Lead Opinion
OPINION
George Mason University appeals from a summary judgment granted by the district court to the IOTA XI Chapter of Sigma Chi Fraternity
I
Sigma Chi has for two years held an annual “Derby Days” event, planned and conducted both as entertainment and as a source of funds for donations to charity. The “ugly woman contest,” held on April 4, 1991, was one of the “Derby Days” events. The Fraternity staged the contest in the cafeteria of the student union. As part of the contest, eighteen Fraternity members were assigned to one of six sorority teams cooperating in
There is no direct evidence in the record concerning the subjective intent of the Fraternity members who conducted the contest. The Fraternity, which later apologized to the University officials for the presentation, conceded during the litigation that the contest was sophomoric and offensive.
Following the contest, a number of students protested to the University that the skit had been objectionably sexist and racist. Two hundred forty-seven students, many of them members of the foreign or minority student body, executed a petition, which stated: “[W]e are condemning the racist and sexist implications of this event in which male members dressed as women. One man in particular wore a black face, portraying a negative stereotype of black women.”
On April 10, 1991, the Dean for Student Services, Kenneth Bumgarner, discussed the situation with representatives of the objecting students. That same day, Dean Bumgar-ner met with student representatives of Sigma Chi, including the planners of and participants in the “ugly woman contest.” He then held a meeting with members of the student government and other student leaders. In this meeting, it was agreed that Sigma Chi’s behavior had created a hostile learning environment for women and blacks, incompatible with the University’s mission.
The Dean met again with Fraternity representatives on April 18, and the following day advised its officers of the sanctions imposed. They included suspension from all activities for the rest of the 1991 spring semester and a two-year prohibition on all social activities except pre-approved pledging events and pre-approved philanthropic events with an educational purpose directly related to gender discrimination and cultural diversity. The University’s sanctions also required Sigma Chi to plan and implement an educational program addressing cultural differences, diversity, and the concerns of women. A few weeks later, the University made minor modifications to the sanctions, allowing Sigma Chi to engage in selected social activities with the University’s advance approval.
On June 5, 1991, Sigma Chi brought this action under 42 U.S.C. § 1983
In addition to the affidavit of Dean Bum-garner explaining his meetings with student leaders, the University submitted the affidavits of other officials, including that of University President George W. Johnson and Vice-President Earl G. Ingram. President Johnson, by his affidavit, presented the “mission statement” of the University:
(3) George Mason University is committed to promoting a culturally and racially diverse student body.... Education here is not limited to the classroom.
(4) We are committed to teaching the values of equal opportunity and equal treatment, respect for diversity, and individual dignity.
(5) Our mission also includes achieving the goals set forth in our affirmative action*389 plan, a plan incorporating affirmative steps designed to attract and retain minorities to this campus.
(7) George Mason University is a state institution of higher education and a recipient of federal funds.
Vice President Earl G. Ingram’s affidavit represented:
(6) The University’s affirmative action plan is a part of an overall state plan designed, in part, to desegregate the predominately “white” and “black” public institutions of higher education in Virginia.... The behavior of the members of Sigma Chi that led to this lawsuit was completely antithetical to the University’s mission, as expressed through its affirmative action statement and other pertinent University policies, to create a non-threatening, culturally diverse learning environment for students of all races and backgrounds, and of both sexes.
(7) While the University has progressed in attracting and retaining minority students, it cannot expect to maintain the position it has achieved, and make further progress on affirmative action and minority issues that it wishes to make, if behavior like that of Sigma Chi is perpetuated on this campus.
The district court granted summary judgment to Sigma Chi on its First Amendment claim,
II
The University urges that the district court’s grant of summary judgment was premature. It stresses that there remain factual issues which the district court should have weighed in its conclusion. According to the University, the Fraternity’s intent in staging the contest is crucial to the issue of whether its conduct was expressive. The University also stresses that if given time it could demonstrate more completely the harm the contest caused to its educational mission. It is, of course, beyond cavil that summary judgment should not be granted while a viable issue of material fact remains. Celotex Corp. v. Catrett,
In our view, for the reasons that follow, the district court was correct in concluding that there was no outstanding issue of material fact.
