State v. GonzalezState v. Gonzalez
Syllabus
The defendant, who had been convicted, on a plea of guilty, of the crimes of assault in the first degree and carrying a pistol without a permit, appealed to this court from the judgment of the trial court denying his motion to correct an illegal sentence. The defendant was sentenced in 2017 to a term of incarceration followed by a period of special parole. Subsequently, the legislature enacted No. 18-63, § 2, of the 2018 Public Acts (P.A. 18-63), which repealed and replaced subsection (b) of the special parole statute ((Rev. to 2017) § 54-125e), to require a trial court, when sentencing a person, to determine, based on various factors, whether a period of special parole was necessary to ensure public safety. The defendant alleged in his motion to correct an illegal sentence that P.A. 18-63 applied retroactively to his sentence of special parole and that the court should vacate that part of his sentence and hold a new sentencing hearing. The court denied the defendant‘s motion, concluding that P.A. 18-63 did not apply retroactively. On the defendant‘s appeal to this court, held:
1. The defendant could not prevail on his claim that § 2 of P.A. 18-63 was intended to apрly retroactively to his sentence of special parole on the basis that § 54-125e is procedural in nature rather than substantive: this court concluded that the defendant‘s claim was governed by its decision in State v. Omar (209 Conn. App. 283), in which it determined that, because P.A. 18-63 repealed and replaced the imposition of a form of punishment for a criminal conviction, the plain meaning analysis set forth in State v. Bischoff (337 Conn. 739) controlled and the criminal savings statutes (
2. The defendant could not prevail on his claim that P.A. 18-63 was intended to apply retroactively to his sentence of special parole because the legislative history and amendatory language of P.A. 18-63 demonstrated that it was meant to clarify § 54-125e, rather than effect a change in the law: this court concluded that its decision in State v. Smith (209 Conn. App. 296) controlled this claim, this court having held in Smith that the legislature, in passing P.A. 18-63, did not intend to clarify § 54-125e, that the language in the prior version of § 54-125e (b) was already clear prior to the amendment, and the language that was added changed § 54-125e (b) by narrowing its application; moreover, contrary to the defendant‘s contention that Smith was concerned primarily with § 1 and not § 2 of P.A. 18-63, it was clear that this court in Smith considered bоth sections of P.A. 18-63 and determined that neither was intended to clarify the statutes at issue, including § 54-125e.
Opinion
CRADLE, J. The defendant, Nico Gonzalez, appeals from the judgment of the trial court denying his motion to correct an illegal sentence. On appeal, the defendant claims that the court improperly determined that No. 18-63, § 2, of the 2018 Public Acts (P.A. 18-63), which amended General Statutes (Rev. to 2017) § 54-125e (b) to require that a trial court determine that a period of special parole is necessary to ensure public safety before imposing a periоd of special parole, did not retroactively apply to his 2017 sentence. See
The record reveals the following relevant procedural history. In connection with the defendant‘s commission of a shooting on January 2, 2017, the defendant was charged, by way of a substitute infоrmation, with one count of assault in the first degree in violation of
On October 11, 2017, the defendant pleaded guilty, under the Alford doctrine,1 to one count of assault in the first degree in violation of
At the time the defendant was convicted, General Statutes (Rev. to 2017) § 54-125e authorized a court to impose a period of special parole ‘‘as a sentencing option in cases [in which] the judge wanted additional supervision of a defendant after the completion of his prison sentence.‘’ (Internal quotation marks omitted.) State v. Victor O., 320 Conn. 239, 252, 128 A.3d 940 (2016). Specifically, special parole was intended by the legislature to ‘‘[ensure] intense supervision of convicted felons after they‘re released to the community and [allow] the imposition of parole stipulations on . . . released inmate[s] to ensure their successful incremental [reentry] into society or if they violate their stipulations, speedy [reincarceration] before they commit [other] crime[s].‘’ (Internal quotation marks omitted.) Id.
After the defendant was sentenced, our legislature
In July, 2020, the defendant, as a self-represented party, filed a motion to correct an illegal sentence, pursuant to
In response, the state filed an opposition to the defendant‘s motion to correct an illegal sentence arguing, inter alia, that the legislature did not intend P.A. 18-63 to apply retroactively. The state also contended that, even under the amended statute, the defendant would still qualify for a period of special parole due to his criminal history and the violent nature of the underlying offense. The court heard argument from both parties on February 10, 2021.
On February 23, 2021, the court denied the defendant‘s motion to correct an illegal sentence. In its memorandum of decision, the court found that there was ‘‘neither any evidence of an intent that [P.A. 18-63] be retroactive nor any authority in the case law for [that] proposition‘’ and determined that ‘‘[t]he nature of the change to [§ 54-125e] [was] clearly substantive in that factual findings must be made by the court relative to [the defendant‘s] history and circumstances in order to place [the defendant] on special parole under the current guidelines.‘’ In addition, the court relied on our Supreme Court‘s decision in State v. Bischoff, 337 Conn. 739, 761–62, 258 A.3d 14 (2021), for the proposition that, in the absence of clear legislative intent, criminal statutes that prescribe or define punishment apply prospectively. Accordingly, the court concluded that P.A.
