AUSTIN HAUGHWOUT v. LAURA TORDENTI ET AL.
(SC 20076)
Supreme Court of Connecticut
July 30, 2019
Robinson, C. J., and Palmer, McDonald, Mullins, Kahn, Ecker and Vertefeuille, Js.
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Syllabus
The plaintiff, who had been expelled from a state university, sought, inter alia, a writ of mandamus reinstating him as a student. Specifically, the plaintiff alleged that the defendants, certain university officials involved in the decision to expel him, violated his federal constitutional right to free speech. An investigation conducted by university police revealed that the plaintiff had identified a particular student as “first on his hit list,” shared digital photographs of a bullet with other students, remarked that he had loose bullets at home and in his truck, made certain comments about “shoot[ing] up” the university, greeted others by pointing at them with his hand in the shape of a gun, and bragged to others about his guns and ammunition. Although students described the plaintiff‘s conduct as joking and nonchalant, some of those students indicated a sense of alarm, concern or fear. As a result of his statements and conduct, the plaintiff was suspended on an interim basis. Thereafter, the university commenced formal disciplinary proceedings on the ground that the plaintiff had violated several provisions of the student code of conduct. At a hearing before a panel of school administrators and a professor, the plaintiff largely denied making the statements and gestures attributed to him. The hearing panel found, however, that the plaintiff was responsible for the statements and conduct at issue and expelled him from the university. The hearing panel‘s decision was upheld after an internal appeal before the university‘s associate dean for student affairs. In disposing of the plaintiff‘s free speech claim, the trial court concluded, inter alia, that the plaintiff‘s statements and gestures were true threats that were not protected under the first amendment to the United States constitution because, in light of various mass shootings at schools and universities around the country, a reasonable person would have interpreted the plaintiff‘s statements and gestures as serious expressions of an intent to cause harm. The trial court rendered judgment for the defendants, from which the plaintiff appealed. Held that the trial court correctly determined that the plaintiff‘s statements and gestures were true threats that were not protected by the first amendment, and, accordingly, this court affirmed the trial court‘s judgment: in light of the plaintiff‘s access to ammunition and weapons and his express statements to that effect, the context provided by the relative frequency of contemporary mass school shootings, and the absence of any facts mooring the plaintiff‘s statements to political or artistic hyperbole, a reasonable person hearing the plaintiff‘s statements and viewing his gestures would be more than justified in believing that those expressions constituted a physical threat; moreover, the plaintiff‘s claim that his expressions lacked sufficient specificity to constitute a true threat was inconsistent with his statement identifying a particular student as being on his hit list, which was communicated directly to that student, and failed to account for the fear of indiscriminate and random death resulting from mass shootings that may be shared by any number of people who frequent a public place that has been the subject of a threat, his claim that contemporaneous listeners characterized his statements as jokes and did not understand them to be a serious expression of an intent to cause harm was undercut by the fact that his statements and conduct were subsequently reported to the university police, and his claim that his statements were benign, political hyperbole was unpersuasive because he had specifically denied making those same statements during the underlying disciplinary proceedings.
Argued October 17, 2018—officially released July 30, 2019
Procedural History
Action seeking reinstatement following the plaintiff‘s expulsion from Central Connecticut State University, and for other relief, brought to the Superior Court in the judicial district of New Britain, where the court, Hon. Joseph M. Shortall, judge trial referee, granted in part the defendants’ motion to dismiss certain counts of the complaint; thereafter, the case was tried to the court, Hon. Joseph M. Shortall, judge trial referee, who, exercising the powers of the Superior Court, rendered judgment for the defendants, from which the plaintiff appealed. Affirmed.
Mario Cerame, for the appellant (plaintiff).
Ralph E. Urban, assistant attorney general, with whom, on the brief, was George Jepsen, former attorney general, for the appellees (defendants).
Rebecca E. Adams filed a brief for the Connecticut Association of Boards of Education as amicus curiae.