Ill
We initially face the task of deciding whether Sigma Chi’s “ugly woman contest” is sufficiently expressive to entitle it to First Amendment protection. From the mature advantage of looking back, it is obvious that the performance, apart from its charitable fund-raising features, was an exercise of teenage campus excess. With a longer and sobering perspective brought on by both peer and official disapproval, even the governing members of the Fraternity recognized as much. The answer to the question of whether the First Amendment protects the Fraternity’s crude attempt at entertainment, however, is all the more difficult because of its obvious sophomoric nature.
A
First Amendment principles governing live entertainment are relatively clear: short of obscenity, it is generally protected. See, e.g., Barnes v. Glen Theatre, Inc., - U.S. -, -,
Thus, we must determine if the skit performed by Sigma Chi comes within the constitutionally protected rubric of entertainment. Unquestionably, some forms of entertainment are so inherently expressive as to fall within the First Amendment’s ambit regardless of their quality. For example, in Ward v. Rock Against Racism,
Music is one of the oldest forms of human expression. From Plato’s discourse in the Republic to the totalitarian state in our own times, rulers have known its capacity to appeal to the intellect and to the emotions, and have censored musical compositions to serve the needs of the state. The Constitution prohibits any like attempts in our own legal order.
Id. (citations omitted).
Motion pictures, too, are included within the free speech guarantee of the First Amendment. The Court emphasized in Joseph Burstyn, Inc. v. Wilson,
Even crude street skits come within the First Amendment’s reach. In overturning the conviction of an amateur actor for wearing a military uniform in violation of a federal statute, the Supreme Court discussed the statute’s “theatrical production” exception.
It may be that the performances were crude and amateurish and perhaps unappealing, but the same thing can be said about many theatrical performances. We cannot believe that when Congress wrote out a special exception for theatrical productions it intended to protect only a narrow and limited category of professionally produced plays.
Id. Although this part of the opinion related to interpretation of the involved statute, Justice Black proceeded to declare that an actor participating in even a crude performance enjoys the constitutional right to freedom of speech. Id. at 63,
Bearing on this dichotomy between low and high-grade entertainment are the Supreme Court’s holdings relating to nude dancing. See Barnes v. Glen Theatre, Inc., - U.S. at -, -,
“[WJhile the entertainment afforded by a nude ballet at Lincoln Center to those who can pay the price may differ vastly in content (as viewed by judges) or in quality (as viewed by critics), it may not differ in substance from the dance viewed by the person who ... wants some ‘entertainment’ with his beer or shot of rye.”
Barnes, - U.S. at -,
In sum, although the Barnes plurality did not explore these views, it appears that the low quality of entertainment does not necessarily weigh in the First Amendment inquiry. It would seem, therefore, that the Fraternity’s skit, even as low-grade entertainment, was inherently expressive and thus entitled to First Amendment protection. See Barnes, - U.S. at -,
B
The University nevertheless contends that discovery will demonstrate that the contest does not merit characterization as a skit but only as mindless fraternity fun, devoid of any artistic expression. It argues further that entitlement to First Amendment protection exists only if the production was intended to convey a message likely to be understood by a particular audience. See Texas v. Johnson,
As indicated, we feel that the First Amendment protects the Fraternity’s skit because it is inherently expressive entertainment. Even if this were not true, however, the skit, in our view, qualifies as expressive conduct under the test articulated in Texas v. Johnson. It is true that the Johnson test for determining the expressiveness of conduct requires “ ‘[a]n intent to convey a particularized message’ ” and a great likelihood “ ‘that the message would be understood by those who viewed it.’ ” Id. (quoting Spence v. Washington,
does not and cannot condone this type of on-campus behavior which perpetuated derogatory racial and sexual stereotypes, tends to isolate minority students, and creates a hostile and distracting learning environment. Such behavior is incompatible with, and destructive to, the University’s mission of promoting diversity within its student body [and] sends a message to the student body and the community that we ... are not serious about hurtful and offensive behavior on campus.
