K.L., THROUGH HER PARENT L.L. ON BEHALF OF A CLASS OF THOSE SIMILARLY SITUATED v. RHODE ISLAND BOARD OF EDUCATION; BARBARA S. COTTAM
No. 17-1517
United States Court of Appeals For the First Circuit
October 29, 2018
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF RHODE ISLAND [Hon. William E. Smith, Chief U.S. District Judge]
Before Lynch and Lipez, Circuit Judges, Ponsor, District Judge.*
Paul Sullivan for appellees.
October 29, 2018
* Of the District of Massachusetts, sitting by designation.
At the core of this dispute is the meaning of “public education” in a section of the IDEA specifying that a state need not provide FAPE to qualified students aged 18 through 21 if doing so “would be inconsistent with State law or practice . . . respecting the provision of public education.”
I. Procedural History
K.L.‘s original complaint and amended complaint were filed on her own behalf and on behalf of a class of those similarly situated. The district court granted K.L.‘s motion for certification of a statewide class that includes
[a]ll individuals who were over 21 and under 22 within two years before the filing of this action or will turn 21 during the pendency of this action who are provided or were provided a FAPE under the IDEA by any [Local Education Agency] in the State of Rhode Island and who, but for turning 21, would otherwise qualify or would have qualified for a FAPE until age 22 because they have not or had not yet earned a regular high school diploma (“the Class“).
Following certification, the parties filed cross-motions for summary judgment. The district court determined that the only significant factual dispute concerned “the degree of public supervision the Rhode Island Department of Education (“RIDE“) exercises over the state‘s adult education programs.” Concluding that this dispute was immaterial to the scope of the term “public education,” the court granted summary judgment for appellees on the basis of its holding that Rhode Island‘s “adult education”
In this appeal, K.L. argues that, for purposes of the IDEA, “public education” includes the adult education services Rhode Island provides to persons up to age 22. Accordingly, she argues that the IDEA obliges the state to provide FAPE to students with disabilities up to age 22, which Rhode Island does not currently do.
We review de novo the district court‘s ruling on the parties’ cross-motions for summary judgment. See AES P.R., L.P. v. Trujillo-Panisse, 857 F.3d 101, 110 (1st Cir. 2017). In assessing the competing views of Rhode Island‘s obligation, we begin by determining the meaning of “public education” as used in the IDEA. We then consider whether Rhode Island‘s adult education services constitute “public education” within that meaning.
II. The Individuals with Disabilities Education Act
A. The Meaning of “Public Education”
The IDEA requires states to provide “[a] free appropriate public education . . . to all children with disabilities residing in the State between the ages of 3 and 21, inclusive[.]”
Notwithstanding this general requirement, the IDEA permits an exception to the applicable age range: “[t]he obligation to make a free appropriate publiс education available to all children with disabilities does not apply with respect to children . . . [aged] 18 through 21 in a State to the extent that its application to those children would be inconsistent with State law or practice, or the order of any court, respecting the provision of public education to [such] children[.]”
In assessing the meaning of the phrase, “inconsistent with State law or practice,” the Ninth Circuit examined the IDEA‘s legislative history. See E.R.K. ex rel. R.K. v. Haw. Dep‘t of Educ., 728 F.3d 982, 986-87 (9th Cir. 2013). Citing the Senate Report accompanying the 1975 statute that first created the exception, the Ninth Circuit held that
The IDEA, however, does not include “public education” among the three dozen terms for which the statute provides definitions. See
We begin with the two core attributes of “public education” that are undisputed: (1) a significant level of state
The view that “public education” is commonly understood to involve government funding and administration or oversight is confirmed by our review of multiple dictionary definitions. Although dictionaries are not dispositive in interpreting statutory language, they provide useful guidance on the common meaning of words and phrases. United States v. Lachman, 387 F.3d 42, 51 (1st Cir. 2004) (“Dictionaries of the English language are a fundamental tool in ascertaining the plain meaning of terms used in statutes and regulations.“); see also, e.g., Wis. Cent. Ltd. v. United States, 138 S. Ct. 2067, 2071 (2018); Voisine v. United States, 136 S. Ct. 2272, 2278 (2016). In this instance, for example, the Oxford English Dictionary, considered “one of the most authoritative on the English language,” Taniguchi v. Kan Pac. Saipan, Ltd., 132 S. Ct. 1997, 2003 (2012), defines public education, in relevant part, as “education provided by the State,” Oxford English Dictionary, http://www.oed.com (2018); see also The Oxford English Dictionary 780 (2d ed. 1989) (stating that “public”
Similarly, while the Random House Dictionary of the English Language does not contain an entry for “public education,” it defines “public” as being “maintained at the public expense and under public control,” and it defines “public school” as a place “maintained at public expense for the education of the children of a community or district and that constitutes a part of a system of free public education commonly including primary and secondary schools.” The Random House Dictionary of the English Language 1562-63 (2d ed. 1987); see also Random House Webster‘s Unabridged Dictionary 1562-63 (2d ed. 1997) (same). Ultimately, while exact language is bound to differ among dictionaries, we find helpful the shared dictionary focus on state funding and a degree of state control for the confirmation it offers of our understanding of the ordinary meaning of “public education.”