Opinion
The record reveals the following facts, as found by the trial court,4 and procedural history. “On September 17, 2015, a student at [the university] (complainant) went to the headquarters of the campus police to report a ‘suspicious incident’ at the student center. [The complainant] provided a written statement in which he said that [the
“On September 21, 2015, the campus police interviewed another [university] student who had known [the plaintiff] since the spring semester [of] 2015 and hung around with him in a group that met at the student center. That student recounted statements by [the plaintiff] that ‘someone should shoot up this school’ or ‘I should just shoot up this school.’ [The plaintiff] was ‘always’ talking about guns and ammunition and ‘greets everyone by pointing at them with his hand in the shape of a gun.’ This student reported that [the plaintiff] had said to him that he was [the plaintiff‘s] ‘number one target,’ ‘number one on my list.’ [The plaintiff] ‘brags constantly about his guns and ammunition, shows off pictures and boasts about wanting to bring a gun to school.’ This student described these statements by [the plaintiff] as made ‘jokingly’ and that the group in which they hung around dismissed what he said as a joke.
“On the same day, the campus police reinterviewed the complainant, who repeated his allegations of September 17. Although [the complainant], too, described [the plaintiff‘s] statements as having been made ‘jokingly,’ he was ‘alarmed’ by them, had started avoiding [the plaintiff], left the student center when [the plaintiff] arrive[d] and was ‘afraid for everyone‘s safety.’
“On September 22, the campus police interviewed a third student who related that he had heard [the plaintiff] during the preceding week state ‘something like “might as well shoot up the place.“’ While this student described [the plaintiff‘s] statement as having been been made ‘nonchalantly,’ he was ‘concerned about the context of [the plaintiff‘s] exclamation’ because [the plaintiff] had been ‘upset about something’ when he made it.
“The campus police interviewed [the plaintiff] on September 22, 2015, as well. While he acknowledged talking about guns a lot, he denied ever saying anything about shooting up the school, stating that ‘he knows better than to mention anything like that.’ He attributed the complaints against him to his position on gun rights.
“After interviewing [the plaintiff], the campus police called two of the persons they had previously interviewed and inquired why they had not contacted police upon hearing [the plaintiff‘s] alleged remarks about ‘shooting up the school.’ One said he had been told by others who heard the remark to ‘take it as a joke and ignore [the plaintiff]‘; the other stated that [he] ‘didn‘t take it seriously but . . . was kind of concerned.’
“[Samuda], a detective with the campus police, participated in this investigation. At its conclusion, on September 22, he applied for an arrest warrant charging [the plaintiff] with the crime of threatening in the second degree, in violation of
Following an investigation by Dukes, the university commenced disciplinary proceedings against the plaintiff on the ground that his actions had violated four separate provisions of the university‘s student code of conduct prohibiting the following: physical assault, intimidation, or threatening behavior; harassment; disorderly conduct; and offensive or disorderly conduct. A hearing was held before a panel consisting of two administrators and a professor, at which the plaintiff largely denied making the statements and gestures attributed to him. See footnote 18 of this opinion. The hearing panel found, however, that the plaintiff was responsible on all charges, and decided to expel him from the university‘s campus. The hearing panel‘s decision to expel the plaintiff from the university6 was subsequently upheld after an internal appeal.7
The plaintiff subsequently brought this action seeking a declaratory judgment, injunctive relief, and damages. The plaintiff also sought a writ of mandamus reinstating him as a student at the university, expungement of misconduct allegations from his record, and a refund of tuition and fees that had been withheld by the defendants. The plaintiff claimed that his expulsion constituted a breach of contract, contravened an implied covenant of duty of good faith and fair dealing, and violated his state and federal constitutional rights to due process of law and to freedom of speech.
