Joseph MARTINAK, Appellant, v. R. James NICHOLSON, Secretary of Veterans Affairs, Appellee.
No. 05-1195.
United States Court of Appeals for Veterans Claims.
Decided Aug. 23, 2007.
Argued June 14, 2007.
21 Vet. App. 447
Under the circumstances of this case—where the 1998 RO decision was final, Mr. Seri did not argue below for additional benefits related to his psychiatric disorder claim, the entire proceedings before the Board addressed only the claim for educational benefits, Mr. Seri acknowledged below that claims for these benefits were the only claims being adjudicated by the Board, and the Board provided only one statement at the outset of its opinion noting that the psychiatric disorder claim was no longer on appeal—the Board‘s statement regarding the psychiatric disorder claim is viewed properly as simply a comment on the status of the claim and not a separate decision on the claim bringing new life to what has been final since 1998. Inasmuch as the psychiatric claim became final in 1998 and was not otherwise before the 2004 Board for appellate adjudication (e.g., the record contains no request for revision under
The only remaining issue before the Court is the propriety of the Board‘s adjudication of the appellant‘s bilateral-hearing-loss claim. The first question presented is whether the Secretary‘s policy of conducting all audiometry testing of hearing-loss claimants in a sound-controlled room is valid. The second question presented is whether the appellant‘s VA audiological examination fully describes the functional effects that his hearing disability has under the ordinary conditions of daily life. For the reasons stated herein, we hold that the Secretary‘s policy for conducting audiological examinations in a sound-controlled room is valid. We further hold that the appellant‘s VA audiological examination was adequate. Accordingly, we will affirm the Board‘s decision with respect to his bilateral-hearing-loss claim.
Landon E. Overby, of Washington, D.C., for the appellant.
Kenneth A. Walsh, with whom Tim S. McClain, General Counsel; R. Randall Campbell, Assistant General Counsel; and Edward V. Cassidy, Jr., all of Washington, D.C., were on the brief for the appellee.
Before KASOLD, MOORMAN, and LANCE, Judges.
LANCE, Judge:
The appellant, Joseph Martinak, appeals a January 7, 2005, Board of Veterans’ Appeals (Board) decision. Record (R.) at 1-25. In that decision, the Board denied an initial disability rating higher than 10% for the appellant‘s service-connected bilateral tinnitus. The Board also denied a compensable disability rating for the appellant‘s service-connected chronic obstructive pulmonary disorder (COPD) and bilateral hearing loss.
I. FACTS
The appellant served in the U.S. Marine Corps from April 1985 until June 2001. R. at 27. In August 2001, he filed a claim with the Pittsburgh, Pennsylvania, VA regional office (RO) requesting service connection for several conditions, including bilateral hearing loss. R. at 277-90. In November 2001, the appellant received a VA audiological examination. Id. at 351-53. In accordance with the governing VA regulation, the appellant‘s audiological ex
In February 2002, the RO granted the appellant service connection for bilateral hearing loss and assigned a noncompensable rating. R. at 375-85. The appellant appealed this decision to the Board. R. at 399, 478-94, 496. In January 2005, the Board issued the decision here on appeal. R. at 1-25. The Board reviewed the November 2001 VA audiological examination and determined that the appellant was not entitled to a compensable rating for his bilateral hearing loss. R. at 11-13. The Board further found that a referral for an extraschedular rating was not warranted. R. at 13-14.
II. ANALYSIS
The appellant argues that the Secretary‘s policy of conducting audiometry testing in a sound-controlled room is a plainly erroneous interpretation of, or is otherwise inconsistent with, VA‘s regulations on medical examinations. Appellant‘s Br. at 22-23 (citing
A. Jurisdiction
““On every writ of error or appeal, the first and fundamental question is that of jurisdiction....” Steel Co. v. Citizens for a Better Env‘t, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998) (quoting Great S. Fire Proof Hotel Co. v. Jones, 177 U.S. 449, 453, 20 S.Ct. 690, 44 L.Ed. 842 (1900)). Our jurisdiction, like that of any other lower federal court, is determined solely by Congress. Christianson v. Colt Indus. Operating Corp., 486 U.S. 800, 818, 108 S.Ct. 2166, 100 L.Ed.2d 811 (1988). It cannot be expanded beyond that conferred by statute or permitted by law. Id. Moreover, Congress has expressly prohibited our review of any “action relating to the adoption or revision of the schedule of ratings for disabilities.”
The Secretary‘s authority to prescribe the rating schedule is contained in
The Secretary shall adopt and apply a schedule of ratings of reductions in earning capacity from specific injuries or combination of injuries. The ratings shall be based, as far as practicable, upon the average impairments of earning capacity resulting from such injuries in civil occupations. The schedule shall be constructed so as to provide ten grades of disability and no more, upon which payments of compensation shall be based, namely, 10 percent, 20 percent, 30 percent, 40 percent, 50 percent, 60 percent, 70 percent, 80 percent, 90 percent, and total, 100 percent.