Moreover, these two attributes are consistent with the IDEA‘s definition of the related term “free appropriate public education” -- the educational guarantee at the heart of the statute. See Hernández-Miranda v. Empresas Díaz Massó, Inc., 651 F.3d 167, 171 (1st Cir. 2011) (“To determine ordinary meaning, we may consult dictionary definitions . . . and the statutory context in which the words are used.“). The FAPE contemplated by the statute is “provided at public expense, under public supervision
In one respect, however, we must supplement this ordinary understanding of “public education” with an additional attribute discernable from the way in which the IDEA uses the phrase. The two core attributes we have identified could apply to education at all levels, including post-secondary schooling. Yet “public education” in the context of the IDEA is limited to
Accordingly, beyond the two attributes of “public education” at the core of that term‘s ordinary usage -- public funding and public administration or oversight -- “public education” within the meaning of the IDEA includes the objectivе of educating students up to the level of academic proficiency
B. “Traditional Public Schools”
Specifically, appellees contend that the ordinary meaning of “public education” is limited to education that is provided at “traditional public schools.” They state that “‘public education,’ as used in the applicable IDEA limitation section, is not separate from traditional public schools, but instead refers to traditional, standards-based public school education.” Since the educational services at issue in this case are not delivered at “traditional public schools,” appellees claim that those services are not “public education” within the meaning of the IDEA.3
Appellees support their narrow reading of “public education” by invoking various provisions of state and federal law in a fashion that is incompatible with the IDEA‘s “wide-ranging remedial purpose intended to protect the rights of children with
1. Rhode Island State Law
Appellees cite numerous provisions of Rhode Island state law in which they say the term “public education” refers to their
We reject appellees’ premise that Rhode Island law should play any role in determining the meaning of “public education” as used in
2. Other Federal Code Provisions
Appellees also rely on
Neither provision supports the appellees’ conception of “public education.” To start, their reliance on the definition of “adult education” in
As for
Other than another mechanical invocation of a canon of statutory interpretation, appellees fail to offer any support for this claim. The IDEA merely states in
3. IDEA Regulations
Lastly, appellees cite an IDEA regulation defining the term “high school diploma” to support their claim that “public
Appellees misconstrue the IDEA regulation. Although an equivalency diploma or other alternative credential may differ in some respects from a regular high school diploma, it doеs not follow that educational services which help students attain an equivalency diploma are not “public education.” Education is the process by which students attain academic competency, not the document memorializing that process. Indeed, the evident purpose of the regulation is to prohibit states from terminating FAPE services early by bestowing a potentially inferior “general equivalency diploma, certificate of completion, certificate of
C. Summary
Since the IDEA does not define the term “public education,” we have turned, out of necessity, to its ordinary usage as Congress would have understood it. Based on our understanding of the phrase‘s ordinary meaning, which is consistent with both dictionary definitions and the IDEA‘s definition of FAPE, the first two attributes of “public education” are: (1) significant funding frоm a public source and (2) public administration or oversight. Mindful of the context of the IDEA, however, we supplement this ordinary understanding of “public education” with a third attribute: (3) the education of students to the academic competence ordinarily associated with completion of secondary school. Although appellees contend that “public education” is further limited to education provided at “traditional public schools” -- a vague limitation that would impede the IDEA‘s remedial purpose
Given this understanding of the three attributes of “public education,” we turn to whether Rhode Island provides such education to individuals up to age 22 and, hence, must provide FAPE to individuals with disabilities through that same age.
