In re A. H.
- Reporters:
- ,
- Before:
- Bright; Clark; Seeley
Syllabus
The respondent father appealed to this court from the judgments of the trial court terminating his parental rights with respect to his minor children, A and K. Following the court’s adjudication of A as neglected, the court ordered the father and the respondent mother, C, to undergo a psychological evaluation conducted by L, a clinical psychologist. Following K’s birth, the petitioner, the Commissioner of Children and Families, filed a neglect petition for K, and the father and C both participated in an evaluation with R, a court-appointed psychological evaluator. At the start of the consolidated trial on the termination of parental rights petitions for both children and the neglect petition for K, counsel for C addressed the court regarding C’s motion in limine. The motion, joined by the father’s counsel, challenged various hearsay statements in the petitioner’s exhibits, including, inter alia, statements or information within multiple social studies prepared by the Department of Children and Families and status reports that derived from L’s evaluation. The trial court denied the motion and overruled the objections to the hearsay statements except with statements made by A, which the court concluded were not admissible. The court considered this information in both the adjudicatory and dispositional phases of the termination of parental rights proceedings and concluded that the father had failed to achieve such degree of personal rehabilitation as would encourage the belief that within a reasonable period of time, given and ages and needs of the children, he could assume a responsible position in their lives. On appeal, the father claimed, inter alia, that the court’s reliance on the social studies submitted into evidence by the petitioner during the adjudicatory phase of the trial constituted both a violation of the applicable statute (
- The trial court’s use of and reliance on the social studies in the adjudicatory phase of the trial was not improper; this court was bound by its precedent in In re Tabitha P. (39 Conn. App. 353), which held that a court properly may rely on a social study in the adjudicatory phase of a termination of parental rights proceeding, and the respondent father failed to seek en banc review of his appeal to overrule that precedent.
- This court declined to review the respondent father’s unpreserved claim that the trial court’s consideration of the social studies during the adjudicatory phase of the trial violated his rights to due process; the claim challenged the admission of the social studies and thus was evidentiary in nature and not of constitutional magnitude, and, thus, it was not reviewable pursuant to the second prong of State v. Golding (213 Conn. 233).
- The respondent father could not prevail on his claim that the trial court improperly admitted hearsay evidence contained in the petitioner’s exhibits, specifically the multiple social studies and status reports that derived from L’s psychological evaluation and statements from the children’s foster mother, and that the alleged hearsay was harmful: assuming, without deciding, that the testimony was improperly admitted into evidence, the father has failed to demonstrate the harmfulness of the challenged hearsay as it was cumulative of other properly admitted evidence, including testimony from a social worker regarding the father’s inconsistent participation in recommended services, his inability to provide for the children’s safety and well-being, and concerns as to his parenting skills, mental health and substance abuse, testimony from R including, inter alia, that the father would not shield the children from the adverse impact of C’s behavior and that he suffered from a personality disorder, and the psychological evaluation performed by R, which was admitted as a full exhibit without objection and which set forth information that was cumulative of alleged hearsay statements from L and referenced a separate evaluation of the father that made an identical statement to the one in L’s evaluation but to which the father did not object; moreover, the alleged hearsay statements of the foster mother were also cumulative of other evidence in the record, including testimony from a visitation supervisor and a social worker and R’s evaluation.
* In accordance with the spirit and intent of
** June 3, 2024, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.
Procedural History
Petitions by the Commissioner of Children and Families to terminate the respondents’ parental rights with respect to their minor children, brought to the Superior Court in the judicial district of New London, Juvenile Matters at Waterford, and tried to the court, Hoffman, J.; judgments terminating the respondents’ parental rights, from which the respondent father appealed to this court. Affirmed.
Nisa Khan, assistant attorney general, with whom, on the brief, was William Tong, attorney general, for the appellee (petitioner).
Opinion
SEELEY, J. The respondent father,1 Terrel H., appeals from the judgments of the trial court, rendered in favor of the petitioner, the Commissioner of Children and Families (commissioner), terminating his parental rights with respect to his minor children, A. H. (A) and K. H. (K). On appeal, the respondent claims that (1) the court’s reliance on social studies prepared by the Department of Children and Families (department) in the adjudicatory phase of the trial violated
The following relevant facts, which the court found by clear and convincing evidence, and procedural history are relevant to this appeal. A, the second child of the respondent and Alexandria C., was born in May, 2018. At that time, Alexandria C. was incarcerated and a petition for the termination of the parental rights of the respondent and Alexandria C. had been filed as to their first child, E. H. (E). Thus, immediately following A’s birth, on May 25, 2018, the commissioner sought an order of temporary custody for A, which was granted that day and sustained on May 31, 2018. Also on May 25, 2018, the commissioner filed a neglect petition with respect to A, and the court ordered specific steps for the respondent to facilitate his reunification with A.2
In February, 2021, the court ordered the respondent and Alexandria C. to undergo a psychological evaluation to help determine (1) ‘‘the present relationship between each parent and [A],’’ (2) whether ‘‘[t]he parents have a good understanding of [A’s] needs and the capacity to meet them,’’ (3) which permanent placement would be in A’s best interest, and (4) whether the parents could ‘‘achieve such a degree of rehabilitation as would encourage the belief that, within a reasonable period of time, they could resume a responsible position in the life of [A].’’ The evaluation was conducted by Dr. Wendy Levy, a clinical psychologist, in August, 2021.
