JOHN V. FURRY, as personal representative of the Estate and survivors of Tatiana H. Furry, Plaintiff - Appellant, versus MICCOSUKEE TRIBE OF INDIANS OF FLORIDA, MICCOSUKEE TRIBE OF INDIANS OF FLORIDA, d.b.a. Miccosukee Resort & Gaming, et al., Defendants - Appellees.
No. 11-13673
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
JUNE 29, 2012
D.C. Docket No. 1:10-cv-24524-PAS
Appeal from the United States District Court for the Southern District of Florida
(June 29, 2012)
Before MARCUS and BLACK, Circuit Judges, and EVANS,* District Judge.
The appeal presents us with tragic facts; it also yields a straightforward legal resolution. John Furry, as personal representative of the estate of his daughter Tatiana Furry, appeals the district court‘s order granting the Miccosukee Tribe‘s1 motion to dismiss his complaint. Furry complained that the Miccosukee Tribe violated
We agree. The Supreme Court has made clear that a suit against an Indian tribe is barred unless the tribe has clearly waived its immunity or Congress has expressly and unequivocally abrogated that immunity. Furry argues that both of
I.
The underlying facts of this wrongful death suit, as alleged, are both straightforward and heartbreaking.2 On the night of January 20, 2009, and into the early morning hours of January 21, Tatiana Furry was at the Miccosukee Resort & Gaming, a gambling and resort facility in Miami-Dade County owned and operated by the tribal defendants. Miccosukee Resort & Gaming also includes several bars and restaurants that sell or serve alcoholic beverages on the premises. Pursuant to
According to the complaint, the tribal defendants and their employees “furnished Tatiana [Furry] with a substantial amount of alcoholic beverages.” They did so “despite knowing that she was habitually addicted to the use of any or all alcoholic beverages.” The defendants knew of Ms. Furry‘s habitual addiction to alcohol because, prior to the night in question, they “had served Tatiana a substantial amount of alcohol on multiple occasions on their premises.” At some point in the early morning hours of January 21, employees of the defendants witnessed Ms. Furry get in her car and leave the premises “in an obviously intoxicated condition.”
A short time later, Ms. Furry was involved in a head-on collision with another vehicle on U.S. Route 41 (the Tamiami Trail). Ms. Furry was killed as a result of the collision. After the accident, Ms. Furry‘s blood alcohol level was measured at .32, four times Florida‘s legal limit of .08.
On December 17, 2010, Ms. Furry‘s father, John Furry, filed an eight-count complaint in the United States District Court for the Southern District of Florida, alleging violations of
II.
“We review de novo the district court‘s dismissal of a complaint for sovereign immunity.” Sanderlin v. Seminole Tribe of Fla., 243 F.3d 1282, 1285 (11th Cir. 2001); accord Florida v. Seminole Tribe of Fla., 181 F.3d 1237, 1240-41 (11th Cir. 1999); Fla. Paraplegic, Ass‘n v. Miccosukee Tribe of Indians of Fla., 166 F.3d 1126, 1128 (11th Cir. 1999). Tribal sovereign immunity is a jurisdictional issue. See Sanderlin, 243 F.3d at 1285; Seminole Tribe, 181 F.3d at 1241.
Furry contends that both of these exceptions to tribal sovereign immunity have been met here. He claims that Congress abrogated tribal sovereign immunity in enacting
We address each claim in turn, but first provide a brief overview of the Supreme Court‘s most recent decision addressing the scope of the tribal sovereign immunity doctrine, because it sets forth the current breadth of the doctrine. The Court in Kiowa Tribe began by recognizing that the doctrine of tribal immunity is now settled law and that the Court‘s precedents establish that an Indian tribe “is subject to suit only where Congress has authorized the suit or the tribe has waived its immunity.” Id. at 754 (citing Three Affiliated Tribes of the Fort Berthold Reservation v. Wold Eng‘g, 476 U.S. 877, 890 (1986); Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58 (1978); United States v. U.S. Fid. & Guar. Co., 309 U.S. 506, 512 (1940)). The Court further recognized that its past precedents did not draw any distinctions based on whether the tribal activities occurred on or off of the reservation, or whether the tribal activities were governmental or commercial in nature. Id. at 754-55 (citing Potawatomi, 498 U.S. 505; Puyallup Tribe, Inc. v. Dep‘t of Game, 433 U.S. 165, 167 (1977)). The Court also noted that “the immunity possessed by Indian tribes is not coextensive with that of the States” and that “tribal immunity is a matter of federal law and is not subject to diminution by
But, as Furry rightly points out, the Supreme Court‘s opinion does not stop there. The Court also observed that the doctrine of tribal immunity “developed almost by accident” from Justice Brandeis‘s opinion for the Court in Turner v. United States, 248 U.S. 354 (1919). Kiowa Tribe, 523 U.S. at 756. The Court noted that Turner “simply does not stand for that proposition,” that “[i]t is, at best, an assumption of immunity for the sake of argument, not a reasoned statement of doctrine,” and that it “is but a slender reed for supporting the principle of tribal sovereign immunity.” Id. at 756-57. The Court recognized, however, that ”Turner‘s passing reference to immunity” later became “an explicit holding that tribes had immunity from suit” and that “[l]ater cases, albeit with little analysis, reiterated the doctrine.” Id. at 757 (citing Puyallup, 433 U.S. at 167, 172-173; Santa Clara Pueblo, 436 U.S. at 58; Three Affiliated Tribes, 476 U.S. at 890-891; Blatchford v. Native Vill. of Noatak, 501 U.S. 775, 782 (1991); Idaho v. Coeur d‘Alene Tribe of Idaho, 521 U.S. 261, 268 (1997)).
