Boivin v. BlackBoivin v. Black
The Prison Litigation Reform Act of 1995 (PLRA),
This appeal raises the novel question of whether the “monetary judgment” cap applies to nominal damage awards. Contrary to the district court, we hold that it does. We proceed to reject the plaintiffs alternative argument that the cap, so construed, is unconstitutional. Consequently, we set aside the lower court’s order granting a more munificent counsel fee than the statute allows and remand with instructions to reduce that award to $1.50.
I. BACKGROUND
Raymond P. Boivin, a pretrial detainee housed at Maine Correctional Institute— Warren, sued correctional officer Donald Black following an incident in which Boivin lost consciousness after being locked in a restraint chair, his mouth covered by a towel.
1
On January 20, 1999, a jury found that Black, who was in charge at the time, had violated Boivin’s due process rights, but awarded Boivin only $1.00 in nominal damages. Following entry of the judgment, Boivin moved for an award of $3,892.50 in attorneys’ fees. Black opposed the motion, arguing that
The trial court ruled that the term “a monetary judgment,” as used in the PLRA, did not include a judgment for nominal damages and, accordingly, held the fee cap inapplicable.
See Boivin v. Merrill,
II. ANALYSIS
In order to frame the issues on appeal, we deem it useful to start with an overview of the parties’ positions. As a threshold matter, Boivin maintains that this appeal is untimely. Black demurs. Next, Boivin asseverates that the fee cap should not apply to nominal damage awards because that application would lead to anomalous results. Black counters that the plain meaning of
A. The Timeliness of the Appeal.
Boivin’s claim that Black failed to appeal within the thirty-day window of opportunity provided by
B. The PLRA Fee Cap.
In the American civil justice system, the spoils that belong to the victor ordinarily do not include payment of attorneys’ fees.
See Alyeska Pipeline Serv. Co. v. Wilderness Soc’y,
In perhaps the most striking use of this power to date — the Fees Act, adopted in 1976 — Congress gave the courts discretion to award reasonable attorneys’ fees to prevailing civil rights litigants.
See
(1) In any action brought by a prisoner who is confined to any jail, prison, or other correctional facility, in which attorney’s fees are authorized undersection 1988 of this title, such fees shall not be awarded, except to the extent that—
(A) the fee was directly and reasonably incurred in proving an actual violation of the plaintiffs rights protected by a statute pursuant to which a fee may be awarded undersection 1988 of this title; and
(B)(i) the amount of the fee is proportionately related to the court orderedrelief for the violation; or (ii) the fee was directly and reasonably incurred in enforcing the relief ordered for the violation.
(2) Whenever a monetary judgment is awarded in an action described in paragraph (1), a portion of the judgment (not to exceed 25 percent) shall be applied to sаtisfy the amount of attorney’s fees awarded against the defendant. If the award of attorney’s fees is not greater than 150 percent of the judgment, the excess shall be paid by the defendant.
(3) No award of attorney’s fees in an action described in paragraph (1) shall be based on an hourly rate greater than 150 percent of the hourly rate established under 3006A of title 18, for payment of court-appointed counsel.
(4) Nothing in this subsection shall prohibit a prisoner from entering into an agreement to pay an attorney’s fee in an amount greater than the аmount authorized under this subsection, if the fee is paid by the individual rather than by the defendant pursuant tosection 1988 of this title.
The particular limitation around which this appeal revolves relates to monetary judgments. When a prisoner-plaintiff garners a monetary judgment,
We begin, as we must, with the language of the statute.
See Bonilla v. Muebles J.J. Alvarez, Inc.,
While
In a Briarean effort to blunt the force of this logic, Boivin argues that Congress could not have intended so eccentric a result. Cаpping attorneys’ fees at $1.50 for a prevailing plaintiff who has won a nominal damage award, he tells us, serves to discourage counsel from accepting meritorious prisoners’ rights cases and thereby
Congress enacted the PLRA out of a concern that prisoner litigation, much of it frivolous, was wasting taxpayer money and clogging the courts. See, e.g., 142 Cong. Rec. S10576 (daily ed. Sept. 16, 1996) (statement of Sen. Abraham); 141 Cong. Rec. S7526 (daily ed. May 25, 1995) (statement of Sen. Kyi). Congress could well have reasoned that applying the fee cap to nominal damage awards would encourage both prisoners and members of the bar to weigh the likely value of claims before proceeding to court, thus reduсing the overall number of prisoner suits and easing the perceived burden of prisoner litigation on the justice system. One can argue with the policy behind such a legislative choice, but one hardly can classify the end result of that policy — measured in the large, and not by the occasional anomalous outcome — as absurd or chimerical.