In December, 2021, the respondent and Alexandria C.’s third child, K, was born. On December 27, 2021, the commissioner sought an order of temporary custody, which the court granted that day and sustained on January 6, 2022. Subsequently, the commissioner filed a neglect petition with respect to K. Also on December 27, 2021, the court ordered specific steps for the respondent to facilitate his reunification with K.3 On June 20, 2022, the commissioner filed a petition to terminate the respondent’s parental rights as to K. The petition alleged that the department had made reasonable efforts to reunify K with the respondent, that the respondent was unable or unwilling to benefit from reunification efforts, and that the respondent had failed to achieve such a degree of personal rehabilitation as would encourage the belief that, within a reasonable period of time, considering the age and needs of K, he could assume a responsible position in her life.
In January, 2023, the respondent and Alexandria C. both participated in an evaluation with Dr. Kelly F. Rogers, a court-appointed psychological evaluator. Dr. Rogers’ evaluation concluded that the respondent ‘‘evinces a long-standing pattern of maladaptive behavior characterized by
A consolidated trial on the termination of parental rights petition for A and the neglect and termination of parental rights petitions for K was held on July 10 and 14 and August 7, 2023. During the trial, the commissioner presented testimony from the following witnesses: Susan Allen, the assistant director of Safeway Family Services; Haley Flax, a department social worker; and Dr. Rogers. Alexandria C. testified, and called as a witness M’Kayla Gay, a friend of hers. The respondent did not testify or call any witnesses.
On the first day of trial, before any witnesses were called, counsel for Alexandria C. addressed the court, Hoffman, J., regarding her motion in limine, filed on July 10, 2023. Counsel for the respondent joined in the motion, which challenged various hearsay statements in the commissioner’s exhibits, including, inter alia, statements or information within multiple social studies4 and status reports that derived from Dr. Levy’s 2021 psychological evaluation, statements of the children’s foster mother contained in those documents, and statements attributable to
opposition that certain of the challenged statements were admissible under the business records exception to the rule against hearsay.
Following argument on the motion in limine, the trial court denied the motion and overruled the objections to the hearsay statements contained within the exhibits, except with respect to statements made by A, which the court concluded were not admissible. As a result, the following department social studies and reports were admitted as full exhibits over objection from Alexandria C. and the respondent: exhibit three, a social worker affidavit dated December 27, 2021; exhibit seven, a study in support of the permanency plan dated August 17, 2021; exhibit eight, a social study in support of the termination petition for K dated June 14, 2022; exhibit nine, a status report dated September 6, 2022; exhibit ten, a study in support of the motion to support the permanency plan dated September 16, 2022; exhibit eleven, an addendum to a social study in support of the6
termination petitions dated September 8, 2022; exhibit twelve, a status report dated November 28, 2022; exhibit thirteen, a status report dated December 16, 2022; exhibit fourteen, a status report dated January 20, 2023; exhibit fifteen, a status report dated January 23, 2023; exhibit sixteen, an addendum to a social study in support of the termination petitions dated April 21, 2023; and exhibit seventeen, an addendum to a social study in support of the termination of parental rights petitions dated June 27, 2023.
Although the motion in limine raised hearsay objections regarding exhibit eighteen, a preliminary report from Dr. Rogers, and exhibit nineteen, the court-ordered psychological evaluation from Dr. Rogers, the motion in limine asserted that there would be no objection to those exhibits so long as Dr. Rogers testified, which he did. No further objection was raised concerning the admission of those two exhibits.
On September 1, 2023, the court issued a memorandum of decision in which it adjudicated K neglected and terminated the respondent’s parental rights as to A
Relevant to the adjudicatory phase7 of the termination proceeding, the court made the following findings concerning the respondent. The respondent became
involved with the department in 2016, when he was caring for E. ‘‘In April, 2016, there was a Careline8 report over concerns that [the respondent] was on parole stemming from a conviction for robbery, was using marijuana, and . . . was not providing adequate supervision for [E]. [E] was removed from [the respondent’s] care in April, 2016.
