Opinion
The plaintiffs, Paul Bonington and Julie Bonington, appeal 1 frоm the summary judgment rendered in favor of the defendants, the town of Westport (town), the town’s planning and zoning department (department) and three department employees (individual defendants) 2 in the plaintiffs’ negligence action. The plaintiffs had sought to recover litigation expenses they incurred in bringing an action against the owners of abutting property after the defendants allegedly had failed to enforce the town’s zoning regulations, to inspect the abutting property properly and to rectify zoning violations on the abutting property. The dispositive issue on appeal is whether the trial court properly concluded that the individual defendants were shielded from liability by governmental immunity. We affirm the trial court’s judgment.
The record reveals the following undisputed facts and procedural history. In or about April, 2003, Sabin Associates, LLC (contractor), razed a dwelling on property that abutted the rear boundary of the plaintiffs’ property (abutting property) and began construction of a new dwelling. In
Because they never received any satisfactory action from the defendants, the plaintiffs initiated a legal action against the Maces, who then owned the abutting property. At some unspecified time, that action was settled after the Maces agreed to correct the drainage problem and to rectify other concerns raised by the plaintiffs.
Thereafter, the plaintiffs commenced the present negligence action against the defendants. In the first count of their revised complaint, brought against the department, Reynolds, Papadakos and Bradley, the plaintiffs alleged that they had been forced to initiate legal action against the Maces, at great expense in fees and costs, because of those defendants’ “continuing failure to do their job, their negligent methods of inspection or lack thereof and their continued failure to enforce or even rule on claimed violations of the [z]oning regulations . . . .” Specifically, the plaintiffs alleged that those defendants had issued certain permits to the contractor despite property conditions that were not in conformity with zoning regulations. They further alleged that, each time they had complained, they were informed that no zoning violations had been found and that their com
plaints were being looked into, a conclusion that the defendants improperly had reached in reliance on the opinion of Thompson, who was an еmployee of another department not charged with making such findings.
3
In the second count, brought against the town, the plaintiffs reasserted the allegations in the first count and alleged that those actions were
The defendants filed an answer and asserted as special defenses to the first count that they were immune from liability pursuant to General Statutes § 52-557n (a) (2) (B) and (b) (8)
5
and that the claims were time barred.
Thereafter, the defendants filed a motion for summary judgment on the basis of their special defenses and on the ground that they did not owe the plaintiffs a legal duty that would support a negligence action. In support of their motion, the defendants submitted affidavits from Papadakos, Thompson, Reynolds and Bradley. They attested, inter alia: that inspections of thе abutting property had been conducted by Papadakos on October 27, 2003, revealing no regrading, and by Reynolds and Thompson on June 2, 2004, revealing regrading but a net decrease in water runoff due to the installation of a drainage system that the previous dwelling did not contain; that both inspections had revealed no zoning violations; and that an inspection to determine whether property conforms with the town’s zoning regulations requires the exercise of professional judgment. In opposition to the motion for summary judment, the plaintiffs submitted, inter alia, an affidavit from Paul Bonington, wherein he largely restated the allegations of the complaint but further contended that Thompson’s determination that no zoning violation existed,
The trial court granted the defendants’ motion for summary judgment on both counts of the complaint. With respect to the first count, the trial court first concluded that the individual defendants were being sued in their official capacity, and, accordingly, were entitled to whatever immunity the town would have under § 52-557n. 7 The court next concluded that the question of what constitutes a reasonable or proper inspection involves the exercise of discretion, as does the enforcement of zoning regulations. It therefore determined that it was incumbent upon the plaintiffs to allege and provide an evidentiary basis for an exception to thе governmental immunity that attaches to discretionary acts pursuant to § 52-557n (a) (2) (B). The court found nothing in the complaint or in Paul Bonington’s affidavit to establish such an exception and noted that the plaintiffs’ memorandum of law in opposition to summary judgment simply had made a cursory assertion that, if the defendants’ acts were discretionary, the identifiable person-imminent harm exception to immunity would apply. The court concluded that the plaintiffs were not subject to imminent harm because their complaint merely had alleged a “threat” to their septic system from the water runoff and Paul Bonington’s response to an interrogatory regarding whether any failure to the system had yet occurred was “not as of this time.” The court also concluded that summary judgment wаs proper on the first count because public policy concerns weighed against imposing a duty of care to support an action in negligence.
