Holly Lawson v. Kayla CreelyHolly Lawson v. Kayla Creely
OPINION
Before: COLE, WHITE, and MATHIS, Circuit Judges.
HELENE N. WHITE, Circuit Judge. Plaintiff-Appellant Holly Lawson appeals the grant of summary judgment to Defendants-Appellees in this
I. Facts
Lawson began working as a guidance counselor at Franklin County High School in 2016. Franke and Creely also worked at the school as a registrar and freshman guidance counselor, respectively. Kopp was the superintendent of this school and others. Over the May 1, 2021, weekend, Lawson attended a party for the Kentucky Derby, to which she brought her handgun. On the way back from the event on Sunday, May 2, she placed her handgun in a large purse or tote bag. She did not unpack that bag Sunday night and took it with her from Monday, May 3, through Wednesday, May 5, including to the school.
Lawson was prescribed, and took, various medications for anxiety and back-and-knee issues. On Monday, May 3, Creely observed Lawson taking medication and acting “in somewhat of a manic state.” R. 38, PageID 714. Creely “was concerned for her behavior,” which Creely viewed as “out of the ordinary.” Id. at 715. Specifically, Creely was “concerned for students” and doubted whether Lawson could provide “whatever resources a student that needed to see her was in need of.” Id. Franke testified that Lawson “seemed . . . overly excited” but that Franke “had seen it before in Ms. Lawson‘s actions.” R. 39, PageID 855. Lawson‘s behavior nonetheless led Franke to “wonder[] if she was feeling okay.” Id. The next day, May 4, Creely believed that Lawson was now “sluggish” and “intoxicated” because she could not communicate complete thoughts and was “babbl[ing]” in conversation. R. 38, PageID 717–18. Creely testified that Lawson did not “smell of alcohol,” however, Creely confirmed that Lawson was “slurring her words.” Id. at 718. At lunch on May 4, Creely again observed Lawson taking medication. Id. at 720. Similarly, Franke observed Lawson speaking “thick tongued“—i.e., “[h]er words smeared [together].” R. 39, PageID 857.
After lunch, around 1:30 p.m., Lawson left the guidance counselors’ suite of offices. Franke asked Creely if Lawson had told Creely where she was going, to which Creely said, “No.” R. 38, PageID 726.
Later that day, Creely met with Ashley Reid, a social worker, about an unrelated issue and reported her concerns about Lawson‘s behavior earlier that day. Reid invited Franke to join them in Creely‘s office, and Franke confirmed Creely‘s account. Creely then added that they had found a firearm in Lawson‘s purse. At that point, the group saw Lawson return to her office before leaving again a few minutes later. Reid said that she would have to report the firearm to the authorities and did so that same day. She contacted her immediate supervisor as well as the law-enforcement officer designated as the School Resource Officer, Marvin Kelly, who in turn informed Jeff Abrams, an officer designated as the Safety Coordinator for the county‘s schools. As the May 4 school day came to an end, Reid‘s supervisor and Abrams informed Superintendent Kopp of the situation. By that time, Lawson had left for the day, and Kopp preferred to discuss the situation with her in person.
The next day, May 5, Lawson returned to the school with her bag (still containing the firearm) and was met at the entrance by Kopp. Kopp asked Lawson if he could “talk to [her] for a second,” and after she agreed, he walked her to Kelly‘s office, where Kelly and Abrams waited. R. 40, PageID 1019; R. 36, PageID 459; R. 36-40, PageID 613. Kelly and Abrams carried their firearms and wore shirts with a sheriff‘s crest. Kopp stood in front of the office door, advised Lawson that he had received a report that she possessed a weapon on school grounds, and asked her if that was true. In Lawson‘s recollection of events, she stated that she was unsure; she asked Kopp if she “need[ed] to look,” to which Kopp said, “Yes“; and she checked her bag and found the firearm still in it. R. 40, PageID 1104. Kelly‘s body-camera footage tells a materially different story, however. The camera began recording halfway through a statement by Kopp: “—so, I need to ask you if this is true,” to which Lawson replies, “I‘m trying to think. I had one with me this weekend.” Kopp–Board Br. 10; R. 37, Ex. 40, PageID 681 (body-camera footage); accord R. 36, PageID 459 (Kopp‘s witness statement). The footage
Following this interaction, Kopp handed Lawson a letter stating that she was suspended with pay pending an investigation. Kelly and Abrams photographed the firearm in the bag and took custody of the bag and its contents. The meeting lasted approximately four minutes. Abrams then transported Lawson to the sheriff‘s office. Authorities charged Lawson with unlawful possession of a weapon on school property. A Kentucky prosecutor eventually offered to discontinue the prosecution if Lawson resigned, and she accepted.
