In re Shane M.
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Opinion
ROGERS, C. J. The primary issue in this appeal is whether the trial court properly relied on certain conduct of the respondent father, Matthew M. (respondent), in granting the petition to terminate his parental rights. The respondent appeals from the judgment of the Appellate Court affirming the trial court’s decision to terminate his parental rights as to his minor child, Shane M., and to appoint the petitioner, the Commissioner of Children and Families (commissioner), as statutory parent. In re Shane M., 148 Conn. App. 308, 330, 84 A.3d 1265 (2014). The respondent claims that the Appellate Court improperly affirmed the trial court’s judgment terminating his parental rights pursuant to
The following facts, which the trial court found by clear and convincing evidence, and procedural history are relevant to the resolution of this case. The respondent is the biological father of Shane, who was one day shy of his third birthday when the respondent’s parental rights were terminated on April 30, 2013. Three days after Shane was born, the Department of Children and Families (department) responded to a report that Shane’s mother2 was homeless and refused to check into a shelter. Approximately one month later, on June 8, 2010, police responded to a report of domestic abuse between the respondent and Shane’s mother. The respondent refused to give Shane’s car seat base to Shane’s mother and physically moved her out of his way. The respondent then got into his car, at which point Shane’s mother jumped on top of the respondent’s car. The respondent started to drive away and caused Shane’s mother to fall to the ground. As a result of this incident, both the respondent and Shane’s mother were charged with breach of the peace and a protective order was issued between the two.
On August 23, 2010, the commissioner filed a petition of neglect based, in part, on the respondent’s history of substance abuse, the history of violence between the respondent and Shane’s mother and their recent cohabitation despite four protective orders against their doing so, the respondent’s unaddressed mental health issues, and the fact that Shane was only three months old at the time and was incapable of protecting himself against violence. At that time, the department referred the respondent to Radiance Innovative Services (Radiance) for parenting education and to the Alcohol and
The respondent participated in a clinical assessment at Radiance on September 26, 2010. After that assessment, he was diagnosed with ‘‘adjustment disorder with mixed anxiety and depressed mood, [attention deficit hyperactivity disorder] by history and cannabis abuse by history.’’ Radiance staff recommended that the respondent start long-term therapy to address symptoms of depression, anxiety, feelings of abandonment by his mother, and past dysfunctional relationships.3
Two days later, the respondent went to the residence of Shane’s mother and tried to break down the door with a chair. As a result of that incident, he was arrested for breach of the peace and trespassing, and a full protective order was issued against him.4
On November 16, 2010, due to the ongoing criminal issues and arrests and domestic violence regarding the respondent and Shane’s mother, the commissioner invoked a ninety-six hour hold on behalf of Shane. Three days later, the commissioner filed a motion for order of temporary custody (order), which was granted and subsequently sustained in a preliminary hearing on November 24, 2010. At that hearing, the respondent received and agreed to court-ordered specific steps to facilitate reunification with Shane. The steps required him, inter alia, to participate in parenting counseling at Radiance to learn safe and nurturing parenting, and individual counseling at North Central Counseling to address issues of depression and anger management; to submit to random drug screens with the time and method of testing determined by the department; to refrain from using illegal drugs or abusing alcohol or medicine; to cooperate with court-ordered evaluations or testing; to have no further involvement with the criminal justice system; and to cooperate with service providers’ recommendations for parenting, individual and family counseling, in-home support services and/or substance abuse assessment treatment.5
During the respondent’s initial Radiance sessions, he was considered ‘‘very focused and actively involved in the program,’’ and he completed an in-home father to father program on December 28, 2010. He was then referred to a nonviolence alliance program in January, 2011, to address issues of domestic violence. At that program, the respondent reported that he ‘‘did not feel that he was in need of domestic violence services and stated that he was the victim in the relationship with [Shane’s] mother.’’ In February, 2011, the respondent was referred to services at Community Health Resources for ‘‘psychiatric treatment and individual counseling.’’ The report from the respondent’s psychiatric evaluation indicated that the respondent ‘‘had no past history of violence and . . . tried marijuana occasionally and denie[d] being addicted.’’ The trial court
In March, 2011, the respondent pleaded nolo contendere to the commissioner’s neglect petition, and the trial court reiterated all but one of the specific steps the respondent previously had been ordered to follow. By this time, Shane had been in the commissioner’s custody for five months.
The respondent’s Radiance sessions resumed in April, 2011, but he missed several; when he did attend, he continued to express that he did not need therapy and presented with ‘‘a very high anxiety level and with problems coping with stress.’’
