Lead Opinion
Opinion for the Court filed by Senior Circuit Judge EDWARDS.
Concurring opinion filed by Circuit Judge SENTELLE.
Appellant Venita Colbert seeks review of the District Court’s dismissal of her complaint against appellee John E. Potter in his official capacity as Postmaster General of the United States Postal Service (“USPS”). The complaint alleges that appellant’s supervisor discriminated against her on the basis of her race, sex, age, and disability and also improperly retaliated against her for initiating a discrimination complaint, in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e-2000e-17 (2000), the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. §§ 621-634 (2000), and the Rehabilitation Act of 1973, 29 U.S.C. §§ 701-7961 (2000).
Under Title VII, USPS employees are required to file lawsuits seeking relief for employment discrimination within 90 days of receipt of notice of final administrative action. 42 U.S.C. § 2000e-16(c). Equal Employment Opportunity Commission (“EEOC”) regulations also require a claimant “under title VII, the ADEA and the Rehabilitation Act to file a civil action in an appropriate United States District Court ... [wjithin 90 days of receipt of the final action on an individual or class complaint.” 29 C.F.R. § 1614.407(a) (2006). There is no dispute here that appellant’s counsel - received a copy of USPS’s Final Agency Decision (“Final Decision”) against Colbert. Nor do the parties dispute the filing date of appellant’s complaint. The question at issue here concerns the date when appellant received notice of the Final Decision denying her administrative claims. The District Court, relying on the date stamped on the back of a USPS Form 3811 (the “Domestic Return Receipt”), found that “the name and signature of Colbert’s counsel clearly appears, just above a postmark of ‘Mar 18 2004.’ ” Colbert v. Potter, Civ. A. No. 04-996,
Before both the District Court and this court, appellant “challenges the March 18, 2004 postmark on the return receipt card, arguing that ‘the postmark showing the date of mailing would appear on the reverse side of the card in the area where the postage is to be affixed,’ and that because USPS ‘has not provided an image of the reverse side of the card,’ it should be presumed that the reverse of the card bears a postmark with a later date.” Id. (quoting Plaintiffs Memorandum of Points and Authorities in Support of Opposition (“Opposition Memorandum”), reprinted in App. 53-73). The District Court rejected this argument, noting that appellant “neither dispute[d] that the return receipt card bears her attorney’s signature nor challenge^] the legitimacy of the postmark on the card.” Id. Because appellant offered no “affidavit or other evidence that would contravene the return receipt postmark,” the District Court granted USPS’s motion to dismiss or in the alternative for summary judgment. Id.
Following oral argument before this court, USPS filed a motion, pursuant to Federal Rule of Appellate Procedure 10(e)(2)(C), for leave to submit a complete copy of the Domestic Return Receipt. On
I. Background
The background facts in this case are carefully set forth in the District Court’s unpublished Memorandum Opinion. Because there is nothing to add to the District Court’s statement, we have incorporated it as a part of our Background section:
Colbert is an African-American woman over 40 years old who suffers from degenerative disk disease, “a painful back ailment which is aggravated by certain types of physical activity.” Compl. ¶ 5. She began her employment with the United States Postal Service on June 10, 1985. By 1992, Colbert had been promoted to Supervisor of the Telephone Operators, at an EAS-15 grade and pay level, within USPS’ national headquarters at L’Enfant Plaza in Washington, D.C. Id. ¶7. In this position, she received favorable performance reviews, promotions and increases in pay until 1995. Id. ¶ 8. In 1994, USPS hired Billy Wesson as Manager of Headquarters Facility Services. His responsibilities included telephone operations, placing Colbert under his supervision. Id. ¶ 9. Shortly after Wesson arrived, Colbert allegedly began experiencing discriminatory treatment at his hands.
According to Colbert, Wesson “favored and handed out promotional opportunities to males, who like himself, had a military background,” while treating Colbert and other African-American women under his management unfavorably. Id. ¶ 11. Colbert further alleges that Wesson was hypercritical of her work, consistently made demeaning comments, questioned her use of leave, praised others but not her for good performance, and imposed conditions on her that were not imposed on other employees. Id. ¶ 12.
