JESUS HUMBERTO ZUNIGA ROMERO, Petitioner, v. WILLIAM P. BARR, Attorney General, Respondent.
No. 18-1850
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
Argued: May
PUBLISHED
On Petition for Review of an Order of the Board of Immigration Appeals.
Petition for review granted by published opinion. Judge Agee wrote the opinion, in which Judge Floyd and Judge Thacker joined.
ARGUED: Benjamin Ross Winograd, IMMIGRANT & REFUGEE APPELLATE CENTER, LLC, Alexandria, Virginia, for Petitioner. Rebecca Hoffberg Phillips, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Respondent. ON BRIEF: Georgeanna M. Gardner, GARDNER LAW, PLLC, Raleigh, North Carolina, for Petitioner. Joseph H. Hunt, Assistant Attorney General, John S. Hogan, Assistant Director, Office of Immigration Litigation, Civil Division, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Respondent.
AGEE, Circuit Judge:
After an immigration judge (“IJ“) denied Jesus Zuniga Romero‘s request for administrative closure of his case—which would have removed it from the IJ‘s active docket pending the completion of a separate immigration proceeding—Romero petitioned the Board of Immigration Appeals (“BIA“) for review. Although the BIA initially sustained Romero‘s appeal and administratively closed his case, it later dismissed the appeal after a precedential decision issued by the Attorney General in Matter of Castro-Tum, 27 I. & N. Dec. 271 (A.G. 2018). In Castro-Tum, the Attorney General concluded that IJs and the BIA do not have the general authority to administratively close cases. Romero now brings a petition for review of the BIA‘s decision to this Court. For the reasons we discuss below, we grant Romero‘s petition for review, vacate the BIA‘s decision, and remand for proceedings consistent with this opinion.
I.
In 2013, the Department of Homeland Security (“DHS“) commenced removal proceedings against Romero, a citizen of Honduras, for being present in the United States without being admitted or paroled. See
After the I-130 had been approved, Romero filed a motion for administrative closure, advising that his wife had since become a naturalized U.S. citizen and that he wished to file a Form I-601A2 for a provisional unlawful presence waiver. In order to file the Form, the removal proceedings had to be administratively closed. See
At the final hearing in March 2017, the IJ ultimately denied Romero‘s motion for administrative closure on the basis that he did not satisfy any of the factors outlined in Matter of Avetisyan, 25 I. & N. Dec. 688 (B.I.A. 2012). Romero appealed to the BIA, which sustained his appeal, concluding in part that he had met “several if not all” of the Avetisyan factors. A.R. 21. The BIA then administratively closed Romero‘s case.
In December 2017, DHS filed a motion to reconsider. While that motion was pending, the Attorney General issued a precedential decision in Matter of Castro-Tum concluding that no statute or regulation grants IJs or the BIA the general authority to administratively close proceedings. Further, the Attorney General held that IJs and the BIA may only administratively close cases in situations where a specific regulation or judicially-approved settlement expressly authorizes such action. In June 2018, the BIA granted DHS’ motion, concluding that Castro-Tum represented “a significant change in the law” and that it precluded the BIA from exercising any general administrative closure authority. A.R. 3. The BIA then dismissed Romero‘s appeal and ordered him removed to Honduras.
Romero timely petitioned for review with this Court, and we have jurisdiction pursuant to
II.