Importantly, the affidavits establish that the punishment was meted out to the Fraternity because its boorish message had interfered with the described University mission. It is manifest from these circumstances that the University officials thought the Fraternity intended to convey a message. The Fraternity members’ apology and post-conduct eontriteness suggest that they held the same view. To be sure, no evidence suggests that the Fraternity advocated segregation or inferior social status for women. What is evident is that the Fraternity’s purposefully nonsensical treatment of sexual and racial themes was intended to impart a message that the University’s concerns, in the Fraternity’s view, should be treated humorously. From the Fraternity’s conduct and the circumstances surrounding it, we have no difficulty in concluding that it intended to convey a message.
As to the second prong of the Johnson test, there was a great likelihood that at least some of the audience viewing the skit would understand the Fraternity’s message of satire and humor. Some students paid to attend the performance and were entertained. What the Fraternity did not anticipate was the reaction to their crude humor by other students on campus and University officials who opposed the racist and sexist implications of the Fraternity’s skit.
Even considering, therefore, the sparsity of the evidentiary record, we are persuaded that the Fraternity’s “ugly woman contest” satisfies the Johnson test for expressive conduct.
IV
If this were not a sufficient response to the University’s argument, the principles relating to content and viewpoint discrimination recently emphasized in R.A.V. v. City of St. Paul, - U.S. -,
As evidenced by their affidavits, University officials sanctioned Sigma Chi for the message conveyed by the “ugly woman contest” because it ran counter to the views the University sought to communicate to its students and the community.
The University, however, urges us to weigh Sigma Chi’s conduct against the substantial interests inherent in educational endeavors. See Tinker v. Des Moines Indep. Community Sch. Dist.,
The decision of the district court is affirmed.
AFFIRMED.
Notes
. Although Sigma Chi’s national fraternity is not involved in the litigation, the IOTA Chapter XI is hereafter referred to as "Sigma Chi” or “the Fraternity.”
. Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....
42 U.S.C. § 1983.
. 10 U.S.C. § 772© provides:
While portraying a member of the Army, Navy, Air Force, or Marine Corps, an actor in a theatrical or motion-picture production may wear the uniform of that armed force if the portrayal does not tend to discredit that armed force.
. At least eight justices agreed that First Amendment protection extends to nude dancing, but they differed in their approaches to defining that protection. Justice Rehnquist, writing for a plurality, relied on the four-part test announced in United States v. O'Brien,
Because the sanctions imposed in this case targeted the message communicated by Sigma Chi’s skit and are thus related to the suppression of speech, we do not rely on the O'Brien balancing test as the Barnes plurality did.
. In Texas v. Johnson, discussed infra, the Supreme Court stated:
In deciding whether particular conduct possesses sufficient communicative elements to bring the First Amendment into play, we have asked whether "[a]n intent to convey a particularized message was present, and [whether] the likelihood was great that the message would be understood by those who viewed it.”
Johnson,491 U.S. at 404 ,109 S.Ct. at 2539 (quoting Spence v. Washington,418 U.S. 405 , 410-11,94 S.Ct. 2727 , 2730,41 L.Ed.2d 842 (1974)).
