MEMORANDUM OPINION
Plaintiff in this Fourteenth Amendment due process and free speech case is a former George Mason University (“GMU”) student who was expelled in December 2014 following an, administrative process that found him responsible for violating two of GMU’s student conduct regulations, one pertaining to sexual misconduct and one pertaining to threats. In response to this expulsion, plaintiff filed the instant action in February 2015 against GMU and three of its officials in their individual and official capacities, alleging violations' of various state and .federal constitutional rights, state common law duties, and federal law. By Order and Memorandum Opinion dated September 16, 2015, defendants’ motion to dismiss plaintiffs Second Amended Complaint was granted in part and denied in part.
This Memorandum Opinion addresses two issues
I.
The facts- giving rise to the instant suit began in August 2012, when plaintiff matriculated as a freshman at GMU. Shortly thereafter, plaintiff began a romantic relationship with a woman — referred to pseudonymously as Jane Roe — who was a student at a different university. This relationship included certain sexual practices known collectively as “BDSM,” which is an acronym for the practices it entails, namely bondage,- discipline, dominance, submission, sadism, and masochism. Thus, a BDSM relationship might involve as part of the sexual activity such actions as biting, choking, spanking, or the use of restraints. In order to protect Roe, who was the submissive party in the relationship, plaintiff and Roe agreed on a safe word— “red” — that Roe could use to indicate when she wanted sexual activity to cease. According to plaintiff, the ground rules for his BDSM relationship with Roe included that plaintiff should not stop sexual activity unless and. until Roe used the safe word. Thus, under the rules of the relationship statements such as “stop” .or physical resistance to sexual conduct were not a withdrawal of consent; only the safe word “red” would signal a withdrawal of consent.
While engaged in his relationship with Roe, plaintiff first came to the attention of the GMU administration . as a possible threat to student safety. Specifically, in December 2012, a GMU residence life official observed plaintiff carve the words “kill them” into plaintiffs knuckles with a pocket knife. This official intervened and accompanied plaintiff to GMU’s psychological services center. During their walk to the center, plaintiff commented that he was' glad GMU had officials who would intervene in this way, as such intervention might have prevented the 2007 shooting at Virginia Tech. This incident put plaintiff on the radar of GMU’s Campus Assessment and Intervention Team (“CAIT”), which investigates students who might pose a threat to others at GMU. At all times relevant to this action, defendants Ericson and Blank-Godlove were members of CAIT.
The knuckle-carving incident -was not plaintiff’s only run-in with GMU officials; during the course of his enrollment, plaintiff incurred several disciplinary violations. Specifically, plaintiff was charged for possessing lighter fluid in his dormitory in December 2012. A few months later, in April 2013, plaintiff was sanctioned again, this time for possession of weapons on campus. On this occasion, plaintiff, while in the GMU dining hall, had in his possession both a knife and a “blackjack,” a lead-filled, leather-encased blunt force trauma
Despite his disciplinary record, plaintiff remained a student at GMU and progressed to his second year of studies. He also continued to live in the GMU dormitories, and he continued his-BDSM relationship with Roe. As such, plaintiff and Roe unsurprisingly engaged in certain of their BDSM activities in plaintiffs, dormitory room. One such occasion was October 27, 2013.. On that night, Roe went to plaintiffs dormitory room and sexual activity ensued. During this sexual encounter, Roe at one point pushed plaintiff away, but plaintiff continued the sexual activity. At another point, plaintiff asked Roe whether she wished to continue sexual activity, to which Roe responded “I don’t know.” Plaintiff continued .with the sexual activity despite the equivocation, given that Roe did not use the agreed safe word “red.”
A few months after the October 27, 2013 incident, plaintiff and Roe ended théir re-látionship. In the following months, plaintiff occasionálly attempted td communicate with Roe, often to no avail. One such attempt was a March 2014 text message in' which plaintiff told Roe that if she did not respond, then plaintiff would shoot himself; In April 2014, Roe reported incidents of harassment by plaintiff and allegations of the- abusive nature of their prior relationship to her university. Thereafter, in May 2014, Roe reported her allegations to GMU’s university police department, which in turn reported the allegations - to defendant Ericson. In June 2014, Ericson first met with Roe to discuss Roe’s allegar-tions and to inquire whether Roe wished to press administrative charges against plaintiff through GMU’s student disciplinary process.
Quite apart from her communications with Ericson, Roe also began working with the GMU police. Specifically, in July 2014, Roe cooperated with the GMU police to record a telephone conversation between herself and plaintiff. Over the course of that conversation, Roe asked plaintiff “why [he] never stopped when [she] used the safe word,” to which plaintiff replied that he “felt like [she] could handle it.” See Recorded Telephone Conversation Transcript (D. Mem. Supp,, Ex: 9),
■ Ultimately, Roe decided to press student disciplinary charges against plaintiff through GMU. Thus, on August 19, 2014, Ericson sent plaintiff an email informing
(1) Infliction of physical harm to any person(s), including self (Code 2013.7. A);
(2) Deliberate touching or penetration of - another person without consent ■ (Code 2013.8.A); ■
(3) Conduct of a sexual nature (Code 2013.8.C); and
(4) Communication that may cause injury, distress, or emotional or physical discomfort (Code 2013.9.B).
