Eugene E. JOHNSON, Plaintiff, v. Tom VILSACK, Secretary, United States Department of Agriculture, et al., Defendants.
Civil Action No. 04-1609 (EGS)
United States District Court, District of Columbia.
Sept. 30, 2011.
775 F.Supp.2d 221
EMMET G. SULLIVAN, District Judge.
ORDERED that the second amended complaint attached to plaintiffs’ motion is deemed filed this day; and it is further
ORDERED that by October 21, 2011, the parties shall submit a joint case management report which shall include their proposal as to how the Court should proceed in order to resolve the remaining issues in this case. If the parties are unable to agree, each side shall submit its own report.
Marian L. Borum, U.S. Attorney‘s Office for the District of Columbia, Washington, DC, for Defendants.
MEMORANDUM OPINION
EMMET G. SULLIVAN, District Judge.
Plaintiff Eugene Johnson brings this action against the Secretary1 of the United States Department of Agriculture (USDA), alleging discrimination and retaliation claims under Title VII of the Civil Rights Act of 1964 (Title VII),
I. FACTUAL AND PROCEDURAL BACKGROUND
Plaintiff Eugene Johnson is an African-American male born in 1957. Compl. ¶ 6. In November 1997, Johnson began working for the USDA as a GS-7 Program Analyst on the Legislative and Regulatory Staff of OBPA. Id. ¶ 8; see also Def.‘s Statement of Material Facts as to Which There is No Genuine Dispute ¶ 1 (hereinafter, Def.‘s SMF). Johnson alleges that while he was working for OBPA, he was denied training and tuition assistance for job-related coursework at the University of Maryland, despite the fact that white female employees received tuition assistance. Compl. ¶¶ 10, 28.2 Johnson also alleges delays of weeks and months in receiving promotions for which he was eligible. See id. ¶ 8. In particular, Johnson alleges that he was eligible for promotion to the GS-9 level on November 24, 1998, but he was not promoted until December 6, 1998; that he was eligible for promotion to the GS-11 level on December 6, 1999, but he was not promoted until February 13, 2000; and that he was eligible for promotion to the GS-12 level on February
On September 23, 2002, Johnson filed an informal Equal Employment Opportunity (EEO) complaint against the USDA in response to the denial of the GS-13 promotion. Id. ¶ 22. On February 12, 2003, Johnson filed a formal EEO complaint alleging claims of race, age and sex discrimination under Title VII and the ADEA. Id. ¶ 3; see also Administrative Record (AR) 25. Johnson‘s formal EEO complaint, as amended on April 8, 2003, alleges discrimination relating to: (1) the failure to grant Johnson‘s career-ladder promotion to GS-13 on September 23, 2002; (2) the failure to grant prior promotions in a timely manner; (3) the denials of training requests and tuition assistance for work-related courses; and (4) the failure to give him an Outstanding rating on his October 17, 2002 performance appraisal. See AR 25-30.3
Johnson alleges that on April 7, 2003, he was put on a Performance Improvement Plan (PIP). Compl. ¶ 22. At the conclusion of the PIP, on July 11, 2003, he received a letter stating that his performance during the PIP was unacceptable and denying him a within-grade increase from GS-12, step 2 to GS-12, step 3. Id. ¶ 24. Johnson requested reconsideration of the USDA‘s refusal to grant him the within-grade increase, but his request was denied on August 12, 2003. Id. ¶ 25. Johnson appealed that denial to the Merit System Protection Board (MSPB) on September 5, 2003. Id. ¶ 26.
On November 12, 2003, at an MSPB appeal status hearing, Johnson and the USDA entered into an agreement to settle the pending claims and all other claims Johnson may have had against the USDA. See Johnson I, 569 F.Supp.2d at 151-52. On November 17, 2003, the judge who presided over the MSPB appeal status hearing issued an Initial Decision dismissing Johnson‘s MSPB appeal based on the settlement. Id. at 152. The Initial Decision included a section titled, NOTICE TO APPLICANT, which stated that the decision would become final on December 22, 2003 and included information on filing a petition for review. Id. at 152-53. On November 25, 2003, Johnson sent a letter to the USDA under his EEO complaint caption, in which he stated that he had not agreed to settle the case, and that the letter was to inform you that I Eugene Johnson, will continue to go forward with my EEO Complaint. Id. at 153. Johnson subsequently took the 60 days administrative leave provided for in the settlement agreement and then resigned on March 15, 2004, though he states that he was forced to terminate his employment. Pl.‘s SMF ¶ 13; see also Johnson I, 569 F.Supp.2d at 153.
