Lead Opinion
Opinion
The sole issue in this certified appeal is whether the plaintiffs failed to prove that the plaintiff Jason Purzycki (child) was subject to imminent harm, so as to come within an applicable exception to the doctrine of governmental immunity for discretionary acts performed by municipal employees. The named plaintiff, Gary Purzycki, filed this action as parent and next friend of the child, and on his own behalf for his medical expenses, against the defendants
The Appellate Court decision sets forth the procedural history, and the facts that the jury reasonably could have found. “The [child] was an eight year old second grade student at the Roger Sherman School in Fairfield. School rules required that teachers escort students to an all-purpose room, which served as a cafeteria during lunchtime. While eating lunch, the students were supervised by two adults. After eating lunch, the students were dismissed on a table by table basis to go to the playground for recess. To get to the playground from the lunchroom, the students proceeded down a hallway. The hallway was not monitored, but teachers in the classrooms abutting the hallway were instructed to keep their doors open in order to hear or see any activity in the hallway. This process was in accordance with the policies, rules and regulations promulgated by school officials.
“On June 13, 1989, at approximately 12:30 p.m., [the child], along with the rest of his class, was escorted to lunch by a teacher. After being dismissed for recess, [he] proceeded to his locker, where he removed his coat and hat. He then ran down the hallway, and, as he neared the exit door, another student extended his leg and tripped him. [The child] fell, head first, through the wire mesh window of the exit door and sustained injuries.
“The relevant procedural history is as follows. The plaintiffs filed a personal injury action against the defendants, sounding in negligence and nuisance.
The Appellate Court was divided, with the majority deciding that the jury reasonably could not have concluded that the lack of supervision, standing alone, subjected the child to imminent harm as required for liability under the doctrine of qualified governmental immunity. Id., 365-66. It concluded that the case was analogous to Evon v. Andrews,
The dissent concluded, however, that the facts of the present case were more analogous to Burns v. Board of Education,
I
The plaintiffs claim that the trial court improperly set aside the jury verdict in their favor. The plaintiffs contend that the jury correctly found that the imminent harm-identifiable person exclusion to the doctrine of governmental immunity was applicable to this case. Specifically, they argue that “[t]he danger of the . . . child’s unsupervised use of the school hallways during recess was of an imminent nature as it was limited to the one-half hour lunch recess of the second grade lunch period for each day the child was compelled by statute to be on school premises.” Further, the plaintiffs emphasize, as Judge Heiman noted in his dissent, that “ ‘the principal of the elementary school admitted that if elementary schoolchildren are not supervised, they tend to run and engage in horseplay that often results in injuries.’ ” Quoting Purzycki v. Fairfield, supra,
“The trial court’s function in setting aside a verdict and this court’s role in reviewing that action are well settled. . . . The trial court should not set a verdict aside where there was some evidence upon which the jury could reasonably have based its verdict, but should
“Although municipalities are generally immune from liability in tort, municipal employees historically were personally liable for their own tortious conduct. Evon v. Andrews, [supra,
The plaintiff's concede that any duty owed by the defendants to the child was discretionary, not ministerial in nature.
The only exception to the qualified immunity of a municipal employee for discretionary acts that is relevant to the present case is the exception permitting a tort action in circumstances of likely imminent harm to an identifiable person. “We have construed this exception to apply not only to identifiable individuals but also to narrowly defined identified classes of foreseeable victims.” Burns v. Board of Education, supra,
In Burns, a schoolchild slipped and fell due to icy conditions on a main accessway of the school campus, during school hours. In that case, “the danger was limited to the duration of the temporary icy condition in this particularly ‘treacherous’ area of the campus . . . [and] the potential for harm from a fall on ice was significant and foreseeable.” Id. We concluded that governmental immunity was not a defense because a “[schoolchild] was one of a class of foreseeable victims to whom the superintendent owed a duty of protection in relation to the maintenance and safety of the school grounds . . . .” Id.
