TRACEY HAYNES ET AL. v. CITY OF MIDDLETOWN
(SC 19175)
Supreme Court of Connecticut
Argued May 19—officially released November 4, 2014
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Espinosa, Js.
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(SC 19175)
Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald and Espinosa, Js.
Argued May 19—officially released November 4, 2014
Hugh D. Hughes, with whom, on the brief, were William F. Gallagher and Mark A. Balaban, for the appellants (plaintiffs).
Matthew Dallas Gordon, with whom were Nicholas N. Ouellette and, on the brief, Ruth A. Kurien, for the appellee (defendant).
Opinion
ROGERS, C. J. The primary issue that we must resolve in this certified appeal is whether the Appellate Court properly affirmed the judgment of the trial court setting aside the jury verdict in favor of the plaintiffs on the ground that the plaintiffs failed to prove the imminent harm to identifiable persons exception to the defense of governmental immunity. The named plaintiff, Tracey Haynes, individually and as the parent and next friend of Jasmon Vereen, her then minor son,1 brought this action alleging that Vereen had been injured when he was pushed into the jagged edge of a broken locker at Middletown High School (school). The defendant, the city of Middletown, raised the special defense that it was immune from liability pursuant to
The opinion of the Appellate Court sets forth the following facts and procedural history. “On March 15, 2005, following their physical education class, Vereen and other students were changing their clothes in the boys’ locker room. Although the school had informed students in writing that horseplay in the locker room was not permitted, Vereen and other students were engaged in horseplay at the time.3 Another student, Andre Francis, pushed Vereen into a locker with an exposed jagged and rusted edge. Vereen suffered a cut on his arm that left a scar. According to Vereen and Francis, the locker had been in a broken condition since the beginning of the school year.
“As a result of Vereen‘s injury, the plaintiffs commenced an action against the defendant seeking monetary damages. The plaintiffs alleged that Vereen was a student at the school who was in the locker room with other students on March 15, 2005, for a physical education class. They also alleged that there was a broken locker with an exposed jagged edge in the locker room and that the locker had been in that condition long enough for the exposed metal to have become rusty. Moreover, Vereen was injured when he was pushed into the broken locker during school hours. The complaint also alleged that the defendant and its agents, servants or employees were negligent, and that the action was being brought pursuant to . . .
“The case was tried to a jury in November, 2008. At the conclusion of the plaintiffs’ case, the defendant filed a written motion for a directed verdict ‘on the ground that the plaintiffs had presented no evidence to show that the alleged actions of the defendant were governed by any policies or procedures, as alleged in their complaint. The defendant argued that the lack of any such evidence demonstrated that the alleged negligent actions were discretionary and not ministerial, and that the doctrine of discretionary governmental immunity therefore would bar the plaintiffs’ recovery.’ Counsel for the plaintiffs acknowledged that the alleged negligent acts were discretionary in nature but that the identifiable person, imminent harm exception to
“None of the parties filed a request to charge with respect to governmental immunity or any exception thereto, and the [trial] court did not instruct the jury on those legal principles. On November 25, 2008, the jury returned a verdict in favor of Vereen, although it found him to have been 33 percent responsible for his injury. On December 2, 2008, the defendant filed a motion to set aside the verdict and to render judgment in its favor. After the parties had briefed the issue and presented the court with oral arguments, the court issued a memorandum of decision on March 31, 2009; see
“The plaintiffs appealed to [the Appellate Court] claiming that ‘the [trial] court improperly set aside the verdict on the ground of governmental immunity because (1) the defendant waived that defense by failing to request a charge on municipal immunity and (2) there was sufficient evidence of imminent harm for the plaintiffs’ claim to fall within the identifiable person, imminent harm exception to the immunity generally afforded municipalities for the negligent performance of discretionary acts.’ Haynes v. Middletown, supra, 122 Conn. App. 73.” (Footnotes altered.) Haynes v. Middletown, supra, 142 Conn. App. 723–25. The Appellate Court ultimately concluded that “the defendant did not waive its special defense of governmental immunity by failing to request a jury instruction and that the [trial] court properly determined that the plaintiffs had not produced sufficient evidence of imminent harm to prevail on the exception to governmental immunity for discretionary acts.” Id., 726–27.