On September 17, 2004, plaintiff filed his complaint in the above-captioned case. On August 6, 2008, this Court granted in part and denied in part defendant‘s motion to dismiss or, in the alternative, for summary judgment. See Johnson I, 569 F.Supp.2d at 159. In particular, this Court denied defendant‘s motion with respect to the ADEA claims alleged in plaintiffs EEO complaint, and granted defendant‘s motion
II. STANDARD OF REVIEW
Summary judgment should be granted only if the moving party has shown that there are no genuine issues of material fact and that the moving party is entitled to judgment as a matter of law. See
The non-moving party‘s opposition, however, must consist of more than mere unsupported allegations or denials; rather, it must be supported by affidavits or other competent evidence setting forth specific facts showing that there is a genuine issue for trial. See
III. ANALYSIS
Plaintiff‘s surviving claims arise under the ADEA, which provides that [a]ll personnel actions affecting employees or applicants for employment who are at least 40 years of age... in executive agencies... shall be made free from any discrimination based on age.
A. Failure to Exhaust Administrative Remedies
Defendant argues that plaintiff failed to exhaust his administrative remedies on
1. Legal Standard for Exhaustion Under the ADEA
Under the ADEA, a federal government employee has two alternative avenues to judicial redress. See Rann v. Chao, 346 F.3d 192, 195 (D.C.Cir.2003). First, the employee may bring a claim directly to federal court so long as, within 180 days of the allegedly discriminatory act, he provides the EEOC with notice of his intent to sue at least 30 days before commencing suit. Id. (citing
If the employee elects to follow the EEO administrative process, the procedures governing discrimination complaints brought by employees of the federal government under the ADEA are set forth in
If the matter is not resolved informally within 30 days of the initial contact, the counselor shall inform the employee in writing of the right to sue, and the employee must, within 15 days, file a formal complaint of age discrimination against the agency.
The D.C. Circuit has held that the timeliness and exhaustion requirements of Section 633a(d) are non-jurisdictional.5 See Rann, 346 F.3d at 194-95; Kennedy v. Whitehurst, 690 F.2d 951, 961 (D.C.Cir.1982); see also Menominee Indian Tribe of Wis. v. United States, 614 F.3d 519, 527 (D.C.Cir.2010); cf. Colbert v. Potter, 471 F.3d 158, 167 (D.C.Cir.2006) (The filing time limit imposed by Title VII,
2. Lilly Ledbetter Fair Pay Act
The Lilly Ledbetter Fair Pay Act of 2009, Pub.L. No. 111-2, 123 Stat. 5 (2009) (LLA), as incorporated into the ADEA, states, in relevant part, that an unlawful practice occurs, with respect to discrimination in compensation in violation of [the ADEA], when a discriminatory compensation decision or other practice is adopted, when a person becomes subject to a discriminatory compensation decision or other practice, or when a person is affected by application of a discriminatory compensation or other practice.
As the D.C. Circuit has held, a decision not to promote an employee is not a discriminatory compensation decision or other practice under the LLA. Schuler v. PricewaterhouseCoopers, LLP, 595 F.3d 370, 375 (D.C.Cir.2010); see also Lipscomb v. Mabus, 699 F.Supp.2d 171, 174 (D.D.C.2010) (holding that employer‘s denial of two career ladder promotions on the GS scale was not a discriminatory compensation decision or other practice, and hence, the LLA did not render timely the plaintiff‘s allegations of discrimination); Barnabas v. Bd. of Trs. of the Univ. of the Dist. of Columbia, 686 F.Supp.2d 95, 102 (D.D.C.2010).
3. Application to Plaintiff‘s Claims
With respect to the first route for exhaustion, defendant argues that Johnson has presented no evidence that he ever sent the EEOC notice of his intent to sue. Def.‘s Mem. 8. In response, Johnson states that he provided notice to the EEOC of his intent to proceed on November 25, 2003. Pl.‘s SMF ¶ 12. Even assuming, arguendo, that Johnson‘s letter to the USDA on November 25, 2003 constitutes sufficient notice of intent to sue under
On two of Johnson‘s claims, the failure to grant timely promotions from 1998 through 2001, and the denial of training requests, Johnson clearly did not exhaust his administrative remedies. In particular, Johnson claims that he was eligible for promotions on November 24, 1998, December 6, 1999, and February 13, 2001. Compl. ¶ 8. Because Johnson‘s initial contact with an EEO counselor was on September 23, 2002 (see AR 34), more than a year after the last alleged failure to timely promote, Johnson failed to exhaust his remedies with respect to the claim for failure to grant timely promotions from 1998 through 2001.7 In any event, there is no suggestion that Johnson was not aware of the untimely promotions, nor has he argued that the exhaustion requirements should be waived, estopped, or equitably tolled.