We begin by setting forth the standard of review applicable to this claim. ‘‘Ordinarily, claims that the trial court improperly denied a defendant‘s motion to correct an illegal sentеnce are reviewed pursuant to an abuse of discretion standard. . . . Nonetheless, a trial court‘s determination of whether a new statute is to be applied retroactively or only prospectively presents a question of law over which this court exercises plenary review.‘’ (Citation omitted.) State v. Smith, supra, 209 Conn. App. 301.
I
The defendant first claims that § 2 of P.A. 18-63 was intended to apply retroactively to his sentence of special parole because § 54-125e, as amended by § 2 of P.A. 18-63, is procedural in nature, rather than substantive. See State v. Nathaniel S., 323 Conn. 290, 294–96, 146 A.3d 988 (2016) (explaining that, in absence of clear expression of legislative intent, procedural statutes are presumed to apply retroactively whereas substantive statutes apply only prospectively). We are not persuaded.
The defendant‘s claim is governed by this court‘s decision in State v. Omar, 209 Conn. App. 283, 268 A.3d 726 (2021), cert. denied, 342 Conn. 906, 270 A.3d 691 (2022). In Omar, the defendant argued, as does the defendant in the present case, that § 54-125e (b), as amended by § 2 of P.A. 18-63, is procedural in nature and therefore presumed to apply retroactively. Id., 289–90. Specifically, the defendant in State v. Omar, supra, 290, contended that this court should apply to P.A. 18-63 the retroactivity analysis set forth in State v. Nathaniel S., supra, 323 Conn. 295, which provides, in relevant part, that ‘‘[p]rocedural statutes have been traditionally viewed as affecting remedies, not substantive rights, and therefore leave the preexisting scheme intact. . . . [Accordingly] we have presumed that procedural . . . statutes are intended to apply retroactively absent a clear expression of legislative intent to the contrary . . . .‘’ (Internal quotation marks omitted.) This court rejected the argument that P.A. 18-63 is procedural in nature. Rather, this court determined that, unlike the court in Nathaniel S., which conсluded that No. 15-183 of the 2015 Public Acts (P.A. 15-183) was procedural due to the act‘s ‘‘automatic transfer‘’ provision5; State v. Nathaniel S., supra, 301; the special parole statutes at issue merely provided the ‘‘option of imposing special parole as one of multiple punishments.‘’ State v. Omar, supra, 290–91. This court proceeded to clarify that ‘‘choosing to impose special parole was an act of discretion, as opposed to the automatic transfer statute at issue in Nathaniel S., which applies to every fifteen year old charged with certain types of crimes.‘’ Id., 291–92.
This сourt then determined that, because P.A. 18-63 repealed and replaced the imposition of a form of
The defendant argues that the present case is distinguishable from Omar because the court in that decision did not consider ‘‘whether P.A. 18-63, § 2 (as opposed to § 1 or P.A 18-63 as a whole) applies retroactively in isolation.‘’ Specifically, the defendant contends that the analysis in Omar ‘‘turned heavily on the statutory change enacted by [§ 1 of P.A. 18-63],‘’ which modified General Statutes (Rev. to 2017) § 53a-28 by prohibiting courts from imposing special parole for narcotics offenses, rather than § 2 of P.A. 18-63, which amended General Statutes (Rev. to 2017) § 54-125e to require that a trial court determine that a period оf special parole is necessary to ensure public safety. We conclude that the defendant relies upon an incorrect reading of Omar. Indeed, this court in Omar found that P.A. 18-63, §§ 1 and 2, repealed and replaced both subsection (b) of § 53a-28 and subsection (b) of § 54-125e, respectively. State v. Omar, supra, 209 Conn. App. 294. As such, this court correctly determined that the plain meaning analysis set forth in State v. Bischoff, supra, 337 Conn. 739, as well as our criminal savings statutes,
II
The defendant‘s second claim is that P.A. 18-63 was
The defendant‘s claim is controlled by this court‘s decision in State v. Smith, supra, 209 Conn. App. 296. In Smith, this court held that the legislature, through passing P.A. 18-63, did not intend to clarify § 54-125e and, therefore, that the doctrine of clarifications did not govern the court‘s retroactivity analysis.10 Id., 306–307. Specifically, this court determined that P.A. 18-63 did not resolve any ambiguity in the text of § 54-125e, but rather ‘‘eliminated a punishment that the plain language of [§] . . . 54-125e explicitly allowed the courts to impose . . . prior to its enactment.‘’ Id., 306. Stated otherwise, ‘‘the language in the prior [revision] of [§ 54-125e] was already clear prior to the [amendmеnt], and the legislature added language to change [it] by narrowing [its] application.‘’ (Emphasis added.) Id., 307. This court then reaffirmed its holding in Omar, namely, that the retroactivity analysis for P.A. 18-63 was controlled by State v. Kalil, supra, 314 Conn. 529, and State v. Bischoff, supra, 337 Conn. 739, along with our savings statutes,
