Lead Opinion
OPINION
Defendant Sean Carter pleaded guilty to possession of crack cocaine with intent to distribute and to aiding and abetting his cohort Calvin Holliday in the same crime. The district court denied his motion to suppress evidence gained from a warrant-less search by police of his hotel room, and he now challenges that ruling.
A divided panel of this court previously affirmed the district court ruling, on the grounds that exigent circumstances had justified the police officers’ entry into Carter’s hotel room. We granted rehearing en banc to consider whether the circumstances truly qualified as exigent.
I
The facts in this case appear in greater detail in the panel decision at
On March 21, 2000, in Lexington, Kentucky, a confidential informant informed law enforcement officials that Carter and Holliday were in the process of leaving a “crack house” to obtain more crack cocaine for sale. The confidential informant provided a description and license plate number for the vehicle in which Carter and Holliday were traveling.
Law enforcement officers followed the vehicle to a Red Roof Inn and observed Carter and Holliday enter Room 119. They monitored the room until Holliday left it and returned to his vehicle. When Holliday began to drive out of the parking lot, the officers executed a traffic stop, detected the odor of marijuana emanating from the vehicle, and observed marijuana in the vehicle. They arrested Holliday and
The officers then returned to Room 119. They knocked on the door four times, the first two times identifying themselves as housekeeping personnel. Carter finally opened the door, аnd saw two officers wearing vests bearing the word “POLICE” over civilian clothes, and a third in a police uniform. None of the officers had their firearms drawn or otherwise behaved in a threatening manner. The officers identified themselves. As they did so, they smelled marijuana from inside the room and observed what appeared to be, and was, the stub of a mostly-consumed marijuana cigar, or “blunt,” in plain sight in an ashtray on a table adjacent to the door.
It is undisputed that at this point the officers asked Carter if they could enter the hotel room and speak to him. In response, Carter stepped back and cleared a path for the officers to enter. Detective Edward Hart immediately proceeded to the table, picked up the “blunt” stub, and quickly confirmed by sight and scent his initial belief that it contained marijuana. The officers then placed Carter under arrest. Carter proved to be carrying twelve grams of crack cocaine and $1,749 in cash on his person.
A federal grand jury indicted Carter and Holliday on five counts of cocaine trafficking, in violation of 21 U.S.C. § 841(a)(1). The district court conducted an evidentiary hearing and denied Carter’s motion to suppress the evidence found in the hotel room and on his person. At the hearing, Detective Hart testified in detail as to the circumstances of his entry into Room 119. The district court found the officers’ entry justified by exigent circumstances, namely that once Carter was alerted to the presence of law enforcement personnel he could have quickly disposed of the evidence; in the alternative, the court found that Carter had validly consented to the officers’ entry into his hotel room. Carter thereupon conditionally pled guilty, reserving the right to challenge his Conviction based on the outcome of the suppression hearing. Following sentencing, Carter timely brought this appeal.
II
This court reviews “a district court’s factual findings regarding motions to supprеss for clear error and its legal conclusions de novo.” United States v. Blair,
It is well-settled that a person may waive his Fourth Amendment rights by consenting to a search. Davis v. United States,
"Whether consent was free and voluntary so as to waive the warrant requirement of the Fourth Amendment is “a question of fact to be determined from the totality of all the circumstances.” Schneckloth v. Bustamonte,
Q. Okay. And again, you testify that "Mr. Carter told you all to come on in. You all just entered the room on your own; right?
A. We asked if we could come in and speak to him. At this time he moved away from the door and backed up.
Q. Did he say yes?
A. I don’t recall him saying yes. But as he was doing that, I went on to retrieve the suspected marijuana.
Q. Okay. So as he was standing, stepping back, you were proceeding on in any way?
A. Yes. Based on the odor that I smelled and what I was observing, I went in to obtain [the blunt],
* * * * ^ *
Q. [Y]ou said thаt you are not certain if he responded either yes or no to Detective Carter’s asking about — asking permission to come in?
A. That’s correct.
Q. But regardless of what he said, you had already ascertained the odor of marijuana, and seeing this blunt that you were going to seize that and arrest him for possession of marijuana regardless?