In addition, with respect to his claims related to the denial of training requests, Johnson alleges that the defendant denied him tuition assistance to complete coursework in Information Systems at the University of Maryland, despite providing tuition assistance to other employees not in Johnson‘s protected class. See Compl. ¶¶ 10, 28. Johnson does not provide evidence of the dates on which defendant allegedly denied any requests for training or tuition assistance. The record reflects a request from Johnson for Information Systems training on approximately June 30, 1999. See AR 446-47. The record also reflects that this request was granted on August 11, 1999.8 See AR 439. In his rebuttal affidavit provided during the USDA‘s EEO investigation, Johnson admitted that all of his training requests had been granted, except for one request on or about August 2000 for a course on Systems Analysis and Design. See AR 83-84. Even assuming, however, that Johnson could sufficiently demonstrate a denial of a training request during this time period, plaintiff failed to contact an EEO counselor within 45 days of these denials. Johnson‘s first contact with an EEO counselor, on September 23, 2002, occurred at least two years later. See AR 34. Therefore, plaintiff failed to exhaust his administrative remedies with respect to his allegations related to the failure to grant timely promotions and the denial of training requests. See Broderick v. Donaldson, 437 F.3d 1226, 1232-33 (D.C.Cir.2006) (affirming district court‘s grant of summary judgment
Because the Court concludes that plaintiff clearly has not exhausted his administrative remedies with respect to his claims for (1) the failure to grant timely promotions from 1998 through 2001, and (2) the alleged denial of training requests, these claims cannot survive summary judgment. See Barnabas, 686 F.Supp.2d at 102 & n. 3; More, 480 F.Supp.2d at 272-73.
On plaintiff‘s last claim, the alleged failure to grant his career-ladder promotion to GS-13, Johnson alleges that he was denied the promotion on September 23, 2002, and he immediately initiated the informal complaint process required by his employment. Pl.‘s Opp. 2. In response, defendant argues that Johnson was aware that he was eligible for the promotion to GS-13 as of July 15, 2002, and thus that his initial contact with an EEO Counselor on September 23, 2002 was beyond the requisite 45 days in which Johnson must have contacted a counselor to have exhausted his administrative remedies. See Def.‘s Reply Br. 3. The language of
B. Failure to Rebut Legitimate, Non-Discriminatory Explanations
Defendant argues that it had legitimate, non-discriminatory reasons for its actions, and that plaintiff has failed to show that any of these reasons were a pretext for discrimination. See Def.‘s Reply Br. 7. Because the Court concluded above that plaintiff did not point to a single denial of training, the Court analyzes below the remaining three claims: (1) the failure to grant past promotions in a timely manner, (2) the failure to promote Johnson to GS-13, and (3) the less than Outstanding rating on his October 2002 performance evaluation. On all of these claims, the Court finds that plaintiff has failed to rebut defendant‘s proffered legitimate, non-discriminatory explanation for the challenged actions.
1. Legal Standard for Discrimination Claims
The ADEA provides that, for all employees or applicants for employment who are at least 40 years of age, personnel actions shall be made free from any discrimination based on age.
Once a plaintiff establishes a prima facie case, the burden shifts to the defendant to articulate a legitimate, non-discriminatory explanation for its actions. See Barnette, 453 F.3d at 515-16. In asserting a legitimate, non-discriminatory explanation, an employer need not persuade the court that it was actually motivated by the proffered reasons. It is sufficient if the defendant‘s evidence raises a genuine issue of fact as to whether it discriminated against the plaintiff. Tex. Dep‘t of Cmty. Affairs v. Burdine, 450 U.S. 248, 254 (1981) (citation omitted). After defendant has produced a legitimate, non-discriminatory reason for the action, plaintiff bears the burden of showing either that the employer‘s reason is pretextual or... that it was more likely than not that the employer was motivated by discrimination. Forman v. Small, 271 F.3d 285, 292 (D.C.Cir.2001).