‘‘In May, 2016, [the respondent] was incarcerated due to a violation of probation and remained in prison until June, 2016. Upon his release, [the department] referred him for parenting education and substance abuse/mental health assessment in December, 2016.
‘‘In December, 2016, [the respondent] absconded from the halfway house and was considered a fugitive on the run until he was found hiding in [Alexandria C.’s] basement. [The respondent] was discharged to the Isaiah House in June, 2017. The department referred [the respondent] to the Renaissance Program on several occasions for a full assessment of his needs, however, he failed to participate in any services until October, 2018. . . .
‘‘On January 11, 2019, [the respondent’s parental] rights were terminated as to [E]. Following the termination of his parental rights, [the respondent] was minimally engaged in case planning; he was discharged from
the Renaissance Program and failed to maintain consistent contact with the department. [The respondent] did not reengage with the department until January, 2020, although he refused to discuss services until July, 2020, at which time he was referred to [Community Health Resources]. [The respondent] completed the services offered by [Community Health Resources], but [Community Health Resources] did not conduct urine screens and [the respondent] admitted to continued marijuana use.
‘‘From January, 2021, to December, 2021, the department recommended [that
‘‘In January, 2023, [the respondent] participated in a court-ordered psychological evaluation with [Dr. Rogers]. Dr. Rogers indicated that his diagnostic impressions of [the respondent] included other specified personality disorder, noting passive-aggressive, narcissistic, and antisocial traits but [that he] had inadequate information for [a] diagnosis of a specific personality disorder. He reported [that the respondent’s] present unhappiness is best described as an adjustment disorder with depressed mood. Dr. Rogers stated that [the respondent] ‘accepts little blame for his actions, inaction and circumstances, and remains resistant to self-examination or change.’ He indicated that [the respondent] could potentially benefit from individual psychotherapy, although noting that, given [the respondent’s] ‘resistance to influence, the prognosis for meaningful engagement is guarded.’ Dr. Rogers opined that [the respondent] is ‘largely resistant to efforts at education and remediation’ and ‘has made little adjustment in his circumstances to encourage the belief that, within a reasonable period, he could assume the role of caretaker for either child.’ Dr. Rogers further opined that [the respondent] ‘fails to recognize [Alexandria C.’s] serious limitations and the impact of her labile emotions and behavior’9 and is likely to permit such behavior to continue in the [children’s] presence. [The respondent] continues to maintain a relationship with [Alexandria C.], and they continue to reside in an apartment together. [The respondent] reported that he worked for Target in April, 2022, but the department does not have an update as to his current employment status.’’ (Footnotes added.)
After making those findings, the court addressed the statutory ground of failure to rehabilitate. With respect to the respondent, the court stated: ‘‘As to personal
rehabilitation . . . [the respondent] has attempted to engage in services for many years to address his substance use and mental health issues. [He] has also historically engaged in, and completed, numerous parenting programs. His participation has been inconsistent, and his progress is limited. [He] has a history of unaddressed mental health needs, substance abuse, parenting deficits, and transient housing. [He] has not complied with his specific steps and has not successfully engaged in services and, therefore, has not achieved
Accordingly, the court concluded, by clear and convincing evidence, that the department had made reasonable efforts to reunify the respondent with A and K, that the respondent was unable or unwilling to benefit from those reunification efforts, and that the respondent had ‘‘failed to gain the necessary insight needed to care for [A] and [K]’’ Furthermore, the court determined, by clear and convincing evidence, that the respondent had failed to achieve the degree of personal rehabilitation as would encourage the belief that, within a reasonable period of time, given the ages and needs of A and K, the respondent could assume a responsible position in their lives.
In the dispositional phase of the termination of parental rights trial; see footnote 6 of this opinion; the court considered and made the requisite factual findings pursuant to
appeal followed. Additional facts will be set forth as necessary.
We first set forth the following relevant legal principles governing termination of parental rights proceedings. ‘‘A hearing on a termination of parental rights petition consists of two phases, adjudication and disposition. . . . In the adjudicatory phase, the court must determine whether the [petitioner] has proven, by clear and convincing evidence, a proper ground for termination of parental rights. . . . In the dispositional phase, once a ground for termination has been proven, the court must determine whether termination is in the best interest of the child.’’ (Internal quotation marks omitted.) In re Aurora H., 222 Conn. App. 307, 317, 304 A.3d 875, cert. denied, 348 Conn. 931, 306 A.3d 1 (2023).