“The Secretary‘s discretion over the [rating] schedule, including procedures followed and content selected, is insulated from judicial review with one recognized exception limited to constitutional challenges.” Wanner, 370 F.3d at 1131. Although the Secretary believes otherwise, a regulation prescribing the policies and procedures for conducting a VA medical examination is not a part of the rating schedule or subject to the prohibition on judicial review. The rating schedule consists only of those regulations that establish disabilities and set forth the terms under which compensation shall be provided.
Moreover, the VA General Counsel has opined that the mere placement of a regulation in part 4 of title 38 of the Code of Federal Regulations does not make the regulation a part of the rating schedule or subject to the prohibition on judicial review, and we agree. See VA Gen. Coun. Prec. 5-2002 (May 17, 2002) [hereinafter G.C. Prec. 5-2002] (“Placement of a regulation in Part 3 or Part 4 of the C.F.R. is not determinative of its susceptibility to judicial review.“); see also Sabonis v. Brown, 6 Vet.App. 426, 429 (1994) (stating that the Court is not bound by a precedent opinion of the VA General Counsel). The Secretary‘s characterization of a particular regulation as part of the rating schedule does not do so either. See Theiss v. Principi, 18 Vet.App. 204, 213 (2004) (noting that a court need not accept the agency‘s characterization of a rule or regulation (citing Hemp Indus. Ass‘n v. Drug Enforcement Admin., 333 F.3d 1082, 1087 (9th Cir.2003))). Again, the rating schedule consists only of those regulations which establish disabilities and set forth the terms under which compensation shall be provided.
More importantly, the Secretary‘s duty to perform medical examinations does not arise under the rating schedule statute,
Moreover, Congress has deliberately chosen not to include the Secretary‘s duty to conduct medical examinations in the rating schedule statute. This omission suggests that judicial review of VA medical examination regulations is allowed, not that it is precluded. See LeFevre v. Sec‘y, Dep‘t of Veterans Affairs, 66 F.3d 1191, 1198 (Fed.Cir.1995) (acknowledging the “well-settled presumption that agency actions are reviewable“). Furthermore, our statutory obligations require that we ensure the integrity of the procedures used by the Secretary to gather the evidence necessary to substantiate a claim. Jolley v. Derwinski, 1 Vet.App. 37, 39-40 (1990) (holding that VA must follow its own procedural rules by assisting a claimant in obtaining newly discovered medical records). Our review of the Secretary‘s medical examination regulations is part of this obligation. For these reasons, we hold that a regulation prescribing the procedures for conducting a medical examination is not part of the rating schedule or subject to the prohibition on judicial review of the rating schedule by this Court.
In addition, even if the Secretary‘s medical examination regulations were part of the rating schedule, the prohibition on judicial review would not preclude the Court from deciding the questions presented. Congress has “only prohibit[ed] re
The appellant has challenged the Secretary‘s policy of conducting all audiometry testing in a sound-controlled room. He has not directly challenged the substance or content of any VA regulation, compare Wanner, supra, with Sellers, supra. Nor has he lodged a procedural challenge to any final rule or regulation prescribed by the Secretary. See
B. The Secretary‘s Policy for Conducting Audiological Examinations
The first issue is whether VA‘s policy of conducting audiometry testing in a sound-controlled room is a plainly erroneous interpretation of, or is otherwise inconsistent with, VA‘s regulations on medical examinations. See Bowles v. Seminole Rock & Sand Co., 325 U.S. 410, 414, 65 S.Ct. 1215, 89 L.Ed. 1700 (1945); Smith, 451 F.3d at 1349, 1351. Congress has not prescribed the precise procedures for conducting VA medical examinations. See
The appellant has not shown that the Secretary‘s policy is a plainly erroneous
There is also no indication that VA has effectively amended
C. The Adequacy of the Appellant‘s Audiological Examination
A VA medical examination must be “thorough ... so that the evaluation of the claimed disability will be a fully informed one.” Green, 1 Vet.App. at 124; see
A court may defer to an agency interpretation of a regulation even if proffered “in a litigating document.” Smith, 451 F.3d at 1350. Moreover, an agency remains free to announce a new interpretation of a regulation without observing all of the formalities applicable to notice-and-comment rulemaking. See Stinson, 508 U.S. at 45-46 (citing the informal rulemaking procedures prescribed in
The Court holds that the VA audiologist provided such a description here. The audiologist‘s report notes that the appellant‘s bilateral hearing loss and tinnitus “[a]ffects [his] ability to sleep.” R. at 351-53. This indicates that the examiner did elicit information from the appellant concerning the functional effects of his disability. That is all the applicable regulatory provisions require. See
The appellant‘s final argument is that the Board provided inadequate reasons or bases for assigning him a noncompensable disability rating and for not referring his claim for an extraschedular rating. Appellant‘s Br. at 24-30. The Board is required to include in its decision a written statement of the reasons or bases for its findings and conclusions on all material issues of fact and law presented on the record; that statement must be adequate to enable an appellant to understand the precise basis for the Board‘s decision, as well as to facilitate informed review in this Court. See
III. CONCLUSION
Accordingly, the appellant‘s appeal of his bilateral tinnitus claim is DISMISSED. The Board‘s January 7, 2005, decision with respect to the appellant‘s COPD claim is VACATED and that matter is REMANDED for further adjudication. The Board‘s decision is otherwise AFFIRMED.