In reaching that conclusion in Burns, we distinguished it factually from Evon. In Evon, the plaintiffs decedent filed an action against the city of Waterbury and its officers claiming that they had been negligent in failing reasonably to inspect and enforce statutes concerning the maintenance of a multifamily rental unit that the decedent was occupying when it was destroyed by fire. Evon v. Andrews, supra,
Under the facts of the present case, we conclude that this case is more analogous to Burns than it is to Evon.
The defendants and the amici curiae claim that the risk of harm presented here was more similar to Evon because there was evidence that this type of harm had not previously occurred during the twenty-two year time period in which the same level of supervision had occurred. The defendants also point out that the hallway itself harbored no dangers or defects. We disagree. There was no evidence from which the jury could have inferred that no such injuries had occurred.
Furthermore, as noted previously, the imminent harm was limited to a one-half hour period each day when the second grade students were dismissed to traverse an unsupervised hallway, when school administrators were aware that unsupervised children are more likely to run and engage in horseplay leading to injuries. Therefore, because the school administrators here had reason to foresee the danger that could occur on a daily basis, the harm in the present case was not as remote a possibility as was the harm in Evon.
II
The defendants also offer four alternate grounds for affirming the Appellate Court’s judgment, namely, that: (1) the doctrine of sovereign immunity would bar the plaintiffs’ claim; (2) the jury reasonably could not have found that the defendants’ negligence was an actual or proximate cause of the child’s injuries; (3) there was insufficient evidence for the jury to have found a duty to supervise or a breach of such a duty; and (4) the defendants stood in loco parentis to the child and are thereby granted immunity. We do not find any of these alternate grounds persuasive.
A
First, the defendants proffer the doctrine of sovereign immunity as a basis for affirming the judgment of the Appellate Court. The defendants ar gue that local boards
Although these statements of the law are accurate, our jurisprudence has created a dichotomy in which local boards of education are agents of the state for some purposes and agents of the municipality for others. Heigl v. Board of Education,
B
The defendants next contend that there was insufficient evidence for a jury to have found that the defendants’ negligence was the cause in fact of the child’s injuries. They indicate that because the plaintiffs failed to prove that the child’s injury would not have occurred if monitors had been in place, causation was not proven. We are not persuaded.
“ ‘[T]he constitutional right of trial by jury includes the right to have issues of fact as to which there is room for a reasonable difference of opinion among fair-minded [persons] passed upon by the jury and not by the court.’ ” State v. Wooten,
The test for cause in fact is “ ‘[w]ould the injury have occurred were it not for [the defendant’s] negligent . . . conduct ... ?’” Stewart v. Federated Dept. Stores, Inc.,
In the present case, the plaintiffs produced evidence that the principal knew, based upon his knowledge of the relatively minor degree of judgment and experience of young schoolchildren, that they repeatedly violated the rules and that they will engage in horseplay when left unsupervised. The plaintiffs also produced evidence that the students were supervised at all other aspects of lunch and recess, except when traveling in that hallway from the all-purpose room to the playground, and that the dismissal of children from the lunchroom was random in that they were given the discretion to leave on
C
Next, the defendants claim that judgment should be affirmed because there was insufficient evidence to establish any basis upon which the jury could find the existence of a duty to supervise or a breach of such a duty. In support of this claim, the defendants argue, citing Heigl v. Board of Education, supra,
D
Finally, the defendants argue that the judgment of the Appellate Court should be affirmed because the defendants stood in loco parentis to the child and are thereby immune from liability for negligence. They state that a teacher in a public school stands in loco parentis toward a pupil, and that the parental immunity doctrine bars an unemancipated minor from bringing an action against his or her parents for injuries sustained by the negligence of the parents. Completing the syllogism, they argue that the tort liability of school officials for negligence must also fall within parental immunity. We are not persuaded.
“The purpose of the doctrine [of parental immunity] is to preserve the integrity and unity of the family and to avoid unnecessarily injecting ‘the machinery of the state’ into the day-to-day exercise of parental discretion. . . . [T]here are few things more disruptive of familial harmony than a legal action by an unemancipated minor child against a parent.” (Citations omitted.) Squeglia v. Squeglia,
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to that court with direction to render judgment for the plaintiffs in accordance with the jury verdict.