The Supreme Court further recognized the tension between its broad historical recognition of tribal immunity and the much narrower category of cases in which the doctrine still reflects sound policy today:
There are reasons to doubt the wisdom of perpetuating the doctrine.
At one time, the doctrine of tribal immunity from suit might have been thought necessary to protect nascent tribal governments from encroachments by States. In our interdependent and mobile society, however, tribal immunity extends beyond what is needed to safeguard tribal self-governance. This is evident when tribes take part in the Nation‘s commerce. Tribal enterprises now include ski resorts, gambling, and sales of cigarettes to non-Indians. In this economic context, immunity can harm those who are unaware that they are dealing with a tribe, who do not know of tribal immunity, or who have no choice in the matter, as in the case of tort victims.
Id. at 758 (citations omitted); see also id. at 766 (Stevens, J., dissenting) (describing the rule that tribal sovereign immunity broadly applies as “unjust” and “especially so with respect to tort victims who have no opportunity to negotiate for a waiver of sovereign immunity“). But, notably, the Court declined to act on these concerns, reasoning that although “[t]hese considerations might suggest a need to abrogate tribal immunity, at least as an overarching rule,” it would instead “defer to the role Congress may wish to exercise in this important judgment.” Id. at 758 (majority opinion). The Court recognized that Congress has the power to limit tribal immunity and has previously legislated against the backdrop of the Court‘s decisions establishing that tribal immunity applies as a rule. Id. at 758-59. The Court concluded that “Congress is in a position to weigh and accommodate the competing policy concerns and reliance interests” and that “[t]he capacity of the
We share these concerns about the broad scope of tribal sovereign immunity. But at the end of the day, notwithstanding the Supreme Court‘s reservations about the tenuous origins of the tribal immunity doctrine and the wisdom of the doctrine‘s current breadth (both points that Furry emphasizes heavily), the Court could not have been clearer about placing the ball in Congress‘s court going forward: “[W]e decline to revisit our case law and choose to defer to Congress.” Id. at 760.
The legal question before us thus remains two-fold: (1) whether Congress has abrogated tribal immunity or authorized the type of suit at issue; or (2) whether the tribal defendants have waived their immunity.
A.
Furry claims that
Furry claims that Rehner supports this broad reading, in particular the Supreme Court‘s language that “there is no tradition of sovereign immunity that favors the Indians” with respect to the regulation of liquor transactions and that a “State has an unquestionable interest in the liquor traffic that occurs within its borders.” 463 U.S. at 724-25. But accepting the composite of Furry‘s argument would require us to ignore the fact that the Supreme Court was speaking to a wholly different issue. In Rehner, the Supreme Court interpreted
The Supreme Court answered the question before it in the affirmative. The Court explained that “[t]he role of tribal sovereignty in pre-emption analysis varies in accordance with the particular notions of sovereignty that have developed from historical traditions of tribal independence.” Id. at 719 (emphasis added) (internal quotation marks omitted). The Court examined the history of liquor regulation in Indian country and observed that there was no tradition of tribal self-governance in liquor transactions; rather, “[t]he colonists regulated Indian liquor trading before this Nation was formed, and Congress exercised its authority over these transactions as early as 1802” and “imposed complete prohibition by 1832.” Id. at 722.