A. Yes. I was going to seize that item.
We hold that the district court did not clearly err, considering this testimony and all the circumstances, in finding that Carter’s actions as described constituted valid consent. The investigating officers were instantly recognizable as policemen when Carter opened the door. They properly asked permission to enter, and Cаrter stepped back, letting them in. Any ordinary caller, under like circumstances, would understand assent to have been given, and the police are not held to a higher standard in this regard than an ordinary person. Robbins v. MacKenzie,
A number of cases with superficially similar fact-patterns have held that the confrontation between police and suspect was impermissibly tainted by “duress, coercion [or] trickery.” United States v. Jones,
Here, the officers specifically asked if they could come in, and Carter was nоt threatened, coerced, or tricked when he chose to let the officers into his room. Nothing in the record indicates that he was unaware of his well-known right to refuse entry, which he might have done simply by standing pat, saying “no,” or closing the door. His decision may have
Carter makes much of the fact that Hart apparently intended in any event to enter the room to seize the blunt. What Hart might have done had consent not been given is, of course, irrelevant. But Cаrter urges that consent was not given because Hart carried out his intent and barged ahead to seize the blunt, and Carter merely jumped out of the way. This is one possible reading of Hart’s testimony, and such a scenario would not amount to consent. See Robbins,
Carter further contends that the district court judge never actually found that consent was given, so there is no occasion for deferential review. Carter relies on the judge’s exact words at the suppression hearing: “I believe the officer has testified without contradiction here now that he has permission to enter the room. And the defendant did not say anything but stepped back, which indicates to the Court that there was at least acquiescence.” Focusing on the word “acquiescence,” Carter reminds us that consent will not be found upon mere “acquiescence to a claim of lawful authority.” Bumper,
Carter’s verbal quibble is bootless. Bumper dealt with acquiescence to the execution of an improperly-issued warrant. Ibid. The officers here made no such overpowering claim of authority, in the face of which any consent would have been mere acknowledgment. “Acquiescence” commonly indicates assent, however grudging. Black’s Law Dictionary, 23 (7th ed. 1999)(“tacit or passive acceptance; implied consent”); Ballentine’s Law Dictionary (3d ed. 1969) (“acceptance, perhaps without approval .... Conduct from which may be inferred assent with a consequent estoppel or quasi-estoppel” (citations omitted)). Here, the district judge explicitly used “acquiescence” to mean “permission”—that is, cоnsent.
Fundamentally, Carter asks us to hold as a matter of law that consent must be given verbally, perhaps by some “magic words” formula. This we decline to do. Although a man’s home is his castle, trumpets need not herald an invitation. The police may be kept out or invited in as informally as any other guest. Carter invited the police in and cannot undo his act in court.
III
Once invited into Carter’s hotel room to talk, Detective Hart had the latitude of a guest in the room unless restricted by Carter himself. Thus, there was nothing improper in Hart’s decision to take the few steps to the table which, he testified, was “near the door, between the door and the wall,” and visiblе even from outside the room. Once he had arrived there, the smell and appearance of the blunt, coupled with the knowledge that Holliday had confessed to having smoked marijuana a short time ago in that room, “warranted] a man of reasonable caution in the belief’ that it was a blunt and not a legal cigar filled with tobacco. Texas v. Brown,
As some of our colleagues note, Hart did tеstify that a blunt closely resembles an ordinary cigar. But this does not mean, contrary to Judge Martin’s dissent (page 592), that “the fact that the cigar was a ‘blunt’ was not immediately incriminating.” If Hart was reasonable in believing the object was a blunt based on what he lawfully observed, then it was immediately incriminating. United States v. McLevain,
Carter does not argue that there was anything improper about his consequent arrest оr the search of his person incident to that arrest, except insofar as the further search would be the “fruit of the poisonous tree” had the initial seizure been improper. Because the initial seizure was proper, the tree is untainted, and in the absence of any other reason to suppress the resulting evidence, it was properly admitted.
IV
For these reasons, we AFFIRM the order of the district court.
Dissenting Opinion
dissenting.
