Lead Opinion
Anthony Gray-Bey filed a petition for a writ of habeas corpus in the United States District Court for the Eastern District of Arkansas. The district court construed the petition as a successive petition filed without proper authorization from- the court of appeals and transferred the motion to this court to be considered as an application for leave to file a successive motion under 28 U.S.C. § 2255. In an Order dated October 7, 1999, this court dismissed the application without prejudice under Circuit Rule 22.2. Gray-Bey has filed another application with additional supplemental materials.
The governing statute calls for this court to act on Gray-Bey’s application within 30 days of its filing, in this case January 7, 2000. See 28 U.S.C. § 2244(b)(3). The initial question before us is whether this court has the power under any circumstances to extend the time for final disposition of the application. We agree with our sister circuits that such power exists, and that the 30-day period may be extended for those few cases which require reasoned adjudication and cannot be resolved within the statutory period. See, e.g., United States v. Barrett,
Our dissenting colleague believes that such arbitrariness has been commanded by Congress, because it used the word “shall” in 28 U.S.C. § 2244(b)(3). With ah due respect, we believe that this reading fails to take into account the inherent equitable powers of the federal courts — powers that have been recognized by our sister circuits in their own acknowledgments both that the 30-day rule applies in the overwhelming majority of cases, but that the court retains the power to override it when compelling circumstances demand that action. This is not the extraordinary and lawless conclusion that our colleague claims it is. To the contrary, it reflects a reconciliation between the commands of legislation and the exigencies of judicial decisionmaking
that is well grounded in the law. For example, the Supreme Court has consistently taken the approach we and our sister circuits have adopted for § 2244(b)(3) in the cases establishing the abstention doctrine. As is the case with § 2244(b)(3), the statute in which Congress confers general federal jurisdiction on the lower federal courts is worded in mandatory language. See 28 U.S.C. § 1331 (“The district courts shall have original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States.”)(emphasis added). That phrasing might seem to leave the federal courts no choice but to decide questions within their jurisdiction. Nevertheless, the Court has recognized that in certain cases it is wiser to decline deciding the merits of the case, either for a period of time or altogether. See Railroad Comm’n v. Pullman Co.,
This is not the only situation in which a reading of a statute in isolation from the rest of the law might lead one to think, erroneously, that either the statute or the Constitution itself has been violated. To take but two examples, Atchison, Topeka & Santa Fe Ry. Co. v. Wichita Bd. of Trade,
Indeed, there is good reason to conclude that Congress affirmatively recognized that extraordinary action may be neces
In our view, Gray-Bey’s application presents several legal issues which have yet to be resolved by this circuit. As these issues are important and recurring, we have concluded that the issues presented in this case should not be decided without the benefit of full briefing and adversarial presentation. We recognize that Congress reformed habeas corpus in order to ensure that cases moved swiftly toward resolution without unnecessary delay. However, to meet Congress’s goal, it is imperative that the courts develop clear procedures that will apply to all of these cases. To do so takes time. Briefly delaying Gray-Bey’s case — and the few others presenting similarly complicated and knotty questions— will allow us to ensure that the rules governing habeas develop properly and will facilitate future expeditious treatment of these cases. Taking the extra time to allow for full presentation of the issues will make the eventual decision more helpful to future litigants, the district courts, and future panels of this court. Handling all of these cases on an expedited basis risks leaving everyone involved in the dark.
As for the merits of the petition, while we certainly respect the views that our dissenting colleague has offered, the depth of discussion his treatment required simply underscores the fact that these are serious points that deserve an open, adversary presentation. We therefore decline the implicit invitation either to agree or disagree with his conclusions or the route he uses to reach them until after both sides have been provided the opportunity to brief their positions fully and present them to this panel at oral argument. We hereby order the Clerk of the Court to appoint counsel to represent petitioner Gray-Bey and instruct counsel to address the following issues in their briefs, in addition to any other points that require attention in counsel’s professional judgment:
1. Given that Gray-Bey raised his claim under Bailey v. United States,516 U.S. 137 ,116 S.Ct. 501 ,133 L.Ed.2d 472 (1995), in his prior § 2255 motion before this court but not before the district court, has his Bailey claim already been “presented” for purposes of § 2244(b)(1)?
*871 2. Does 18 U.S.C. § 924(c) prohibit the conduct for which Gray-Bey was convicted? If so,does Gray-Bey’s Bailey claim rest on a new rule of constitutional law, thereby qualifying Gray-Bey for relief under § 2244(b)(2)?
3. What is the effect of the Arkansas District Court’s decision refusing to consider Grey-Bey’s petition for relief under § 2241?
4. Does this court’s decision in In re Davenport,147 F.3d 605 (7th Cir. 1998), require Gray-Bey to file his petition under § 2241, and would such a § 2241 petition be properly construed as nonsuccessive?