In May, 2011, the respondent was arrested for possession of a controlled substance and for driving unreasonably fast. Following the arrest, which the respondent did not report to the department, he tested positive for marijuana on August 18, September 2, September 9 and September 16, 2011.6 As a result of these positive screens, the respondent was referred to an Alcohol and Drug Rehabilitation Center program. He was subsequently discharged from the program because he missed three scheduled appointments starting in October, 2011, and subsequently tested positive for marijuana in a hair follicle drug screen.
Pursuant to
In November, 2011, the respondent was again referred to participate in a parenting program. He continued to engage in supervised visits with Shane and did a ‘‘good job parenting’’ but was ‘‘sometimes nervous . . . .’’ His supervising social worker noted that the respondent could benefit from additional parenting education, because he tended to become hyperactive and because he was limited by his attention deficit hyperactivity disorder. A parenting mentor was also recommended for the respondent as ‘‘he appeared to be overwhelmed with handling the needs of an active toddler and a baby10 but [he] refused, feeling he did not need assistance with his parenting’’ and that he was fully capable of raising Shane himself. (Footnote added.)
On November 23, 2011, the department petitioned the court to terminate the respondent’s parental rights. At this point, Shane had been in the commissioner’s custody for thirteen months. Yolanda Leon, a department social worker, submitted a social study in support of the petition, opining that, ‘‘[s]ince the time of [Shane’s] removal, [the respondent] has not adequately addressed his mental health needs [or] substance abuse, and has only recently begun to address domestic violence.’’ She noted that the respondent had not maintained contact with the department or informed it of his living situation, but that he was employed full time. In addition, Leon submitted that the respondent ‘‘continues to deny that he smoked marijuana and . . . does not want to do a new substance abuse evaluation and hair test, however [the respondent] stated he would cooperate.’’
In February, 2012, the respondent again tested positive for marijuana. Over the next month, the respondent showed ‘‘increased anxiety’’ and ‘‘was less focused during his individual counseling’’ at Radiance. The next three urine drug screens that the respondent took for marijuana were negative.
After the respondent was discharged from the Alcohol and Drug Rehabilitation Center for failing to attend three scheduled appointments, he asked to be referred to another program for substance abuse and mental health. He arrived late to his first evaluation, however, and could not be evaluated. He then requested to be referred to an agency closer to his home and began a program at Community Health Resources on June 13, 2012. In the same month, the respondent tested positive for marijuana in a hair follicle drug screen. Thereafter, he was recommended for group therapy but ‘‘refused to participate.’’ At this point, Shane had been in the commissioner’s custody for seventeen months.
Derek A. Franklin, a licensed clinical psychologist, conducted a court-ordered evaluation of the respondent in September, 2012. He diagnosed the respondent with attention deficit hyperactivity disorder, generalized anxiety disorder and cannabis abuse and antisocial
Franklin further determined that the respondent scored in ‘‘the clinically relevant range for paranoia.’’ Franklin opined that the respondent was ‘‘hypervigilant’’ and ‘‘overly suspicious,’’ and that he ‘‘closely monitor[ed] his environment for evidence that others [were] out to harm him.’’ The clinical personality assessments that Franklin conducted indicated that the respondent maintained ‘‘hostility and mistrust of even close relationships,’’ that he was ‘‘easily insulted and tend[ed] to hold grudges . . . [was] quick to anger . . . [and was] more likely to use verbal reasoning than physical aggression.’’ Testing indicated further, however, that the respondent ‘‘may become frustrated easily and when provoked will not back down from confrontation. This may lead to physical acts of violence. He otherwise possess[ed] adequate common sense reasoning,’’ while his judgment remained ‘‘situation specific.’’
Franklin determined that the respondent’s ‘‘anxiety, mood dysregulation and [attention deficit hyperactivity disorder] marginally impact[ed] his day-to-day functioning,’’ but that these conditions ‘‘are likely to be exacerbated . . . under the weight of emotional and psychological distress.’’ Franklin urged that the respondent receive treatment for these concerns, as well as for his substance abuse. He offered further recommendations, concluding that ‘‘[i]t is imperative that [the respondent] be referred for a psychiatric consultation . . . to identify medication that could be useful in ameliorating or managing symptoms of mood dysregulation, anxiety and [attention deficit hyperactivity disorder]. Without medication, [the respondent] is likely to continue to have problems.’’ Franklin further recommended that the respondent participate in additional domestic violence classes to rectify his ‘‘inability to manage anger and hostility under the weight of emotional distress . . . .’’ Although the respondent claimed that he had not used marijuana in more than one year despite his positive drug screens three and six months prior, Franklin ‘‘strongly advise[d]’’ that the respondent participate in more substance abuse groups given that
The respondent completed counseling at Community Health Resources on December 27, 2012, and no further treatment was recommended. Thereafter, the respondent’s urine screens were negative. He refused, however, to engage in hair follicle testing after December, 2012.