See id.
One week after Clanton’s initial email, plaintiff received a follow-up email containing a narrative statement by Roe describing her allegations and Roe’s list of witnesses and evidence, which included the GMU police recording of the July 2014 telephone conversation. See Aug. 29, 2014' Email (D. Mem. Supp;, Ex. 5). Roe’s narrative statement alleged “a number of violent and harassing incidents,” including “much distressing communication” from plaintiff from January 2013 through July 2014. See Roe Statement (D. Mem. Supp., Ex. 6). Moreover, Roe alleged that “[o]n many occasions, without [her] consent, [plaintiff] forced sex on [her].” Id. Importantly, the only instance of alleged sexual misconduct Roe described with any particularity was the October '27, 2013 incident, when plaintiff and Roe engaged in sexual activity in plaintiffs dormitory room. See id. Indeed, Roe described the October 27, 2013 incident as “[t]he most vivid” and the one she wanted GMU “to know most about.” Id. In addition to the foregoing email communication^, ' plaintiff received “official notification” of his alleged misconduct from Clanton by letter dated September 4, 2014. See Sept. 4, 2014 Letter (P. Mem. Supp., Ex. 6).
Under GMU policy, allegations of sexual misconduct are adjudicated by a three-member panel of the Sexual Misconduct Board, which consists ;,of GMU faculty members and staff. On September 5, 2014, a panel convened a hearing on the allegations against plaintiff. This hearing lasted ten hours, and both plaintiff and Roe had the opportunity to.testify subject to cross-examination, to call witnesses, and to sub
Approximately one week after the panel’s decision issued, Roe filed an appeal of the panel’s decision that plaintiff was not responsible on all charges.
In adjudicating Roe’s appeal, Ericson engaged in numerous ex parte (and, the summary judgment record suggests, completely off the record) meetings with persons involved. For instance, Ericson met with each of the panelists who had adjudh cated plaintiffs case in the first instance. Ericson also met with Roe. Finally, on October 8, 2014, Ericson met with plaintiff. Importantly, Ericson concedes that as of his meeting with plaintiff, Ericson had already prejudged the appeal and decided to find plaintiff responsible for sexual assault. ■
By letter dated October 10, 2014, Ericson formally announced his decision, finding plaintiff responsible for violating Code 2013.8.A (deliberate touching or penetration of another person without consent) and Code 2013.9.B (communication that may cause injury, distress, or emotional or physical discomfort). As a result of these findings, Ericson imposed the sanction of expelling plaintiff from GMU. Ericson’s October 10 letter did not explain the factual basis for his decision or the
On or about October 16, 2014, plaintiff appealed Ericson’s decision as improper on the ground that it did not meet the criteria for an appeal under GMU policy. Plaintiff was allowed to pursue this appeal, although GMU had never previously allowed an appeal of an appeal and GMU has never allowed an appeal of an appeal since. Plaintiffs appeal was before Blank-Godlove, the Dean of Students. In the course of her deliberation, Blank-Godlove met separately and off the. record with plaintiff (accompanied by counsel), Roe, and Ericson. Blank-Godlove did not review the entire record; rather, she reviewed only those portions of the record identified by Ericson as supporting- his decision. On December 5, 2014, Blank-Godlove issued her • decision via a form letter that affirmed Ericson’s decision on responsibility and the sanction of expulsion. Accordingly, plaintiffs GMU transcript now notes a non-academic expulsion as of December 5, 2014.
Plaintiff commenced the instant lawsuit in February 2015, claiming, inter alia, that his expulsion was a denial of due process in various respects. Plaintiff now knows— only as a result of discovery in this action — that the review of Roe’s appeal was de novo and that plaintiff was expelled for conduct other than what occurred on October 27, 2013.
II.
Analysis begins with the parties’ cross-motions for summary judgment. At issue on these motions are plaintiffs two remaining, claims, namely that .defendants deprived plaintiff of liberty without due process of law and infringed upon his right to free speech. Each of these counts is addressed separately.
A.
To prevail on a,procedural due proce'ss claim, plaintiff must establish (i) that he possessed a protected liberty interest, (ii) that the state or its agents deprived him of this interest, and (iii) that this deprivation was effectuated without constitutionally ■ sufficient process. See Sansotta v. Town of Nags Head,
Here, the. undisputed record facts reflect that plaintiff was expelled from GMU on a charge of sexual misconduct. Such a charge plainly calls into question plaintiffs “good name, reputation, honor, or integrity.” Constantineau,
B.
