In re: OCTAVIOUS WILLIAMS,
No. 18-12538
United States Court of Appeals for the Eleventh Circuit
August 1, 2018
[PUBLISH]
Petitioner.
Application for Leave to File a Second or Successive Habeas Corpus Petition,
Before WILSON, MARTIN, and JILL PRYOR, Circuit Judges.
BY THE PANEL:
We sua sponte vacate our order in this case dated July 13, 2018 and replace it with this published order.
Pursuant to
(A) the applicant shows that the claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(B)(i) the factual predicate for the claim could not have been discovered previously through the exercise of due diligence; and
(ii) the facts underlying the claim, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence
that, but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
Section
Court records show that Williams was convicted in 2001 following a jury trial. Following a series of events not relevant to the present application, he filed, in 2007, his original
In his pro se application, Williams indicates that he wishes to raise one claim in a successive
Williams‘s application fails for two reasons. First, Williams raised an “ineffective assistance of counsel - biased judge” claim in his original
Second, even if Williams‘s current claim is not precluded by
Accordingly, Williams‘s application is DISMISSED to the extent that it is barred by In re Mills and
I write this special concurrence in light of the rule recently adopted by a panel of this court in United States v. St. Hubert, 883 F.3d 1319, 1328-29 (11th Cir. 2018) (“[W]e now hold in this direct appeal that law established in published three-judge orders issued pursuant to
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On May 5, 2016, federal inmate Markson Saint Fleur used a typewriter at the Federal Correctional Institution in Bennettsville, South Carolina to complete his Application for Leave to File a Second or Successive Motion to Vacate, Set Aside, or Correct a Sentence under
The motions panel2 reached its decision on this application thirty days later, on June 8, 2016, as required by statute. Based on these forty-three words of argument, the panel majority wrote an order denying the application and designated it for publication in the Federal Reporter. Holding for the first time in the Eleventh Circuit that Hobbs Act robbery “clearly qualifies as a ‘crime of violence’ under the use-of-force clause in [
The St. Hubert panel, in a direct appeal from a criminal conviction—with full briefing, oral argument by attorneys on both sides, and no thirty-day time limit—held that In re Saint Fleur and In re Colon bound it as prior panel precedent. With
Lest there be any doubt, we now hold in this direct appeal that law established in published three-judge orders issued pursuant to
28 U.S.C. § 2244(b) in the context of applications for leave to file second or successive§ 2255 motions are binding precedent on all subsequent panels of this Court, including those reviewing direct appeals and collateral attacks, “unless and until [they are] overruled or undermined to the point of abrogation by the Supreme Court or by this court sitting en banc.”
United States v. St. Hubert, 883 F.3d 1319, 1329 (11th Cir. 2018) (alteration in original) (emphasis added) (citation omitted).
So after St. Hubert, published panel orders—typically decided on an emergency thirty-day basis, with under 100 words of argument (often written by a pro se prisoner), without any adversarial testing whatsoever, and without any available avenue of review—bind all future panels of this court.
This is the first time that this court has held as much in a published merits opinion on direct appeal. Such a holding raises numerous institutional concerns for our Circuit, and this court should not have adopted it. But, unfortunately, we have.
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Congress has delegated to the circuit courts a gatekeeping role when reviewing second or successive petitions under §§ 2244 and 2255. See
(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.
Id.
In this Circuit, we require non-death second or successive petitioner-inmates to use a form that we provide. 11th Cir. R. 22-3(a). This form prohibits petitioners from additional briefing or attachments, and requires all argument to take place “concisely in the proper space on the form.” For each claim, the current version of the form provides a 1” x 5.25” space in which to state a “ground on which you now claim that you are being held unlawfully.” It then provides a 7.25” x 5.25” space in which to “summarize briefly the facts supporting [this] ground.” And for legal arguments, the form provides a 2.5” x 5.25” space in which to assert that a claim “rel[ies] on a ‘new rule of constitutional law,‘” and an 8” x 5.25” space in which to assert that a claim “rel[ies] on newly discovered evidence.”