After a hearing,8 the trial court issued a memorandum of decision in which it rejected the plaintiff‘s contractual and due process claims,9 and further concluded that the defendants did not violate the plaintiff‘s free speech rights under the federal and state constitutions. The trial court concluded that the plaintiff‘s “statements and gestures while in the student center at [the university] fit the definition of ‘true threats,‘” and “were certainly not statements that sought ‘to communicate a belief or idea.‘”10 Because the plaintiff had “denied
On appeal, the plaintiff, emphasizing that the first amendment “doesn‘t protect just the good jokes,” claims that the statements, gestures, and images that he made were not true threats and, therefore, were a constitutionally protected exercise of his right to free speech.12 Relying heavily
In response, the defendants argue that the plaintiff‘s statements and gestures were true threats under State v. Krijger, supra, 313 Conn. 434, because “a reasonable hearer or receiver of the expressive conduct would believe [that he] was expressing a serious intent to commit an act of unlawful violence.” Relying on, inter alia, Doe v. Pulaski County Special School District, 306 F.3d 616 (8th Cir. 2002), and State v. DeLoreto, 265 Conn. 145, 827 A.2d 671 (2003), the defendants contend that the plaintiff‘s comments and gestures are reasonably understood as a true threat, given his access to weapons and the fact that the students who witnessed them evinced their fear insofar as some stopped going to the student center, others went to the police, and, “while several of them verbally agreed to provide testi-mony or information at [the plaintiff‘s] campus disciplinary proceeding, only one showed up, and he became notably agitated and fearful, and refused to appear before the disciplinary panel when he learned [the plaintiff] would be present, leaving abruptly.” The defendants argue that, although the plaintiff‘s threats were directed at particular individuals, including one student whom he had described as his “number one target,” the nature of the threats struck more broadly because they implicated the randomness that is the “fear inducing phenomenon” of mass shootings. The defendants also contend that the record does not support the plaintiff‘s contention that his statements and gestures were humor, political satire, or political expression with respect to gun control, largely because he “did not make any such claims before the [university‘s] hearing panel, instead claiming that there was something about his personality that caused people to lie about him and his activities, and that the evidence against him was the result of a personal vendetta by a particular student to have him expelled.” Ultimately, the defendants
“The [f]irst [a]mendment, applicable to the [s]tates through the [f]ourteenth [a]mendment, provides that Congress shall make no law . . . abridging the freedom of speech. The hallmark of the protection of free speech is to allow free trade in ideas—even ideas that the overwhelming majority of people might find distasteful or discomforting. . . . Thus, the [f]irst [a]mendment ordinarily denies a [s]tate the power to prohibit dissemination of social, economic and political doctrine [that] a vast majority of its citizens believes to be false and fraught with evil consequence. . . .
“The protections afforded by the [f]irst [a]mendment, however, are not absolute, and we have long recognized that the government may regulate certain categories of expression consistent with the [c]onstitution. . . . The [f]irst [a]mendment permits restrictions [on] the content of speech in a few limited areas, which are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality.” (Internal quotation marks omitted.) State v. Krijger, supra, 313 Conn. 448-49; see also United States v. Alvarez, 567 U.S. 709, 716, 132 S. Ct. 2537, 183 L. Ed. 2d 574 (2012) (observing that “content-based restrictions on speech have been permitted, as a general matter, only when confined to the few historic and traditional categories [of expression] long familiar to the bar,” including “advocacy intended, and likely, to incite imminent lawless action,” obscenity, defamation, “speech integral to criminal conduct,” “so-called fighting words,” child pornography, fraud, true threats, and “speech presenting some grave and imminent threat the government has the power to prevent . . . although a restriction under the last category is most difficult to sustain” [citation omitted; internal quotation marks omitted]).
The first amendment permits states to restrict13 true threats, which “encompass those statements [through which] the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals. . . . The speaker need not actually intend to carry out the threat. Rather, a prohibition on true threats protect[s] individuals from the fear of violence and from the disruption that fear engenders, in addition to protecting people from the possibility that the threatened violence will occur. . . .
“Thus, we must distinguish between true threats, which, because of their
“[T]o ensure that only serious expressions of an intention to commit an act of unlawful violence are punished, as the first amendment requires, the state [actor] must do more than demonstrate that a statement could be interpreted as a threat. When . . . a statement is susceptible of varying interpretations, at least one of which is nonthreatening, the proper standard to apply is whether an objective listener would readily interpret the statement as a real or true threat; nothing less is sufficient to safeguard the constitutional guarantee of freedom of expression. To meet this standard [the state actor is] required to present evidence demonstrating that a reasonable listener, familiar with the entire factual context of the defendant‘s statements, would be highly likely to interpret them as communicating a genu-ine threat of violence rather than protected expression, however offensive or repugnant.” (Emphasis in original.) State v. Krijger, supra, 313 Conn. 460; see also State v. Taupier, 330 Conn. 149, 173, 193 A.3d 1 (2018) (true threat inquiry is objectively judged from perspective of reasonable listener, and first amendment does not require speaker to have specific intent to terrorize), cert. denied, U.S. , 139 S. Ct. 1188, 203 L. Ed. 2d 202 (2019). Because the true threats doctrine has equal applicability in civil and criminal cases, case law from both contexts informs our inquiry. See New York ex rel. Spitzer v. Operation Rescue National, 273 F.3d 184, 196-97 (2d Cir. 2001).