‘‘Proceedings to terminate parental rights are governed by
‘‘The trial court is required, pursuant to
‘‘During the adjudicatory phase of a termination proceeding, a court generally is limited to considering only evidence that occurred before the date of the filing of the petition or the latest amendment to the petition, often referred to as the adjudicatory date. . . . Nevertheless, it may rely on events occurring after the [adjudicatory] date . . . [in] considering the issue of whether the degree of rehabilitation is sufficient to foresee that the parent may resume a useful role in the child’s life within a reasonable time.’’ (Citations omitted; internal quotation marks omitted.) In re Niya B., supra, 223 Conn. App. 487–89; see also In re Phoenix A., 202 Conn. App. 827, 841–42, 246 A.3d 1096, cert. denied, 336 Conn. 932, 248 A.3d 1 (2021).
Furthermore, ‘‘[i]t is well established that a respondent’s failure to acknowledge the underlying personal issues that form the basis for the department’s concerns indicates a failure to achieve a sufficient degree of personal rehabilitation. See In re Kamora W., 132 Conn. App. 179, 190, 31 A.3d 398 (2011) (respondent refused to acknowledge drug or alcohol problem); In re Jocquyce C., 124 Conn. App. 619, 626–27, 5 A.3d 575 (2010) (respondent failed to acknowledge habitual involvement with domestic violence); In re Christopher B., 117 Conn. App. 773, 784, 980 A.2d 961 (2009) (respondent blamed others for problems); In re Jermaine S., 86 Conn. App. 819, 834, 863 A.2d 720 (respondent’s inability to admit she had substance abuse problem thwarted her ability to achieve rehabilitation), cert. denied, 273 Conn. 938, 875 A.2d 43 (2005); In re Sheila J., 62 Conn. App. 470, 481, 771 A.2d 244 (2001) (respondent failed to recognize her need for recommended counseling). . . . In re Shane M., 318 Conn. 569, 589–90, 122 A.3d 1247 (2015). [A]s a general proposition, the failure to acknowledge and make progress in addressing the issues that led to a child’s removal may be one of many contributing factors to a court’s determination that a parent has failed to achieve a sufficient degree of personal rehabilitation.’’ (Internal quotation marks omitted.) In re Niya B., supra, 223 Conn. App. 491–92. With these principles in mind, we turn to the claims on appeal.
I
The respondent first claims that the court’s reliance on social studies submitted into evidence by the commissioner during the adjudicatory phase was impermissible under
‘‘Whether the trial court applied the proper legal standard is subject to plenary review on appeal. . . . The interpretation of a trial court’s judgment presents a
question of law over which our review is plenary.’’ (Citation omitted; internal quotation marks omitted.) In re Fayth C., 220 Conn. App. 315, 320, 297 A.3d 601, cert. denied, 347 Conn. 907, 298 A.3d 275 (2023).
In re A. H.
parental rights is in a child’s best interest, the respondent argues that they do not authorize the court’s reliance on information in a social study during the adjudicatory phase of a termination of parental rights trial.
This court first considered the appropriateness of a court’s reliance on a social study in the adjudicatory phase of a termination of parental rights proceeding in In re Tabitha P., supra, 39 Conn. App. 353. On appeal in that case, the respondent mother claimed that ‘‘the trial court improperly relied on dispositional material in adjudicating the termination petitions’’; id., 367; which material included ‘‘social studies prepared by [the department] after the filing of the termination petition[s] for use in the dispositional phase.’’ Id., 368. This court disagreed that the use of the social studies in the adjudicatory phase was improper, concluding that, although the court was prohibited ‘‘from considering events subsequent to the filing of the termination petition[s] during the adjudicatory phase, the court is not prohibited from considering material prepared after the filing of the petitions, provid[ed] the facts and events discussed in that material predate the filing of the petition.11 Social studies conducted by [the department]
court to order evaluations and to consider the results of the evaluations in ruling on the merits of the petition. See
In the present case, the respondent, in effect, asks this court to reconsider our holding in In re Tabitha P. We first note that, in the absence of en banc consideration, we are unable to overrule our own precedent. See State v. Gonzalez, 214 Conn. App. 511, 524, 281 A.3d 501 (2022) (‘‘[O]ne panel of this court cannot overrule the precedent established by a previous panel’s holding. . . . As we often have stated, this court’s policy dictates that one panel should not, on its own, reverse the ruling of a previous panel. The reversal may be accomplished only if the appeal is heard en banc. . . . Prudence, then dictates that this panel decline to revisit such requests.’’ (Internal quotation marks omitted.)), cert. denied, 345 Conn. 967, 285 A.3d 736 (2022). The respondent did not seek en banc review of his appeal;13 accordingly,
Nonetheless, we believe that this case presents an opportunity to clarify the scope of our decision in In re Tabitha P. As we have stated, the respondent mother in In re Tabitha P. claimed on appeal ‘‘that the trial court improperly relied on dispositional material in adjudicating the termination petitions.’’ In re Tabitha P., supra, 39 Conn. App. 367. Specifically, the respondent mother’s challenge concerned the trial court’s extensive citations in its memorandum of decision to multiple reports of a court-appointed psychologist and social studies that were prepared after the filing of the termination petitions. Id., 368.