Conversely, when we decide a merits appeal, we have essentially unlimited time to decide the case, there are usually attorneys on both sides, we have extensive briefing, and we have the entire record in front of us (including an order from the court below). And the large majority of our published merits opinions come from our oral argument calendar, where attorneys for each party argue for at least fifteen minutes. Of course, after a merits opinion issues, aggrieved parties may petition for panel rehearing, for rehearing en banc, or for a writ of certiorari.
Despite this stark contrast in process, published panel orders and published opinions now enjoy the same precedential heft, equally binding future panels of this court unless and until overruled by the court sitting en banc. In fact, published panel orders perhaps have greater weight, because they may not be appealed to the Supreme Court and they may not be the subject of a petition for rehearing en banc. We should not elevate these hurriedly-written and uncontested orders in this manner.
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Other circuits do not operate this way. First, and perhaps most importantly, other circuits simply do not publish panel orders with anywhere near the frequency that we do. In the last five years, we have published forty-five second or successive panel orders, while all of the other circuits combined have published eighty.
Second, all of our sister circuits that have definitively spoken on the matter do not consider themselves constrained by the thirty-day time limit for deciding a second or successive petition.5 We have once tried to so hold, but—in what appears to be the only time a panel order has been taken en banc in this Circuit (via an ad hoc process)—we reversed ourselves. See In re Johnson, 814 F.3d 1259, 1262 (11th Cir. 2016) (per curiam), vacated, 815 F.3d 733 (11th Cir. 2016) (en banc). In line with this, judges in this Circuit consider themselves bound by the thirty-day limit, and we dispose of “virtually every one of the thousands” of applications under §§ 2244 and 2255 “(at least 99.9% of them)” within thirty days.6 See also In re Henry, 757 F.3d 1151, 1157 n.9 (11th Cir. 2014) (“[T]his Court necessarily must apply § 2244(b)(2) under a tight time limit in all cases, since the statute expressly requires us to resolve
this application within 30 days, no matter the case.” (emphasis added)).7 This extremely compressed timeline can lead to odd results that we would likely not accept in a merits appeal. See, e.g., In re Sapp, 827 F.3d 1334 (11th Cir. 2016) (per curiam) (published, unsigned panel order followed by a three-judge special concurrence); see also, e.g., In re Armstrong, No. 18-10948 (11th Cir. Apr. 3, 2018) (per curiam) (unsigned panel order followed by three single-judge special concurrences).
Third, even in non-death cases, many other circuits often consider briefing from the government before issuing a published order; some also entertain oral argument from both parties.8 We never grant oral argument in
non-death second or successive petitions. And, having reviewed the thirty-nine non-death published second or successive orders for which docket information is readily available, I was unable to locate any docket on which the United States filed an individualized brief prior to the published order‘s issuance.9
But, despite these shortcomings, published panel orders not only now bind all panels of this court—they are also unreviewable.
(per curiam) (published panel order attempting to defend precedential status of published panel orders), and we have done so once before, see In re Johnson, 815 F.3d 733 (11th Cir. 2016) (en banc) (vacating earlier published panel order), but we have no Eleventh Circuit procedures or rules codifying some kind of procedure to do so.
Thus, if we make a mistake in a published panel order—which seems quite likely, given the rushed, information-devoid, nonadversarial nature of the proceeding—the best a petitioner can hope for is that someone on the court notices and sua sponte requests a poll for rehearing en banc, following an unknown, rarely-tested procedure to do so. Otherwise, the erroneous order binds all future litigants in this Circuit.
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Of course, much of the foregoing comes as a necessary result of the sheer volume of second or successive applications that this Circuit decides. Between 2000 and 2017, we decided 10,565 applications, disposing of at least 300 each year—3,588 coming in the wake of Johnson between the years of 2015 and 2017. I do not suggest that we have oral argument or even government briefing in each of these proceedings; such a rule would overwhelm this court, especially in light of our unique respect for the thirty-day time limit.
But these serious limitations in the decision-making process should make us reluctant to allow these orders to control the outcome in fully briefed and argued merits appeals. And at the very least, the decision to let these panel orders bind us should have been made by the full court by way of Circuit Rule. However, the St. Hubert panel disagreed, and it promulgated its preferred rule in a published opinion.