This certified appeal followed. The plaintiffs contend that the Appellate Court improperly determined that, as a matter of law, they had failed to prove that the defendant‘s conduct subjected an identifiable person to imminent harm. The plaintiffs further contend that, if this court concludes that the Appellate Court‘s determination was incorrect, this court must reinstate the jury verdict because the defendant waived its right to a jury determination on the issue when it failed to ask the trial court for a jury instruction on its governmental immunity defense. The defendant disputes the plaintiffs’ first claim and contends that the second claim is not reviewable because it was not encompassed by the certified question. It further claims that, if the second claim is reviewable, it is meritless because it was the plaintiffs’ obligation to ask the trial court for a jury
We first address the question of whether the Appellate Court properly determined that the plaintiffs had failed to meet their burden of proving the imminent harm to identifiable persons exception to governmental immunity. The defendant does not dispute that Vereen, as a student in a public school, was in a class of identifiable persons for purposes of the imminent harm to identifiable persons exception. See Burns v. Board of Education, 228 Conn. 640, 649, 638 A.2d 1 (1994) (public schoolchildren are “an identifiable class of beneficiaries” of school system‘s duty of care for purposes of imminent harm to identifiable persons exception). Accordingly, our focus is on whether the plaintiffs made out a prima facie case that the defendant‘s acts or omissions subjected Vereen to imminent harm.
We begin with the standard of review. “The standard of review applied to directed verdicts is clear. A directed verdict is justified if, on the evidence the jury reasonably and legally could not have reached any other conclusion. . . . In reviewing the trial court‘s decision to direct a verdict in favor of a defendant we must consider the evidence in the light most favorable to the plaintiff. . . . While it is the jury‘s right to draw logical deductions and make reasonable inferences from the facts proven . . . it may not resort to mere conjecture and speculation. . . . The standard of review governing a motion for judgment notwithstanding the verdict is the same because a motion for judgment notwithstanding the verdict is not a new motion, but the renewal of a motion for a directed verdict.” (Citations omitted; internal quotation marks omitted.) Gagne v. Vaccaro, 255 Conn. 390, 400, 766 A.2d 416 (2001).
We next review the law governing governmental immunity and the imminent harm to identifiable persons exception to governmental immunity. “[Section] 52-557n abandons the common-law principle of municipal sovereign immunity and establishes the circumstances in which a municipality may be liable for damages. . . . One such circumstance is a negligent act or omission of a municipal officer acting within the scope of his or her employment or official duties. . . . [Section] 52-557n (a) (2) (B), however, explicitly shields
“This court has recognized an exception to discretionary act immunity that allows for liability when the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . . This identifiable person-imminent harm exception has three requirements: (1) an imminent harm; (2) an identifiable victim; and (3) a public official to whom it is apparent that his or her conduct is likely to subject that victim to that harm. . . . All three must be proven in order for the exception to apply.” (Citations omitted; footnote omitted; internal quotation marks omitted.) Id., 230–31. “[T]he ultimate determination of whether [governmental] immunity applies is ordinarily a question of law for the court . . . [unless] there are unresolved factual issues material to the applicability of the defense . . . [where] resolution of those factual issues is properly left to the jury.” (Internal quotation marks omitted.) Purzycki v. Fairfield, 244 Conn. 101, 107–108, 708 A.2d 937 (1998).