In determining whether the trial court properly found that the defendant‘s statements and gestures were true threats, we recognize that, although we ordinarily review findings of fact for clear error, “[i]n certain first amendment contexts . . . appellate courts are bound to apply a de novo standard of review. . . . [In such cases], the inquiry into the protected status of . . . speech is one of law, not fact. . . . As such, an appellate court is compelled to examine for [itself] the . . . statements [at] issue and the circumstances under which they [were] made to [determine] whether . . . they . . . are of a character [that] the principles of the [f]irst [a]mendment . . . protect. . . . [I]n cases raising [f]irst [a]mendment issues [the United States Supreme Court has] repeatedly held that an appellate court has an obligation to make an independent examination of the whole record in order to make sure that the judgment does not constitute a forbidden intrusion [in] the field of free expression. . . . This rule of independent review was forged in recognition that a [reviewing] [c]ourt‘s duty is not limited to the elaboration of constitutional principles . . . . [Rather, an appellate court] must also in proper cases review the evidence to
To frame our independent analysis, we note that the trial court concluded that the student witnesses’ statements supported findings that the plaintiff (1) “made frequent shooting hand gestures as a form of greeting to students in the student center,” (2) “with his hand in a shooting gesture, [he] aimed at students and made firing noises as they were walking through the student center,” (3) “wondered aloud how many rounds he would need to shoot people at the school and referred to the fact that he had bullets at home and in his truck,” (4) “showed off pictures of the guns he owned and boasted about bringing a gun to school,” (5) “referred specifically and on more than one occasion to his ‘shooting up the school,‘” (6) “during a test of the school‘s alarm system stated that ‘someone should really shoot up the school for real so it‘s not a drill,‘” (7) “named as his ‘number one target’ a particular student in the student center,” and (8) “made specific reference to a shooting at an Oregon community college where several students had been killed and wounded, stating that the Oregon shooting had ‘beat us.‘” Having reviewed the record, we agree with the trial court‘s conclusion that the totality of the plaintiff‘s comments and gestures would reasonably be understood to be a true threat of gun violence at the university.14
Although most of the plaintiff‘s comments were individually not an “explicit threat,” that phrasing does not render them protected speech, because “rigid adherence to the literal meaning of a communication without regard to its reasonable connotations derived from its ambience would render [statutes proscribing true threats] powerless against the ingenuity of threateners who can instill in the
Given his express statements that he had access to firearms and ammunition, the plaintiff‘s statements and gestures—especially when viewed in the context that they provide for each other—are within the realm of those that have been deemed true threats, especially in the contemporary context of school shootings. We find particularly illustrative the decision of the United States Court of Appeals for the Eighth Circuit in D.J.M. v. Hannibal Public School District No. 60, 647 F.3d 754, 756-57 (8th Cir. 2011), which considered whether statements sent by a public school student to another student via instant message were true threats, rendering his suspension not a first amendment violation. In D.J.M., the court concluded that the following statements, when viewed in their entirety, were reasonably viewed as “serious expressions of intent to harm,” rather than “in jest out of teenage frustration“: [1] that the student admitted “he was depressed at being rejected by a romantic interest; [2] his ‘access to weapons’ which
Numerous other cases support the reasonableness of concern over threats of gun violence in the educational setting because “knowledge by the target of a threat that the defendant had the means to carry out the threat can support the inference that the target would reasonably interpret the threat to be serious.” (Emphasis omitted.) State v. Taupier, supra, 330 Conn. 183; see Lovell v. Poway Unified School District, 90 F.3d 367, 372-73 (9th Cir. 1996) (concluding that “any person could reasonably consider the statement ‘[i]f you don‘t give me this schedule change, I‘m going to shoot you,’ made by an angry teenager [to school guidance counselor], to be a serious expression of intent to harm or assault,” especially “when considered against the backdrop of increasing violence among school children today“); People v. Diomedes, 13 N.E.3d 125, 134-39 (Ill. App. 2014) (e-mail sent by student to anti-bullying activist, although ” ‘an expression of teenage despair,‘” was true threat because they did not have confidential therapeutic relationship, student expressed wish for certain “specific individuals to die and suffer,” student had history of making at least one prior threat, and there was no indication that statement was made in hyperbole or jest), appeal denied, 39 N.E.3d 1006 (Ill. 2015); State v. Trey M., 186 Wn. 2d 884, 888-90, 906-907, 383 P.3d 474 (2016) (concluding that juvenile‘s statements to his therapist, later repeated to police officer, that he planned to take his grandfather‘s nine millimeter gun from a cabinet and bring it to school to shoot boys who had bullied and teased him, and if he could not get gun to use bombs, was true threat given specificity of access to