The question then becomes whether G'MU afforded constitutionally adequate process. In this regard, plaintiff alleges that four distinct but interrelated proce: dural errors render the .process here constitutionally insufficient. First, plaintiff argues that Ejricson deviated from established GMU procedures and covered up this deviation by issuing a decision devoid of explanation. Second, plaintiff contends that Ericsoris de novo review of the record resulted in a finding of responsibility for events about which plaintiff had no notice were in issue. Third, plaintiff objects to the. off-the-record ex parte meetings that occurred with Roe during the appeal. And fourth, plaintiff argues that Ericson and Blank-Godlove were imper-missibly biased decision-makers. Defendants, in turn, argue that plaintiff had adequate notice and opportunity to be heard oh the specific facts of this case, namely that plaintiff (in defendants’ view) admitted to sexual misconduct.
Analysis of the adequacy of process under the' Due Process Clause is governed by the familiar three-factor balancing test set forth in Mathews v. Eldridge,
The Fourth Circuit has provided guidance on the application of the principles of Mathews in the higher education disciplinary context. Specifically, the Fourth Circuit has embraced the Fifth Circuit’s decision in Dixon v. Ala. State Bd. of Educ.,
a hearing which gives the ... administrative authorities 'of the college an opportunity to hear both sides in considerable detail is best suited to protect the rights of all involved. This is'not to imply that a full-dress judicial hearing, with the 'right to cross-examine' witnesses, is required ... Nevertheless, ... the student should be given the names of the witnesses against him and an oral or'written ‘report on the facts to which each witness testifies. He should also be given the' opportunity to present to ... an administrative official of the college, his own defense against the charges and to produce either oral testimony or written affidavits of witnesses in his behalf. If the hearing is not before the [administrator] directly, the results and findings of the hearing should be presented in a report open to the student’s inspection.
Id. at 159. It remains now to apply the principles of Dixon, as endorsed by Henson, to the adequacy of plaintiffs notice and opportunity to be heard in this ease.
1.
Analysis properly begins by examining the sufficiency of . the notice defendants provided, to plaintiff, an issue the parties vigorously dispute. It is undisputed that plaintiff was- expelled for sexual misconduct occurring on dates other than October 27, 2013; the disagreement between the parties is whether plaintiff had notice that such dates were in issue. In defendants’ view, plaintiff was put on notice that the entirety of his relationship with Roe was in issue at several points in the disciplinary process. Plaintiff contests this characterization, arguing that the only specific notice afforded to him was with regard to the events of October 27, 2013. As Dixon makes clear, a public university student accused of misconduct is entitled to “a statement of the specific charges” against him.
The first notice of disciplinary charges that plaintiff received was an August 19, 2014 email from Ericson informing plaintiff that Ericson’s office was “in receipt of a referral for an incident that occurred last semester involving a possible violation of
Plaintiff next received notice from Andre Clanton, Associate Director of GMU’s Office of Student Conduct, via an August 22, 2014 email. This email provided no specifics as to the alleged factual basis of the charges, but it once again referenced “an alleged violation” in the singular. See Aug. 22, 2014 Email (D. Mem. Supp., Ex. 3). Thereafter, plaintiff received a followup email containing a narrative statement by Roe describing her allegations and Roe’s list of witnesses and evidence, which included the GMU police recording of the July 2014 telephone conversation. Roe’s narrative statement alleged “a number of violent and harassing incidents,” including “much distressing communication” from plaintiff from January 2013 through July 2014. See Roe Statement (D. Mem. Supp., Ex. 6). Moreover, Roe alleged that “[o]n many> occasions, without [her] consent, [plaintiff] forced sex on [her],” Id. In defendants’ view, Roe’s narrative statement is significant because.it clearly references multiple alleged incidents of abuse over a lengthy period of time. Yet, the only incident described with specificity is October 27, 2013. And importantly, Roe is not a state actor, and her statement therefore cannot put plaintiff on notice as to what incidents the state wished to hold plaintiff accountable. In light of the communications prior to his receipt of Roe’s narrative statement, plaintiff very reasonably could have believed that GMU was pursuing charges only for the October 27, 2013 incident, GMU’s “official notification” letter dated September 4, 2014, did nothing to remedy the defects; it exacerbated them. See Sept. 4, 2014 Letter (P. Mem. Supp., Ex. 6).
A fair and careful reading of the transcript of the panel.hearing highlights the fact that plaintiff, was not on notice as to the scope of the charges against him, as the transcript discloses that the events of October 27, 2013, were the central focus of the hearing.
Nor was this constitutionally inadequate notice cured at any point during the appeals that followed. Indeed, with respect to Roe’s appeal to Ericson,' it is undisputed that plaintiff “received no notice that he was being charged with instances of sexual misconduct apart from Ms. Roe’s allegations as to what occurred on October 27, 2013.”