II. Procedural History
On May 1, 2022, Lawson filed a single-count complaint under
Lawson sued the individual defendants in their official and personal capacities. The parties agreed to dismiss the official-capacity portion of this claim as to Creely and Franke, and the district court approved the dismissal. After discovery, the parties filed cross-motions for summary judgment. The district court granted judgment in favor of Defendants-Appellees, and this appeal followed.
III. Analysis
We review a grant of summary judgment de novo. Levine v. DeJoy, 64 F.4th 789, 796 (6th Cir. 2023). “Summary judgment is appropriate where the evidence presents no genuine dispute of material fact such that the moving party is entitled to a judgment as a matter of law.” Gammons v. Adroit Med. Sys., 91 F.4th 820, 825 (6th Cir. 2024) (citing
A. Creely and Franke Lacked State Authority for the Search of Lawson‘s Bag
The Fourth Amendment protects individuals from “unreasonable searches and seizures.”
The district court determined that Creely‘s and Franke‘s conduct was “fairly attributable to the State” because their status as school employees granted them access to Lawson‘s office and bag, regardless of whether Lawson locked her office door or whether her purse was visible to passersby; put differently, the court “doubt[ed] whether Creely and Franke could have acted as they did ‘without the authority of [their] office.‘” Lawson v. Creely, 737 F. Supp. 3d 483, 495–96 (E.D. Ky. 2024) (second alteration in original) (first quoting Lugar v. Edmondson Oil Co., 457 U.S. 922, 937 (1982); and then quoting Waters v. City of Morristown, 242 F.3d 353, 359 (6th Cir. 2001)). The district court ultimately entered summary judgment in their favor, however, on the basis that they were entitled to qualified immunity. Id. at 502–03. We affirm the district court on different grounds: Creely and Franke lacked state authority for their conduct and did not act under color of state law, as required for a claim under § 1983.
The Supreme Court recently addressed state action by public employees in a case arising from this circuit, Lindke v. Freed, 601 U.S. 187 (2024). There, a municipal official maintained a Facebook page on which he posted both personal updates and information relating to his government job. Id. at 191–93. After a constituent posted negative comments, the official deleted the negative comments and blocked the constituent from commenting on the official‘s Facebook page. Id. at 190–91, 193. The constituent sued, alleging a violation of his First Amendment rights. Id. at 193. Lindke provides some guidance here. First, a claimant under § 1983 cannot “hang his hat on [the defendant‘s] status as a state employee. The distinction between private conduct and state action turns on substance, not labels: Private parties can act with the authority of the State, and state officials have private lives and their own constitutional rights.” Id. at 197. Second, there is a “bedrock requirement that ‘the conduct allegedly causing the deprivation of a federal right be fairly attributable to the State,‘” which is only the case if the act “is traceable to the State‘s power or authority.” Id. at 198 (quoting Lugar, 457 U.S. at 937) (gathering cases). “By contrast, when the challenged conduct ‘entail[s] functions and obligations in no way dependent on state authority,’ state action does not exist.” Id. at 198–99 (quoting Polk County v. Dodson, 454 U.S. 312, 318–19 (1981)). As the Lindke Court summarized, “the ‘[m]isuse of power, possessed by virtue of state law,’ constitutes state action“; but “[t]o misuse power, . . . one must possess it in the first place.” Id. at 199–200 (quoting United States v. Classic, 313 U.S. 299, 326 (1941)).