III. Rhode Island‘s System of Education
A. Background
The elements of Rhode Island‘s educational system, including its provision of services for students with disabilities, are almost entirely undisputed. We thus begin by describing the relevant aspects of that system as revealed by the factual record developed in the district court.
Rhode Island requires persons who have “not completed eighteen (18) years of life [to] regularly attend some public day school during all the days and hours that the public schools are
in session.”Rhode Island law also states that “all citizens, regardless of age, have a right to education.”
Rhode Island funds approximately thirty-four CBOs to administer adult education services. These CBOs consist of different types of entities, including homeless shelters, stand-alone adult education centers, and community organizations run by local municipalities. The services the CBOs provide include basic education, secondary education, and education for English language
The CBO model for adult education, which envisions a variety of settings and educational content, inevitably differs in form, to varying degrees, from the model offered in Rhode Island‘s conventional brick-and-mortar public elementary and secondary schools. For example, at the secondary level, students are required to earn “20 credits, spanning six core academic areas,” and the school year must extend “at least 180 days, with a minimum of 6 hours per school day.” The absence of these specific requirements, however, does not release CBOs from the oversight of the Rhode Island Department of Education. The Department‘s role includes, at a minimum: providing funding, conducting oversight through accountability measures, setting performance targets, and withdrawing funding when performance is inadequate.
Rhode Island also has regulations governing the provision of special education services. One directive states that “free appropriate public education must be available to all eligible children residing in the [Local Education Agency], between the ages of 3 and 21, inclusive (until the child‘s twenty first birthday or until the child receives a regular high school diploma).” R.I. Bd. оf Educ., Regulations Governing the Education of Children with Disabilities, L § 300.101(a) (Oct. 9, 2013). Although partially mirroring the language of the IDEA, Rhode Island
Thus, the question before us is whether the adult education offered in Rhode Island possesses sufficient attributes of “public education” to so qualify under the IDEA. That is, consistent with our discussion above, does Rhode Island‘s system of adult education possess the three attributes of “public education” within the meaning of the IDEA: a significant measure of public funding, public administration or oversight of the services, and an objective to educate a population up to the academic level sufficient to obtain a high school degree.
B. Evaluating Rhode Island‘s Adult Education Services
Whether Rhode Island‘s system of adult education services qualify as “public education” within the meaning of the IDEA has significant ramifications for the educational opportunities offered to students with disabilities for the year
1. Funding
Rhode Island provides approximately eighty percent of the total costs of the CBO adult-education programs, and the remaining fees for students are waived in some cases. In fact, the use of such “public funds” to support the delivery of “adult education” services is mandated by state law. See
2. Administration or Oversight
RIDE — the same state agency that oversees Rhode Island‘s public school system generally — also oversees the CBO adult education providers. By law, adult education services must be “integrated and coordinated” and “provided and maintained on a statewide basis.”
3. Educational Objective
Lastly, a primary objective of the Rhode Island adult education program is to assist students in achieving a secondary-education level of academic competence. Specifically, adult education in Rhode Island, similar to appellees’ notion of traditional public schools, must, among other things, establish “[p]rograms and services” that will “provide opportunities for academic achievement up to grade twelve (12).”
Despite the comparable objectives, appellees seek to draw significance from the differences between what they deem a traditional secondary school setting and the contexts in which individuals pursue studies toward successful completion of the GED or the NEDP. For example, appellees claim that adult education programs cannot be “public education” because they do not have the comparable classroom hours and course credit requirements as the other supposedly “traditional” public schools they consider the norm. Appellees also note that the degrees awarded to students who successfully pass the GED have the word “equivalency” written on the diploma.
We, however, see no defensible rationale for distinguishing among educational programs that have the attributes of “public education” based solely on locale and method of delivery. Indeed, even Rhode Island‘s regulations recognize the educational parity of supposedly “traditional” public schools and the adult equivalency programs by mandating that an “Equivalency Diploma” is “of the same status as a regular high school diploma.” R.I. Dep‘t of Educ. and Secondary Educ., Regulations of the Board
In adopting in full the appellees’ perspective, the dissent states, in effect, that it is irrelevant that Rhode Island offers students without disabilities the opportunity to achieve high school diplomas or equivalency diplomas through adult education programs. In our colleague‘s view, those programs are not “the functional equivalent of secondary school for purposes of the IDEA,” and “they do not resemble preschool, elementary school, or secondary school.” But in so arguing, the аppellees and our colleague turn the IDEA on its head. They rely on language intended to ensure that students with disabilities are provided opportunities to learn in traditional school settings — from which they routinely had been excluded — as a rationale for excluding them from non-traditional forms of public education. In other words, depicting IDEA as focused solely on so-called traditional school settings misses the point. The pertinent question is not where public education is provided to students without disabilities who are beyond age 18, but whether it is provided to them in some form.