Having established that the tribal sale of liquor was not protected from regulatory oversight by historical notions of tribal self-governance, the Court then turned to the proper balance of regulatory authority between the federal government and the States. The Court noted that there was a “historical tradition
1.
Furry first suggests that Rehner completely removed all Indian liquor transactions from the scope of the tribal immunity doctrine. He claims that “[i]f there is no tradition of sovereignty in relation to liquor sales and distribution in Indian Country, and if a Tribe engages in liquor transactions under the aegis of state laws, which it has accepted and benefited from, then there is no claim to
Indeed, to accept Furry‘s argument on this point would be wholly inconsistent with subsequent precedent both from the Supreme Court and this Circuit. While
Yet the mere applicability of state law (and, therefore, the tribe‘s lack of self-governance in the area) is not sufficient to cast aside a tribe‘s immunity from suit, as the Supreme Court made plain in Kiowa Tribe:
To say substantive state laws apply to off-reservation conduct . . . is not to say that a tribe no longer enjoys immunity from suit. In Potawatomi, for example, we reaffirmed that while Oklahoma may tax cigarette sales by a Tribe‘s store to nonmembers, the Tribe enjoys immunity from a suit to collect unpaid state taxes. There is a
difference between the right to demand compliance with state laws and the means available to enforce them.
Kiowa Tribe, 523 U.S. at 755 (citations omitted). While
And in this Circuit, we have repeatedly held that an Indian tribe enjoys immunity from suit even in areas where the tribe‘s conduct is regulated by statute. Thus, for example, in Fla. Paraplegic, we held that the substantive provisions of the Americans with Disabilities Act (“ADA“), including the requirement that public accommodations be accessible to disabled individuals, apply to Indian tribes, but that the Miccosukee Tribe was nonetheless immune from a private enforcement action brought under the statute. Id. at 1128-35. As we plainly stated, “a statute can apply to an entity without authorizing private enforcement actions against that entity.” Id. at 1128. We explained, relying on the Supreme Court‘s decision in Kiowa Tribe:
[W]hether an Indian tribe is subject to a statute and whether the tribe may be sued for violating the statute are two entirely different questions. As the Supreme Court bluntly stated in Kiowa Tribe, “[t]here is a difference between the right to demand compliance with state laws and the means available to enforce them.” This principle,
which simply spells out the distinction between a right and a remedy, applies with equal force to federal laws.
Id. at 1130 (second alteration in original) (citation omitted); see also id. at 1134-35 (observing that the “juxtaposition of [the ADA‘s] applicability to the Miccosukee Tribe with the tribe‘s sovereign immunity from suit . . . may be troubling,” but “immunity doctrines inevitably carry within them the seeds of occasional inequities,” and “Congress could enact a statute with substantive limitations on Indian tribes without providing any means for most individuals protected by the law to enforce their rights in federal court” (internal quotation marks and alteration omitted)).
Similarly, in Seminole Tribe, a panel of this Court held that although an Indian tribe‘s gambling operations are indisputably governed by the Indian Gaming Regulatory Act (“IGRA“), the Seminole Tribe was nonetheless immune from a suit brought by the State of Florida seeking a declaration that the tribe was engaged in unlawful gambling in violation of the federal statute and Florida law and an injunction preventing such gambling in the absence of a Tribal-State compact. Id. at 1239. Absent clear congressional abrogation or a tribe‘s own express waiver, we held that tribal immunity must apply, notwithstanding the State‘s concern that the holding would “effectively nullify its rights under IGRA
2.
Furry also claims that even if tribal immunity applies as a general matter, by enacting
Congressional enactment of
Although the federal courts have not weighed in on the precise issue of whether
B.
Also without merit is Furry‘s claim that the Miccosukee Tribe waived its immunity from private tort actions by applying for a state liquor license. As we have recognized on many occasions, “[t]he Supreme Court has made it plain that waivers of tribal sovereign immunity cannot be implied on the basis of a tribe‘s actions, but must be unequivocally expressed.” Sanderlin, 243 F.3d at 1286 (quoting Seminole Tribe, 181 F.3d at 1243); see Santa Clara Pueblo, 436 U.S. at 58 (noting that waivers of sovereign immunity “cannot be implied but must be unequivocally expressed” (quoting United States v. Testan, 424 U.S. 392, 399 (1976))). Thus, Furry plainly must establish that the Miccosukee Tribe “expressly and unmistakably waived its right to sovereign immunity from suit.” Sanderlin,
He has not done so. Furry claims that the Miccosukee Tribe‘s application for a liquor license amounted to a broad promise to be bound by Florida law and an “acceptance of state law as the quid pro quo for its alcoholic beverage operation.” The first problem with this argument is that there has not been any such broad promise to abide by Florida law. Rather, the sum and substance of the record evidence filed by Furry as an exhibit below to support this claim is an affidavit submitted with the Miccosukee Tribe‘s liquor license application in which applicants must swear or affirm that they “agree that the place of business, if licensed, may be inspected and searched during business hours or at any time business is being conducted on the premises without a search warrant by Officers of the Division of Alcoholic Beverages and Tobacco, the Sheriff, his Deputies, and Police Officers for purposes of determining compliance with the beverage and cigarette laws.”