With respect to the second count, seeking to impute the actions of the individual defendants to the town pursuant to § 7-465, the court noted that the only damages claimed were litigation expenses incurred by the plaintiffs in their action against the Maces. The court concluded that such damages were not recoverable under § 7-465.
The plaintiffs appealed from the grant of summary judgment in favor of the defendants. See footnote 1 of this opinion. The
We begin with the principles that guide our review. “Practice Book [§ 17-49] provides that summary judgment shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any mаterial fact and that the moving party is entitled to judgment as a matter of law. ” (Internal quotation marks omitted.)
Doe
v.
Petersen,
In applying this standard of review, we look to the common-law and statutory doctrines that determine the tort liability of municipal employees. “At common law, municipal officers were liable fоr their own torts, but the municipality, their municipal ‘master,’ was not vicariously hable for those torts. . . . Section 7-465 (a) effectively circumvented the general common law immunity of municipalities from vicarious liability for their employees’ acts by permitting injured plaintiffs to seek indemnification from a municipal employer for such acts under certain circumstances and
Under the common law, “[generally, a municipal employee is hable for the misperformance of ministerial acts, but has a qualified immunity in the performance of governmental acts. . . . Governmental acts are performed whohy for the direct benefit of the pubhc and are supervisory or discretionary in nature. . . . The hallmark of a discretionary act is that it requires the exercise of judgment. ... In contrast, [m]inisterial refers to a duty [that] is to be performed in a prescribed manner without the exercise of judgment or discretion.” (Internal quotation marks omitted.)
Violano
v.
Fernandez,
Therefore, the first question we must address is whether the alleged acts of negligence were discretionary or ministerial. “Although the determination of whether official acts or omissions are ministerial or discretionary is normally a question of fact for the fact finder . . . there are cases where it is apparent from the complaint . . . [that] [t]he determination of whether an act or omission is discretionary in nature and, thus, whether governmentаl immunity may be successfully invoked pursuant to ... § 52-557n (a) (2) (B),
8
turns on the character of the act or omission complained of in the complaint. . . . Accordingly, where it is apparent from the complaint that the defendants’ allegedly negligent acts or omissions necessarily involved the exercise of judgment, and thus, necessarily
were discretionary in nature, summary judgment is proper.” (Internal quotation marks omitted.)
Swanson
v.
Groton,
As we previously have noted, the plaintiffs claim that checking to see whether required permits and forms have been obtained and filed, inspecting and accurately reporting the result of inspections for zoning violations and enforcing clear violations of zoning regulations are not discretionary acts.
9
Having reviewed the
“If by statute or other rule of law the official’s duty is clearly ministerial rather than discretionary, a cause of action lies for an individual injured from allegedly negligent performance. . . . [See]
Blake
v.
Mason,
Nevertheless, even when the duty to respond to a violation оf law is ministerial because that specific
response
is mandated, the predicate act — determining whether a violation of law exists — generally is deemed to be a discretionary act. “A ministerial duty on the part of an official often follows a quasi-judicial determination by that official as to the existence of a state of facts. Although the determination itself involves the exercise of judgment, and therefore is not a ministerial act, the duty of giving effect, by taking appropriate action, to the determination is often ministerial.”
Pluhowsky
v.
New Haven,
In the present case, the regulations on which the plaintiffs rely either impose obligations on the
permit applicant
or clearly require a predicate discretionary determination by the defendants as to whether a viola
tion exists.
11
To the extent that the plaintiffs contend that the zoning violations were so obvious that they precluded the exercise of discretion, we treat such contentions as implicating the exceptions to discretionary act immunity, and as not changing the nature of the act. See
Fleming
v.
Bridgeport,
Significantly, we note that the crux of the plaintiffs’ complaint stems from the defendants’ allegedly improper or inadequate inspections. This court has held, however, that inspections to determine whether property conforms to regulations and codes are of a discretionary nature. In
Evon
v.