To set the context for our analysis of the merits of the parties’ arguments, we note that administrative closure is a docketing tool that has been used by IJs and the BIA since at least the late 1980s. Administrative closure allows the adjudicator to temporarily remove a case from the active docket as a matter of “administrative convenience.” In re Gutierrez-Lopez, 21 I. & N. Dec. 479, 480 (B.I.A. 1996) (internal quotation marks omitted); see also Matter of Amico, 19 I. & N. Dec. 652, 654 n.1 (B.I.A. 1988) (noting that “[t]he administrative closing of a case does not result in a final order,” but “is merely an administrative convenience which allows the removal of cases from the calendar in appropriate situations“). By administratively closing a case, an IJ or the BIA “temporarily pause[s] removal proceedings” and places the case on hold, generally because there is an alternate form of case resolution pending, or because the case may be affected by events outside of the control of either party or that may not occur for some time. Matter of W-Y-U-, 27 I. & N. Dec. 17, 18 (B.I.A. 2017). After the case is administratively closed, either party
General administrative closure is not specifically authorized by the INA or the regulations governing IJs or the BIA. See Vahora v. Holder, 626 F.3d 907, 917–18 (7th Cir. 2010) (noting that the general power to administratively close a case is “not a practice specified in the [INA]” or “mentioned in the current regulations,” but is a “procedural device” employed by quasi-judicial bodies for “orderly management of the docket” and reviewable by courts).4 However, administrative closure is explicitly authorized or required by federal regulations addressing specific classes of potential visa recipients5 and pursuant to various judicially-approved settlement agreements. See, e.g., Barahona-Gomez v. Ashcroft, 243 F. Supp. 2d 1029 (N.D. Cal. 2002) (requiring administrative closure for aliens who were improperly denied suspension of deportation but failed to appear for rescheduled hearings); Am. Baptist Churches v. Thornburgh, 760 F. Supp. 796 (N.D. Cal. 1991) (requiring administrative closure for class members pending adjudication of claims by an asylum officer).
Although general administrative closure is not specifically mentioned in the INA or its regulations, the BIA has referenced two regulations that confer broad powers to IJs and the BIA to manage their dockets as the authority for administrative closure. First,
In conducting hearings under section 240 of the Act and such other proceedings the Attorney General may assign to them, immigration judges shall exercise the powers and duties delegated to them by the Act and by the Attorney General through regulation. In deciding the individual cases before them, and subject to the applicable governing standards, immigration judges shall exercise their independent judgment and discretion and may take any action consistent with their authorities under the Act and regulations that is appropriate and necessary for the disposition of such cases. . . . In all cases, immigration judges shall seek to resolve the questions before them in a timely and impartial manner consistent with the Act and regulations.
Second,
In Matter of Avetisyan, the BIA cited these two regulations in holding that IJs and the BIA were empowered to “take any action . . . as is appropriate and necessary for the disposition of [a] case.” 25 I. & N. Dec. at 691. Avetisyan continued, “[d]uring the course of proceedings, an [IJ] or the [BIA] may find it necessary or, in the interests of justice and fairness to the parties, prudent to defer further action for some period of time.” Id. One way to do so would be to grant a continuance, which may be “appropriately utilized to await additional action required of the parties that will be, or is expected to be, completed within a reasonably certain and brief amount of time.” Id. But when the parties must “await an action or event that is relevant to immigration proceedings but is outside the control of the parties or the court,” or “may not occur for a significant or undetermined period of time,” removing a case from the docket via administrative closure may be more “appropriate.” Id. at 692. This latter course of administrative closure could facilitate “efficient[ ] management of the resources” of the immigration courts and the BIA.6 Id. at 695; see also Gonzalez-Caraveo v. Sessions, 882 F.3d 885, 889–90 (9th Cir. 2018) (citing these regulations as authority for administrative closure). In this vein, the BIA has issued numerous decisions authorizing IJs to administratively close cases for a variety of reasons related to
conservation of court resources, such as when a petitioner is awaiting processing of a visa petition by DHS, Matter of Hashmi, 24 I. & N. Dec. 785, 791 n.4 (B.I.A. 2009), or is awaiting the resolution of a direct appeal of a criminal conviction, Matter of Montiel, 26 I. & N. Dec. 555 (B.I.A. 2015).7 Indeed, as of October 2018, over 330,000 cases remained administratively closed.
However, in 2018 the Attorney General issued a precedential decision holding that IJs and the BIA do not have the general authority to administratively close cases because “[n]either section 1003.10(b) nor section 1003.1(d)(1)(ii) confers” such authority. Matter of Castro-Tum, 27 I. & N. Dec. at 284.8 In the Attorney General‘s view, “[g]rants of general authority to take measures ‘appropriate and necessary for the disposition of such cases’ would not ordinarily include the authority to suspend such cases indefinitely.” Id. Furthermore, “[t]hese provisions . . . direct immigration judges or the Board to resolve matters ‘in a timely fashion‘—another requirement that conflicts with a general suspension
authority.” Id. As a result, Castro-Tum held that IJs and the BIA may only administratively close cases when authorized to do so by a specific regulation or judicially-approved settlement. Id. at 282–92.9 The Attorney General concluded that to the extent any existing regulations delegated the general authority to administratively close cases, he was exercising his “discretion to revoke it because the practice of administrative closure thwarts the efficient and even-handed resolution of immigration proceedings.” Id. at 288 n.10. Finally, the decision instructed IJs and the BIA to re-calendar all other cases upon the filing of a motion by either party. Id. at 292–93.