Recognizing our duty to respect the statutory command for speed, we also instruct the Clerk’s office to expedite this case as follows. Oral argument shall be set for the week of February 21, 2000. Petitioner’s brief shall be due on January 25, 2000, and respondent’s answer on February 11, 2000. Petitioner’s reply shall be due one week later, on February 18, 2000.
Notes
The procedural mechanism the court uses to secure time for briefing and full consideration may vary. In Triestman v. United States,
Dissenting Opinion
dissenting.
Anthony Gray-Bey is serving a sentence of 256 months’ incarceration for conspiring to distribute cocaine, possessing cocaine with intent to distribute, using a telephone to facilitate his drug business, and using a firearm during and in relation to drug trafficking. His convictions and sentences have been affirmed, see United States v. Goines,
Section 2244(b)(3)(D) is explicit: “The court of appeals shall grant or deny the authorization to file a second or successive application not later than 30 days after the filing of the motion.” “Shall,” not “should” or “endeavor to” or “make progress toward”; this statute does not leave wriggle room. The court shall grant or deny the application within 30 days. In this construction “shall” means “must”. Context may show that a particular “shall” is synonymous with “may,” see Gutierrez de Martinez v. Lamagno,
Other circuits, whose decisions the majority cites, don’t fret about shadings among “must,” “shall,” and “should.” They simply balk at deadlines. In re Vial,
Only the sixth circuit has offered a reason compatible with legislative supremacy under the Constitution. In re Siggers,
Siggers’ approach implements Holmes’s bad-man theory that law’s meaning lies in the penalties for noncompliance. Holmes’s approach is a useful heuristic, but much of our law is based on a contrary premise: that rules are effective, and must be implemented in good faith, even if there is no stated penalty. See Kurowski v. Krajewski
The omission of a consequence from § 2244(b)(3)(D) means only that the courts must select a consequence in common-law fashion. Perhaps the right remedy is mandamus by a higher court. Perhaps it is the dismissal of the application, after the fashion of Carlisle v. United States,
Last year we encountered another statute, effective two days after § 2244, specifying a time limit. One part of the Prison Litigation Reform Act provides that prospective relief concerning the operation of prisons is automatically stayed 30 days after a party moves to modify the decree. 18 U.S.C. § 3626(e)(2). The sixth circuit held in Hadix v. Johnson,
Our failure to act on Gray-Bey’s application is more regrettable than the declaration of unconstitutionality in French, for the Supreme Court will have the last word on § 3626(e)(2). But “[t]he grant or denial of an authorization by a court of appeals to file a second or successive application shall not be appealable and shall not be the subject of a petition for rehearing or for a writ of certiorari.” 28 U.S.C. § 2244(b)(3)(E). Perhaps this language, unlike § 2244(b)(3)(D), does leave wriggle room: the “grant or denial” is not reviewable, but a refusal to issue a timely decision may be reviewed by mandamus or a petition for certiorari before judgment. Perhaps, even though the “grant or denial of an authorization” is not reviewable, any relief provided by the district court ultimately is subject to review of antecedent issues, including the question whether au
Although the majority cites Vial, Sig-gers, Galtieñ, and Rodñguez, it does not endorse their reasoning (as opposed to their'results). Instead it offers a broader proposition, which amounts to the conclusion that Congress just can’t set deadlines for litigation — not because the Constitution liberates judges from time limits (the conclusion of French) but because judges frequently exercise equitable powers concerning many statutes that include the word “shall.” I grant that occasionally the word “shall” is non-mandatory when read in context, but I do not think that cases such as Younger v. Harris,
Congress did not repeal the All Writs Act, 28 U.S.C. § 1651, when enacting § 2244(b)(3)(D), a fact that my colleagues deem significant, but no one thinks that § 1651 is a license to ignore statutory rules. Pennsylvania Bureau of Correction v. United States Marshals Service,
In the end, the majority’s approach rests on the proposition that federal judges have discretion to depart from federal statutes for good reasons — and that judges, rather than the political branches, define which reasons are “good.” Few propositions could be more subversive of the rule of law. Pennsylvania Bureau of Correction is one among many cases denying that federal courts have any such power. The equitable-discretion approach taken in Radix (and by the Solicitor General in French) is far more circumscribed and cannot be reworked to fit § 2244(b)(3)(D). It is that courts may issue injunctions preserving the status quo unless Congress cancels that authority expressly. Although § 3626(e)(2) says that the existing injunction is automatically stayed once 30 days have run, it does not preclude judges from issuing another, identical injunction under their general equitable powers pending further litigation. That seems to me too much an evasion of § 3626(e)(2) to be sound. (Likewise, the maneuver in Triestman v. United States,
Right or wrong, reliance on equitable discretion to preserve the status quo offers no support for my colleagues’ action today. There is no longstanding “general equitable power” to authorize applications for second or successive collateral attacks— the norm is that one is sufficient — and there is no status quo to “preserve” by equitable relief; § 2244(b) is a novelty that must be understood on its own terms. Moreover, the Solicitor General has stressed in French that equitable discretion to extend the 30-day period depends on a strong substantive claim for ongoing relief. My colleagues do not conclude that Gray-Bey has a strong claim that is likely to prevail on further consideration. His claim is weak and readily may be decided now.