Simply put, plaintiff was not fairly on notice that events other than' those of October 27, 2013, were at issue in his disciplinary hearing. And moreover, such a lack of notice cannot be divorced from the adequacy of plaintiffs opportunity to be heard. See Flaim,
Put in terms of the Mathews factors, the administrative burden of informing plaintiff formally that the whole of his relationship with Roe could be properly considered was incredibly low — a single telephone call, email, or-letter to that effect would have sufficed,-even saying, perhaps as little as that all events and timeframes referenced* in Roe’s narrative statement were open to scrutiny. Instead, at almost every turn defendants conveyed the sense that plaintiff could be disciplined, if at all, only for the events relating to October 27, 2013. By conveying a limited scope of focus. to plaintiff, defendants prejudiced-plaintiffs ability to mount an effective defense, which increased the possibility of an erroneous outcome; Indeed, as the panel hearing and subsequent decision of not responsible on all charges illustrates, context matters with respect to plaintiff and Roe’s BDSM relationship. When plaintiff supplied context to the events of October 27, 2013, he was acquitted; the same result might obtain as to the other incidents for which plaintiff had no notice he was subject to discipline.
To be clear, the conclusion reached here that plaintiff was not afforded adequate notice should not be taken to suggest that the Constitution requires some particular formula of words or specific means of communication.' Rather, the conclusion here is simply that plaintiff received no adequate notice at any point in' the proceedings, whether before the panel hearing or after the hearing, that events other than October 27, 2013, were in issue. Had such notice been afforded after the panel hearing, but-before the appeal to Ericson, or after Ericson’s decision, but before the appeal to ■ Blank-Godlove, such that plaintiff would still- be given an opportunity to mount a meaningful defense in at least one stage of proceedings, the notice might then have been constitutionally adequate. But in fact ■ plaintiff had no such notice. In any event, nothing in- this decision should be construed as imposing a rigid- requirement of meticulously detailed notice at the. outset of a disciplinary proceeding. Instead, the dispositive principle as to notice on the undisputed record as it exists here is simply this: Failure to provide clear and specific notice at any point .that might allow for a meaningful defense is constitutionally insufficient to provide due process.
2.
Quite apart from defendants’ constitutionally ' inadequate notice given to plaintiff, plaintiff also argues that his opportunity to be heard was rife with procedural error. To be sure, plaintiff correctly does not challenge the adequacy of the opportunity to be heard that he received at the panel hearing as to' the events of October 27, 2013, as the record here reflects
Two of the most glaring procedural deficiencies with Ericson’s and Blank-Godlove’s handling of the appeals were the off-the-record and ex parte meetings Ericson and Blank-Godlove had with plaintiffs accuser. As Dixon makes clear, where an accused-student is not present during proceedings against him, he should be “given... an oral or written report on the facts to which each witness testifies.”
No less important is the fact that Ericson never truly afforded plaintiff a meaningful opportunity to be heard in the appeal process. Dixon makes plain that' an accused student must be afforded an opportunity to preseht á defense',' and a necessary corollary to this requirement is that the opportunity must be meaningful. See Henson,
Nor does the fact that Blank-Godlove subsequently reviewed Ericson’s decision operate to cure the constitutional deficiencies in the process. The undisputed record reflects (i) that Blank-Godlove similarly met ex parte and off-the-record with Roe such that plaintiff could not respond to any of Roe’s ‘ allegations in the meeting and (ii) that Blank-Godlove limited her review to those portions of the record on which Ericson relied. See Blank-Godlove Dep., 86:2-88:11. In this respect, Blank-Godlove at best provided a perfunctory review of Ericson’s decision and at worst was improperly influenced by ex parte communications. Because Blank-Godlove’s formal decision letter does not disclose any analysis or explanation for her decision, it is impossible now to • determine which was the case.
A few additional irregularities bear mentioning. It is clear from the record that the process afforded to plaintiff included certain deviations from GMU’s own' established polieiés and procedures. For one, it does not appear that the hearing officer advising the panel was involved in identifying a “substantial procedural irregularity,” which is one of the prerequisites for allowing an appeal. Nee Code at 17. Moreover, it is undisputed that Ericson violated guidance from the U.S. Department of Education’s Office for Civil Rights by informing Roe of his decision to grant her appeal a full two days before informing plaintiff.
Defendants. argue an Important point, namely that it is. insufficient to show that constitutionally inadequate process was afforded; plaintiff must also show that the lack of process caused prejudice. See Graham v. Mukasey,
Defendants’ argument as to an admission is belied by the administrative record of the appeal. At the outset, it is important to note that Code 2013.8.A, under which plaintiff was found responsible for sexual misconduct, prohibits “deliberate” touching or penetration without consent. See Code at 5. Accordingly, any admission of liability must be an admission of both the actus reus of touching or penetration and the mens rea of “deliberate.” Plaintiff testified before the panel that, although there were instances in which he did not stop sexual contact when Roe used the safe word (the actus reus), plaintiff “would not just blatantly ignore and then continue” with sex (the mens rea). See Hearing Transcript,- 80:19-20.