At no point in the liquor license application or the accompanying affidavit did the Miccosukee Tribe waive its immunity or consent to be subject to suit of any kind, much less to a private dram shop action. At most, the Miccosukee Tribe‘s application means that the tribe has acquiesced to the authority of state regulators by allowing law enforcement to inspect and search its premises. And
Our decisions in Sanderlin and Seminole Tribe are instructive, and further support this straightforward conclusion. In Sanderlin, we affirmed the district court‘s dismissal of a former tribal employee‘s disability discrimination suit, rejecting the employee‘s argument that the Seminole Tribe waived its immunity from lawsuits brought under the Rehabilitation Act by accepting federal funds under contracts that included a general promise to comply with the Rehabilitation Act. 243 F.3d at 1286. We held that “[t]he contracts for federal financial assistance in which [Chief] Billie promised that the Tribe would not discriminate in violation of federal civil rights laws merely convey[ed] a promise not to discriminate” and that they “in no way constitute[d] an express and unequivocal
And in Seminole Tribe, a panel of this Court affirmed the district court‘s dismissal of Florida‘s lawsuit seeking declaratory and injunctive relief preventing the Seminole Tribe from engaging in gaming operations not authorized by the IGRA. Id. at 1239. In Seminole Tribe, Florida argued that “the Tribe, by electing to engage in gaming subject to regulation under IGRA, waived its own immunity from this suit to compel compliance” with the IGRA. Id. at 1242. The panel rejected this argument, reasoning that to accept it would be “patently inconsistent” with the rule that “waivers of tribal sovereign immunity cannot be implied on the basis of a tribe‘s actions, but must be unequivocally expressed.” Id. at 1243. We also noted that a contrary conclusion would be “no more than a misuse of the word ‘express,‘” defined as “[m]anifested by direct and appropriate language, as distinguished from that which is inferred from conduct.” Id. (alteration in original) (quoting Black‘s Law Dictionary 580 (6th ed. 1990)).
In this case, the analogous situation to Sanderlin would have been if the Miccosukee Tribe had specifically promised to comply with Florida‘s dram shop statute in the process of applying for its liquor license. It is clear, however, that the Miccosukee Tribe never made any such promise merely by agreeing that its premises would be subject to inspection by state authorities. Moreover, our
C.
Finally, Furry suggests that we should treat the aggregation of his arguments as amounting to more than the sum of their parts. Even if the individual abrogation or waiver arguments are not enough to carry the day on their own, Furry suggests that we should piece together the various components he relies upon --
III.
The doctrine of tribal sovereign immunity may well be anachronistic and overbroad in its application, especially when applied to shield from suit even the most sophisticated enterprises of Indian tribes, including commercial activities -- such as the sale of alcohol -- that have obvious and substantial impacts on non-tribal parties. But it remains the law of the land until Congress or the Supreme Court tells us otherwise. Accordingly, the district court‘s dismissal of Furry‘s complaint for lack of subject matter jurisdiction must be, and is, AFFIRMED.
Notes
The provisions of sections 1154, 1156, 3113, 3488, and 3669, of this title, shall not apply within any area that is not Indian country, nor to any act or transaction within any area of Indian country provided such act or transaction is in conformity both with the laws of the State in which such act or transaction occurs and with an ordinance duly adopted by the tribe having jurisdiction over such area of Indian country, certified by the Secretary of the Interior, and published in the Federal Register.
A person who sells or furnishes alcoholic beverages to a person of lawful drinking age shall not thereby become liable for injury or damage caused by or resulting from the intoxication of such person, except that a person who willfully and unlawfully sells or furnishes alcoholic beverages to a person who is not of lawful drinking age or who knowingly serves a person habitually addicted to the use of any or all alcoholic beverages may become liable for injury or damage caused by or resulting from the intoxication of such minor or person.