We applied Lindke in Mackey v. Rising and explained that the first element of the Dean test—whether an “individual is possessed of state authority,” Dean, 354 F.3d at 552 (quoting Griffin, 378 U.S. at 135)—“requires courts to identify the ‘nature of the act’ that the plaintiff challenges, and to compare that act with
This test produces some easy answers. Most obviously, a state employee‘s conduct will meet the test if a state regulation tasked the employee with engaging in the specific conduct at issue. Consider our oft-cited decision in Stengel. There, a police officer shot three bar patrons while attempting to end a middle-of-the-night bar fight. Although the officer was off-duty and out of uniform, “police department regulations” vested him with the authority—indeed, the duty—to stop crime “24 hours a day.” And state officials later approved the officer‘s force as consistent with these regulations.
But things are not always so simple. In some situations, an official might possess the required state authority even if the State did not permit the conduct. . . .
. . . A state official‘s conduct can qualify as state action even if the “particular action which he took” (say, a police officer‘s use of excessive force) “was not authorized by state law” (say, because it violated a State‘s use-of-force regulations). . . . [A]s Lindke put it, state officials can satisfy the Court‘s “actual authority” test even if they go beyond (or “[m]isuse“) the power that the State has entrusted them. Even before Lindke, our cases made the same point when they noted that officers can engage in state action if their conduct arose from an “apparent duty” of their office or “ostensible state authority[.]” We interpret these statements—consistent with Lindke—to cover fact patterns when an official exercises state authority but exceeds the scope of the delegation.
So what distinguishes the misuse of authority from the absence of authority? The Supreme Court has offered little guidance on this subject. But it has clarified that we must look beyond whether the State has permitted the “particular action” that a plaintiff challenges. We must instead ask whether the State has delegated the general “type of authority” that an official exercised.
Id. at 559–60 (second and third alterations in original) (internal citations omitted).3
Lawson focuses on a statement in the employee handbook, asserting that it granted Creely and Franke the authority required to attribute their actions to the state: “All employees are expected to use sound judgment in the performance of their duties and take reasonable and commonly accepted measures to protect the health, safety, and well-being of others, as well as District property.” R. 36-17, PageID 582 (employee handbook); R. 36-14, PageID 576 (classified-personnel duties); R. 36-15, PageID 577 (certified-personnel duties).
Lindke cautioned courts to give “careful attention to the relevant. . . ordinance [or] regulation” and not to “rely on ‘excessively broad job descriptions‘” in determining the scope of an official‘s authority. 601 U.S. at 200–01 (quoting Kennedy v. Bremerton Sch. Dist., 597 U.S. 507, 529 (2022)). Construing Creely‘s and Franke‘s conduct as falling within a policy to “take reasonable and commonly accepted measures to protect the health, safety, and well-being of others” would constitute the excessively broad construction of their job description foreclosed by Lindke. Accordingly, the first Mackey situation does not support state authority here.
The second Mackey situation—whether “an official . . . possess[es] the required state authority even if the State did not permit the conduct“—presents a closer call but ultimately favors a finding of no state authority. See 106 F.4th at 560. In this situation, the fact that Creely‘s and Franke‘s conduct “exceed[ed] the scope” of the school policy does not preclude that conduct from being state action if “the State has delegated the general ‘type of authority’ that [Creely and Franke] exercised.” Id. (quoting Lindke, 601 U.S. at 200). But nothing in the policy suggests that the state had delegated to Creely and Franke the general authority to conduct investigations or seek out potential dangers beyond what was immediately ascertainable to them. Instead, a holistic review of the school‘s policies suggests that employees should report concerns and suspicions to supervisors or law enforcement, who are better equipped to develop a plan of action. Further, the fact that these policies contemplate the reporting of beliefs and suspicions suggests that employees need not conclusively verify their suspicions (such as by searching through a coworker‘s bag) before reporting them. See, e.g., R. 36-7, PageID 560 (drugs-and-alcohol policy requiring employees to report to law enforcement the suspected possession or sale of controlled substances on school grounds); R. 36-8, PageID 563 (same); R. 36-10, PageID 566 (health-and-safety policy requiring that “[e]mployees shall report any conditions they believe to be unsafe to their immediate supervisor, who shall examine the situation and take appropriate action“); R. 36-17, PageID 585–86 (employee handbook‘s “Required Reports” section does not require employees to investigate “suspicions” or “belie[fs],” other than arguably for a bomb threat, in which case the employee
For the foregoing reasons, Creely and Franke did not search Lawson‘s bag pursuant to any state authority, and consequently, Lawson cannot satisfy the acting-under-color-of-state-law element for her § 1983 claim. Waters, 242 F.3d at 359.5
B. Kopp Did Not Violate Lawson‘s Constitutional Rights
Lawson argues that Kopp unlawfully seized her on May 5, 2021, when he met her in the school lobby and led her to Kelly‘s office. She also claims that Kopp unlawfully searched her bag in Kelly‘s office. The district court concluded that Kopp seized Lawson for Fourth Amendment purposes but properly conducted an investigative stop under the framework of Terry v. Ohio, 392 U.S. 1 (1968), resulting in no constitutional violation. Lawson, 737 F. Supp. 3d at 505–06. Additionally, the district court found that Lawson consented to the search of her bag because she initiated the search and conducted it herself. Id. at 507. We affirm as to both conclusions.