Beyohd" the foregoing distinction between the instant case and defendants’ cited authorities, it is also relevant that the contexts are ¿ntirely different. That is, Watson and Boster are both about high school students who committed straightforward offenses and incurred punishments that were not life altering. In Watson,
3.
In sum, the undisputed record facts disclose that plaintiff was deprived of reputa-tional liberty without due process of law. Throughout the disciplinary process, plaintiff was led to believe-that he was charged with' conduct violations for a' single incident, namely the events- of October 27, 2013. After his acquittal by a panel, plaintiff was’subjected to an appellate process before an administrator who deviated from internal policy by using an alleged procedural irregularity to justify a- de novo review of the facts, again without informing plaintiff of the scope of the review. More problematically, the administrator conducting the de novo factual review met ex parte and off the record' with plaintiffs accuser. This administrator- then found plaintiff liable and imposed sanctions upon him without providing a-basis for the decision. When plaintiff appealed this decision to a higher-level administrator, the second level of appellate review proved to be little more than a rubber stamp of the decision below, focusing the inquiry on those parts of the record that supported affirming a finding of responsibility and the imposition of a sanction and once again possibly considering matters presented ex parte and off the record by plaintiffs accuser. It is worth noting also that certain key facts about the process afforded to plaintiff are known only, because of discovery in this action. For instance, only now is it clear that the “procedural irregularity” on which Ericson relied to justify.the appeal was the initial panel’s • failure to consider statements by plaintiff concerning events outside of the October 27, 2013 incident. Moreover, only now is it known that Ericson’s review was de novo, such that Ericson substituted- his own judgment for that of the initial panel. In this.respect, it,is clear that the failure to explain the disciplinary decision concealed other more -severe procedural deficiencies, thus compounding the-errors.
, The narrowness of the conclusion reached here warrants emphasis. The pro
A final point merits mention. In the employment discrimination context, it is now well Settled that federal courts should not sit “as a kind of super-personnel department weighing the prudence of employment. decisions.” DeJarnette v. Corning Inc.,
Accordingly, on Count I plaintiffs motion for summary judgment must-be granted and defendants’ motion for summary judgment denied.
B.
Because defendants deprived plaintiff of a protected liberty interest
Any remedy will be equitable in nature, as each defendant is named in his or her official capacity. And, as the Fourth Circuit has explained, “[o]ne of the glories of equity jurisprudence is that it is not bound by the strict rules of the common law, but can mold its decrees to do justice amid all the vicissitudes' and intricacies of life.” Bowen v. Hockley,
At this stage, one thing is perfectly clear: plaintiff was expelled because of (i) alleged sexual misconduct occurring on dates other than October 27, 2013, and (ii) a text message sent in March 2014 threatening suicide, allegations that were not adjudicated through a constitutionally adequate process. Accordingly, there can be no doubt that it is - appropriate here to vacate the decisions of defendants Blank-Godlove and Ericson and to order that plaintiff be reinstated as a GMU student in good standing.
In sum, it is clear that plaintiff must be reinstated as a student in good standing at GMU at least until new process is afforded, if such process 1 is allowed. But the issues identified here — and perhaps other issues that the parties deem relevant— would benefit from further briefing. Accordingly, an Order will issue setting a briefing schedule on the issue of an appropriate remedy.
C.
The remaining count at issue on the parties’ cross-motions for summary judgment is Count IV, in which plaintiff alleges that defendants infringed on his freedom of speech.
It should be noted at the outset that resolution of the free speech question is arguably moot here in light of the conclusion that defendants deprived plaintiff of liberty without due process of law! Indeed, as the discussion of a remedy in Part II-B, supra, illustrates, plaintiff is entitled to have his finding of responsibility vacated on procedural' grounds. Because the remedy for the due process violation affords the same relief sought under Count IV, namely the vacating of the decision of responsibility and reinstatement as a student in good standing, ■ resolution of the free speech question would not afford any additional meaningful relief, particularly because plaintiff does not seek a finding that Code 2013.9.B is facially unconstitutional. Indeed, a leading treatise notes that an “unspoken consideration[ ]” in applying the mootness doctrine is “the importance of the underlying legal issues.” 13C Wright & Miller, Federal Practice and Procedure § 3533.3.1 at 83 (3d ed. 2008). In this respect, “[i]t may ... be important to defer decision until a pressing need for an available and effective remedy justifies resolution of a' difficult question.” Id. Where, as here, a plaintiff is entitled to reinstatement in good standing on procedural grounds alone, there is no “pressing need” for a remedy on the basis of a substantive constitutional violation as well. See id. Yet, for the sake of completeness the free speech issue is addressed, but only as an alternative ground for relief.
Analysis properly begins with the text of the provision under which plaintiff was
Acts of misconduct include ... [a]ll hostile, threatening, or intimidating behavior that by its very nature would be interpreted by a reasonable person to threaten or endanger the,.health, safety or well-being of another. Examples for such behavior may include.. .b). Communicating ... either directly or indirectly. ...by.. .electronic or written communication in a manner likely to cause causes [sic] injury, distress, or emotional or physical discomfort is also prohibited [sic]. ...