Colbert perceived that Wesson was either trying to harass her into resigning or setting her up for termination, so she began to explore opportunities to be “detailed” to other departments at USPS headquarters. Id. ¶ 14. When Colbert discussed her desire for a work detail and its associated promotional and training opportunities with Wesson, he responded that “he could demote her to a custodial position on the night shift” at a lower grade and pay level. Id. ¶ 15. Colbert persisted in her efforts, and in early 1998 she found a detail to the Employment Development office as a training development specialist. Colbert needed to get Wesson’s approval in order to take the detail. Wesson, however, bristled at this idea, and ordered Colbert not to contact the manager in Employee Development. A few days later, on April 7, 1998, Wesson gave Colbert a “developmental assignment” to the mail room as “Supervisor, Mail Messenger,” telling Colbert that she would have to take this assignment before she could be considered for the Employee Development detail. At the same time as he assigned Colbert to the mail room, Wesson appointed four African-American men, younger than Colbert and with military backgrounds, to “higher posi*162 tions at higher pay levels.” Id. ¶¶ 16-20.
After completing the mail room assignment, mostly consisting of physical labor which aggravated her degenerative disk disease, Colbert obtained her detail to Employee Development in August 1998. She received higher pay at the EAS-21 level, and acquired job duties in line with her education, experience, and desires. Wesson, however, interfered with Colbert’s prospects for permanent employment with Employee Development, and in February 1999 demanded that she return to his department. Id. ¶¶ 22-23. Upon Colbert’s return, Wesson immediately sent her out on a detail to the purchasing department, recalled her once more, and then assigned her to work in Operating Services, “the manual labor-custodial-maintenance section of Headquarters Facility Services.” Id. ¶¶ 23-25. Colbert’s responsibilities there included restocking first aid kits and cleaning supplies, taking walking tours of the building, and checking the expiration date on fire extinguishers. Id. ¶¶ 26-27. Once again, the job involved physical exertion which inflamed Colbert’s back condition. This shuffling of work assignments was “designed and intended ... to harass her into quitting,” id. ¶28, and effectively “divested [Colbert] of her supervisory responsibilities,” id. ¶ 24.
During July and August 1999, Weston subjected Colbert to a higher level of scrutiny and discipline than he applied to her co-workers, and which “had no basis in official Postal Service personnel policies.” Id. ¶ 29. Wesson obtained Colbert’s work telephone records and accused her of making excessive personal calls while on the job. For this offense, on September 3, 1999 Wesson issued Colbert a proposed Letter of Warning in lieu of a seven day time off suspension. Id. ¶¶ 29-33. When Colbert appealed this disciplinary action on September 15, 1999, Wesson “became angry and loud,” id. ¶ 33. On September 23, 1999 he sustained the Letter of Warning and threatened Colbert with further discipline if she “continued to use Postal property for personal reasons.” Id. ¶ 34.
On September 7, 1999, Colbert initiated precomplaint counseling with the Postal Service’s [Equal Employment Opportunity (“EEO”) ] office. Id. ¶¶ 35. When the EEO counselor sent questions to Wesson as part of the investigation into Colbert’s filing, Wesson called Colbert into his office and handed her a memorandum stating that she was now assigned to the position of Purchasing Assistant. Id. ¶ 36. The effect of this “retaliatory” reassignment was to deprive Colbert of the supervisory duties of her previous job and “the benefits that inure to such positions.” Id. ¶¶ 37-38. On November 5, 1999, Colbert initiated a second round of precomplaint counseling for her forced move to the Purchasing Department. On November 16, 1999, USPS’ EEO office notified Colbert of “the unsuccessful results of the precomplaint counseling process” and advised her that she could file a formal complaint. Colbert did so on December 22,1999, raising both her initial discrimination complaint and her subsequent charge of retaliation. The Postal Service issued its Final Agency Decision, denying Colbert’s claims, in March 2004, and notified her of her right to seek judicial review in federal district court. Id. ¶ 39.
Colbert,
On June 18, 2004 appellant filed a lawsuit in the District Court. USPS responded with a Motion to Dismiss or, in the Alternative, for Summary Judgment, argu
Appellant responded with the Opposition Memorandum, in which she argued that a grant of summary judgment would be premature and improper, because numerous material facts were in dispute. Appellant claimed further that she received USPS’s Final Decision, through her attorney, on March 20, 2004, not on March 18, 2004, and, therefore, that her lawsuit was timely filed. In support of this claim, appellant submitted a copy of the Final Decision date stamped “Received — Mar 20 2004.” No affidavit accompanied this submission. Rather, appellant merely claimed that her attorney, “[p]er her practice,” stamped the date on the first page of the document upon receiving USPS’s Final Decision. App. 64. Appellant also challenged the significance of the date stamp imprint on the copy of the reverse side of the Domestic Return Receipt proffered by USPS, arguing that a date stamp imprint “showing the date of mailing would appear on the [front side] of the card in the area where the postage is to be affixed.” Id. at 65.
