock understood as a reference to appeals he had made within the prison system and to lawsuits he had filed against the BOP. McDaniel’s advice proved unsound, however, for in December 1992 Regional Director In *270 gram informed Babcock that he had asked “staff at Terre Haute to further evaluate your protection needs.” On May 27, 1993, after more than ten months in administrative detention at USP-Terre Haute, Babcock was transferred to USP-Atlanta.
Babcock filed this suit against the BOP, White and McDaniel on August 26, 1993, seeking $35,000 in compensatory damages, $50,000 in punitive damages, and injunctive relief. His complaint alleged that the defendants exhibited deliberate indifference to his safety, in violation of the Eighth Amendment, by knowingly incarcerating him with members of the Mexican Mafia despite his classification as a separation case; that mandatory federal regulations created a protected liberty interest, under the Due Process Clause, in not being housed with members of the group that had sworn to kill him; and that the defendants, in violation of Babcock’s First Amendment rights, retaliated against him for seeking redress within the prison system, and the courts. On November 5, 1993, the district court dismissed Babcock’s action against the BOP based on that entity’s immunity from suit. The court also determined that, as a result of Babcock’s transfer to Atlanta, it lacked jurisdiction to hear his claim for injunctive relief. On September 30, 1994, without permitting discovery, the district court dismissed Babcock’s ease in its entirety. In granting the defendants’ motion for summary judgment, the court addressed itself only to the merits of Babcock’s Eighth Amendment claim. As an alternative basis for dismissal, the court held that the defendants were entitled to the defense of qualified immunity. At the time Babcock filed his notice of appeal, he was a prisoner in Tal-ladega, Alabama.
II.
We review
de novo
the district court’s grant of summary judgment and will affirm only if the record indicates “that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). We of course read the record in the light most, favorable to Babcock, the nonmov-ing party, and afford him the benefit of all reasonable inferences.
See Estate of Cole by Pardue v. Fromm,
A.
Babcock’s Eighth Amendment claim presents a unique situation. The danger to which he allegedly was exposed—attacks by Mexican Mafia members or “wannabes”—never materialized. Moreover, Babcock does not complain to this court of an ongoing violation of his constitutional rights: the district court dismissed Babcock’s claim for injunctive relief for the very reason that he had been transferred from USP-Terre Haute by the time he filed suit, and Babcock does not appeal this ruling. This case thus squarely presents the question whether or not a federal prisoner who was not assaulted by, and who is no longer at risk from, fellow inmates may nevertheless maintain a Bivens claim for money damages based solely on prison officials’ past failure to take measures to protect the prisoner from inmates known to pose a danger to the prisoner. Our answer is “no,” at least where, as here, exposure to risk of harm cannot be said to result from an official’s malicious or sadistic intent.
Both parties correctly identify the standard that governs a prison official’s duty under the Eighth Amendment to protect inmates from attacks at the hands of fellow inmates. In
Farmer v. Brennan,
a case involving a USP-Terre Haute prisoner who allegedly was assaulted by a cellmate, the Supreme Court reiterated that “[a] prison official’s ‘deliberate indifference’ to a substantial risk of serious harm to an inmate violates the Eighth Amendment.”
It is elucidating to consider Farmer in light of certain well-worn principles of tort law, which generally recognizes a damages claim only when a defendant breaches a duty owed to a plaintiff, and the breach causes cognizable legal harm to the plaintiff.
See Carey v. Piphus,
One answer would be that no harm need be shown, that at least nominal damages are presumed in such a case. This approach does not strike us as appropriate to the Eighth Amendment context.
Cf. Carey,
However legitimate Babcock’s fears may have been, we nevertheless believe that it is the reasonably preventable assault itself, rather than any fear of assault, that gives rise to a compensable claim under the Eighth Amendment. Babcock’s claim of psychological injury does not reflect the deprivation of “the minimal civilized measures of life’s necessities,”
Wilson v. Seiter,
The Court’s approach in
Farmer
supports our conclusion. In
Farmer,
the Court rejected the notion that its insistence on a subjective test for deliberate indifference would “require prisoners to suffer physical injury before obtaining court-ordered correction of objectively inhumane prison conditions.” 511 U.S. at -,
There is also a more fundamental sense in which the distinction between the forward-looking relief afforded by an injunction and the backward-looking relief provided by a damages award informs our understanding of the Eighth Amendment’s command. It is true that in deciding whether an inmate should recover damages based on prison officials’ failure to protect that inmate, the court must perform an
ex ante
determination. Despite the fact that injury did occur, the court must ask whether, prior to the actual occurrence, the risk that such injury would result was “substantial” and whether the officials knew of the risk. At the same time, damages essentially compensate for past injury.
See Carey,
It is essential to stress the narrow scope of our holding today, which applies only to allegations that prison officials exposed an individual prisoner to a risk of violence at the hands of other inmates. For reasons emphasized above, our decision does not cover suits to enjoin continuing disregard for prisoners’ safety. Nor do we intend to preclude suits by prisoners under the Eighth Amendment grounded solely on claims of psychological injury. As Justice Blackmun observed in his concurrence to
Hudson v. McMillian,
“It is not hard to imagine inflictions of psychological harm-without corresponding physical harm — that might prove to be cruel and unusual punishment_ [T]he Eighth Amendment prohibits the unnecessary and wanton infliction of ‘pain,’ rather than ‘injury.’ ... ‘Pain’ in its ordinary meaning surely includes a notion of psychological harm.”
Nonetheless, the Supreme Court has indicated that “[w]hat is necessary to show sufficient harm for purposes of the Cruel and Unusual Punishments Clause depends upon the claim at issue_ The objective component of an Eighth Amendment claim is therefore contextual and responsive to ‘contemporary standards of decency.’”