The plaintiff also contends that the requisite particularity is lacking, because “[n]o one indicated a particularized fear. All concern and worry [were] generalized.” We disagree. First, this argument is inconsistent with the trial court‘s finding that the plaintiff had in fact identified one specific student as “number one” on the plaintiff‘s ” ‘hit list,‘” and the statement had been communicated to that student directly. Although that student believed that the statement was made “jokingly,” he nevertheless was ” ‘alarmed‘” by it and was sufficiently concerned for everyone‘s safety to contact the university police. Second, this argument reads too narrowly the boilerplate proposition that a true threat is “a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals.” (Emphasis added; internal quotation marks omitted.) State v. Krijger, supra, 313 Conn. 449. The fear of indiscriminate and random death and injury that results from mass shootings, like Sandy Hook, Virginia Tech, and Columbine, transcends any one specific individual and is shared by any one of the many people who must frequent a public place—such as a university student union—that has been the subject of a threat.
See State v. Pelella, 327 Conn. 1, 11, 16-17, 170 A.3d 647 (2017) (“[A] threat need not be imminent to constitute a constitutionally punishable true threat” because “a prohibition on true threats protect[s] individuals from the fear of violence and from the disruption that fear engenders, in addition to protecting people from the possibility that the threatened violence will occur. . . . Indeed, [t]hreatening speech . . . works directly the harms of apprehension and disruption, whether the apparent resolve proves bluster or not and whether the injury is threatened to be immediate or delayed.” [Citation omitted; internal quotation marks omitted.]).
Indeed, the relative frequency of these mass shootings informs the reasonableness
The plaintiff argues, however, that “[n]o contemporaneous listener understood the statements to be a serious expression of an intent to cause harm,” and that “[e]veryone who heard the statements understood them to be made jokingly.” We disagree with the plaintiff‘s reading of the record. Although the narrative in the police reports that were evidence before the hearing panel indicates that some students elected to treat the plaintiff‘s remarks as made in jest, that narrative also indicates that some of those same students nevertheless were sufficiently perturbed to contact the university police, with one complaining witness apparently so fearful for his safety that he refused to appear as a witness at the university‘s disciplinary hearing. Given the objective nature of the inquiry, the listener‘s reaction of concern or fear need not be dramatic or immediate, and the apparently mixed emotions of the listeners are not dispositive. See D.J.M. v. Hannibal Public School District No. 60, supra, 647 F.3d 758, 762-63 (teenage recipient of instant message with threats responded “lol,” but was also concerned enough to tell trusted adult); Lovell v. Poway Unified School District, supra, 90 F.3d 372-73 (The court noted that a school guidance counselor had “stated repeatedly that she felt threatened” when confronted, and that “[t]he fact that she chose not to seek help instantly is not dispositive. She did report the conduct to [an assistant principal] within a few hours, before she went home that day. Exhibiting fortitude and stoicism in the interim does not vitiate the threatening nature of [the student‘s] conduct, or [the guidance counselor‘s] belief that [the student had] threatened her.“); see also State v. Taupier, supra, 330 Conn. 158-59, 191-92 (reader of e-mail containing threat to judge mentioned her concern to several people, but waited several days and gathered additional information before disclosing it to attorney for further action).
To this end, we also disagree with the plaintiff‘s argument that his statements and gestures were ambiguous and more properly interpreted as benign jokes or political hyperbole that are protected by the first amendment, including the numerous innocent explanations that he proffers for them on a more granular basis, such as the existence of a gun emoji to justify his use of images of firearms and ammunition. These arguments reflect the plaintiff‘s attempts
The judgment is affirmed.
In this opinion the other justices concurred.