As a preliminary matter, Kopp and the Board argue that Lawson improperly attempts to import Fifth Amendment case law into her Fourth Amendment claim. Lawson indeed does not expressly mention the Fifth Amendment once in her complaint—though in her facts section, she briefly alleges that when she was “in custody”
Lawson instead appears to argue that if someone is “in custody” for purposes of the Fifth Amendment, it cannot also be the case that the Fourth Amendment analysis should proceed under Terry. Lawson Br. 27 (“Because [Lawson] was in custody during her interrogation, Terry simply does not apply.“). This court has explained that the Fourth Amendment seizure and Fifth Amendment custody analyses are different. United States v. Salvo, 133 F.3d 943, 949 (6th Cir. 1998) (“[A]lthough stopping an automobile is a ‘seizure’ under the Fourth Amendment, the occupants are not necessarily ‘in custody’ for the purposes of the Fifth Amendment.” (citing Berkemer v. McCarty, 468 U.S. 420, 427 (1984))); United States v. Woods, 711 F.3d 737, 740 (6th Cir. 2013) (where the defendant argued that authorities obtained his statement and related physical evidence in violation of Miranda, the district court‘s conclusion that such evidence was lawful under Terry and the plain-view doctrine “conflate[d] the applicable Fifth Amendment analysis with inapposite Fourth Amendment doctrine“). In any event, because Lawson has brought only a Fourth Amendment claim, and because consideration of Fifth Amendment case law is unhelpful, we focus our analysis on the Fourth Amendment.7
1. Kopp Did Not Unlawfully Seize Lawson under the Fourth Amendment
A Fourth Amendment seizure occurs “when, ‘in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.‘” United States v. Knox, 839 F.2d 285, 289 (6th Cir. 1988) (quoting United States v. Mendenhall, 446 U.S. 544, 554 (1980)); see also Florida v. Bostick, 501 U.S. 429, 434, 437 (1991) (reframing the inquiry as whether “a reasonable person would feel free ‘to disregard the police and go about his business‘” or “ignore the police presence” (first quoting California v. Hodari D., 499 U.S. 621, 628 (1991); and then quoting Michigan v. Chesternut, 486 U.S. 567, 569 (1988))). A reasonable person would not believe herself
Kopp did not seize Lawson when he met her in the school lobby: Although he led her to an office for further questioning, he did not suggest that her compliance was compelled; instead, he asked if “she could answer a few questions,” and she agreed. R. 36, PageID 459. Lawson was seized, however, when she found herself in Kelly‘s office with the door closed, Kopp blocking that door, and two law-enforcement officers equipped with firearms. See id. at 460; R. 40, PageID 1020 (Lawson‘s testimony that given Kopp‘s position, she felt that “[t]here was no way that [she] could go out“); Mendenhall, 446 U.S. at 554 (“circumstances that might indicate a seizure . . . would be the threatening presence of several officers [or] the display of a weapon by an officer,” inter alia). And although Kopp and the Board argue that Lawson was questioned at work in an office similar to her own—i.e., a location not “inherently intimidating,” like a stationhouse, Salvo, 133 F.3d at 951 (discussing this factor in a custodial-interrogation context)—this argument is undercut by the facts. Lawson was not questioned in a random coworker‘s office but rather in the office of the law-enforcement officer assigned to the school. And Kelly‘s body-camera footage reveals that the room was relatively small and, with the blinds drawn and paper covering the window on the door, was concealed from anyone outside. Cf. id. (the defendant was not “in a confined space in which he might have felt constrained or intimidated,” because the room “was large with windows facing various public areas“). In these circumstances, a reasonable person would not have felt free to disregard the police and go about her business.