Relying on Castro-Tum, the BIA determined it lacked the general authority to administratively close cases—including Romero‘s—and dismissed his appeal. Romero now asks this Court to review that decision and the BIA‘s reliance on Castro-Tum.
III.
A.
This Court reviews de novo the legal conclusions of the BIA, including issues of regulatory construction, but must afford appropriate deference to the BIA‘s interpretation of the INA and any attendant regulations. See Perez-Vargas v. Gonzales, 478 F.3d 191, 194 (4th Cir. 2007) (noting that “[w]e review de novo the legal conclusions of the BIA,” but “give substantial deference to an agency‘s interpretations of its own regulations“).
Generally speaking, if a regulation is ambiguous, the Court gives substantial deference to an agency‘s interpretation of its own regulation pursuant to Auer v. Robbins, 519 U.S. 452, 461 (1997). See Thomas Jefferson Univ. v. Shalala, 512 U.S. 504, 512 (1994).10
genuinely susceptible to multiple reasonable meanings and the agency‘s interpretation lines up with one of them.” Kisor, 139 S. Ct. at 2419.
But even if the regulation is ambiguous, to receive Auer deference the “agency‘s reading must still be ‘reasonable.‘” Id. at 2415 (internal citation omitted). And even then, “not every reasonable agency reading” should be accorded deference because a court must still “make an independent inquiry into whether the character and context of the agency interpretation entitles it to controlling weight.” Id. at 2416. This inquiry “does not reduce to any exhaustive test,” but does rely on a number of “especially important markers.” Id.
To start, the agency‘s interpretation of its own regulation must be its “authoritative or official position, rather than any more ad hoc statement not reflecting the agency‘s views.” Id. (internal quotation marks omitted). In addition, the agency‘s interpretation must “implicate its substantive expertise,” and may not address an “interpretive issue[]” that “may fall more naturally into a judge‘s bailiwick” or falls within another agency‘s “comparative expertise.” Id. at 2417. Furthermore, the interpretation must reflect the “fair and considered judgment” of the agency, in contrast to those based on “post hoc rationalization[s]” and “convenient litigating position[s].” Id. (internal quotation marks omitted).
Finally—and most importantly for this case—Auer deference does not apply “to a new interpretation . . . that creates ‘unfair surprise’ to regulated parties.” Id. at 2418. Such “disruption of expectations may occur” in several scenarios. Id. First, an agency may “substitute[] one view of a rule for another.” Id. In such situations, the Supreme Court has “only rarely given Auer deference to an agency construction ‘conflict[ing] with a prior’ one.” Id. (alteration in original) (quoting Thomas Jefferson Univ., 512 U.S. at 515). But second, “the upending of reliance may happen without such an explicit interpretive change.” Id. Rather, an agency may—instead of issuing a new interpretation that conflicts with an older one—set forth an interpretation for the first time that is contrary to an established practice to which the agency has never objected. For example, the Supreme Court “recently refused to defer to an interpretation that would have imposed retroactive liability on parties for longstanding conduct that the agency had never before addressed.” Id.
With this background of the process by which courts assess whether agency interpretations of regulations are to be afforded Auer deference, we now consider the Attorney General‘s interpretation of
B.
The first question before the Court is whether the INA implementing regulations unambiguously provide IJs and the BIA with the general authority to administratively close cases. The Government argues that neither
We agree with Romero. Applying the standard tools of interpretation—namely, a reading of the text of the relevant regulations—we clearly discern from the text that the authority of IJs and the BIA to administratively close cases is conferred by the plain language of
Second, administrative closure indisputably qualifies as an “action” under
Third, the only limitation in the text of
adjudication because it was required to transfer the file prior to each hearing before the IJ back to Immigration and Customs Enforcement, the DHS division which prosecutes removal proceedings. After two additional hearings, the IJ administratively closed proceedings to provide USCIS with an uninterrupted period in which to adjudicate the visa petition. Id. at 689–91. Without such administrative closure, the proceedings may have continued
Finally, the rest of the text of the relevant regulations supports the conclusion that IJs and the BIA possess broad discretion in how to manage their cases. With respect to IJs,
C.