Indeed, exempting nominal damage awards from the cap on attorneys’ fees, as Boivin urges, itself would run an equally great (or greater) risk of bringing about bizarre results. Under such a regime, a prisoner who had won a judgment of $1,000 in сompensation for a physical injury suffered in the course of a constitutional-violation could be awarded a maximum of $1,500 in attorneys’ fees, but a prisoner subjected to the same violation who sustained no physical injury and was awarded $1.00 in nominal damages would face no such limitation. . There is no hint in the record that Congress wished to foster these kinds of inequities. We hold, therefore, that Congress, in enacting
C. The Constitutionality of the Fee Cap.
We turn next to the constitutionality of the PLRA’s cap on attorneys’ fees. Two of our sister circuits recently have addressed the same general question. The Ninth Circuit has upheld the cap against a constitutional challenge.
See Madrid v. Gomez,
Like the challengers in
Madrid
and
Collins,
Boivin grounds his claim of unconstitutionality in concepts of equal protection.
See supra
note 2. The centerpiece of his argument is that
In light of the Supreme Court’s recent pronouncement in
Farrar,
the contrast that Boivin seeks to depict may be more apparent than real.
See
1.
The Level of Scrutiny.
Typically, a law will withstand an equal protection challenge if it bears a rational relationship to a legitimate governmental end.
See Vacco v. Quill,
We need not linger long over Boivin’s first suggestion. From a constitutional standpoint, prisoners simply are not a suspect class.
See Webber v. Crabtree,
Boivin’s second suggestion requires a somewhat longer answer. It is axiomatic that prisoners have a constitutionally-protected right of meaningful access to the courts.
See Bounds v. Smith,
Boivin’s arguments are wrong on the law. The constitutionally-protected right of access to the courts is narrow in scope.
See Lewis,
Boivin’s arguments also are wrong on the facts. First and foremost, the suggestion that prisoners who proceed pro se do not have a meaningful opportunity to prosecute their claims is highly debatable. While pro sе litigants are not exempt from procedural rules, courts are solicitous of the obstacles that they face. Consequently, courts hold pro se pleadings to less demanding standards than those drafted by lawyers. See
Haines v.
Kerner;
In all events, the PLRA fee cap does not make it impossible for a prisoner to secure the services of a lawyer. Cynics and naysayers notwithstanding, we are reluctant to conclude that all attorneys accept or reject prisoners’ cases solely on the basis of financial considerations. Moreover, prisoners may hire attorneys with then-own funds.
See
To say more on this topic would be suрererogatory. We agree with Judge O’Scannlain that, in the last analysis, “[t]he PLRA does not restrict access to the courts; at most, it restricts prisoners’ access to the most sought-after counsel who insist on their going rate for representation.”
Madrid,
2. Rationality Review. Since the PLRA fee cap neither involves a suspect classification nor infringes on the fundamental right of access to the courts, we analyze its constitutionality under the rational basis test.
. Rationality review in equal protection cases “is not a license for courts to judge the wisdom, fairness, or logic of legislative choices.”
FCC v. Beach Communications, Inc.,
Consistent with these tenets, the Supreme Court has made it pellucid that a person who challenges the rationality of a statute must negate every plausible basis that conceivably might support it.