In this opinion BERDON, KATZ and PALMER, Js., concurred.
Notes
The plaintiffs brought an action against the town of Fairfield, Joseph Walsh, the principal of Roger Sherman School, and the Fairfield board of education. The plaintiffs withdrew their claim against the town prior to trial. Hereinafter, we refer to Walsh and the board of education as the defendants.
The defendants also offer four alternate grounds for affirming the judgment of the Appellate Court in the event that we conclude that there was sufficient evidence to support the jury’s verdict. They claim: (1) the doctrine of sovereign immunity bars the plaintiffs’ claim; (2) the jury reasonably could not have found that the defendants’ negligence was an actual or proximate cause of the child’s injuries; (3) there was insufficient evidence for the jury to have found a duty to supervise or a breach of such a duty;
The plaintiffs withdrew their claim for nuisance prior to trial.
Because the material facts of this case are undisputed, the question presented here is one of law.
We note that “[t]he existence of a duty of care ... is a matter of law for the court to decide. Shore v. Stonington,
First, the students inarched single file into the lunchroom escorted by their teacher. Then, two monitors were in attendance in the all-purpose room while the students ate their lunch. Finally, two monitors supervised the playground during the remainder of the recess.
The testimony elicited from the principal regarding the history of injuries at Roger Sherman School was limited in scope to injuries caused by the
Dissenting Opinion
dissenting. The principal issue in this appeal is whether the Appellate Court properly affirmed the trial court’s decision to set aside the jury’s verdict. The court set the verdict aside on the ground that the undisputed facts and circumstances did not, as a matter of law, establish the existence of “imminent harm.” Because I agree with the Appellate Court’s conclusion that the trial court properly set the jury’s verdict aside, I respectfully dissent.
“[T]his court has approved the practice of deciding the issue of governmental immunity as a matter of law. See Shore v. Stonington, [
The majority determines that this case more closely resembles Burns v. Board of Education, supra,
The majority concludes that the requirements of immediacy and certainty are met in this case because the hallway is not directly monitored for one-half hour every school day when students are dismissed to recess.
The similarity of this case to Burns begins and ends with the fact that the plaintiffs in both cases are students injured on school grounds. In Burns, the school custodian, in violation of school policy, failed to salt and sand an often used walkway where ice had formed. This created an inherently dangerous condition, from which injury was virtually certain to occur in the immediate future. Here, by contrast, school officials are being held liable for allocating their scarce human resources in the exercise of their best discretion and providing only limited monitoring of the hallway, but promulgating strict rules to prevent the type of harm that occurred. The minor plaintiffs disregard of those rules, along
I believe that the majority has strayed from the basic principles and policies that underlie the doctrine of governmental immunity. The history and purpose of the doctrine are aptly set forth in Gordon v. Bridgeport Housing Authority, supra,
We have developed limited exceptions to the doctrine of governmental immunity for discretionary acts on the basis of compelling policy considerations. See id. “One exception is when ‘it would be apparent to the public officer that his failure to act would be likely to subject an identifiable person to imminent harm.’ [Shore v. Stonington, supra,
Although the majority focuses on the distinction between Burns and Evon, it is necessary to consider the precedents that led to the decisions in both cases in order to define the scope of the “identifiable person subject to imminent harm” exception. See Evon v. Andrews, supra,
In Evon v. Andrews, supra,
We again addressed this exception in Burns v. Board of Education, supra,
The cases in this area of law do not support a conclusion that the minor plaintiff in the present matter was subject to imminent harm. We have concluded that the possibility that an intoxicated driver would harm a fellow motorist is not sufficiently imminent to meet that narrow exception. We also have concluded that the failure to enforce regulations and codes that serve to prevent the danger of fires in rental dwellings did not subject the residents of such a dwelling to imminent harm. We have found imminent harm only in the clearest cases such as where a police officer observed a violent public brawl and failed to intercede, and where a school official allowed an inherently dangerous condition to persist on school property. In light of these precedents, I would not conclude that the possibility that a child might be harmed as a result of a policy of allowing schoolchildren to travel in a generic hallway without direct supervision, a policy in effect without similar incident for twenty-two years, constitutes imminent harm. It cannot be said that it was apparent to the defendants that the lack of direct supervision in