In the present case, the trial court concluded that the plaintiffs had failed to establish the imminent harm to identifiable persons exception for two reasons. First, the court held that, pursuant to this court‘s decision in Heigl v. Board of Education, 218 Conn. 1, 8, 587 A.2d 423 (1991), the defendant had no “specific duty to supervise high school students.” The trial court further concluded that the plaintiffs had not pleaded that there was a need for supervision in the present case because the students engaged in roughhousing or horseplay in the vicinity of the defective locker, and they had presented no evidence to support such a claim.
Second, the trial court concluded that the defective locker, in and of itself, did not constitute an imminent harm. The court rejected the plaintiffs’ claim that the locker constituted an imminent harm because the danger created by the locker could not have occurred at any time in the future, but was limited both temporally and geographically. See Burns v. Board of Education, supra, 228 Conn. 650 (icy conditions on school walkway constituted imminent harm because “the accident could not have occurred at any time in the future; rather, the danger was limited to the duration of the temporary icy condition in this particularly treacherous area of the campus” [internal quotation marks omitted]); see also Purzycki v. Fairfield, supra, 244 Conn. 110 (child‘s unsupervised use of school hallway during recess constituted imminent harm because it involved “a limited
With respect to the trial court‘s first ground for rejecting the plaintiffs’ claim that the defendant‘s conduct subjected identifiable persons to imminent harm, we conclude that the trial court‘s reliance on this court‘s decision in Heigl v. Board of Education, supra, 218 Conn. 1, was misplaced. In Heigl, this court rejected the plaintiffs’ claim that the defendant had a general duty “to supervise the students during the hours for school attendance . . . .” Id., 7; see also id., 8 (this court has never “stated that a board of education has a specific duty to supervise high school students“). In Burns v. Board of Education, supra, 228 Conn. 650–51, however, this court distinguished Heigl on the ground that Heigl had “turned on the public/private duty distinction of the public duty doctrine” and did not involve the “foreseeable class of victim exception to governmental immunity, which applies irrespective of whether the official‘s duty is technically public or private in nature.” This court held in Burns that school officials do have a general duty “to protect the pupils in [their] custody from dangers that may reasonably be anticipated.”6 Id., 649. Burns did not limit this holding to grade school students.7 Accordingly, we conclude that Heigl is inapplicable when the plaintiff has made a colorable claim that the defendant‘s failure to supervise a high school student has subjected the student to imminent harm.8
We next address the trial court‘s conclusion, which the Appellate Court upheld, that the plaintiffs had failed to establish that the defective locker posed a risk of imminent harm because the locker could have caused an injury “at any future time or not at all.” Evon v. Andrews, supra, 211 Conn. 508. Although we agree with the plaintiffs that the facts of the present case are very similar to the facts in Purzycki, in which this court concluded that the injured student had been subjected to imminent harm because the case involved “a limited time period and limited geographical area“; Purzycki v. Fairfield, supra, 244 Conn. 110; we conclude that the portion of this court‘s decision in Burns, on which Purzycki relied, holding that a harm is imminent when the condition causing the risk of harm is temporally limited and the risk of harm is “significant and foreseeable” should be overruled.9 Burns v. Board of Education, supra, 228 Conn. 650. To explain why, a closer review of this court‘s decisions in Evon, Purzycki and Burns is required.