The District Court, having considered materials outside of the pleadings, treated USPS’s motion as one for summary judgment, in accordance with Federal Rule of Civil Procedure 12(b). Colbert,
Colbert challenges the March 18, 2004 postmark on the return receipt card, arguing that the postmark showing the date of mailing would appear on the reverse side of the card in the area where the postage is to be affixed, and that because USPS has not provided an image of the reverse side of the card, it should be presumed that the reverse of the card bears a postmark with a later date.
Colbert’s argument is unpersuasive. She neither disputes that the return receipt card bears her attorney’s signature nor challenges the legitimacy of the postmark on the card. Instead, she relies only on her attorney’s practice of date-stamping mail upon receipt to support her assertion that the complaint is*164 timely. In the absence of any affidavit or other evidence that would contravene the return receipt postmark, the court deems Colbert’s counsel to have received the Final Agency Decision on March 18, 2004, making this action untimely. Colbert presents no argument to support equitable tolling of the 90-day statute of limitations, so her complaint must be dismissed.
Id. at *4 (footnote and internal quotation marks omitted). The District Court accordingly granted summary judgment in favor of USPS and dismissed appellant’s complaint as untimely. Appellant then filed a timely notice of appeal.
During the course of oral argument before this court, USPS’s counsel was asked why appellee had neglected to submit a copy of the front half of the Domestic Return Receipt in support of its motion for summary judgment. Counsel responded, without explanation, that “time constraints” prevented USPS from filing both sides of the Domestic Return Receipt. Recording of Oral Argument at 12:59. On October 13, 2006, following oral argument, USPS filed a motion, pursuant to Federal Rule of Appellate Procedure 10(e)(2)(C), for leave to file a complete copy of the Domestic Return Receipt. On the same day, on its own motion, the court directed USPS to submit a copy of the front half of the Domestic Return Receipt, and to furnish appellant’s counsel with a copy of same. Colbert v. Potter, No. 05-5330 (D.C.Cir. Oct. 13, 2006). On October 27, 2006, pursuant to an order of the court allowing a reply, appellant filed a response to USPS’s submission. Appellant’s Response to Appellee’s Posb-Argument Submission, Colbert v. Potter, No. 05-5330 (D.C.Cir. filed Oct. 27, 2006). In her response, appellant noted that “the original of the return receipt ha[d] never been provided.” Id. at 3. On October 31, again on its own motion, the court ordered USPS to submit “the original Return Receipt form at issue in this case.” Colbert v. Potter, No. 05-5330 (D.C.Cir. Oct. 31, 2006). On November 1, 2006, USPS filed the original Form 3811 Domestic Return Receipt. Review of the original Domestic Return Receipt reveals that the front side of the form bears a cancellation postmark. This cancellation postmark, like the date stamp imprint appearing on the reverse of the form, bears the date “18 Mar 2004.”
II. Analysis
A. Standard of Review
We review the District Court’s grant of summary judgment de novo. See DynaQuest Corp. v. U.S. Postal Serv.,
If, in considering a motion to dismiss for failure of the complaint to state a claim upon which relief can be granted, “matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.” Fed. R. Civ. P. 12(b). We
B. Appellant’s Complaint Was Not Timely Filed in District Court
The dispute in this ease is straightforward and simple. If appellant received USPS’s Final Decision on March 20, 2004, as she contends, her complaint is timely. If, on the other hand, as USPS claims and the District Court found, appellant received the Final Decision on March 18, 2004, then her complaint is untimely.
“[A] statute of limitations defense under Title VII is an affirmative defense.” Smith-Haynie v. District of Columbia,
It is hard to fathom why USPS failed to submit the original Domestic Return Receipt, with both the front and back sides of the form showing, in support of its motion before the District Court. This would have avoided any confusion over precisely when appellant’s counsel received USPS’s Final Decision. Counsel’s explanation to this court — that “time constraints” prevented USPS from filing both sides of the Domestic Return Receipt — did little to address the questions raised by appellant. After argument, however, USPS moved to supplement the record pursuant to Federal Rule of Appellate Procedure 10(e)(2)(C), seeking leave to file a complete copy of the Domestic Return Receipt. Without addressing this motion, the court, on its own motion, ordered USPS to submit the original Domestic Return Receipt.