Once seized in Kelly‘s office, Lawson was entitled to the protections afforded to an investigative stop. Such a stop is proper where there is a “reasonable, articulable suspicion that [a] person has been, is, or is about to be engaged in criminal activity.” United States v. Smith, 594 F.3d 530, 536 (6th Cir. 2010) (alteration in original) (quoting United States v. Atchley, 474 F.3d 840, 847 (6th Cir. 2007)). The stop also must be “sufficiently limited in time,” and the investigative means must be “the least intrusive means reasonably available.” United States v. Davis, 430 F.3d 345, 354 (6th Cir. 2005) (quoting Bennett v. City of Eastpointe, 410 F.3d 810, 825–26 (6th Cir. 2005)). An unreasonable duration or unreasonable means may convert an investigatory stop into an arrest requiring the more onerous showing of probable cause. United States v. Avery, 137 F.3d 343, 349 (6th Cir. 1997) (citing United States v. Place, 462 U.S. 696, 709 (1983); United States v. Sharpe, 470 U.S. 675, 685–86 (1985)).
Kopp had a reasonable, articulable suspicion that Lawson possessed a firearm on school grounds based on the reports he received from Reid‘s supervisor and Abrams. Establishing a reasonable, articulable suspicion is difficult in cases of anonymous informants providing vague descriptions of individuals or their alleged criminal acts. But these reports were from Kopp‘s coworkers, based on personal observations
The investigative stop was also sufficiently limited in time, and Kopp employed the least intrusive means reasonably available. The meeting lasted approximately four minutes, and as the body-camera footage indicates, Kopp resolved the question whether Lawson had a firearm in her bag within the first minute of the meeting; he and the officers then spent the remaining time explaining to Lawson what would happen next and photographing the bag.8 It would be difficult to imagine a more expeditious investigation. The means were similarly appropriate: Kopp made the reasonable judgment not to immediately accuse Lawson in the school lobby, and instead he led her to a secure office and promptly informed her of the allegation. Salvo, 133 F.3d at 951 (noting that law enforcement chose a private interview location “to save [the defendant] from a more public exposure of his criminal activity, not out of a desire to coerce or intimidate him“). In sum, Kopp “diligently pursued a means of investigation that was likely to confirm or dispel [his] suspicions quickly.” Sharpe, 470 U.S. at 686.
Lawson argues that the secluded nature of Kelly‘s office and the presence of Kelly and Abrams escalated the investigatory detention to the level of an arrest requiring probable cause. “To determine whether an investigative detention has crossed the line and become an arrest, this court considers factors such as ‘the transportation of the detainee to another location, significant restraints on the detainee‘s freedom of movement involving physical confinement or other coercion preventing the detainee from leaving police custody, and the use of weapons or bodily force.‘” United States v. Lopez-Arias, 344 F.3d 623, 627 (6th Cir. 2003) (quoting United States v. Richardson, 949 F.2d 851, 857 (6th Cir. 1991)). The facts of Lopez-Arias make clear that the present case did not escalate into an arrest during the four-minute interaction. In Lopez-Arias, the defendants were effectively arrested when they “were (1) stopped by four DEA agents brandishing firearms, (2) handcuffed, (3) placed into the backseats of separate DEA vehicles, (4) transported from the scene of the stop, (5) read their Miranda rights, and (6) questioned.” Id. at 628.