Contrary to the dissent‘s contention, our interpretation of the IDEA does not “impose[] on Rhode Island choices that the state did not make” — other than those that are the very purpose of the IDEA. Rhode Island has made the choice to fund and oversee adult
Moreover, the very purpose of the IDEA provision at issue here is to ensure equivalent educational opportunities for students with and without disabilities. It is simply not a response to the requirement of equality to say that students with
In sum, as the foregoing assessment of the core attributes demonstrates, the adult education services in Rhode Island qualify as “public education” within the meaning of the IDEA.13 Rhode Island provides the adult education CBOs with significant public funding, the state‘s education department — RIDE — provides a substantial level of oversight for the adult education programs, and Rhode Island‘s adult education services share the objective of public schools generally to educate students
IV. Conclusion
For the reasons explained above, the IDEA‘s requirement that states provide FAPE to students until their twenty-second birthday is not inconsistent with Rhode Island‘s law or practice “respecting the provision of public education,” and, therefore, the limitation set forth in
The district court‘s judgment is vacated, and the case is remanded for entry of judgment in favor of appellant and remedial proceedings consistent with this opinion.
So ordered. Costs to appellant.
-Dissenting Opinion Follows-
The majority‘s conclusion is also a serious breach of federal policy concerning local control of public school systems. The majority opinion will impose, by judicial fiat, burdens on local taxpayers and local educational agencies (LEAs), contrary to the intent of Congress. The majority responds to my expression of these concerns by speculating that there will be no such burden. Not so. When, at oral argument, we posed the precise question to the Rhode Island Board of Education, which actually knows what the consequences of this decision will be, the answer was that a ruling for K.L. would impose significant costs to be borne by LEAs, and indirectly, by the state.
The IDEA was meant to ensure equal opportunities for disabled and non-disabled students in the provision of “public education.” Sеe
I.
The majority accepts K.L.‘s argument that Rhode Island has run afoul of the IDEA by declining to provide special education to disabled students between the ages of twenty-one and twenty-two, while making adult education available for students aged twenty-one and оlder. There is no evidence that non-disabled students may remain in public schools in Rhode Island until age
“It is a fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.” Davis v. Michigan Dep‘t of Treasury, 489 U.S. 803, 809 (1989). The IDEA‘s purpose is to make the “public school system” able to effectively teach and support students with disabilities. See
Additionally, the IDEA emphasizes the need for disabled students’ access to “school” and the “regular classroom.” See, e.g.,
The IDEA‘s legislative history underscores that the IDEA focuses on the public school system and only those educational opportunities up through secondary school. A Senate Report regarding the IDEA‘s 1975 predecessor states:
[t]he Committee points out . . . that a handicapped child has a right to receive all services normally provided a nonhandicapped child enrolled in a public elementary or secondary school. Thus, he or she has a right to physical education services, health screening, transportation services and all other services which are provided to all children within the school system, and a right to as many options in curricula as are available to all children.
S. Rep. No. 94-168, 1975 U.S.C.C.A.N. 1425, 1442-43 (1975).
The IDEA‘s findings, linguistic choices, and history thus draw a parallel between the education provided to non-disabled students and a free appropriate public education (FAPE) for disabled students. This is reflected in the specific provision at issue here, which states that a FAPE need not be provided to eighteen to twenty-one year olds unless doing so would be inconsistent with the provision of “public education” to non-disabled students in that age range.
In turn, a FAPE must, in relevant part, be “provided at public expense, under public supervision and direction, and without charge,” and “include an appropriate preschool, elementary school, or secondary school education.”