The issue before this court, therefore, was whether it was appropriate for the trial court to consider those materials when they ‘‘were prepared after the date the termination petitions were filed.’’ Id. In answering that question in the affirmative, we explained that the prohibition on a trial court’s consideration of events occurring after the filing of a petition to terminate parental rights did not prohibit the court ‘‘from considering material prepared after the filing of the petitions, provid[ed] the facts and events discussed in that material predate the filing of the petition.’’ (Emphasis in original.) Id. Because ‘‘[t]he materials cited to by the court throughout the adjudicatory portion of its decision contained facts, findings and conclusions based on events prior to the filing of the termination petitions . . . [and] [t]he events on which the adjudication was premised all occurred prior to the date of the petitions,’’ this court concluded that ‘‘the trial court’s consideration of the challenged materials did not violate any statute or rule of practice.’’ Id., 369.
The
to the admission of material contained within a social study on evidentiary or other grounds, and our decision in In re Tabitha P. should not be construed to tacitly allow admission of material that is otherwise inadmissible.18
II
The respondent next claims that, notwithstanding our decision in In re Tabitha P., the court’s consideration of the social studies during the adjudicatory phase of the trial violated his due process rights under the three part test set forth by the United States Supreme Court in Mathews v. Eldridge, 424 U.S. 319, 335, 96 S. Ct. 893, 47 L. Ed. 2d 18 (1976).19 The
239–40, 576 A.2d 823 (1989), as modified by In re Yasiel R., 317 Conn. 773, 781, 120 A.3d 1188 (2015). We decline to review this unpreserved claim.
‘‘Pursuant to Golding, a [respondent] can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation . . . exists and . . . deprived the [respondent] of a fair trial; and (4) if subject to harmless error analysis, the [petitioner] has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. . . . [S]ee In re Yasiel R., [supra, 317 Conn. 781] (modifying third prong of Golding). The first two steps in the Golding analysis address the reviewability of the claim, [whereas] the last two steps involve the merits of the claim.’’ (Emphasis in original; internal quotation marks omitted.) In re Maliyah M., 216 Conn. App. 702, 707, 285 A.3d 1185 (2022), cert. denied sub nom. In re Edgar S., 345 Conn. 972, 286 A.3d 907 (2023).
The respondent argues that (1) the record is adequate for review ‘‘because there is no dispute that the social [studies] and [the] various amendments were admitted into evidence and relied upon by the trial court in the adjudicatory [phase]’’; (2) the claim is of constitutional magnitude because ‘‘the use of [a] social study for adjudicatory purposes creates a fundamentally unfair proceeding that violates due process’’; (3) the constitutional violation exists because, without reliance on the social studies and supporting documents, ‘‘[t]he evidence introduced at trial was not sufficient to warrant termination of the [respondent’s] parental rights’’; and (4) ‘‘the [commissioner] cannot prove that the constitutional error was harmless beyond a reasonable doubt.’’
We agree with the respondent that the record is adequate for review; however, we conclude that the claim is not of a constitutional magnitude.