At the summary judgment stage, once the defendant offers a legitimate, non-discriminatory reason for its actions, the question whether the employee actu-
2. Application to Plaintiff‘s Claims
a. Failure to Grant Past Promotions in a Timely Manner
Plaintiff alleges that defendant failed to grant him promotions on his dates of eligibility on two occasions in 1998 and 1999. See Compl. ¶ 8.9 In particular, Johnson was eligible for promotion to the GS-9 level on November 24, 1998, but was not promoted until December 6, 1998, and he was eligible for promotion to the GS-11 level on December 6, 1999, but he was not promoted until February 13, 2000. Id. For those two promotions, Johnson en-
Even assuming that plaintiff has made out a prima facie case on this claim, defendant argues that its legitimate, non-discriminatory reasons for failing to grant timely promotions were administrative delays. According to defendant, the USDA occasionally encountered administrative delays for promotions for its employees, and these delays would occur haphazardly and irrespective of an employee‘s age. Def.‘s Mem. 14. The record reflects that, for the four Program Analysts employed in Johnson‘s division of OBPA during the relevant time period, all four of them experienced at least one administrative delay between 1998 and 2002. See AR 427. For example, Michael Poe, a Caucasian male born in 1964—thus not a member of a statutorily protected age group during the relevant time period—was promptly promoted in 1998, but encountered a four-month administrative delay before he was promoted in 1999. Def.‘s Mem. 14-15 (citing AR 427). Julie Hetrick, a Caucasian female born in 1978—also not a member of a statutorily protected age group—encountered a two-week delay before being promoted in 2002. See AR 427. Finally, Maxine Wilson Matthews, an African-American female born in 1953—thus a member of a statutorily protected age group during the same time period—encountered a two-month administrative delay before she was promoted in 2000, and a two-week delay before she was promoted in 2001, but she was promptly promoted in 2002. Id.
The Court finds that defendant has offered a legitimate, non-discriminatory rea-
In response to defendant‘s motion, plaintiff has supplied the Court with nothing more than vague, conclusory allegations. In his Statement of Material Disputed Facts, plaintiff merely states that he will testify under oath that these delays were not haphazardly handled but were handled purposefully by the Defendant. Plaintiff believes that the Defendant was fully aware of the delays and willfully caused same to occur in the processing of the Plaintiff‘s promotions. Pl.‘s SMF ¶ 4. These assertions do not suffice to rebut defendant‘s legitimate, non-discriminatory explanation, not only because they are unsupported by the evidence, but also because they fail to assert that any action was taken based on plaintiff‘s age. While the Court notes that the USDA‘s administrative delays are unfortunate, the plaintiff has offered nothing to show that the delays were a pretext for discrimination.
[T]he question is never whether the employer was mistaken... or downright irrational in taking the action for the stated reason, but simply whether the stated reason was his reason: not a good reason, but the true reason. Forrester v. Rauland-Borg Corp., 453 F.3d 416, 418 (7th Cir.2006). The Court finds that no reasonable jury could conclude that defendant‘s stated reason for the delays in promotions was instead pretextual.
b. Delay in GS-12 Promotion, Failure to Promote to GS-13, and Less than Outstanding Performance Evaluation
Plaintiff makes several more allegations of discriminatory actions that occurred between February 2001 and October 2002. First, plaintiff alleges that his promotion to GS-12 was delayed approximately five months: he was eligible for promotion on February 13, 2001, but he was not promoted until July 15, 2001. Compl. ¶ 8. In addition, plaintiff alleges that on July 15, 2002, he was eligible for promotion to the GS-13 level, but despite meeting the eligibility requirements, he was denied the promotion. Id. Finally, plaintiff alleges that for the rating period from October 1, 2001 to September 30, 2002, he received a performance rating of Fully Successful, rather than Outstanding.10 Id. ¶ 21.
In response, defendant alleges that its legitimate, non-discriminatory reasons for these actions were based on plaintiff‘s poor
[Johnson‘s] performance at the GS-11 level has been unimpressive. For example, in his major area of responsibility legislative tracking he does not follow-up with the agencies or reviewers to ensure that legislative requests are being processed in a timely manner, without constantly being asked to do so.... [I]n addition to his failure to be responsible for important activities in his major areas of responsibility he has failed to successfully complete any special project given to him.... Finally, [Johnson] is constantly on the telephone or socializing on personal matters although this has been brought to his attention several times.
