SHARON HASSAN, Plaintiff and Appellant, v. LIBERTY MUTUAL INSURANCE CORPORATION, et al., Defendants and Respondents.
H044053 (Santa Clara County Super. Ct. Nos. 114CV270403; 114CV270976; 114CV270978)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA SIXTH APPELLATE DISTRICT
Filed 12/30/20
NOT TO BE PUBLISHED IN OFFICIAL REPORTS. California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
In her appellant‘s opening brief, Hassan purports to have appealed, in propria persona, from “judgments” sustaining demurrers without leave to amend and a multitude of other orders.2 This court requested supplemental briefing on the threshold issue of appealability. We have concluded that the only appealable judgments or orders are (1) the December 4, 2015 judgment in favor of the Insurance Defendants (see
As to the March 28, 2016 order denying Hassan‘s motion to reconsider the December 4, 2015 judgment, we further conclude that the court lacked jurisdiction to rule on it. In January of 2016, Hassan filed notices of appeal from the December 4, 2015 judgment. Those notices divested the trial court of jurisdiction “over any matter embraced in or affected by the appeal during the pendency of that appeal.” (Varian Medical Systems, Inc. v. Delfino (2005) 35 Cal.4th 180, 196-197 (Varian).)
We will (1) affirm the December 4, 2015 judgment in favor of the Insurance Defendants and (2) reverse the postjudgment March 28, 2016 order.
I
Procedural Background
In case No. 114CV270976, Hassan sued the County Law Library for general negligence and premises liability. The County Law Library successfully demurred to the complaint, and the court gave Hassan leave to amend.
On March 4, 2015, Hassan filed an amended complaint, denominated a “Second Amended Complaint for Damages” (hereafter second amended complaint), against the County Law Library and other parties, including the Insurance Defendants. It alleged 13 “causes of action“: (1) “Premise Liability“; (2) “Negligence: General; via Res Ipsa Loquitur; Strict Liability; Per Se“; (3) “Contributory Negligence“; (4) “Intentional Tort“; (5) “Dangerous Conditions with Foreseeable Risks“; (6) “Negligent and Wrongful Acts of Employee(s), and/or Trustee(s) that Created and Continued the Dangerous Conditions“; (7) “Defendants had Actual and Constructive Knowledge of Dangerous Conditions with Sufficient Time to Repair“; (8) “Duty of Care/Warn: Failure to Care, to Warn, to Remedy Dangerous Conditions“; (9) “Defendants had Control, Responsibility and Power to Fix or Repair Dangerous Conditions“; (10) “Violations of the Americans with Disabilities Act of 1990 (ADA)“; (11) “Personal Injury and Sufferance to Plaintiff“; (12) “Proximate Cause for Negligence“; and (13) “Compensatory, Punitive and Special Damages.”
The second amended complaint alleged that Hassan‘s trip and fall occurred at approximately 7:10 p.m. on October 28, 2013 and was caused by the County Law Library‘s “dangerous property condition.” That condition was described as “a neglected,
On March 27, 2015, the County Law Library demurred to the second amended complaint and concurrently moved to strike certain allegations of that complaint. The Insurance Defendants also demurred to the second amended complaint.
On April 22, 2015, the trial court consolidated, for all purposes, Hassan‘s three cases based on the single trip and fall incident. The court designated case No. 114CV270403 the lead case. (See Hamilton v. Asbestos Corp. (2000) 22 Cal.4th 1127, 1147; see also
The demurrers and the motion to strike were heard on May 12, 2015. In an order filed May 14, 2015, the trial court sustained the demurrers of the Insurance Defendants to the second amended complaint without leave to amend.5
On May 26, 2015, Hassan filed a motion to set aside the trial court‘s May 14, 2015 order. She asked the trial court to take judicial notice of specified documents in support of the motion. The trial court heard Hassan‘s motion to set aside its May 14, 2015 order and took the matter under submission.
By written order filed on June 30, 2015, the court granted Hassan‘s request for judicial notice in part but denied her set-aside motion. The court explained that there was
A judgment in favor of the Insurance Defendants and against Hassan was filed on December 4, 2015. The judgment indicated that the court had sustained the Insurance Defendants’ demurrer to a second amended complaint by order filed May 14, 2015. The judgment stated that the Insurance Defendants, “as the prevailing parties, shall recover their costs from plaintiff ShaRon Hassan as provided by law.”
On December 31, 2015, Hassan filed a memorandum of points and authorities in support of a motion to reconsider the December 4, 2015 judgment in favor of the Insurance Defendants based on
On February 2, 2016, a hearing was held on Hassan‘s motion to reconsider the December 4, 2015 judgment in favor of the Insurance Defendants.
By written order filed March 28, 2016, the trial court denied Hassan‘s motion to reconsider the December 4, 2015 judgment. Even though the court believed that it “lack[ed] jurisdiction to rule on [Hassan‘s] motion to reconsider” because the judgment had been entered, it still considered the motion and denied it.
II
Discussion
A. Principles of Appellate Review
Hassan appears to misapprehend the nature and scope of appellate review and the burdens that must be carried by an appellant.