Here, Lawson voluntarily followed Kopp to Kelly‘s office, Kelly and Abrams did not brandish their weapons, and Lawson was not subjected to physical restraints such as handcuffs. The Lopez-Arias court also noted that employing some of the above measures would not escalate an investigative detention into an arrest if they were proportional to safety concerns. Id. (citing Houston v. Clark Cnty. Sheriff Deputy John Does 1-5, 174 F.3d 809, 814–15 (6th Cir. 1999)). Here, even if Kopp‘s decision to bring Lawson to a private, secure office could be faulted as possibly escalating the interaction into an arrest, it was justified by the potential dangers of confronting a likely armed person in the school lobby. This undermines Lawson‘s reliance on Florida v. Royer, where the Supreme
For these reasons, the district court correctly concluded that Kopp did not seize Lawson in a manner that violated the Fourth Amendment.
2. Lawson‘s Search of Her Own Bag Did Not Violate the Fourth Amendment
A person may waive her Fourth Amendment rights by consenting to a search, which can be shown “in the form of words, gesture, or conduct.” United States v. Carter, 378 F.3d 584, 587 (6th Cir. 2004) (quoting United States v. Griffin, 530 F.2d 739, 742 (7th Cir. 1976)). Consent must be “freely and voluntarily given” and is not established by “showing no more than acquiescence to a claim of lawful authority.” Bumper v. North Carolina, 391 U.S. 543, 548–49 (1968). To determine whether there was consent, courts examine the totality of the circumstances, including the individual‘s “age, his or her education and intelligence, the existence of advice concerning the nature of the constitutional right that is implicated, the length of detention prior to the request for consent, the nature of any prior questioning, and whether any physical punishment was involved.” Morphis v. United States, 110 F. App‘x 527, 530 (6th Cir. 2004) (first citing Schneckloth v. Bustamonte, 412 U.S. 218, 226 (1973); and then citing United States v. Guimond, 116 F.3d 166, 170 (6th Cir. 1997)). “The absence of an overt act or threat of force, promises made to a defendant, or indications of more subtle forms of coercion that might flaw a defendant‘s judgment indicate that a defendant‘s consent was freely given.” Id. (citing United States v. Watson, 423 U.S. 411, 424 (1976)).
Lawson contends that Kopp, flanked by two law-enforcement officers, directed Lawson to search her bag. But Kelly‘s body-camera footage tells a different story and shows that no search by state actors occurred at all: Kopp informed Lawson of the allegation and stated that he “need[ed] to ask [her] if this [wa]s true.” R. 37, Ex. 40, PageID 681. Then Lawson, while answering verbally, initiated a search of her bag on her own. “Where video evidence depicts the events, we view the facts ‘in the light depicted by the videotape’ and do not adopt a version of the facts that is ‘blatantly contradicted by the record.‘” Jackson-Gibson v. Beasley, 118 F.4th 848, 853–54 (6th Cir. 2024) (quoting Scott v. Harris, 550 U.S. 372, 380–81 (2007)). More than consenting to a search by authorities, then, Lawson herself revealed the presence of the firearm in her bag without being directed to do so. United States v. Strouth, 311 F. Supp. 1088, 1093 (E.D. Tenn. 1970) (“[M]ere acceptance by officers of that which a defendant turns over to them voluntarily is not ‘a search’ within the purview of the Fourth Amendment.“). Accordingly, no constitutionally
C. The Board Is Not Liable Under Monell
To establish the Board‘s municipal liability under Monell, Lawson must show both “the deprivation of a constitutional right” and that the Board “is responsible for that violation.” Doe v. Claiborne Cnty. ex rel. Claiborne Cnty. Bd. of Educ., 103 F.3d 495, 505–06 (6th Cir. 1996) (citing Collins v. City of Harker Heights, 503 U.S. 115, 120 (1992)). Because Creely and Franke lacked state authority for their conduct, and because Kopp did not violate Lawson‘s Fourth Amendment rights, Lawson cannot maintain a Monell claim against the Board. Pollard v. City of Columbus, 780 F.3d 395, 404 (6th Cir. 2015) (“Because the officers did not commit a violation of [the decedent‘s] constitutional rights, [the plaintiff‘s] claim of municipal liability must fail . . . .“). We therefore affirm the district court‘s entry of summary judgment in favor of the Board.
IV. Conclusion
For the reasons set out above, we AFFIRM.