Andrews,
We note that, under § 52-557n (b) (8), there is a specific limitation on municipal liability for negligent inspection of property and an exception thereto. That provision provides: “Notwithstanding the provisions of subsection (a) of this sеction, a political subdivision of the state or any employee, officer or agent acting within the scope of his employment or official duties shall not be liable for damages to person or property resulting from ... (8) failure to make an inspection or making an inadequate or negligent inspection of any property, other than property owned or leased by or leased to such political subdivision, to determine whether the property complies with or violates any law or contains a hazard to health or safety, unless the political subdivision had notice of such a violation of law or such a hazard or unless such failure to inspect or such inadequate or negligent inspection constitutes a reckless disregard for health or safety under all the relevant circumstances . . . .” General Statutes § 52-557n (b). In the present case, however, the plaintiffs sought to impose liability only under the common law and by way of indemnification under § 7-465. Indeed, the defendants interposed § 52-557n (b) (8) as an affirmative
defense, but the plaintiffs asserted a general denial to that defense.
12
Because a party generally is limited on appeal to the theory that they have advanced at trial;
Williams
v.
New
Haven,
We therefore conclude that the trial court properly determined that the alleged acts of negligence constituted discretionary acts to which municipal immunity attached. Accordingly, we turn to the question оf whether the plaintiffs fall within the only exception to that immunity that they have raised — the identifiable person/imminent harm exception. Under this exception, the circumstances must “make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . .” (Internal quotation marks omitted.)
Cotto
v.
Board of Education,
The plaintiffs’ complaint alleged two types of harm: first, that the regrading of the abutting property had redirected surface water drainage onto the plaintiffs’ property and, as a result, “every time it rained, excessive amounts of surface water
We conclude that such claims fall short of the limited circumstances under which imminent harm mаy be established. Imminent does not simply mean a foreseeable event at some unspecified point in the not too distant future. Rather, we have required plaintiffs to identify a discrete place and time period at which the harm will occur. “[R]ecent decisions focus on the government actors’ specific awareness of the imminent harm at issue, and further illustrate the very limited recognition in this state accorded to the identifiable person, imminent harm exception.
Evon
v.
Andrews,
[supra,
Although the plaintiffs’ property undoubtedly constitutes a discrete place, and rainfall inevitably would occur at that site at some point in the future, a significant rainfall causing excessive surfaсe runoff necessarily would occur at an indefinite point in time. Such harm is not imminent. Similarly, even if the defendants “should have known” that their failure to respond satisfactorily to the plaintiffs’ complaints would force the plaintiffs to initiate legal action and in turn incur legal expenses, there was no definite point in time when
We, conclude, therefore, that the trial court properly determined that the individual defendants are entitled to governmental immunity. Accordingly, we need not consider the trial court’s alternate ground for summary judgment as to these defendants, e.g., that they did not owe the plaintiffs a duty that would support an action in negligence. See
Violano
v.
Fernandez,
supra, 280
Conn. 335 (“even if a municipality and its offiсial or employee owes a plaintiff a private duty, the municipality and its official or employee will be immune from liability for their negligence if the act complained of was discretionary in nature and does not fall within the three exceptions to discretionary act immunity”). Similarly, we need not consider the trial court’s conclusion that, under § 7-465, the plaintiffs cannot recover the legal fees they incurred. A claim for indemnification against a municipality under § 7-465 is entirely dependent upon establishing liability against a municipal employee. See
Wu
v.
Fairfield,
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
The plaintiffs appealed from the trial court's judgment to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practiсe Book § 65-1.
The three individuals named as defendants are Larry Bradley, the department’s director, Susan Reynolds, the town’s zoning enforcement officer, and Mary Papadakos, the town’s zoning enforcement inspector.
Although the plaintiffs’ complaint did not name Thompson specifically, Paul Bonington’s affidavit, submitted in opposition to the defendants’ motion for summary judgment, specified that Thompson was the person on whose opinion the defendants improperly had relied.
General Statutes § 7-465 (a) provides in relevant part: “Any town, city or borough, notwithstanding any inconsistent provision of law, general, special or local, shall pay on behalf of any employee of such municipality ... all sums which such employee becomes obligated to pay by reason of the liability imposed upon such employee by law for damages awarded for infringement of any person’s civil rights or for physical damages to person or property, except as set forth in this section, if the employee, at the time of the occurrence, accident, physical injury or damages complained of, was acting in the performance of his duties and within the scope of his employment, and if such occurrence, accident, physical injury or damage was not the result of any wilful or wanton act of such employee in the discharge of such duty. ... No action for personal physical injuries or damages to real or personal property shall be maintained against such municipality аnd employee jointly unless such action is commenced within two years after the cause of action therefor arose and written notice of the intention to commence such action and of the time when and the place where the damages were incurred or sustained has been filed with the clerk of such municipality within six months after such cause of action has accrued. Governmental immunity shall not be a defense in any action brought under this section. . . .”