Def.‘s Mem. 15-16 (citing AR 428-29 (emphasis in original)). Ms. Broadway met with Johnson on February 23, 2001, explained to him that she would not be recommending a promotion at that time, and informed him of steps he needed to take in order to be considered for a promotion. See AR 429. On March 15, 2001, Ms. Broadway sent Johnson a letter, placing him on an informal PIP and detailing the improvements needed in his current performance. See AR 433-35. Defendant states that through the informal PIP, Johnson improved his performance and eventually received a promotion to GS-12 on July 15, 2001. Def.‘s Mem. 16 (citing AR 437).
However, according to defendant, after Johnson was promoted to the GS-12 level, Ms. Broadway had renewed concerns about Johnson‘s performance. See Def.‘s Mem. 16 (citing AR 59-69; AR 291-96). In a witness statement prepared during the USDA‘s EEO investigation, Ms. Broadway stated that Johnson was performing below satisfactory in at least one of his critical performance elements, during the performance period ending October 2002. Def.‘s Mem. 16 (citing AR 60 ¶¶ 1-3). In addition, Johnson rated satisfactory or below satisfactory in the most important critical element for a Program Analyst, the critical element of Legislative Reports Tracking and Analysis. Def.‘s Mem. 16 (quoting AR 60 ¶ 3). Ms. Broadway described Johnson‘s inaccurate and incomplete data entries, stating that he continuously failed to provide the required summary information, despite her repeated instructions and reminders. Def.‘s Mem. 16 (citing AR 61-62 ¶¶ 4-5). Ms. Broadway also asserted that Johnson was unable to lead legislative database user meetings, for which he was responsible, because plaintiff was unprepared to answer the questions and concerns of database designers, and that Johnson‘s second-line supervisor, Jacquelyn Chandler, would have to take over the meetings in such instances. Def.‘s Mem. 16 (citing AR 65 ¶ 13).
Ms. Chandler also described Johnson‘s performance as subpar in her witness statement provided as part of the EEO investigation. Def.‘s Mem. 17 (quoting AR 72 ¶ 5). Ms. Chandler stated that she convinced Ms. Broadway to give Johnson a Fully Successful rating on his October 2002 performance evaluation, rather than an Unacceptable rating, despite his poor performance, because she hoped that the
The Court finds that defendant has produced legitimate, non-discriminatory reasons for the challenged actions. See Paquin v. Fed. Nat‘l Mortg. Ass‘n, 119 F.3d 23, 29-30 (D.C.Cir.1997); see also Dews-Miller v. Clinton, 707 F.Supp.2d 28, 52 (D.D.C.2010) (defendant‘s assertion that it gave plaintiff two minimally successful performance ratings because her supervisors were dissatisfied with her work constituted a legitimate, non-discriminatory reason). At least some of the evidence relied on by defendant was contemporaneous documentation of plaintiff‘s performance issues, and plaintiff was notified of the issues with his performance at the time they arose. Accordingly, plaintiff now bears the burden of showing that the employer‘s reason is pretextual. Forman, 271 F.3d at 292.
Johnson has wholly failed to do so. In his opposition, Johnson has not made a single allegation that the challenged actions were a pretext for discrimination. Indeed, in his opposition brief, plaintiff does not address defendant‘s arguments on the merits whatsoever, instead solely raising arguments as to the exhaustion issues discussed above.11 In his Statement of Material Disputed Facts,12 Johnson makes only one conclusory statement: Plaintiff became the target of a vendetta by Ms. Broadway in early to mid 2002. Pl.‘s SMF ¶ 7. Johnson does not expand upon this statement—he has not alleged anything further with respect to the purported vendetta against him, nor has he argued that any other employees were
Accordingly, and having considered the allegations in the complaint, plaintiff‘s opposition to the motion for summary judgment, and the evidence upon which plaintiff has relied, the Court concludes that Johnson‘s claim of discrimination under the ADEA cannot survive summary judgment.
IV. CONCLUSION
For the foregoing reasons, defendant‘s motion for summary judgment is hereby GRANTED. An appropriate Order accompanies this Memorandum Opinion.
Mesafint BEYENE, Plaintiff, v. HILTON HOTELS CORPORATION, Defendant.
Civil Action No. 08-01972 (HHK).
United States District Court, District of Columbia.
Sept. 30, 2011.