A trial was held on the termination of parental rights on October 2, 2012, January 4, 2013, and March 18, 2013. In the adjudication phase,12 the trial court found by clear and convincing evidence that the department had made reasonable efforts to rehabilitate the respondent and to reunify him with Shane, and that the respondent had failed to rehabilitate or sufficiently benefit from the department’s services. The trial court determined that the respondent had ‘‘not gained sufficient insight into his long-standing issues.’’ The trial court found especially troubling that the respondent continually asserted that he participated in the services only to appease the department, and that he repeatedly refused to cooperate with court-ordered recommendations. It also found disconcerting the fact that the respondent continued to state that he did not engage in substance abuse, yet refused to engage in substance abuse hair testing. The trial court was further concerned by the respondent’s refusal to engage in a psychiatric evaluation to determine whether he required medication and that he did not make efforts ‘‘within a timely manner to adjust [his] circumstances or [his] conditions to the extent that [the department] would be able to reunify [him] with Shane. [He has] failed to fully meet or comply with the court-ordered steps and [he is] still unable to care for Shane.’’
In the dispositional phase; see footnote 12 of this opinion; the trial court considered Shane’s age and feelings and emotional ties he had with his foster parents, the efforts the respondent had made to adjust his own conditions to facilitate Shane’s return to his home, and the fact that no other person’s unreasonable conduct had prevented the respondent from maintaining a relationship with Shane, in determining that termination of the respondent’s parental rights was in Shane’s best interest. On April 30, 2013, the trial court terminated the respondent’s parental rights and appointed the commissioner as Shane’s statutory parent.
The respondent appealed to the Appellate Court from the trial court’s judgment, arguing that the trial court ‘‘improperly (1) terminated his parental rights pursuant to . . .
On appeal, the respondent claims that the Appellate Court improperly affirmed the termination of his parental rights for failure to rehabilitate under
We conclude that it was proper for the trial court to rely on all of the respondent’s contested conduct in its decision to terminate his parental rights,13 and that the trial court’s determination that the respondent had failed to achieve sufficient rehabilitation was supported by clear and convincing evidence. Finally, we conclude that it was not unreasonable for the trial court to draw an adverse inference from the respondent’s refusal to submit to a drug test. Accordingly, we affirm the Appellate Court’s judgment.
I
We first set forth the applicable standard of review and general principles.14 The trial court is required, pursuant to
When a child is taken into the commissioner’s custody, a trial court must issue specific steps to a parent as to what should be done to facilitate reunification and prevent termination of parental rights. In re Elvin G., 310 Conn. 485, 507–508, 78 A.3d 797 (2013); see also
Finally, we take this opportunity to clarify our standard of review of a trial court’s finding that a parent has failed to achieve sufficient rehabilitation.16 We have historically reviewed for clear error both the trial court’s subordinate factual findings and its determination that a parent has failed to rehabilitate. See, e.g., id., 499. While we remain convinced that clear error review is appropriate for the trial court’s subordinate factual findings,17 we now recognize that the trial court’s ultimate conclusion of whether a parent has failed to rehabilitate involves a different exercise by the trial court. A conclusion of failure to rehabilitate is drawn from both the trial court’s factual findings and from its weighing of the facts in assessing whether those findings satisfy the failure to rehabilitate ground set forth in
Turning to the case before us, the respondent contends that three of the findings that the trial court relied on did not fall within the scope of the court-ordered specific steps, namely, that the respondent: (1) rejected the assistance of a parental aide in a clinical setting; (2) participated in ordered programs only to ‘‘ ‘appease’ ’’ the department rather than acknowledging that he needed the programs; and (3) declined to undergo a psychiatric consultation, as recommended by Franklin, to determine whether he might benefit from medication for attention deficit hyperactivity disorder and his other mental health issues.18 We will examine each factor in turn.
The court properly considered that the respondent rejected the assistance of a parental aide during visitation with Shane, because such a finding is clearly covered by the specific steps requiring the respondent to (1) ‘‘[t]ake part in counseling and make progress toward the identified treatment goals,’’ (2) learn ‘‘safe [and] nurturing parenting,’’ and (3) ‘‘[c]ooperate with service providers recommended for parenting . . . counseling.’’ While the respondent did participate in weekly visitations, parenting classes, and a parenting education course, he failed to comply fully with these identified specific steps when he declined a parenting mentor service to help him learn how to balance the needs of Shane and his new baby.