His initial problem — one that does not make my colleagues’ list of four issues to be briefed — is time. Section 2255 ¶ 6 provides:
A 1-year period of limitation shall apply to a motion under this section. The limitation period shall run from the latest of—
(1) the date on which the judgment of conviction becomes final;
(2) the date on which the impediment to making a motion created by governmental action in violation of the Constitution or laws of the United States is removed, if the movant was prevented from making a motion by such governmental action;
(3) the date on which the right asserted was initially recognized by the Supreme Court, if that right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.
Only subsection (3) might authorize Gray-Bey’s application in December 1999, more than six years after his conviction was affirmed (and more than three years after Congress added the one-year period of limitations to the law of collateral attack). But the “right” that Gray-Bey wants to assert “was initially recognized by the Supreme Court” on December 6, 1995, in Bailey v. United States,
Gray-Bey now points to Bousley v. United States,
The questions that my colleagues flag for counsel’s attention also have straightforward answers. Logically the initial question (though it is No. 4 in the majority’s list) is whether a § 2255 petition is necessary, or whether instead Gray-Bey may use 28 U.S.C. § 2241, to which the time limits and prior-authorization rules do not apply. The answer must be that § 2255 is the required route. Section 2241 is unavailable “unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.” 28 U.S.C. § 2255 ¶ 5. Judicial emphasis must be on “test”: a § 2255 motion is not “inadequate or ineffective” merely because the petitioner loses. Nor do the changes made by the aedpa, which limit the number of § 2255 motions (and the time to file them) render § 2255 inadequate or ineffective to test the lawfulness of detention. No one is entitled to more than one collateral attack.
In re Davenport,
Gray-Bey filed his first § 2255 petition before Bailey, but final decision came later. Had Gray-Bey properly preserved an argument about the meaning of “use” in § 924(c)(1), it would have been decided by this court, under correct principles of law, on his first § 2255 petition. Had we erred, the Supreme Court could have corrected us by certiorari. The reason Gray-Bey did not receive a decision was his own default. It is impossible to say that “the remedy by motion [under § 2255] is inadequate or ineffective to test the legality of his detention” when the only shortcoming is the petitioner’s omission of an issue. That omission is not a problem in the remedy; it is a problem in litigation strategy. It is, indeed, a fatal problem, for when Bousley held that Bailey can support collateral review, the Justices stressed that the legal arguments must have been presented to the district court — and they added that the-weight of existing precedent against a position does not justify omission. Bousley,
Next in logical sequence, if Gray-Bey’s application were timely, would be the question whether a successive petition may be justified under § 2255 ¶ 8(2) on the ground that Bailey is “a new rule of constitutional'law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.” Bousley, which was decided while Gráy-Bey’s prior appeal was pending, holds that Bailey claims maybe raised on collateral review, and that Bailey may be applied retroactively to at least some cases (though perhaps Bousley himself was not a beneficiary, having forfeited his claim). There is a nice question about the scope of § 2255 ¶ 8(2): Does the successive petition have to assert reliance on a “new rule,” or is an old rule newly made retroactive enough? From Gray-Bey’s perspective, however, Bailey is not a “new rule”, as I have already observed; he argued it in 1997
We need not wrestle this one to the ground, however, because Bousley does not make retroactive a new rule “of constitutional law”. Bailey resolved an issue of statutory interpretation, and Bousley observed that the proper understanding of § 924(c)(1) may lead to collateral relief to the extent that a statutory error gives rise to a constitutional flaw. In Bousley itself the potential flaw was an involuntary guilty plea (made involuntary by the fact that the defendant did not know the elements of the offense to which he was pleading). This is related to the approach our court earlier adopted for Bailey issues in Stanback. Similarly a statutory problem could give rise to a constitutional one if the record did not contain enough evidence to permit a rational trier of fact to find guilt beyond a reasonable doubt. As Bousley observed, however, defendants trying to take advantage of that possibility have a heavy burden, for they must show not only that the record fails to establish “use” but also that they did not “carry” the weapon, the other way to commit the crime.
Does Bousley make retroactive a “new rule of constitutional law” that the evidence must b sufficient to support the charge? Not at all; that rule has been around since Davis and Jackson. Gray-Bey’s second principal contention, that the jury instructions in his case did not anticipate Bailey, is not even a constitutional argument, for the reasons given in Young v. United States,