Now that the St. Hubert panel has imposed its will on the entire court, however, I hope that we will at least add Circuit Rules to mitigate the damage to whatever extent possible. Our court needs guidance on when panel orders can be published, cf. 11th Cir. R. 36 & I.O.P. 2-9 (outlining publication parameters for opinions, not orders), and on the procedures surrounding calling for an en banc poll on a published order, cf.
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Our country‘s legal system “assumes that adversarial testing will ultimately advance the public interest in truth and fairness.” Polk Cty. v. Dodson, 454 U.S. 312, 318 (1981). Indeed, in other contexts, we disfavor nonadversarial ex parte proceedings because they “conflict with a fundamental precept of our system of justice.” In re Paradyne Corp., 803 F.2d 604, 612 (11th Cir. 1986). The rule that this court adopted in St. Hubert takes the opposite view: it gives precedential weight to orders resulting from prisoners’ abbreviated applications, decided without a government response, in thirty days, in an unappealable manner. In doing so, we are running counter to all other circuits. The St. Hubert panel gave no justification for this, except that published orders should bind if they are “squarely about [a] legal issue.” St. Hubert, 883 F.3d at 1328. This is no justification at all, especially in light of the institutional concerns noted above. This court should not allow these orders to bind merits panels, and I hope that we will reconsider this ill-advised rule in the future.
MARTIN, Circuit Judge, with whom WILSON and JILL PRYOR, Circuit Judges, join, specially concurring:
I join Judge Wilson‘s special concurrence, which eloquently brings to life how this court has turned a mere screening duty, assigned to federal courts of appeals by
In addition to sharing Judge Wilson‘s views, I write separately to highlight how this court‘s use of rulings on prisoners’ mere requests to file a second or successive application to create binding precedent goes far beyond the prima facie examination called for by the statute.1 The job of courts of appeals in screening these motions was never meant to include merits
I.
When an inmate who has already once asked for habeas relief comes to believe there is a legal flaw in the sentence he is serving, the statute requires him to get permission from our court before he can go back to District Court to seek relief. In asking us for that permission, by way of a motion filed in our court, the prisoner briefly summarizes why he should be allowed to file a second or successive application. And when his request is based on a new rule of constitutional law, the statute makes our review of this request quite narrow. Our role is to “certif[y]” when the inmate makes “a prima facie showing” that the
proposed application will “contain . . . a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.”
Although our inquiry is narrow, there are a couple of things required of us. First, we look to identify whether the prisoner is seeking relief based on a “new rule of constitutional law.”
A second or successive
exploration by the district court.” 331 F.3d at 1173-74 (adopting the standard set in Bennett v. United States, 119 F.3d 468, 469 (7th Cir. 1997)). We elaborated that “if in light of the documents submitted with the application it appears reasonably likely that the application satisfies the stringent requirements for the filing of a second or successive petition, we shall grant the application.” Id. at 1173 (quotations omitted and alterations adopted).
Very few opinions from our circuit or others grapple with the meaning of “prima facie showing” or what it means to “contain” a new rule of constitutional law. The few that do agree that the statute establishes a permissive standard that does not require any analysis of a claim‘s merits.
has made retroactive, our review should be complete.” In re Arnick, 826 F.3d 787, 791 (5th Cir. 2016) (Elrod, J., dissenting) (emphasis omitted).
The plain language of the statute shows that it sets a less demanding standard for allowing a second or successive application than for allowing appeals from rulings of District Courts in habeas corpus proceedings. I have pointed to the different standards set by the statute in the past. In re Saint Fleur, 824 F.3d 1337, 1343 (11th Cir. 2016) (Martin, J., concurring). In order to appeal District Court rulings on a habeas corpus proceeding, the statute requires either a District or Circuit judge to certify that the inmate has “made a substantial showing of the denial of a constitutional right” and indicate which “issue or issues satisfy” this requirement.
Congress was well aware of the effect of the standard for getting a Certificate of Appealability, when in the same Act, it chose to adopt a textually less demanding standard for motions for leave to file second or successive applications. See Slack v. McDaniel, 529 U.S. 473, 483 (2000) (explaining that AEDPA largely codified the standard for granting certificates of probable cause announced in Barefoot v. Estelle, 463 U.S. 880, 894 (1983)); Bennett, 119 F.3d at 469 (referring to the lack of guidance from “statutory language or history or case law” on the prima facie showing standard adopted in AEDPA).