The first half of the provision cited above clearly evidences an intent to ban “.true threats,” which constitute a well-settled exception to the freedom of speech protected by the First and Fourteenth Amendments. See Virginia v. Black,
The constitutional problem presented here arises from Code 2013.9.B, which “also prohibits],” inter alia, “[c]om-municating.. .by electronic communication in a manner likely to cause causes [sic] injury, distress, dr emotional or physical discomfort.” There can be no doubt that this language is susceptible to an interpretation that “[pen]alizes a substantial amount of protected expressive activity,” e.g., offensive speech. United States v. Williams,
Although Code 2013.9.B’s plain language reaches beyond the true threats exception, defendants alternatively argue that the restriction is justifiable in light of Tinker v. Des Moines Indep. Sch. Dist.,
To understand these material differences, an appropriate starting place is the Fourth Circuit’s characterization of the unique role of universities in society. Specifically, the Fourth Circuit has observed:
[Individual sovereignty.. .can only.be attained by encouraging the individual to think independently. Independent thinking, in turn, can only be developed through constant questioning, the expression of new, untried and heterodox beliefs and' the willingness to tolerate experimentation — in sum, the traditions upon which the first amendment rests. It follows that our'schools, particularly our universities, must serve as great bazaars of ideas where the heavy hand of regulation has little place. Like other bazaars, they may seem rude, cacophonous, even distasteful at times; but they are necessary predicates to the more orderly market of ideas in our public life.
Kim v. Coppin State Coll.,
In Sword v. Fox,
Viewed against the backdrop of these principles, Code 2013.9.B is similar to the university speech code provision held unconstitutionally overbroad in McCauley. There, the court concluded that a policy restricting speech that may “frighten, demean, degrade, or disgrace,” although it encompassed certain speech that would qualify as unprotected fighting words, also “encompass[ed] much more speech than that which could reasonably be found to cause a threat of substantial disruption.” McCauley v. Univ. of the V.I., 52 V.I. 816, 849 (D.V.I.2009). Like the provision struck down in McCauley, Code 2013.9.B purports to cover all student speech — regardless whether it occurs on campus — and uses entirely subjective standards such as “distress.” Cf. id. at 847. As the McCauley court correctly noted, “some people may feel [distressed] by a comment that other students find perfectly acceptable.” Id. Accordingly, the natural incentive under a regime like that created by Code 2013.9.B is to speak less for fear of “distressfing]” or “discomforting]” another.
It is untenable to suggest that a regulation as broad as Code 2013.9.B is necessary to “prevent interference”, with the normal operations of a university. See Sword,
Of course, the fact that a university speech code arguably reaches substantial constitutionally protected speech is not dispositive as to. whether the provision is unconstitutional. Rather, .such restrictions are only unconstitutional -if they are actually construed to reach substantial protected speech. And in this regard, the Fourth Circuit has made clear that a court “will not strike down a [regulation] as facially overbroad if its constitutionality can be preserved through a ‘limiting construction’. . .capable of ‘removing the seeming threat or deterrence to constitutionally protected expression.’ ” Legend Night Club v. Miller,
Defendants appear to argue that quite apart from the fact that the March 2014 text message does not fall within the proper reach of Code 2013.9.B, it constitutes speech that GMU administrators could punish on an ad hoc basis because they could “reasonably conclude” that it would “ ‘materially and substantially disrupt the work and discipline of the school.’ ” Morse,
This is not to say that university administrators are powerless to act when a threat of suicide by firearm comes to their attention. On this issue, the Second Circuit’s Cox decision is instructive. In Cox, a middle school administrator sequestered a student for several hours after the student submitted an essay containing d “casual description of illegal activity, violence, and suicide.”
In short, Cox is illustrative of the tools universities have at their disposal, consisr tent with' Tinker, to address' communica
In sum, defendants’ imposition of a sanction On plaintiff for the March 2014 text message was improper; the text message was not a true threat, fighting words, or communication properly, proscribed consistent with Tinker. On this record, plaintiff was punished.for the text message because of its intended emotive effect on the recipient. That was in error. Accordingly, plaintiffs motion for summary judgment on Count IV must be granted and defendants’ motion for summary judgment on Count IV must be denied.
in.
When plaintiff initiated this lawsuit, he asserted a claim for a violation of his substantive due process rights, alleging that “Ericson ‘disregarded’ the BDSM context of the relationship and how it ‘affected matters like consent and related issues’ and treated a BDSM relationship as ‘per se sexual misconduct.’” Doe,
Plaintiff moved to reconsider the dismissal of his substantive dUe process claim, arguing that GMU’s Code of Conduct is a legislative enactment that treats
The Supreme Court’s cases recognizing judicially-enforceable fundamental liberty interests disclose two equal but distinct lines of precedent with respect to the appropriate methodology to be used when considering whether a liberty is fundamental and therefore protected as judicially enforceable under the Fourteenth Amendment. One approach is a common law methodology articulated by Justice Harlan in dissent in Poe v. Ullman,
Under the Glucksberg mode of analysis, plaintiffs asserted fundamental liberty interest in engaging in BDSM sexual activity is clearly not protected as judicially enforceable under the Fourteenth Amendment.