Thus, this court‘s decision in Evon implies that, if a harm is not so likely to happen that it gives rise to a clear duty to correct the dangerous condition creating the risk of harm immediately upon discovering it, the harm is not imminent. See Tryon v. North Branford, 58 Conn. App. 702, 712, 755 A.2d 317 (2000) (under Evon, imminent harm is “harm ready to take place within the immediate future“). This reading of Evon is consistent both with the meaning of the word “imminent”10 and with our case law holding that the imminent harm to identifiable persons exception “represents a situation in which the public official‘s duty to act is [so] clear and unequivocal that the policy rationale underlying discretionary act immunity—to encourage municipal officers to exercise judgment—has no force.” (Internal quotation marks omitted.) Violano v. Fernandez, 280 Conn. 310, 319, 907 A.2d 1188 (2006); Durrant v. Board of Education, 284 Conn. 91, 106, 931 A.2d 859 (2007) (same); Doe v. Petersen, 279 Conn. 607, 615, 903 A.2d 191 (2006) (same); Shore v. Stonington, supra, 187 Conn. 153 (“[W]here the duty of the public official to act is not ministerial but instead involves the exercise of discretion, the negligent failure to act will not subject the public official to liability unless the duty to act is clear and unequivocal. . . . We have recognized the existence of such duty in situations where it would be
In Burns v. Board of Education, supra, 228 Conn. 650, however, this court interpreted the discussion of imminent harm in Evon to apply to harms arising from dangerous conditions that are temporary, if the risk of harm is significant and foreseeable. In Burns, the plaintiffs, David Burns and his mother, Darlene Vrendburgh, alleged that Burns had been injured in a fall on an icy high school courtyard during school hours. Id., 642. The plaintiffs further alleged that the defendant‘s negligent failure to salt and sand the icy conditions had subjected an identifiable victim—Burns—to imminent harm. Id., 645. This court concluded that, unlike the risk of fire that was at issue in Evon v. Andrews, supra, 211 Conn. 501, “this accident could not have occurred at any time in the future; rather, the danger was limited to the duration of the temporary icy condition in this particularly treacherous area of the campus.11 Further, the potential for harm from a fall on ice was significant and foreseeable.” (Footnote added; internal quotation marks omitted.) Burns v. Board of Education, supra, 650; see also id., 649 (municipal defendant had “the duty to protect . . . pupils . . . from dangers that may reasonably be anticipated“). This court concluded that, under these circumstances, the defendant‘s conduct came within the imminent harm to identifiable persons exception to governmental immunity.12 Id., 650. Similarly, this court held in Purzycki that the risk of injury from the unsupervised use of school hallways during recess was imminent under Burns because the case involved “a limited time period and limited geographical area” and “the risk of harm was significant and foreseeable . . . .” Purzycki v. Fairfield, supra, 244 Conn. 110.
Thus, purporting to apply this court‘s holding in Evon v. Andrews, supra, 211 Conn. 508, that a risk of harm
Accordingly, we conclude that this court in Burns incorrectly held that a foreseeable harm may be deemed imminent if the condition that created the risk of harm was only temporary and the risk was significant and foreseeable. Our statement in Evon v. Andrews, supra, 211 Conn. 508, that a harm is not imminent if it “could have occurred at any future time or not at all” was not focused on the duration of the alleged dangerous
With this standard in mind, we turn to the evidence in the present case. The evidence showed that the school had informed students in writing at the beginning of the school year that horseplay in the locker room was prohibited. There was also evidence that school officials knew that horseplay in the locker rooms was an ongoing issue. In addition, there was evidence that the locker was in a dangerous condition and that it had been in that condition since the beginning of the school year, seven months before the injury occurred. The jury reasonably could have inferred from this evidence that the dangerous condition was apparent to school officials.17 Although this evidence is far from compelling, we are unable to conclude that no reasonable juror could find that it was apparent to school officials that, in combination, the ongoing problem of horseplay in the locker room and the presence of the broken locker were so likely to cause an injury to a student that the officials had a clear and unequivocal duty to act immediately to prevent the harm either by supervising the students while they were in the locker room to prevent horseplay or by fixing the broken locker.18 Accordingly, we conclude that the Appellate Court improperly upheld the ruling of the trial court granting the defendant‘s motion to set aside the verdict in favor of the plaintiffs and to render judgment in favor of the defendant on the ground that no reasonable juror could have found that the plaintiffs had established the imminent harm to identifiable persons exception to governmental immunity.
We next turn to the plaintiffs’ claim that this court should reinstate the jury verdict in their favor because the defendant waived its right to a jury determination on the imminent harm to identifiable persons exception by failing to request that the jury be instructed on its governmental immunity defense.19 We conclude that the case must be remanded to the trial court so that the fact finder can make a determination on this issue.