Although the respondent characterizes his claim as a violation of his due process rights, the claim, in essence, challenges the admission of the social studies and, thus, is evidentiary in nature. See In re Lillyanne D., 215 Conn. App. 61, 70–73 (respondent mother challenged trial court’s evidentiary ruling admitting into evidence social study and addendum), cert. denied, 345 Conn. 913 (2022); In re Galen F., 54 Conn. App. 590, 600–601 (1999) (challenge to admission of social study on hearsay grounds was evidentiary in nature). It is well established that a ‘‘defendant cannot raise a constitutional claim by attaching a constitutional label to a purely evidentiary claim or by asserting merely
III
The respondent’s final claim is that the trial court improperly admitted hearsay evidence contained in the commissioner’s exhibits and that the improperly admitted hearsay was harmful. The commissioner concedes that most of the challenged hearsay statements were improperly admitted21 but claims that their admission was harmless because ‘‘the outcome of the trial would have been no different had the statements been
excluded.’’ Specifically, the commissioner asserts, inter alia, that ‘‘there is evidence to [the] same effect in the record’’ and that ‘‘[t]he unchallenged portions of the [social] studies provide additional, cumulative evidence regarding [the respondent’s] history with the department, his continued criminal behaviors, his inconsistent engagement in mental health and substance use services, his continued relationship with
We first set forth our standard of review and the legal principles that govern our resolution of this claim. ‘‘Our standard of review regarding challenges to a trial court’s evidentiary rulings is that these rulings will be overturned on appeal only where there was . . . a showing . . . of substantial prejudice or injustice. . . . Additionally, it is well settled that even if the evidence was improperly admitted, the [party challenging the ruling] must also establish that the ruling was harmful and likely to affect the result of the trial.’’ (Internal quotation marks omitted.) In re Prince S., 219 Conn. App. 629, 644, 296 A.3d 296, cert. denied, 347 Conn. 907 (2023). ‘‘It is [also] well recognized that any error in the admission of evidence does not require reversal of the resulting judgment if the improperly admitted evidence is merely cumulative of other validly admitted [evidence]. . . . In re Anna B., 50 Conn. App. 298, 305–306, 717 A.2d 289 (1998); see also Duncan v. Mill Management Co. of Greenwich, Inc., 308 Conn. 1, 23, 60 A.3d 222 (2013) ([i]n determining whether evidence is merely cumulative, we consider the nature of the evidence and whether any other evidence was admitted that was probative of the same issue as the evidence in controversy).’’ (Internal quotation marks omitted.) In re Lillyanne D., supra, 215 Conn. App. 74; see also Kovachich v. Dept. of Mental Health & Addiction Services, supra, 344 Conn. 819.
We next set forth the following additional facts, which are relevant to this claim. As we stated previously in this opinion, the petitioner joined in Alexandria C.’s motion in limine, which sought to exclude various alleged hearsay contained within the commissioner’s exhibits. Specifically, the motion in limine first sought to exclude alleged hearsay statements or information within multiple social studies and status reports that derived from Dr. Levy’s 2021 psychological evaluation, some of which concerned Alexandria C. and others the
in support of the termination of the respondent’s parental rights with respect to K dated June 14, 2022. In the portion of the social study addressing the respondent, the study references the psychological evaluation that was conducted by Dr. Levy in 2021, including her conclusions that the respondent’s ‘‘emotional functioning confirms his history of antisocial behavior. It also suggests failures [to form] close relationships, [sensitivity] in interpersonal relationships, distrust, depression, inflated self-esteem, hostility and bitterness; stress in the environment and compulsiveness or rigidity.’’ It further provides: ‘‘Dr. Levy . . . opined that [the respondent] did not understand how [Alexandria C.’s] own ‘[dysregulation] affects others, particularly’ his child. Dr. Levy noted that while [the respondent] demonstrated some competencies in parenting such as knowledge of child development, ‘the competency of clear parental priorities, i.e. putting the child’s needs first, is the least met competency and perhaps one of the most important. The parental lack of consistency, stability and trust, manifested by emotional dysregulation, inadequate and transient housing, employment, financial struggles and frequent incarcerations do not place the child’s needs first.’ Ultimately, Dr. Levy opined that ‘‘[i]t is unclear if the father would be able to sustain employment and housing, in order to care for himself and his child.’’ Similar statements from Dr. Levy’s evaluation are contained in exhibit three (a social worker affidavit dated December 27, 2021), exhibit ten (a study in support of the motion to support the permanency plan dated September 16, 2022), and exhibit eleven (an addendum to a social study in support of the termination petitions dated September 8, 2022). The motion in limine also sought to exclude alleged hearsay statements from the foster mother24 in which the
mother commented about concerns she had with how A reacted to visits with the respondent and Alexandria C., describing A’s behavior before and after such visits and how she becomes ‘‘clingy,’’ and relating statements made by A concerning the visits.25 Thus, in this appeal, the two sources of alleged hearsay to be addressed are Dr. Levy and the foster mother.
We conclude that the respondent has failed to demonstrate the harmfulness of the challenged hearsay because it is cumulative of other properly admitted evidence and testimony. We first address the alleged hearsay from Dr. Levy. At the trial, Haley Flax, a social worker assigned to this matter, testified about the respondent’s history with the department and the concerns that led to the children’s removal,
Dr. Rogers echoed these concerns in his testimony. Specifically, he testified that Alexandria C. ‘‘is highly impulsive [and] doesn’t cope well even with minor stresses, and she is likely to act in highly impulsive ways that would endanger the safety of someone who is dependent on her,’’ and that the respondent ‘‘shows very little insight into [Alexandria C.’s] behavior and its impact on [the] children and would not, in fact, shield [the] children from that adverse impact.’’ Dr. Rogers also testified that the respondent presented with ‘‘a number of problematic personality traits that he exhibited over a number of years, beginning in adolescence with some conduct problems. Those extended into adulthood with some criminal activity, and generally a negative and angry attitude about life and a feeling of being cheated and misused. At times, this feeling serves as rationale for acting likewise to other individuals and if you will, taking the law into his own hands. Again, I think that’s been evidenced in his criminal activity. Certainly, his anger is often present . . . usually expressed in indirect ways; resistance, negativity, that kind of thing. And I indicated on that basis that I thought that he suffered from a personality disorder.’’ Dr. Rogers testified further that the respondent does not have the ability to meet the emotional, developmental, and physical needs of the children, who need permanency and stability, about the respondent’s failure to ‘‘substantially change, in the period since removal,’’ and regarding his concern that the children would suffer from ‘‘a lack of permanency and from continued contact with the parents.’’