Perhaps in recognition of the futility of his argument under Glucksberg, plaintiff
Under the .Lawrence methodology, history and tradition continue to inform the analysis. See id. at 2598 (“History and tradition guide-"and discipline [the implied fundamental liberty interests] inquiry but do not set its outer boundaries.”). Yet, courts must consider not only, the history and tradition of freedom to engage in certain conduct, but also any history and tradition of impermissible animus that motivates the legislative restriction on the freedom in order to weigh with appropriate rigor whether the government’s interest in limiting some liberty is a justifiable use of state power or an arbitrary abuse of that power. In this respect, the conclusion reached here under the Glucksberg line of reasoning that there is no deeply rooted history or tradition of BDSM sexual activity remains relevant and important to the analysis. Also relevant and important to the analysis is the absence of a history of impermissible animus as the basis for the restriction at issue here. Sexual activity that involves binding and gagging or the
IV.
For the foregoing reasons, plaintiffs
motion for , summary judgment must be granted and defendants’ motion for summary judgment must be denied. Because the parties must address the issue of a proper remedy before a final order, can issue, it is appropriate to set a schedule for the briefing of the remedy issue.
An appropriate order will issue.
Notes
. See Doe v. Rector & Visitors of George Mason Univ., et al.,
. A third issue also remains pending but will be resolved separately. To date, plaintiff has proceeded pseudonymously pursuant to the order of a magistrate judge. See Doe v. Rector & Visitors of George Mason Univ., et al., No. 15-cv-209 (E.D.Va. Feb. 23,' 2015) (Order) (Doc. 6), Defendants filed a timely objection to this order, which was briefed, argued, and taken under advisement pending the development of a full record that would permit an appropriate' balancing of the relevant interests. See Doe,
. See Doe v. Rector & Visitors of George Mason Univ., et al., No. 15-cv-209 (E.D.Va. Oct. 2, 2015) (Order) (Doc. 57).
. The facts recited here are primarily derived from the parties’ statements of undisputed facts submitted as part of their memoranda in support of summary judgment pursuant to Local Rule 56(B). Additional undisputed facts are derived from the summary judgment rec- " ord. In the few instances where the parties dispute a fact, the dispute is noted and the materiality of the fact is addressed.
. Because certain of Roe's allegations related to sexual activity occurring bn GMU’s cam-püs, GMU had jurisdiction to adjudicate any ' sexual misconduct plaintiff may have committed during those incidents. "
. The quoted portion of this conversation was not addressing the events of October 27, 2013.
. Defendants argue that this exhibit was only a draft communication and was never actually sent to plaintiff. Whether the letter was sent is immaterial. If the September 4 letter was sent, it reinforces plaintiff’s argument that ,GMU failed to provide adequate notice because the letter referred only to a single incident, but the fact that the September 4 letter was not sent would neither undercut, plaintiff’s case nor bolster defendants’ case.
. Under GMU procedures, both the accused and the complainant can pursue an appeal based on any of three grounds:
(1)Information not available at the hearing that, had it been available, would in all reasonable likelihood have produced a different finding;
(2) Substantial procedural irregularity with respect to applicable procedures as determined by a conduct officer; and/or
(3) Perceived hearing officer bias based on factors other than the hearing officer’s decision and rationale for such decision.
See Code of Student Conduct ("Code”), at 17 (D, Mem. Supp., Ex. 4).
. In the context of academic discipline, the possibility that a disciplinary violation will "interfere with later opportunities for higher education and employment" is so clear as to almost be a fruism. See Goss v. Lopez,
. It is worth noting that although Dixon was decided pre-Mathews, Henson was decided post-Mathews, and therefore Dixon must be understood in this circuit as consistent with Mathews.
. Recall that there is some dispute as to whether this letter was actually sent and received, but that this dispute is ultimately immaterial. See supra n.7.
. See, e.g., Hearing Transcript, 152:19-20 ("So we’re here today talking about the events of October 27th..,”) (statement by . Cháirperson' Crear).
.Plaintiff asserts this as an undisputed fact in his separately captioned statement of undisputed material facts required by Local Rule 56. See P. Mem. Supp., ¶ 44. Defendants did not respond to any of plaintiff s undisputed facts in their opposition to plaintiff's motion for summary judgment, so this fact is properly deemed admitted. See Local Rule 56(B) ("[T]he Court may assume that facts identified by the moving party in its listing of material facts are admitted, unless such a fact is controverted in the statement of genuine issues filed in opposition to the motion.”). All subsequent citations to paragraphs of plaintiff’s undisputed material facts should be understood as properly admitted pursuant to Local Rule 56(B).