Alternatively, even if we were to assume that the regulations were ambiguous, thus requiring the Court‘s assessment of Castro-Tum under Auer and Kisor, the Attorney General‘s reading of the regulations does not warrant deference because it amounts to an “unfair surprise” disrupting the regulated parties’ expectations. Kisor, 139 S. Ct. at 2417–18 (quoting Long Island Care at Home, Ltd. v. Coke, 551 U.S. 158, 170 (2007)).
In Christopher, 567 U.S. at 153–59, the Supreme Court considered a Department of Labor (“DOL“) interpretation of a regulation that helped to define “outside salesmen” exempt from the Fair Labor Standards Act‘s (“FLSA“) overtime pay requirements. Longstanding industry practice had assumed the regulations had excluded the workers at issue, pharmaceutical sales representatives whose primary duty was to obtain nonbinding commitments from physicians to prescribe their employer‘s prescription drugs. But for the first time, the DOL interpreted the regulations at issue to encompass those workers, thereby potentially imposing liability on pharmaceutical employers for overtime pay. And although the DOL had issued its interpretation a number of years prior to the start of litigation, it had changed its reasoning for its interpretation throughout the course of court proceedings. Id. at 159.
The Supreme Court declined to afford Auer deference to the DOL‘s interpretation. Id. In reaching this conclusion, Christopher first explained the circumstances in which deference is unwarranted, such as “when there is reason to suspect that the agency‘s interpretation does not reflect the agency‘s fair and considered judgment on the matter in question,” which “might occur when the agency‘s interpretation conflicts with a prior
interpretation.” Id. at 155 (internal quotation marks omitted). The Court then considered the specific DOL regulation at issue:
In this case, there are strong reasons for withholding the deference that Auer generally requires. Petitioners invoke the DOL‘s interpretation of ambiguous regulations to impose potentially massive liability on respondent for conduct that occurred well before that interpretation was announced. To defer to the agency‘s interpretation in this circumstance would seriously undermine the principle that agencies should provide regulated parties “fair warning of the conduct [a regulation] prohibits or requires.” Gates & Fox Co. ν. Occupational Safety and Health Review Comm‘n, 790 F.2d 154, 156 (D.C. Cir. 1986) (Scalia, J.). Indeed, it would result in precisely the kind of “unfair surprise” against which our cases have long warned. See Long Island Care at Home[,] 551 U.S. [at] 170–171 (deferring to new interpretation that “create[d] no unfair surprise” because agency had proceeded through notice-and-comment rulemaking); Martin v. Occupational Safety and Health Review Comm‘n, 499 U.S. 144, 158 (1991) (identifying “adequacy of notice to regulated parties” as one factor relevant to the reasonableness of the agency‘s interpretation)[.]
This case well illustrates the point. Until 2009, the pharmaceutical industry had little reason to suspect that its longstanding practice of treating [these representatives] as exempt outside salesmen transgressed the FLSA. The statute and regulations certainly do not provide clear notice of this[, given the broad catchall phrases employed in the regulations].