Hudson v. McMillian,
At first glance, it might seem surprising that where a prisoner must establish a higher level of subjective culpability on the part of a prison official, the prisoner should carry a lighter burden with respect to the objective component of his claim. In
Hudson,
however, the Court explained the rationale behind this conclusion: “When prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated.”
*274 B.
Babcock also formulates a claim under the Fifth Amendment’s Due Process Clause. In the district court, he argued that mandatory regulations and his classification as a separation case gave rise to a “liberty interest ... in not being confined in the same facility as an inmate from whom there is a separation.” Alternatively, “[e]ven assuming plaintiffs life was not in danger ... he was still unnecessarily punished by being locked in a cell for 24 hours a day ... for ten and a half months ... since if the above mentioned explicitly mandatory regulations would have been followed plaintiff would have been quickly transferred_” An additional consequence of this delay, according to Babcock, was that his fear of entering the general population prevented him from earning good-time credits.
Babcock’s due process arguments are premised on the notion that his confinement at USP-Terre Haute violated certain mandatory regulations. Regardless of what the regulations required (a matter we do not decide), Babcock’s CIM classification could give rise to a protected liberty interest only if to house him in a particular institution would “impose[ ] atypical and significant hardship on [him] in relation to the ordinary incidents of prison life.”
Sandin v. Conner,
— U.S. -, -,
Babcock’s alternative due process claim— that although administrative detention may have been tolerably safe, he should not have been put to the Hobson’s choice between safety and comfort — is inventive but unpersuasive. Babcock admittedly may have seen no alternative to administrative detention in light of the presence of Mexican Mafia members. We believe, however, that where an inmate has elected to enter administrative detention as the best alternative given an arguably improper (though not unconstitutional) prison assignment, it would be both illogical and unwise for a court to declare, after the fact, that the inmate’s election gave rise to a deprivation of a protected liberty interest. 5
C.
Babcock’s First Amendment claim is an entirely different matter. His com
*275
plaint alleges that “McDaniel’s actions ... were in retaliation for plaintiffs use of the ‘inmate grievance system’ and previous lawsuits against B.O.P. officials,” and that “McDaniel[ ] classified plaintiff as an ‘unverified protection case’ knowing that by classifying plaintiff as such plaintiff would be confined to the institution’s segregation unit where he would be locked in a cell 28 hours a day for at least one year.” If believed, the claim that McDaniel prevented an expeditious transfer in order to retaliate against Babcock for exercising his constitutional rights would entitle Babcock to damages.
See Higgason v. Farley,
Babcock’s burden is high. He of course must establish that his protected conduct was a motivating factor behind any delay, but that should not end the inquiry. Because the ultimate question is whether events would have transpired differently absent the retaliatory motive,
see Mt. Healthy City School District v. Doyle,
Nevertheless, we firmly believe that the courts should not blithely proclaim their readiness to enjoin dangerous prison conditions,
see Farmer,
511 U.S. at -,
Our conclusion that Babcock states a claim under the First Amendment compels us to address an alternative ground for dismissal adopted by the district court, which held that the defendants were entitled to qualified immunity. Under
Harlow v. Fitz
gerald,
While we share the district court’s concern “to avoid disruption of government,”
Harlow,
III.
To conclude: Babcock complains he endured cruel and unusual punishment by being exposed to risk of harm from fellow inmates. Yet because he was not assaulted, and because the issue of present danger is not before us, he does not state a claim for relief under the Eighth Amendment. Bab-cock claims that the defendants violated his liberty interest in being housed in a facility free of Mexican Mafia members, where he could safely enter the general population. But because he did not suffer an “atypical and significant hardship in relation to the ordinary incidents of prison life,” he does not state a claim under the Due Process Clause. Babcock also claims, however, that defendant McDaniel impeded his transfer to another facility in retaliation for Babcock’s efforts to secure relief through the prison appeals process and the federal courts. If proved, this claim would entitle Babcock to relief. We therefore remand this case to the district court for further proceedings to determine whether Babcock can raise an issue of material fact as to his retaliation claim against defendant McDaniel.
AFFIRMED in part; Reversed in part; and Remanded.
Notes
. Subsequent to the events at issue here, the regulations were amended, apparently to allow for greater flexibility. Under the regulations now in place, separation cases "may not be confined in the same institution (unless the institution has the ability to prevent any physical contact between the separatees) with other specified individuals....” 28 C.F.R. § 524.72(f) (1996). See Central Inmate Monitoring (CIM) System, 61 Fed.Reg. 40,142 (1996).
. It appears that Babcock was separated from the alleged gang members at the time he observed them. In his complaint, Babcock claimed that he told the UDC “that he had seen two members of the Mexican Mafia from whom he is separated and who would carry out the death contract against him.” McDaniel elaborated on the UDC hearing in his affidavit: “[Babcock] claimed to have seen two affiliates of this group [the Mexican Mafia], who were in the institution recreation yard while plaintiff was in the Administrative Detention/Segregation Yard.” The precise details of this episode, however, do not affect our holding.
. We note that every failure-to-protect case cited by the Court in
Farmer
involved either actual violence, see
Young v. Quinlan,
. We note that
Bivens
itself was decided with a due regard for the ability of the federal courts to decide the appropriateness, in particular circumstances, of monetary relief. See
Bivens,
. This case therefore does not call upon us to decide at what point (if ever) a prisoner’s extended confinement in administrative detention would amount to an “atypical and significant hardship” within the meaning of Sandin. Cf.
Bryan v. Duckworth,