Of the various justifications that have been used to sanction the warrantless search in this case, in my view none satisfies constitutional standards. The district court found that Sean Carter consented to the search of his room and person. On appeal, a divided panel did not reach the issue of consent, finding instead that exigent circumstances justified the search. The majority now chooses not to reach the issue of exigent circumstances, and upholds the district court’s decision on yet another alternative basis. From the hat of uncertain jurisprudence, the majority hand-picks anomalous justifications to rationalize unlawful police action in retrospect, concluding that Carter may not have consented to the search, but he did consent to the officers’ entry, and, because marijuana was in “plain view,” the subsequent search of his room and person was valid. Of all of the proffered justifications for the police action in this case, the majority’s is
On the night that Carter was arrested, the officers were pursuing a confidential informant’s tip that Carter and his friend, Calvin Holliday, were going to a motel to resupply their crack cocaine inventory. While surveilling the motel for over an hour and a half, the officers had time to summon a narcotics detection dog and handler to the scene, but failed to obtain a warrant to search Carter’s motel room. In the absence of any urgency, the police had additional time to obtain a search warrant after they stopped Holliday, who, in combination with the informant’s tip, provided the officers with probable cause to believe that they would find more contraband in the motel room. Though they had plenty of time to obtain a warrant, the officers proceeded inside without one.
Arriving at Carter’s motel room door, they knocked twice and deceptively called out that they were motel housekeeping personnel. After two more knocks, Carter opened the door. Detective Edward Hart testified that at that moment, he spotted a cigar on a table inside and noticed that Carter was there alone. Accompanied by officers who were wearing official identification and were presumably armed, Detective Hart requested permission to enter the room. Upon this show of force, Carter stepped back, but did not respond. In the same moment, Detective Hart walked past Carter to examine the cigar and determined that it was a “blunt” — a hollowed-out cigar filled with marijuana.
The trial court found that Carter voluntarily “acquiesced” to the search by “stepping back” from the door upon Detective Hart’s request to enter, and that Carter’s “acquiescence” signaled consent. The majority partially agrees, finding that Carter’s “acquiescencе” signaled his consent to the officer’s entry, though not necessarily to the search. In that sense, the majority concludes, Carter “invited” the officer in as he would “any other guest.” This conclusion lacks any foundation in fact or law. A police officer is not “any other guest.” Consent to entry in this case must satisfy the requirements of the Fourth Amendment.
We studied those requirements in United States v. Worley,
Supplementing its conclusion that Carter consented to the officers’ entry, the majority utilizes the “plain view” exception to the Fourth Amendment’s warrant requirement to legitimize the warrantless search. The majority’s holding is wholly indefensible. This Court has explained that to invoke the plain view doctrine, the evidence must be “(1) in plain view; (2) of a character that is immediately incriminating; (3) viewed by an officer lawfully located in a place from where the object can be seen; and (4) seized by an officer who has a lawful right of access to the object itself.” United States v. Roark,
Detective Hart’s own testimony supports this conclusion. Hart explained: “From the door frame I could look in, and there was a small table ... between the door and the wall. On that I saw a — what I thought was a blunt — it’s a hollowed out cigar that marijuana is then put into.” Detective Hart later acknowledged, however, that whether a cigar is truly a “blunt” can only be verified by close examination. This exchange followed:
Q. From the outside it looks like a regular cigar?
A. Yes.
Q. Okay. So if I am looking across— if one was sitting on the table over there, it might very well be filled with marijuana, but it would look like a regular cigar?
A. That’s correct.
From this testimony, it is clear that the fact that the cigar was a “blunt” was not immediately apparent; rather, that fact was only discoverable upon closer inspection. Because the item that Detective Hart observed was not immediately incriminating from where he stood, the “plain view” exception to the warrant requirement cannot apply.
The United States has established neither consent nor the applicability of the “plain view” exception. And certainly there were no exigent circumstances — the officers had plenty of time to secure a warrant after they stopped Calvin Holli-day. Still, the majority inexplicably makes a determined effort to legalize unlawful police conduct and lead us through the gates of legitimacy, down the steep slope of retrospective rationalization, to where, even in this day of technological sophistication, we carelessly allow the expansion of police powers beyond what the Constitution allows. See United States v. Carpenter,
Dissenting Opinion
dissenting.
I join fully in Judge Martin’s persuasive dissent. I separately and respectfully dissent from the majority because the government has failed to prove by a preponderance of the evidence that Sean Carter (“Carter”) “unequivocally” consеnted to the police officers’ entry into his hotel room. I concur neither with the majority’s quiet adoption of a principle that implied consent will suffice to justify a warrantless entry nor with its application of this standard to the entry of Carter’s hotel room. Such a holding unnecessarily upends the precedent of this circuit in a manner that contradicts the law established by the United States Supreme Court.