The majority dismisses Rhode Island‘s argument that the IDEA is focused on “traditional public schools,” in part by misapprehending Rhode Island‘s point and creating a straw man. The majority says that “public school programs have long included non-traditional educational formats, including vocational or employment-related activities and opportunities to earn high school credits at universities and community colleges.” But the majority mischaracterizes Rhode Island‘s argumеnt. Rhode Island‘s argument is not that this is a matter which turns on the setting where “public education” is provided or on whether vocational or other high school activities are education. Additionally, Rhode
Congress made it clear under the language of the IDEA that “adult education” is not “public education,” but something else entirely.17 The IDEA defines “transition services” as follows:
The term “transition services” means a coordinated set of activities for a child with a disability that —
(A) is designed to be within a results-oriented process, that is focused on improving the academic and functional achievement of the child with a disability to facilitate the child‘s movement from school to post-school activities, including post-secondary education, vocational education, integrated employment (including supported employment), continuing and adult education, adult services, independent living, or community participation;
(B) is based on the individual child‘s needs, taking into account the child‘s strengths, preferences, and interests; and
(C) includes instruction, related services, community experiences, the development of employment and other post-school adult living objectives, and, when appropriate, acquisition of daily living skills and functional vocational evaluation.
If Congress had wanted states that provide adult education to also provide a FAPE to disabled students up until their twenty-second birthdays, it would have said so and done so
The majority‘s broad interpretation as to Rhode Island‘s adult education system could arguably raise questions about the validity of other states’ implementation of the IDEA provision at issue here. The record suggests that at least one other state, Maine, terminates special education for students with disabilities before their twenty-second birthdays.19 There will be undeniable financial consequences to requiring local school systems to extend FAPE, including possibly the reduction in services now provided to other students. The majority‘s interpretation is especially inappropriate given the many variations in states’ adult education
Moreover, the majority‘s method of analysis and its conclusion are based on error. The majority reasons that “public education” has two core attributes, “significant funding from a public source” and “public administration and oversight,” and pulls these from thin air. The statute does not say this. The majority also asserts that the statutory context imposes a third constraint, which is also unsupported. It says “public education” is limited to “the education of students to the academic competence ordinarily associated with completion of secondary school.”
Not only is the majority‘s definition inconsistent with the statutory terminology and context outlined above, but it does not even align with the dictionary definitions that the majority cites. These definitions, rather, support my view. The majority states that the Oxford English Dictionary defines “public education” as “education provided by the State.” “Public Education,” Oxford English Dictionary Online (July 2018), http://www.oed.com/view/Entry/154052#eid27762397 (last visited Oct. 25, 2018). The majority also notes that “public” is “provided or supported at the public expense, and under public control: as in public elementary school.” Oxford English Dictionary 780 (2d
These definitions do not support the majority‘s definition, which encompasses programs so long as they receive whatever a court decidеs is “significant” public funding,20 are subject to some form of “public administration or oversight,” and entail “the education of students to the academic competence ordinarily associated with completion of secondary school.” The majority provides no support for these glosses.
II.
The specific features of Rhode Island‘s adult education system also clearly distinguish it from “public education.” First, adult education in Rhode Island is not free and is not provided
Second, the adult education programs are not controlled by the state. The programs are offered through a network of community-based organizations, or local non-governmental organizations which are not directly affiliated with the state or a local school district. The adult education programs are provided by, for example, stand-alone adult education providers, homeless shelters, and school libraries. The state does not administer the adult education programs, set their curricula, or determine their schedules. The state simply sets “performance targets” for these
K.L. argues that it is unimportant that community-based organizations, and not state agencies, administer adult education in Rhode Island, because the IDEA‘s definition of “secondary school” encompasses schools that are not operated directly by the state or a subdivision of the state. K.L. points out that the IDEA defines “secondary school” as “a nonprofit institutional day or residential school, including a public secondary charter school, that provides secondary education, as determined under State law.”
Third, the adult education programs do not resemble preschool, elementary school, or secondary school. The GED program
Students completing secondary school in Rhode Island, by contrast, must demonstrate “proficiency in 6 core areas (English Language Arts, math, science, social studies, the Arts, and technology)“; “successful completion of 20 courses (at a minimum)“; and “completion of 2 performance assessments (exhibitions, portfolios and/or comprehensive course assessments).” The Council on Elementary and Secondary Education has enacted extensive regulations regarding graduation requirements, which do not apply to adult education programs. The GED and NEDP programs do not require a graduation portfolio, do not require the taking of state assessments, and are “of a different rigor than those offered by the LEAs.”
K.L. argues that the difference in content between the adult education programs and the “traditional high school
Ultimately, by interpreting the IDEA‘s use of “public education” so broadly as to encompass adult education programs in Rhode Island, the majority has imposed on Rhode Island choices that the state did not make. For over forty years, states have been operating on the assumption that
I respectfully dissent.