. To be sure, there may have been ways to provide adequate notice. For instance, had an unbiased appellate official informed plaintiff that the appellate review would be de novo and cover the entirety of plaintiff s relationship with Roe, such that plaintiff had time to compile a meaningful defense, that notice may well have cured any constitutionally significant deficiency. .
. Indeed, the Supreme Court has specifically noted that a student accused of misconduct
. Aug. 20, 2014 Letter (P. Mem. Supp., Ex. 4).
. Roe Statement (D.-Mem. Supp., Ex. 6).
. Other courts have similarly concluded that although ex parte meetings are not per se improper,, due process is'not afforded when these ex parte, meetings occur off .the record. See, e.g., Univ. of Tex. Med. Sch. at Houston v. Than,
. Although not dispositive here, it is worth noting that the. appearance of impartiality ¡s one of the many facets of procedural fairness. That is, even in the absence of actual bias, the appearance of bias or partiality erodes public trust in the integrity of government institutions. In this respect, the mere fact that Ericson would assign himself an appeal of a case in which he had extensive pre-hearing involvement is troubling, if not independently problematic as a constitutional matter. Cf. Caperton v. A.T. Massey Coal Co.,
. Defendants further argue that in the specific context of school discipline, "due process is not implicated simply because the disciplinarian observed the conduct, had some knowledge regarding it, or even investigated prior to the hearing.” Jennings v. Wentzville R-IV Sch. Dist.,
. ' Plaintiff continues to contend here that any violation of the safe word rule in his relationship with 'Roe was 'unintentional. See Doe Dep., 118:13-19.
. Because such reinstatement may require action or approval by defendant Cabrera, he may be a necessary party to this litigation even though he was not personally involved in plaintiffs disciplinary proceedings. See Stroud v. Benson,
. Because plaintiff challenges the action of Virginia officials, his constitutional claims arise under the Fourteenth ' Amendment, which provides that "[n]o state shall...deprive any person of life, liberty, or property, without due process of law.” U.S, Const., amend. XIV, § 1. The Supreme Court has long recognized that the freedom of speech is "among the fundamental personal rights and ‘liberties' protected by the'due process clause of the Fourteenth Amendment from impairment by the States.” Gitlow v. New York,
. See Code at 5-6.
. Cf. McCauley v. Univ. of the V.I.,
. At the motion to dismiss stage, the question whether Tinker applies in this case was reserved pending a more developed factual record. See Doe, 132 F,Supp.3d at 730-31. This decision assumes, arguendo, that Tinker applies in the context of post-secondary education. Although the Fourth Circuit has cited Tinker as authority in post-secondary edu
. Fighting words, like true threats, are "those [words] whjch by their very utterance inflict injury or tend to incite an immediate breach of the peace.” Chaplinsky v. New Hampshire,
. The authorities' on which defendants rely to characterize plaintiffs speech as a true threat are distinguishable on the ground that these cases addressed threats of murder as well as suicide. See generally Riehm v. Engelking, 538 F.3d 952 (8th Cir.2008); LaVine v. Blaine Sch. Dist.,
. Cf., e.g., Hustler Magazine, Inc. v. Falwell,
. Indeed, imagine if a university student with actual suicidal tendencies reached out to a friend, classmate, or residence hall ad-visor about his suicidal' thoughts, thereby placing that person in distress. Defendants’ theory places such students in an unconscionable bind: ■ keep their mental health problems to themselves and possibly forgo help or risk expulsion for having caused distress to another. If university officials are truly concerned about the possibility of school shootings, as defendants here no doubt are, a regime that exposes students to punishment for expressing suicidal thoughts might be entirely counterproductive to the goal of identifying students who pose a potential threat to themselves or others.
. This characterization of Lawrence articulates both the breadth and limitations of its holding. See Obergefell v. Hodges, — U.S. —,
. For purposes of substantive due' process analysis, the pertinent question is whether a liberty is judicially enforceable rather than whether it exists in the abstract, Indeed, the Ninth Amendment confirms the possibility that liberty interests not clearly articulated in the Constitution exist. See U.S. Const, amend. IX ("The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.”). Yet, as the late Justice Scalia once persuasively explained, “the Constitution’s refusal to ‘deny or disparage’ other rights is far removed from affirming any one of them, and even further removed from authorizing judges to identify what they might be, and to enforce the judges’ list against laws duly enacted by the people.” Troxel v. Granville,
, Obergefell’s discussion of the interlocking nature of liberty and equality explains — or is at least consistent with — the Supreme Court’s willingness to recognize constitutionally protected and judicially enforceable implied fundamental liberty interests when the person asserting the right has been denied a liberty based on animus or moral- condemnation, but not when the denial is rooted in a desire to protect the vulnerable. See, e.g., Glucksberg,