General Statutes § 52-557n provides in relevant part: “(a) (1) Except as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties .... (2) Except as otherwise provided by law, a political subdivision of the state shall not be liable for damages to person or property caused by . . . (B) negligent acts or omissions which require the exercise of judgment or discretion as an official function of the authority expressly or impliedly granted by law.
“(b) Notwithstanding the provisions of subsection (a) of this section, a political subdivision of the state or any employee, officer or agent acting within the scope of his employment or official duties shall not be liable for damages to person or property resulting from ... (8) failure to make an inspection or making an inadequate or negligent inspection of any property, other than property owned or leased by or leased to such political subdivision, to determine whether the property complies with or violates any law or contains a hazard to health or safety, unless the political subdivision had notice of such a violation of law or such a hazard or unless such failure to inspect or such inadequate or negligent inspection constitutes a reckless disregard for health or safety under all the relevant circumstances . . . .”
We note that the plaintiffs’ appendix includes a May 3, 2006 letter from Melvin H. Barr, Jr., president of Barr Associates, LLC, aplanning and development consulting firm. In that letter, Barr states his opinion, on the basis of an inspection of the properties at issue and the zoning records, that the defendants had failed to enforce certain zoning regulations in issuing certain permits and authorization for the construction on the abutting property and that the grade of the property was in violation of the town’s zoning regulations. Although this letter reflects that it was marked as a full exhibit, apparently in anticipation of trial, it is not included in the record prepared for this appeal. The docketing statement submitted by the plaintiffs, pursuant to Practice Book § 63-4, states that the only exhibits at trial were those attached to the motion for summary judgment and the response thereto. That letter is not attached, however, to the plaintiffs’ memorandum in opposition to the motion for summary judgment that is in this court’s file. Morеover, because the trial court made no mention of the letter in discussing the evidence submitted, there is no indication that the letter was before the trial court when it rendered its decision. It is the appellant’s burden to provide the court with a proper record for review. Practice Book § 61-10. We need not decide, however, whether Barr’s letter properly can be considered part of the record because it contains no facts that would affect the disposition of this appeal.
The court summarily disposed of the claim against the department as follows: “As for the [department], it is not an independent entity capable of being sued for money damages.” The plaintiffs do not address this conclusion or the depаrtment’s liability in any manner. Therefore, we limit our analysis to the court’s conclusions as they pertain to the individual defendants and the town.
Although the plaintiffs sought to impose liability on the municipal employees under the common law and on the municipality under § 7-465, not § 52-557n (a), this court has recognized that the common-law exceptions to liability for municipal employees are codified under § 52-557n (a).
Violano
v.
Fernandez,
supra,
We note that the plaintiffs’ complaint also alleges that the defendants failed to take “any action on any complaint from which the [plaintiffs could have taken appropriate legal action to have said [d] efendants’ determinations properly reviewed . . . The plaintiffs have cited no regulations, statutes or common-law authority that required the defendants to “rule” on their complaint or to do so within a specified period of time, and they have provided no analysis in their appellate brief relating to this allegation. Therefore, we deem this allegation to be abandoned on appeal. See
Smith
v.
Andrews,
In
Wright
v.
Brown,
supra,
We note that neither the plaintiffs’ complaint nor any pleadings or documents submitted to the court provide any text of any of the relevant regulations that the plaintiffs claim have been violated. We have, however, taken judicial notice of those regulations. For example, one regulation on which the plaintiffs rely provides: “If excavation or regrading under any of the foregoing exceptions is carried on in a manner so as to circumvent the protection of property sought by the provisions of this regulation or so as to appreciably change the groundwater table or alter natural drainage basins or flow in a manner not commensurate with public health, safety and welfare, the Zoning Enforcement Officer or the Planning and Zoning Commission shall issue a cease and desist order and require the owner to remedy the violation.” (Emphasis added.) Westport Zoning Regs., § 32-8.1.4. The plaintiffs made no allegation nor submitted any proof that the defendants had concluded that these conditions had been met, and the defendants’ proof is to the contrary.
Moreover, at oral argument before this court, the plaintiffs’ counsel specifically disavowed any reliance on § 52-557n because the plaintiffs were of the view that § 52-557n would not apply to the department and its employees.