Appellate courts do not ordinarily consider evidence not contained in the record developed at trial. In re AOV Indus., Inc.,
There is no real dispute between the parties over the fact that “acceptance of the proffered material into the record would establish beyond any doubt the proper resolution of the pending issues.” CSX Transp., Inc.,
Normally, supplementation of the record is effected by remanding the case to the District Court to allow that court to order the introduction of new evidence. See, e.g., Trans-Pacific Policing Agreement v. U.S. Customs Serv.,
It is also worth noting that this is not a situation in which a party that failed to offer evidence is relieved from the consequences of its neglect. Even assuming that USPS was neglectful, the worst consequence of that neglect would have been a remand to the District Court that necessarily would have led to the result we reach here.
Our review of the original Domestic Return Receipt reveals that the front side of the form does in fact bear a cancellation postmark in the area where the postage is affixed. This cancellation postmark, like the date stamp imprint appearing on the reverse side of the receipt, bears the date March 18, 2004. The receipt offers conclusive evidence that appellant’s attorney signed the domestic return receipt no later than March 18, 2004. And appellant does not challenge the authenticity of the original receipt.
Appellant proffered a copy of the Final Decision bearing the imprint “Received— Mar 20 2004,” suggesting that this is the date when counsel received USPS’s decision. This proffer was attached to the Opposition Memorandum, but with no accompanying affidavit. Appellant offered nothing else, save argument, to support her claim that the Final Decision was received on March 20, 2004. This was not
The filing time limit imposed by Title VII, 42 U.S.C. § 2000e-16(c), “is not a jurisdictional requirement but rather is similar to a statute of limitations.” In re James,
In light of the foregoing considerations and on the basis of the record before us, we conclude that appellant received the Final Decision no later than March 18, 2004 and that her complaint, filed at least 92 days following receipt of the Final Decision, was untimely.
C. The District Court’s Treatment of USPS’s Motion As One for Summary Judgment Does Not Constitute Reversible Error
Rule 12(b) provides:
If, on a motion ... to dismiss for failure of the pleading to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.
Fed. R. Crv. P. 12(b). Appellant contends that the District Court erred when it converted USPS’s motion to dismiss into a motion for summary judgment without first allowing her reasonable time to present .evidence in opposition to the alternative motion. Appellant’s Reply Br. at 7.
We have previously held that a trial court abuses its discretion when it “fail[s] to comply with the procedures set forth in the Federal Rules of Civil Procedure” by considering materials outside of the pleadings “without converting, the proceeding to a Rule 56 proceeding and permitting [the nonmoving party] to either conduct discovery or come forward with additional evidence.” Holy Land Found.,
Even assuming, arguendo, that the District Court abused its discretion in failing to allow appellant a reasonable opportunity to present pertinent material to refute USPS’s claim that the complaint was untimely, the error would be harmless. Holy Land Found.,
In her Response to Appellee’s Post-Argument Submission, appellant acknowledges that, “[n]ormally the Postal Service is a neutral actor in producing and providing ... [a] document [like the Domestic Return Receipt].” Appellant’s Response to Appellee’s PosL-Argument Submission at 3. And then, with commendable candor and forthrightness, the submission adds:
Appellant’s counsel is not accusing Ap-pellee or its counsel of fraudulently manipulating the images of the domestic return receipt. Nor is it suggested that it is impossible for Appellant’s counsel to have made a mistake with regard to the date she received the [Final Decision], If Appellant’s counsel did make a mistake, however, she would accept that and move on if it could be proven conclusively.
Id. at 3. Appellant’s principal concern in this case has been that the original Domestic Return Receipt had never been produced. That concern was addressed when this court ordered USPS to file the original receipt. And, upon review of the original Domestic Return Receipt, it has been proven conclusively that appellant received USPS’s Final Decision on or before March 18, 2004.
We have no reason to suspect that the original Domestic Return Receipt submitted by USPS is anything other than genuine. Absent fraud, appellant can produce no evidence to controvert the fact that a Domestic Return Receipt bearing the signature of appellant’s attorney was mailed to the USPS EEO office on March 18,
III. Conclusion
For the reasons given above, the District Court’s grant of summary judgment in favor of USPS is hereby affirmed.
So ordered.
Concurrence Opinion
concurring.
I concur in the majority’s disposition and in most of the opinion which supports it. I write separately only because I cannot join in that portion of the opinion based on evidence not before the district court. I do not think it was necessary or appropriate to accept the evidence on appeal. The district court record included a copy of the date-stamped Domestic Return Receipt, unrebutted by any evidence or affidavit. The district court properly granted summary judgment on the record evidence.
It is not the role of appellate courts to accept new evidence. In stepping into that role, the majority relies on In re AOV Industries, Inc.,