Consistent with the statute‘s command, our sister circuits have largely refrained from deciding the merits of a particular applicant‘s claim at the motion stage. See, e.g., Morris v. United States, 827 F.3d 696, 699 (7th Cir. 2016) (Hamilton, J., concurring in the grant of an application) (“I think the best course for now, in this and similar cases where application of ACCA depends on an attempt conviction, is to grant the application to allow further development of the attempt issue in the district courts.“); In re Williams, 759 F.3d 66, 70-71 (D.C. Cir. 2014) (“The government‘s argument concerning the application of the new rule in Graham [v. Florida, 560 U.S. 48 (2010)] to this case, i.e., how Graham applies to a case concerning a crime that straddled the
appeals.“). So although the exact meaning of “contain” as used in
II.
After Welch v. United States, 578 U.S. 120, 136 S. Ct. 1257 (2016), over two thousand inmates filed motions with this court seeking relief because the residual clause of the Armed Career Criminal Act was invalidated in Johnson v. United States, 576 U.S. 591, 135 S. Ct. 2551 (2015). In most all of these thousands of post-Welch motions, inmates asserted they were serving sentences, made longer due to their criminal history, including prior convictions which had been deemed “violent” by the sentencing judge. Our job was to decide whether each of these inmates made the prima facie showing that their application “contain[ed]” the new rule of constitutional law announced in Johnson. It seemed clear that any given application failed to “contain” a Johnson claim when it did nothing more than cite Johnson. In re Thomas, 823 F.3d 1345, 1348 (11th Cir. 2016) (per curiam). But see Ochoa, 485 F.3d at 545 (referencing “efforts to inject a merits-related element” into the
require an “amendment of the statute, which is the province of Congress, not the courts.“). But because Johnson was so recently decided, we had little precedent about whether the criminal history of these inmates still qualified them as violent offenders after the demise of the residual clause. So in ruling on this mass of motions, our court had to decide whether to allow an inmate to proceed to District Court for evaluation (i.e., grant his motion) where no binding precedent dictated whether his predicate crime should have resulted in a longer sentence. Also, we had to decide the extent to which we ourselves should try and reimagine an inmate‘s original sentencing, now with the punitive statute rewritten as per Johnson.
In answering these questions, our guiding star should have been the “text and context” of
by the Supreme Court in Johnson. See, e.g., Thomas, 823 F.3d at 1349 (denying a motion for a second or successive
Our court entered hundreds of orders denying motions based on this merits inquiry, thus touching many lives. Most perniciously, by my count, this court has published eight opinions going beyond the prima facie showing standard to hold (for the first time, and now thanks to St. Hubert, in a binding and precedential decision) that a particular crime was a “crime of violence” or a “violent felony” under the elements clauses in
(11th Cir. 2016) (per curiam) (aiding-and-abetting Hobbs Act robbery); In re Smith, 829 F.3d 1276, 1280 (11th Cir. 2016) (per curiam) (carjacking in violation of
This circuit‘s practice of ruling on motions in such a way as to create binding precedent that a given conviction must count as a “crime of violence” or a “violent felony” for federal sentencing purposes is an outlier from the practice of other circuits.5 This practice also reflects a split among circuits about how to perform the gatekeeping function of §§ 2244(b)(3)(C) and 2255(h). Compare Ochoa, 485 F.3d at 543, with In re Williams, 826 F.3d 1351, 1357 (11th Cir. 2016) (declining to grant a
(Souter, J., concurring) (suggesting a certified question would be appropriate “if the courts of appeals adopted divergent interpretations of the gatekeeper standard” of
In the meantime, we compound these problems by making decisions on motions for leave to file second or successive applications binding precedent outside of that context. Already now, as a result of St. Hubert‘s holding and the eight erroneous decisions I‘ve identified above, all judges of this court are prohibited from giving inmates the type of merits review of their sentences that inmates routinely receive in other circuit courts of appeal.