One must begin with the constitutional imperative against warrantless entries ensconced in the Fourth Amendment. Because “[t]he right of the people to be secure ... against unreasonable searches and seizures! ] shall not be violated,” U.S. Const. Amend. IV, warrantless searches and seizures are “presumptively unreasonable.” Payton v. New York,
Applying the above principles, I am left with the definite and firm conviction that the district court reached the wrong result because the government failed to prove by a preponderance of the evidence that Carter consеnted to the officers’ entry. We have never previously established that implied consent justifies an otherwise illegal warrantless entry. As even the majority recognizes, “acquiescence” is synonymous with “implied consent,” Maj. Op. at 589 (citing Black’s Law Dictionary 23 (7th ed. 1999)), and it is well-settled that acquiescence to authority is not enough to demonstrate consent. Bumper,
Carter took no such action, however, and his recession into the room did not signal an unequivocal consent to a war-rantless entry. The police knocked loudly four times, identifying themselves the first two times as housekeeping staff. Joint Appendix (“J.A.”) at 74 (Det. Hart Test.). When Carter opened the door, he saw three police officers, two wearing “POLICE” vests and one in full uniform. The officers identified themselves and asked to enter. Detective Hart (“Hart”) testified that Carter “moved away from the door and backed up,” J.A. at 76, but Hart never stated that Carter “cleared a path for the officers to enter,” as the majority depicts. Maj. Op. at 586. Furthermore, Hart made clear that regardless of whether Carter gave consent, the officers planned to enter the hotel room and seize the “blunt” once they had smelled the marijuana. J.A. at 79.
The only possible signal of consent is Carter’s act of stepping back into the hotel room. Carter did not say anything while he retreated, such as “okay” or “fíne,” after the police asked to enter the room. See United States v. Garcia,
Carter’s response cannot be considered consent; there was no affirmative act, let alone an unequivocal one. Carter’s reaction to the officers’ request can only be considered acquiescent behavior, which the Supreme Court has distinguished from valid consent. I cannot accept the majority’s characterization of Carter’s citation to established Supreme Court precedent as a “verbal quibble” that is “bootless.” Maj. Op. at 589. A focus on the word “acquiescence” is entirely proper because the Supreme Court has explicitly held that acquiescence to a claim of lawful authority, whether overpowering or not, is not sufficient to satisfy the government’s burden to prove consent. Bumper,
Without more, the government has failed tо meet its burden of proving consent. The inability to demonstrate consent precludes the need to assess whether such consent was voluntary. Without voluntary consent, the warrantless entry and search of Carter’s room was illegal, and the fruits of that search are tainted. Accordingly, I would reverse the district court.
Notes
. The test for consent established in Bumper v. North Carolina,
. There is a distinction between consent to entry and consent to search in the sense that when a defendant consents to the entry of police officers, he or she does not automatically consent to a search. See United States v. Ivy,
Dissenting Opinion
dissenting.
Although I agree with the conclusion of the majority regarding Carter’s implied consent to the entry by the police officers, I share Judge Martin’s view that the seizure of the blunt in Carter’s hotel room cannot be justified under the “plain view” exception to the prohibition against a war-rantless search. The very fact that the majority opinion of Chief Judge Boggs and the dissenting opinions of Judges Martin and Moore can persuasively reach opposite conclusions about whether Carter gave implied consent to the officers’ entry demonstrates to me that the district court’s finding of consent was not “clearly erroneous.” As the majority points out, it is well-settled that “[wjhere there are two permissible views of the evidence, the district court’s conclusions cannot be clearly erroneous.” United States v. Worley,
I also agree with the majority that the holding in Bumper v. North Carolina,
Despite my agreement with the above portions of the majority opinion, I am persuaded that the seizure of the blunt from Carter’s hotel room cannot be justified under the “plain view” exception for all of the reasons set forth in Judge Martin’s dissent. The majority, in reaching the opposite conclusion, relies on United States v. Calloway,
The most relevant case on point, in fact, is not Calloway, but United States v. McLevain,
In view of the ruling that the McLevain facts were insufficient to satisfy the “plain view” exception to the prohibition against a warrantless search, how can the object that Hart conceded looked like a regular cigar from where he initially stood be considered “incriminating on its face”? There is no way. I would therefore suppress the seizure of the blunt and thus REVERSE the judgment of the district court.