Throughout the many developments in the doctrine of governmental immunity, we have steadfastly retained the notion that public policy mandates only limited and narrow exceptions. From our earliest articulation of the doctrine, we have acknowledged as its governing principle that “[t]he affairs of government cannot be conducted with absolute exactitude, and public officials cannot be expected to act in all cases with certain judgment. Timidity and doubt would govern their performance of public duty if they acted in the consciousness that personal liability might follow, no matter how closely they followed their best discretion.” Wadsworth v. Middletown, supra,
Heretofore, we have consistently adhered to this principle. Although we repeatedly have been petitioned to do away with the doctrine of governmental immunity, we have declined to do so, noting that “ ‘[t]he adoption of a rule of liability where some kind of harm may happen to someone would cramp the exercise of official discretion beyond the limits desirable in our society.’ ” Evon v. Andrews, supra,
I am compelled to disagree with the majority because I believe that imposition of liability in this case sounds the death knell of governmental immunity and will unduly undermine the ability of public officials to exercise discretion. The majority has equated mere foreseeability that some harm might possibly occur at some time in the future with imminent harm. As a result, I fear that public officials, in the performance of their public duties, will no longer enjoy any greater immunity for discretionary acts than does the average citizen. If foreseeability is the only requirement, public officials will be held hable for every discretionary act that has an unfortunate result. While the majority retains the token language of the imminent harm requirement, it has reduced the standard of imminence to make it no standard at all. The majority concludes that “the harm in the present case was not as remote a possibility as was the harm in Evon.'” This reasoning is not compelling, however, because inspectors charged with enforcing the fire codes could foresee that improper inspections might result in a fire that could occur on any day. Moreover, a police officer could foresee that the decision not to arrest a drunk driver could result in harm to other motorists or pedestrians that very same day or hour. The majority’s conclusion equates imminence of harm with the foreseeability that harm might result, effectively eliminating the requirement that the foreseeable harm must also be virtually certain to occur in the immediate future. See, e.g., Evon v. Andrews, supra,
The conclusion reached by the majority not only serves to undermine the exercise of discretion by
I respectfully dissent.
Unlike the majority, I would not refer to the hallway as “unsupervised.” The record shows that it was a school policy that teachers in the classrooms adjoining the hallway were to keep their doors open and be attentive to activity in the hallway and to take action if necessary. While this court may conclude that this is not the best available form of supervision, that discretionary call is not ours to make. It is a policy choice left to the discretion of the school officials. We are not privy to the financial and scheduling constraints that inform the decision-making process. It is precisely for this reason that the doctrine of governmental immunity protects public officials from the 20/20 hindsight of courts operating to impose liability for discretionary acts performed by public officials in good faith. See Shore v. Stonington, supra,
The majority also fails to acknowledge that the hallway receives the same level of reduced supervision throughout most of the day. At any given time during the day, unattended students may be traversing the halls. For example, students going to the nurse’s office or to the bathroom anytime during the school day are not directly supervised in the hall. Thus, the finite period reasonably cannot be limited to the daily, one-half hour postlunch break.
The record indicates that a fellow student tripped the minor plaintiff as he ran toward the door. The actions of both students violated school rules. This fellow student was not made a defendant to this action.
Other recognized exceptions include the situation where “ ‘a statute may specifically provide for a cause of action against an official or a municipality for failure to enforce certain laws, such as those designed to prevent disturbances of the peace by riotous assemblies. See, e.g., Sestito v. Groton, supra, [178 Conn.] 523-24 (General Statutes § 7-108).’ Shore v. Stonington, supra, [187 Conn.] 154 . . . [and] where the complaint alleges an action involving malice, wantonness or intent to injure, rather than negligence. Id., 155; see,