See Heller,
We need not pause to analyze these legislative purposes separately. It suffices to say that the prison setting is
sui gener-is,
and Congress’s choice to treat prisoners differently than non-prisoners is plainly justified by the idiosyncratic characteristics of that setting. Prisoners’ living costs are paid by the public and prisoners have nowhere to go — a combination that gives them more free time than non-prisoners to pursue claims (whether or not valid). The problem of prisoner litigiousness is exacerbated by the nature of prison life, as inmates tend to egg each other on. This problem is further complicated by the constitutionally-protected right to a certain level of legal assistance,
see Bounds,
Boivin attempts to elude the inevitability of this result in a variety of ways. Citing the uncontroversial principle that a court ought not to uphold a law motivated by “a bare ... desire to harm a politically unpopular group,”
United States Dep’t of Agric. v. Moreno,
As a fallback, Boivin deplores what he envisions as the cоmplete lack of fit be
Common sense suggests that this ex post view is untenable. Congress presumably feared the motivating effect of the prospect of attorneys’ fees, ex ante, and the fee cap quells that effect by capping the potential payoff. This changes the odds and forces both lawyer and client, out of self-interest, to assess likely outcomes with greater care before filing a suit thаt, even if nominally successful, might leave them holding a nearly empty bag.
To be sure, it can be argued that discouraging lawyers from filing frivolous prisoner suits will fail to reduce the overall number of meritless claims because the suits eschewed by lawyers simply will be prosecuted by prisoners acting pro se. In that event, all that the fee cap will achieve is a reduction in the number of frivolous cases in which prisoners are represented by counsel. While the argument that we have posited is not illogical, there are still two conceivable ways in which the fee cаp might serve to reduce the aggregate number of frivolous prisoner suits. First, Congress may have believed that at least some prisoners would abandon their claims if they could not secure the services of an attorney. Second, to the extent that Congress thought lawyers were exhorting prisoners to pursue frivolous claims in the hope that lightning would strike — that, say, a runaway jury would hand down a favorable verdict or a sympathetic judge would couple a smidgen of relief with a large fee award — the fee cap would tend to curtail that behavior, thereby reducing the overall number of frivolous suits in the system. Recognizing that rationality review is highly deferential to legislative choices,
see Beach,
Nor does Boivin’s analogy to
Lindsey
compel a different result. The case before us differs from
Lindsey
in two important respects. First, unlike the double-bond requirement, the cap on attorneys’ fees is not a barrier to court access, but a limitatiоn on relief: the double-bond requirement operated directly to bar appeals by individuals who could not afford the extra cost, whereas the fee cap only affects how claims are presented and does not preclude any prisoner from actually bringing a claim. Second, the
Lindsey
Court found a very poor correlation between the double-bond requirement and the goal of reducing frivolous appeals.
See
Let us be crystal clear. We do not suggest that there is a seamless fit between
III. CONCLUSION
We need go no further. For the reasons elucidated herein, we hold that PLRA
Vacated and remanded. No costs.
Notes
. Boivin also sued several other defendants, but all of them have long since departed from the litigation. We therefore treat the case as if Black had been the sole defendant from the outset.
. Unlike the Fourteenth Amendment, the Fifth Amendment does not contain an Equal Protection Clause. The Fifth Amendment's Due Process Clause, however, prevents the federal sovereign from practicing unjustifiable discrimination.
See Schlesinger v. Ballard,
. This language contrasts with
. We add a caveat. In this case, the plaintiff sought and received only monetary relief. Thus, the fee cap applies. In a case in which this court orders non-monetary redress (say, an injunction) along with a monetary judgment, the fee cap contained in
. At any rate, a prisoner must, show actual injury in order to demonstrate a violation of the right of access to the courts.
See Lewis,
. The legislative history provides ample evidence that Congress had these goals in mind in passing the PLRA. See 141 Cong. Rec. S14626 (daily ed. Sept. 29, 1995) (statement of Sen. Hatch) ("This landmark legislation will help bring relief to a civil justice system overburdened by frivolous prisoner lawsuits.”); 141 Cong. Rec. S7526 (daily ed. May 25, 1995) (statement of Sen. Kyi) ("[Prisoners have all the necessities of life supplied, including the materials required to bring their lawsuits. For a prisoner who qualifies for poor person status, there is no cost to bring a suit and, therefore, no incentive to limit suits to cases that have some chance of success.”); 141 Cong. Rec. H1042 (daily ed. Feb. 1, 1995) (statement of Rep. Hoke) ("[T]here is an element of the bar that makes a full-time living in contacting prisoners and then using shotgun approach lawsuits .... [T]he reason they do this is because [they] can actually be reimbursed their fees, all of them.... [W]e have said ... you can only be paid if you win, and you can only be paid on the part that you do win on.”).