. We think this conclusion gains support from City of Lakewood v. Plain Dealer Publishing Co.,
. Nor can we accept the University's contention that the sanctions were imposed as a result of the Fraternity’s "pure conduct,” unrelated to its communicative aspects or viewpoint. See Arcara v. Cloud Books, Inc.,
. In St. Paul, the Court rejected the Minnesota Supreme Court’s pronouncement that St. Paul's "hate speech” ordinance was narrowly tailored to serve St. Paul's compelling interest in "ensuring] the basic human rights of members of groups that ha[d] historically been subjected to discrimination.” St. Paul, - U.S. at -,
Concurrence Opinion
concurring in judgment:
While I agree with the majority’s affir-mance of the district court’s grant of summary judgment, I feel that its reasoning goes unnecessarily too far. By holding that the First Amendment prohibits any action by a public university to prevent or punish offensive conduct like that at issue, the majority
The present case can be decided easily within the contours of First Amendment law simply by holding that George Mason University’s action violated the Fraternity members’ rights by punishing them post hoc and in conflict with its tacit approval of their performance. Instead, the majority ranges far to discuss what it has concluded the law would be absent such permission. The majority opinion expounds upon the development of First Amendment doctrine and concludes that George Mason was absolutely forbidden from regulating speech based on its content. However, the Supreme Court has held repeatedly that a content-based regulation of protected expression survives judicial scrutiny if it “ ‘is necessary to serve a compelling state interest and is narrowly drawn to achieve that end.’” Simon & Schuster, Inc. v. New York Crime Victims Board, 502 U.S. -, -,
In an attempt to reach a much broader conclusion, the majority cites from Police Dept. of Chicago v. Mosley,
George Mason’s treatment of the Fraternity is not itself constitutionally flawed, because the University was concerned about the message of the students’ performance, but because of the permission to give the performance which the University granted. The University, following the Fraternity’s performance of the skit, meted out punishment to the Fraternity, without any prior indication that such behavior was not allowed at school-sanctioned events, and despite indicating that the Fraternity’s skit had University approval.
Actually, forbidding the skit or requiring substantial amendment was not beyond its power. The University does have greater authority to regulate expressive conduct within its confines as a result of the unique nature of the educational forum. Tinker v. Des Moines School District,
In Widmar, Justice Stevens, concurring in judgment, has provided an insightful analysis of the special character of institutions of higher education:
Today most major colleges and universities are operated by public authority. Nevertheless, their facilities are not open to the public in the same way that streets and parks are. University facilities — private or public- — are maintained primarily for the benefit of the student body and the faculty. In performing their learning and*395 teaching missions, the managers of a university routinely make countless decisions based on the content of communicative materials. They select books for inclusion in the library, they hire professors on the basis of their academic philosophies, they select courses for inclusion in the curriculum, and they reward scholars for what they have written. In addition, encouraging students to participate in extracurricular activities, they necessarily make decisions concerning the content of those activities.
Certainly, the most fundamental concern of a university is to provide the optimum conditions for learning. The majority concedes that “the University certainly has a substantial interest in maintaining an educational environment free of discrimination and racism, and in providing gender-neutral education.” Therefore, the University must have some leeway to regulate conduct which counters that interest, and thereby infringes upon the right of other students to learn. See Tinker,
By concluding that a university must be allowed to regulate expressive conduct which runs directly counter to its mission, I do not mean to imply that a university has the unrestricted power to silence entirely certain perspectives. I wholeheartedly believe that the free exchange of ideas and debate are fundamental to a place of learning. Yet, they comprise only part of a university’s mission and must be balanced against a university’s other interests, especially those interests which rise to the level of constitutional significance.
Moreover, if the University, in advance, had refused to allow the Fraternity to perform its intended skit, the marketplace of ideas would hardly have been endangered. The Fraternity, if it wished, could have presented its ideas and perspectives on the value of women and Blacks in an open debate, allowing other students to challenge its perspective.
All in all, my concurrence rests on the unrevoked permission to give the skit. I find it unnecessary, and of doubtful validity, to suggest that, regardless of such approval, there was any First Amendment provision guaranteeing the right to give the skit, in circumstances under which it was inextricably linked with George Mason University.
In a case decided one month prior to R.A.V., the Supreme Court noted that among the most difficult First Amendment cases were those requiring a reconciliation of our commitment to free speech with our commitment to other constitutional rights. Burson v. Freeman, - U.S. -, -,