Id. at 155–57. The Supreme Court noted that “[e]ven more important, despite the industry‘s decades-long practice of classifying [these representatives] as exempt employees, the DOL never initiated any enforcement actions with respect to [these representatives] or otherwise suggested that it thought the industry was acting unlawfully.” Id. at 157. Although enforcement actions were a matter of agency policy and discretion, “where, as here, an agency‘s announcement of its interpretation is preceded by a very lengthy period of conspicuous inaction, the potential for unfair surprise is acute.” Id. at 158 (citing Dong Yi v. Sterling Collision Ctrs., Inc., 480 F.3d 505, 510–11 (7th Cir. 2007)) (noting that although
it was possible the industry was in violation of the FLSA for a long time without DOL noticing, “the more plausible hypothesis is that [DOL] did not think the industry‘s practice was unlawful” (internal quotation marks omitted)); see also Gomez v. Lynch, 831 F.3d 652, 658 (5th Cir. 2016) (declining to afford Auer deference to a new BIA interpretation of a regulation because the BIA‘s “contradictory interpretations show that its current litigation position does not represent the agency‘s considered and expertise-driven judgment as to the correct reading of [the regulation]“); Barboza v. Cal. Ass‘n of Prof‘l Firefighters, 799 F.3d 1257, 1268 (9th Cir. 2015) (holding that an agency‘s “internally inconsistent” interpretations lacked the “hallmarks of thorough consideration,” therefore failing to warrant either Auer or Skidmore deference); Radford v. Colvin, 734 F.3d 288, 294 (4th Cir. 2013) (declining to afford Auer deference to a regulatory interpretation from the Social Security Commissioner because “the Commissioner point[ed] to no other authority . . . that suggests that the Commissioner has ever adopted [this specific] requirement until her briefing to this Court” and because it was “plainly inconsistent with the text and structure of the regulation“); Indep. Training & Apprenticeship Program v. Cal. Dep‘t of Indus. Relations, 730 F.3d 1024, 1034–35 (9th Cir. 2013) (declining to afford Auer deference to a new DOL interpretation because “the DOL‘s interpretation is inconsistent with its prior interpretation, and there is a significant potential for unfair surprise“).
The issue here appears to be indistinguishable in all pertinent respects from these cases. As in Christopher, 567 U.S. at 155–56, the new interpretation in Castro-Tum (1) breaks with decades of the agency‘s use and acceptance of administrative closure and (2) fails to give “fair warning” to the regulated parties of a change in a longstanding procedure.
As described above, administrative closure has been a procedural mechanism employed by IJs and the BIA since the late 1980s and consistently reaffirmed—even if its precise contours have changed—through the BIA‘s precedential decisions, particularly in Gutierrez-Lopez, Avetisyan, and W-Y-U-. Accordingly, numerous petitioners have relied on this long-established procedural mechanism to proceed through the immigration process. To suddenly change this interpretation of the regulation undermines the significant reliance interests such petitioners have developed. As Christopher noted, such a sudden shift in longstanding agency interpretation frustrates mechanisms for predictability that are supposed to be baked into the administrative process.14 567 U.S. at 158.
This conclusion is bolstered by the further consideration that Castro-Tum is internally inconsistent. Although one of its purported concerns is efficient and timely administration of immigration proceedings, it would in fact serve to lengthen and delay many of these proceedings by: (1) depriving IJs and the BIA of flexible docketing measures sometimes required for adjudication of an immigration proceeding, as illustrated by Avetisyan, and (2) leading to the reopening of over 330,000 cases upon the motion of either party, straining the burden on immigration courts that Castro-Tum purports to alleviate. For all of these reasons, Castro-Tum is not entitled to Auer deference.
D.
In the absence of Auer deference, the weight given to a BIA decision “hinges on the thoroughness evident in [the BIA‘s] consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade“—that is, whether the interpretation should be afforded Skidmore deference. Zavaleta–Policiano v. Sessions, 873 F.3d 241, 246 n.2 (4th Cir. 2017) (internal quotation marks omitted). And here, a court reviewing Castro-Tum for Skidmore deference would not be persuaded to adopt the agency‘s own interpretation of its regulation for substantially the same reasons it is not entitled to Auer deference: because it represents a stark departure, without notice, from long-used practice and thereby cannot be deemed consistent with earlier and later pronouncements. As a result, it lacks the “power to persuade.” Id.; see also Kisor, 139 S. Ct. at 2427 (Gorsuch, J., concurring) (contending that an agency interpretation of a regulation should as an initial matter be “entitled only to a weight proportional to ‘the thoroughness evident in its consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade‘” (quoting Skidmore, 323 U.S. at 140)). Put another way, even under the view set forth by Justice Gorsuch in Kisor, the Attorney General‘s interpretation would amount to a failure of proof because the evidence—that is, Castro-Tum—comes too late in the game.
****
In sum, the result is that
IV.
For the reasons stated above, we conclude that the relevant regulations confer the general authority to administratively close cases to IJs and the BIA. We therefore grant the petition for review, vacate the BIA‘s order, and remand for proceedings consistent with this opinion.
PETITION FOR REVIEW GRANTED; VACATED AND REMANDED