The following procedural history, some of which is previously set forth in this opinion, is relevant to this claim. After the plaintiffs rested their case at trial, the defendant filed a motion for a directed verdict, claiming that the plaintiffs’ claim was barred by governmental immunity because the plaintiffs had not established that the defendant‘s conduct with regard to the broken locker was ministerial rather than discretionary. Coun-
The trial court did not rule on the defendant‘s motion for a directed verdict immediately, but asked the defendant if it intended to present evidence. The defendant responded that it did. After the close of the defendant‘s evidence, the case was presented to the jury without any instruction on the defense of governmental immunity or the exception to that defense for conduct that subjects identifiable persons to imminent harm. After the jury returned a verdict for the plaintiffs, the defendant filed a motion to set aside the verdict and to render judgment for the defendant on the ground of governmental immunity, which the trial court granted. At the same time, the trial court granted the defendant‘s original motion for a directed verdict.
The plaintiffs contend that, because the defendant did not request a jury instruction on its defense of governmental immunity, it waived its right to a jury determination on the issue and, therefore, if this court determines that there was sufficient evidence to submit the imminent harm to identifiable persons exception to the jury, we should reinstate the jury verdict instead of remanding the case for a new trial. The defendant contends that this issue was not encompassed by the certified question. The defendant further contends that, because the plaintiffs conceded that the defendant‘s conduct with regard to the broken locker was discretionary, the defendant had established the defense of governmental immunity and there was no reason for it to ask for a jury charge on that question. Rather, the defendant contends, it was up to the plaintiffs to ask the trial court for a jury charge on the imminent harm to identifiable persons exception.
We conclude that, under the unusual circumstances of the present case, the fairest course is to proceed as if the trial court had never submitted the case to the
We recognize that, because the plaintiffs had conceded that the defendant would be immune pursuant to
Although we agree with the plaintiffs that, under these unique circumstances, the trial court and the defendant bear some responsibility for the failure to submit the exception to the jury, we reject the plaintiffs’ claim that they are entitled to reinstatement of the jury verdict. Rather, because both parties—as well as the trial court—bear some blame for the confusion, we conclude that the fairest course is to proceed as if the trial court failed to instruct the jury on the exception because it had concluded that the exception was not supported by the evidence. In other words, we treat the case as if the trial court had granted the defendant‘s original motion for a directed verdict and the case was never submitted to the jury. Accordingly, we conclude that we should remand the case to the trial court so that the fact finder may make a finding on the defendant‘s special defense of governmental immunity and the imminent harm to identifiable persons exception to that defense.
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to remand the case to the trial court for a new trial.
In this opinion PALMER, ZARELLA, McDONALD and ESPINOSA, Js., concurred.
Notes
Although we conclude that Heigl does not apply when the plaintiff has raised the imminent harm to identifiable persons exception, we emphasize that, in determining whether a harm was imminent, the fact finder may consider all of the facts and circumstances surrounding the dangerous condition, including the characteristics of the persons who are likely to be exposed to it. A condition that is not an imminent harm in one context may be an imminent harm in another context. For example, a reasonable person might conclude that, while an open fire does not pose a risk of imminent harm to unsupervised high school students, it does pose a risk of imminent harm to unsupervised nursery school students.
Finally, we disagree with Justice Eveleigh‘s contention that there is no difference between an unprotected buzz saw and the sharp edge of a broken locker for purposes of an imminent harm analysis. No reasonable person could fail to conclude that sending children into a room containing an unprotected, operating buzz saw poses such a high risk of injury that the municipal defendant had a clear and unequivocal duty to act immediately to prevent the harm by removing the buzz saw or keeping children away from it. In contrast, a reasonable person might conclude that sending children into a room containing a broken locker with a jagged edge does not pose such a risk.