In addition to the testimony presented at the trial, exhibit nineteen, which contains the psychological evaluation performed by Dr. Rogers, was admitted as a full exhibit without objection. The psychological evaluation performed was based on an ‘‘[e]valuation of each adult [that] consisted of review of records, discussion of [those] records, review of a demographics questionnaire, clinical interview, mental status examination, psychological testing, parent/child observations and collateral
The evaluation notes that the respondent has had an unsettled work history, often ‘‘bouncing from job to job,’’ with his longest job lasting three and one-half years. His housing history has been equally unsteady. With respect thereto, the evaluation provides: ‘‘Living arrangements have been disrupted by incarcerations and related halfway house placements upon release. In and around [A’s] removal, he was living with his aunt. [Alexandria C.] was also there. On occasion, he noted he had been homeless for a time. He reported stable housing since May, 2021, and he and [the respondent] have cohabited since that time.’’
In his evaluation, Dr. Rogers referenced Dr. M. Deborah Gruen, a psychologist who had performed a psychological evaluation of the respondent in November, 2016, and Dr. Gruen’s ‘‘contention that the [respondent] did not understand how [Alexandria C.’s] dysregulation affects the children.’’ Notably, the respondent has not raised any issue with Dr. Gruen’s statement, even though it is identical to the one made by Dr. Levy in her evaluation to which the respondent has objected. Dr. Rogers’ evaluation further addresses the respondent’s low self-esteem and how he is ‘‘sour on life,’’ and provides that his pervasive emotion is anger, he has ‘‘few skills for coping with the trials of everyday life,’’ and that ‘‘his behavior is difficult to predict.’’ According to Dr. Rogers, the respondent ‘‘perceives little responsibility for the children’s removal or for their continued placement outside the home. Though he can function adequately in some employment situations, he evinces little skill in coping with pressures outside his narrow routine, and added stresses readily precipitate impulse decisions and erratic actions. His flight from a halfway house, resulting in further criminal sanctions, seems a good case in point. Though his actions have brought him little success, he remains stubborn in his outlook and resistant to examining or changing his approach.’’ Moreover, the evaluation provides that, ‘‘[w]hile the [respondent] does not suffer from any major psychiatric illness, he has demonstrated at best inconsistent participation in services. He is largely resistant to efforts at education and remediation, and has made few adjustments in his circumstance to encourage the belief that, within a reasonable period, he could assume the role of caretaker for either child. In addition, he fails to recognize [Alexandria C.’s] serious limitations and the impact of her labile emotions and behavior on a dependent child, and he is likely to permit such behavior to continue in their presence should reunification take place.’’ In his evaluation, Dr. Rogers points out that the respondent ‘‘is strongly enmeshed in a relation[ship] with [Alexandria C.] . . . and would not be expected to shelter [K] from her volatility and its attendant risks. Any representations he makes about willingness to divorce himself from [Alexandria C.] to care for this child should be regarded skeptically . . . .’’ As reported by Dr. Rogers, the respondent ‘‘evinces a longstanding pattern of maladaptive behavior characterized by criminal activity, impulsive action and decision-making, negativity and resistance to influence,’’ and ‘‘he has few qualms about violating rules
In sum, the foregoing evidence and testimony are probative of the same information as the challenged hearsay from Dr. Levy’s evaluation regarding the respondent’s history of antisocial behavior; his distrust, hostility, and bitterness; his inability to understand how Alexandria C.’s erratic and emotional behavior affects others, especially the children; his failure to acknowledge the issues that led to the children’s removal and to make progress in addressing those issues; his failure to comply with the specific steps ordered to facilitate his reunification with the children; his lack of ability to care for the needs of the children; his parental lack of consistency; his unstable employment and his inadequate and transient housing; and his criminal history. For that reason, any alleged hearsay from Dr. Levy is cumulative of other properly admitted evidence and, thus, was not likely to have affected the result of the trial.