Although the defendant‘s claim appears to be plainly governed by this court‘s decision in Smith, the defendant again attempts to distinguish the present case by arguing that his claim requires this court to consider ‘‘whether § 2 of P.A. 18-63, standing alone, was еnacted with the intent to clarify the special parole statute,‘’ whereas the court in Smith considered ‘‘whether §§ 1 and 2 [of P.A. 18-63] collectively were clarifying legislation.‘’ (Emphasis in original.) Specifically, the defendant argues that this court‘s analysis in Smith was concerned primarily with § 1 of P.A. 18-63, rather than § 2 of P.A. 18-63, when considering whether the act was clarifying in nature. In concluding that P.A. 18-63 was not clarifying, however, this court explicitly stated that ‘‘the legislature did not incorporate into the title or text of P.A. 18-63 an explicit statement of its intent to clarify §§ 53a-28 (b) and 54-125e (b)‘’ and that, ‘‘in enacting P.A. 18-63, the legislature eliminated a punishment that the
In the alternative, the defendant requests that we reconsider and overrule this court‘s decision in Smith. Specifically, the defendant contends that Smith is ‘‘inconsistent with binding Supreme Court precedent‘’ insofar as it precludes this court from examining еxtratextual evidence when considering the retroactive effect of amendments to criminal statutes that prescribe or define a punishment. See footnote 9 of this opinion. It is well established, however, that ‘‘one panel of this court cannot overrule the precedent established by a previous panel‘s holding. . . . As we often have stated, this court‘s policy dictates that one panel should not, on its own, reverse the ruling of a previous panel. The reversal may be accomplished only if the appeal is hеard en banc. . . . Prudence, then, dictates that this panel decline to revisit such requests.‘’ (Citations omitted; internal quotation marks omitted.) Staurovsky v. Milford Police Dept., 164 Conn. App. 182, 202–203, 134 A.3d 1263 (2016), appeal dismissed, 324 Conn. 693, 154 A.3d 525 (2017). Accordingly, we decline to revisit this court‘s well reasoned analysis regarding the retroactive effect of P.A. 18-63 set forth in Smith.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
‘‘Section 1. Subsection (b) of section 53a-28 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2018):
‘‘(b) Except as provided in section 53a-46a, when a person is convicted of an offense, the court shall impose one of the following sentences . . . (9) a term of imprisonmеnt and a period of special parole as provided in section 54-125e, as amended by this act, except that the court may not impose a period of special parole for convictions of offenses under chapter 420b.
‘‘Sec. 2. Subsection (b) of section 54-125e of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2018):
‘‘(b) (1) When sentencing a person, the court may not impose a period of special parole unless the court determines, based on the nature and circumstances of the offense, the defendant‘s prior criminal record and the defendant‘s history of performance on probation or parole, that a period of special parole is necessary to ensure public safety. . . .‘’ (Emphasis in original.)
In State v. Bischoff, supra, 337 Conn. 766–68, our Supreme Court reaffirmed its decision in Kalil, noting that the plain meaning rule set forth in
This court rejected that argument in Smith, holding that the multifactor analysis did not apply to amendatory legislation relating to the punishment for crimes. State v. Smith, supra, 209 Conn. App. 303–304 (rejecting defendant‘s contention that multifactor test set forth in Middlebury v. Dept. of Environmental Protection, 283 Conn. 156, 927 A.2d 793 (2007), governed retroactivity analysis). Rather, this court concluded that the interpretation of amendments to criminal statutes that prescribe or define a punishment is controlled by our Supreme Court‘s decisions in State v. Kalil, supra, 314 Conn. 529, and State v. Bischoff, supra, 337 Conn. 739, along with our savings statutes,
The defendant also relies on State v. Evans, 329 Conn. 770, 803–808, 189 A.3d 1184 (2018), cert. denied, U.S. , 139 S. Ct. 1304, 203 L. Ed. 2d 425 (2019), for the proposition that this court in Smith should have considered the legislative history underlying P.A. 18-63 when determining whether P.A. 18-63 was intended to clarify § 54-125e (b). Although our Supreme Court in Evans did probe the legislative history underlying No. 17-17 of the 2017 Public Acts (P.A. 17-17) in determining whether that act was intended to be clarifying or substantive, it did so in the context of stare decisis, and not in determining whether P.A. 17-17 was intended to apply retroactively. To reiterate, the proper retroactivity analysis for amendments to criminal statutes that prescribe or define a punishment is controlled by our Supreme Court‘s decisions in State v. Kalil, supra, 314 Conn. 529, and State v. Bischoff, supra, 337 Conn. 739, along with our savings statutes,