The trial court also properly considered the respondent’s repeated statements that he attended court-ordered rehabilitation programs only to appease the department. The specific steps required the respondent to (1) cooperate with service providers and make progress toward improving his parenting, while learning appropriate child development, and (2) address his issues of depression and anger management. The court-ordered programs would serve little purpose if a participant is merely going through the motions to appease the department, rather than working sincerely toward actual improvement. Indeed, the respondent’s claim that his ‘‘personal motivating factors for [his] participation in programs [have] absolutely no role to play under . . .
Finally, the respondent’s refusal to undergo a medical assessment by a psychiatrist for controlling his diagnosed attention deficit hyperactivity disorder and other mental health issues clearly contravenes the specific steps requiring him to cooperate with court-ordered evaluations and testing and with recommendations regarding assessment and treatment. As detailed by the trial court, the respondent had a history of serious mental health issues, including suicidal gestures, and had been diagnosed in a clinical assessment with, inter alia, mixed anxiety and depressed mood and attention deficit hyperactivity disorder. The respondent’s contention that ‘‘[n]owhere in [the] record is there any evidence that [he] needed medication for [attention deficit hyperactivity disorder] or anxiety’’ ignores the recommendation made by Lisa Sargis, a social worker for Radiance, who reported that he could benefit from an assessment for medication and the testimony of Leon that she had discussed Sargis’ recommendation for a medical evaluation with the respondent prior to November, 2012. Moreover, the court properly relied on Franklin’s testimony about the unreliability of the report of the respondent’s February, 2011 psychiatric evaluation, which was based on the respondent’s selective and inaccurate description of his personal history and which had spurred Franklin’s recommendation for a second evaluation. As we have repeatedly stated, ‘‘[c]ourts are entitled to give great weight to professionals in parental termination cases.’’ (Internal quotation marks omitted.) In re Melody L., supra, 290 Conn. 161. We therefore conclude that the trial court properly found that the respondent had adequate notice via his specific steps that he needed to complete an assessment to determine whether medicine might help him control his mixed anxiety, depressed mood and attention deficit hyperactivity disorder.19
For all the foregoing reasons, we conclude that the respondent had ample notice of all of the steps with which he was expected to comply, and that the conduct of the respondent that the court considered in terminat-
II
We next consider whether there was sufficient evidence for the trial court to find by clear and convincing evidence, that the respondent failed to achieve sufficient rehabilitation that ‘‘would encourage the belief that within a reasonable time, considering the age and needs of the child, such parent could assume a responsible position in the life of the child . . . .’’
Although the respondent encourages us to focus on the positive aspects of his behavior and to ignore the negatives, we will not scrutinize the record to look for reasons supporting a different conclusion than that reached by the trial court. See In re Melody L., supra, 290 Conn. 148. We simply cannot find fault with the trial court’s reasoning that, ‘‘[a]lthough [the respondent] participated in most of the services, albeit with varying degrees of motivation, [his] failure to adequately address [his] substance abuse, mental health and domestic violence issues remain significantly deficient.’’ Thus, we conclude that the trial court reasonably determined, based on its factual findings and the reasonable inferences drawn therefrom, that the respondent failed to achieve sufficient rehabilitation that would encourage the belief that, within a reasonable time, he could assume a responsible position in Shane’s life.20
III
Finally, the respondent claims that the trial court improperly inferred that he continued to engage in substance abuse on the basis of his refusal to submit to a hair follicle drug test, without informing him first that such an inference could occur. He analogizes the adverse inference drawn from his refusal to submit to a court-ordered drug test to one drawn from a parent’s failure to testify at termination proceedings and contends that the trial court acted in violation of
As a general matter, the trial court may, ‘‘[i]n the absence of an express statutory provision to the contrary . . . draw all fair and reasonable inferences from the facts and circumstances [that] it finds established by the evidence . . . .’’ (Citations omitted; footnotes omitted; internal quotation marks omitted.) In re Samantha C., 268 Conn. 614, 635–36, 847 A.2d 883 (2004). ‘‘[P]roof of a material fact by inference from circumstantial evidence need not be so conclusive as to exclude every other hypothesis. It is sufficient if the evidence produces in the mind of the trier a reasonable belief in the probability of the existence of the material fact. . . . Thus, in determining whether the evidence