Like with the challenged hearsay from Dr. Levy’s evaluation, the alleged hearsay statements of the foster mother also are cumulative of other evidence in the record. Those statements primarily relate to the foster mother’s concerns about A’s conduct before and after visits with the respondent and Alexandria C., in that she described A as being hesitant to attend weekly visits, upset about having to go and refusing to attend some of the visits, and being ‘‘clingy’’ after such visits. That information, however, can be found throughout the record before the court. For example, Allen, a visitation supervisor, provided similar testimony at the termination of parental rights trial. Specifically, she described A as being very vocal, engageable and talkative while in her foster home, as opposed to during visits with the respondent and Alexandria C. She also recounted a visit in which A was hesitant to attend, how she was upset afterward and that there was another visit that A refused to attend. Additionally, Flax testified that A would cry before visits or refuse to attend and that, when she arrived back at her foster home, she would be ‘‘clingy’’ or emotional. Finally, Dr. Rogers’ evaluation includes statements from collateral contacts such as the foster mother that are similar to the ones objected to on hearsay grounds contained in other exhibits, and it sets forth in great detail A’s reluctance to attend visits, as well as her conduct before and after visits with the respondent.
The judgments are affirmed.
In this opinion the other judges concurred.
Notes
In the present case, the respondent argues that the private interest at stake is the right to family integrity and that the risk of erroneous deprivation is high because ‘‘under the current interpretation, the department is allowed to compile all of its evidence and present it in a prosecutorial document which is statutorily mandated to be admitted into evidence.’’ The respondent further argues that the potential burdens to the state are limited to ‘‘requiring the department to offer its proof at trial rather than relying upon hearsay and unattributed statements from the social study as a substitute,’’ and that, on the whole, ‘‘the Mathews factors weigh heavily in favor of limiting the social study, which is a prosecutorial document . . . to the dispositional portion of the hearing.’’
Additionally, the motion in limine sought to exclude alleged hearsay statements (1) from Joel Tudisco, who, as we stated previously in this opinion, is an advanced practice registered nurse who has provided psychiatric care for Alexandria C. since June, 2020, and whose comments related to Alexandria C.’s medication management and her mental health issues and expressed concerns about Alexandria C.’s use of medical marijuana; (2) attributable to A; (3) from Akisha Cassermere, a visitation supervisor, in which she referenced statements made to her by A and regarding her observations of visits between A and the respondent and Alexandria C.; and (4) from Alicea Corey, a psychologist who treated A, detailing conversations she had with and statements made by A, expressing her opinion that it was not in A’s best interest to continue visitations, and describing A’s behavior.
The respondent has not provided any analysis or argument in his appellate brief regarding how he was harmed by any alleged hearsay from Tudisco, Cassermere or Corey. Therefore, we deem any such claim abandoned. ‘‘[B]eyond their bald assertion of harm, the respondents do not explain how the exclusion of this evidence was harmful to them. See In re Nevaeh G.-M., 217 Conn. App. 854, 885–86, 290 A.3d 867 (‘[i]t is well settled that even if [an evidentiary error is proven], the [party challenging the ruling] must also establish that the ruling was harmful and likely to affect the result of the trial’ . . .), cert. denied, 346 Conn. 925, 295 A.3d 418 (2023). Accordingly, we deem this claim to be abandoned.’’ In re Olivia W., 223 Conn. App. 173, 196, 308 A.3d 571 (2024). Moreover, with respect to statements attributed to A, and to the extent that the alleged hearsay from the foster mother, Cassermere and Corey concern statements made by A, the court granted the motion in limine in part with respect to any statements made by A, which, therefore, are not at issue in this appeal.
The respondent also refers to an ‘‘unattributed opinion’’ in exhibit eleven stating that ‘‘[the respondent] has made limited progress and appears to lack judgment about healthy boundaries. Although [the respondent] has not presented with threatening behaviors, he continues to support [Alexandria C.’s] decision and it appears as though he has limited insight about the impact of her erratic and threatening behaviors.’’ We note that it appears that the alleged ‘‘unattributed opinion’’ in exhibit eleven was made by the author of the addendum to the social study, Flax, who testified at trial consistent with the challenged statement. In fact, the social studies, status reports and addenda included in exhibits eight, ten, eleven, twelve, thirteen, fourteen, fifteen, sixteen, and seventeen all indicate that they were submitted by Flax.
Moreover, with respect to the social studies, status reports and addenda contained in exhibits eight, ten, eleven, twelve, thirteen, fourteen, fifteen, sixteen, and seventeen, the hearsay objections pertained only to portions of those exhibits. The portions to which the hearsay objections do not apply contain ample information similar to the alleged hearsay.