Here, the respondent was issued, and agreed to, specific steps requiring him to refrain from drug use and to submit to drug testing as required by the department. For that reason alone, his claim of unfair surprise from the negative inference resulting from his refusal to take a drug test is meritless. As to the reasonableness of the trial court’s inference, after Shane was taken into the commissioner’s custody, the respondent was arrested on cannabis charges, and he tested positive for marijuana on five separate occasions. As a result of the positive screens, the respondent was referred for further substance abuse and mental health assessments; however, he did not attend his scheduled appointments. Although some of the respondent’s subsequent urine tests were negative, Franklin testified that these tests ‘‘were woefully inadequate . . . because people can fake a urine test. Anyone with any experience with working on the Internet can find ways that you can dilute the solution or drink things to dilute the solution, which is typically why you want urinalysis and hair analysis.’’ Accordingly, the trial court was cognizant of the potential for the respondent to either relapse into substance abuse or to manipulate his urine tests. Given the foregoing, the respondent certainly had notice that refusing to submit to drug testing could cause the trial court to conclude that he was not drug free and, therefore, increase the chance that his parental rights would be terminated. In short, the trial court reasonably inferred, based on the respondent’s proven past drug use and his refusal to submit to testing, as his specific steps required, that he had continued to use marijuana.23
We also reject the respondent’s contention that an adverse inference drawn from the failure to testify and an unfavorable inference drawn from the refusal to submit to court-ordered drug screens are so analogous that the same procedural safeguards should apply. To the extent this claim requires us to interpret the scope of a rule of practice, our review is plenary. State v. Sheriff, 301 Conn. 617, 622, 21 A.3d 808 (2011).
Both
The judgment of the Appellate Court is affirmed.
In this opinion PALMER, EVELEIGH, McDONALD and ESPINOSA, Js., concurred.
Notes
‘‘[The respondent] met [Shane’s] mother in 2007 during high school. [The respondent] had [Shane’s] mother stay at his grandparents’ home when she was no longer allowed to stay with her aunt. [The respondent] did not have his grandmother’s permission to do so and both [the respondent] and [Shane’s] mother left the home. [The respondent] and [Shane’s] mother then began sleeping in the train station or in [the respondent’s] car. Thereafter, [the respondent] requested permission from his grandparents for [Shane’s] mother to reside with them. When his grandparents refused, [the respondent] threatened to hang himself. [The respondent] was transported to the hospital after an attempted hanging at his grandparents’ residence. When [Shane’s] mother became pregnant with Shane in 2009, [the respondent] got an apartment where he and [Shane’s] mother resided for approximately four months. [The respondent] was not able to continue to pay the rent and was not able to continue living with [Shane’s] mother, so he returned to reside at his grandparents’ home. . . .
‘‘[The respondent] has a history of mental health issues. [The respondent] was admitted to the Institute of Living in June, 1999, for four days. He was diagnosed with depressive disorder and cannabis abuse. He was discharged and was prescribed Celexa on a daily basis and [it] was recommended [that he] attend North Central Counseling. [The respondent] did not continue to take the medication and did not follow up with attendance for the therapy. [The respondent] does not believe he has any current medical issues nor does he feel he needs any mental health services.’’ (Footnote omitted.)
‘‘There have been a total of four protective orders between [Shane’s] mother and [the respondent] with [Shane’s] mother being the protected person in three. The most recent protective order expired on September 28, 2010.’’
We note that
We note that
By way of example, with regard to the trial court’s function to weigh evidence at trial, the dissent has essentially ignored the fact that the respondent declined to submit to a hair test, which was definitive of his drug use history. It is simply not our role to overrule the trial court for refusing to overlook the fact that, given the choice between reuniting with his son or maintaining his body hair, the respondent declined a haircut, especially given the testimony by a social worker, Charles Frazier, who noticed that the respondent appeared to be under the influence of marijuana at one or two of his counseling sessions. Additionally, the dissent has overlooked the testimonies of two department social workers, Amita Patel and Leon, who both testified to facts that the court relied on in terminating the respondent’s parental rights.
Finally, as the dissent appropriately notes, the respondent refused to undergo further counseling until after he was reunited with his child. The trial court was certainly not unreasonable in agreeing with the department that the respondent should not have the authority to decide whether he should attend therapy, as this would turn the child protection system on its head and would seriously undermine the department’s ability to facilitate an effective and sustainable reunification. Indeed, it is far more reasonable for the court to be concerned about, and to take into account in determining that the respondent has failed to rehabilitate, that he has conceded that he needed further therapy before he was adequately rehabilitated but has simultaneously taken the position that Shane should continue to suffer under his care in the meantime.