“[I]t is a fundamental principle of appellate procedure that a trial court judgment is ordinarily presumed to be correct and the burden is on an appellant to demonstrate, on the basis of the record presented to the appellate court, that the trial court committed an error that justifies reversal of the judgment. [Citations.] ‘This is not only a general principle of appellate practice but an ingredient of the constitutional doctrine of reversible error.’ [Citations.] ‘In the absence of a contrary showing in the record, all presumptions in favor of the trial court‘s action will be made by the appellate court. “[I]f any matters could have been presented to the court below which would have authorized the order complained of, it will be presumed that such matters were presented.“’ [Citation.] ’ “A necessary corollary to this rule is that if the record is inadequate for meaningful review, the appellant defaults and the decision of the trial court should be affirmed.“’ [Citation.] ‘Consequently, [the appellant] has the burden of providing an adequate record. [Citation.] Failure to provide an adequate record on an issue requires that the issue be resolved against [the appellant].’ [Citation.]” (Jameson v. Desta (2018) 5 Cal.5th 594, 608-609, fn. omitted; see
Further, “[i]t has long been the general rule and understanding that ‘an appeal reviews the correctness of a judgment [or order] as of the time of its rendition, upon a record of matters which were before the trial court for its consideration.’ [Citation.]” (In re Zeth S. (2003) 31 Cal.4th 396, 405.) “[N]ormally ‘when reviewing the correctness of a trial court‘s judgment [or order], an appellate court will consider only matters which were part of the record at the time the judgment [or order] was entered.’ (Reserve Insurance Co. v. Pisciotta (1982) 30 Cal.3d 800, 813.)” (Vons Companies, Inc. v. Seabest Foods, Inc. (1996) 14 Cal.4th 434, 444, fn. 3, abrogated on another ground in
Thus, “[t]he appellate court is ordinarily confined in its review to the proceedings that took place in the court below and are brought up for review in a properly prepared record on appeal. [Citations.]” (9 Witkin, Cal. Proc. (5th ed. 2020) Appeal, § 334.) “Factual matters that are not part of the appellate record will not be considered on appeal and such matters should not be referred to in the briefs. [Citations.]” (Lona v. Citibank, N.A. (2011) 202 Cal.App.4th 89, 102; see Kendall v. Barker (1988) 197 Cal.App.3d 619, 625 [” ‘Statements of alleged fact in the briefs on appeal which are not contained in the record and were never called to the attention of the trial court will be disregarded by this court on appeal. [Citations.]’ [Citations.]“].) Each brief must “[s]upport any reference to a matter in the record by a citation to the volume and page number of the record where the matter appears.” (
Hassan also overlooks the general rule that to preserve an issue for review on appeal, a party must make a specific and timely objection in the trial court and assert the same issue on appeal. ” ’ “No procedural principle is more familiar to this [c]ourt than that a constitutional right,” or a right of any other sort, “may be forfeited in criminal as well as civil cases by the failure to make timely assertion of the right before a tribunal having jurisdiction to determine it.” [Citation.]’ (United States v. Olano (1993) [507 U.S. 725, 731].)” (People v. Saunders (1993) 5 Cal.4th 580, 590.) “The forfeiture rule generally applies in all civil and criminal proceedings. [Citation.]” (Keener v. Jeld-Wen, Inc. (2009) 46 Cal.4th 247, 264.) “The forfeiture doctrine is a ‘well-established procedural principle that, with certain exceptions, an appellate court will not consider claims of error that could have been—but were not—raised in the trial court. [Citation.]’ [Citations.] Strong policy reasons support this rule: ‘It is both unfair and inefficient to permit a claim of error on appeal that, if timely brought to the attention of the trial court,
Moreover, it is not this court‘s “role” to “construct a theory supportive of” an appellant‘s claims on appeal. (People v. Stanley (1995) 10 Cal.4th 764, 793 (Stanley).) ” ‘[E]very brief should contain a legal argument with citation of authorities on the points made. If none is furnished on a particular point, the court may treat it as waived [or, more accurately, forfeited], and pass it without consideration. [Citations.]’ [Citations.]” (Ibid.; see
In addition, “[o]bvious reasons of fairness militate against consideration of an issue raised initially in the reply brief of an appellant. [Citations.]” (Varjabedian v. City of Madera (1977) 20 Cal.3d 285, 295, fn. 11 (Varjabedian).) Generally, points raised for the first time in a reply brief will not be considered by the reviewing court. (See Julian v. Hartford Underwriters Ins. Co. (2005) 35 Cal.4th 747, 761, fn. 4.)
Accordingly, Hassan has forfeited for review all cognizable issues not supported by legal argument, citation of legal authority, and specific citation to the appellate record.
B. Judgment in Favor of Insurance Defendants
Insofar as Hassan‘s contentions concern the Insurance Defendants and are intelligible, we will review them to the extent permitted by
1. Trial Court‘s Consolidation Order
On appeal, Hassan asserts that the trial court‘s “consolidation of the cases resulted in unfair, prejudicial hearings and orders against [her] by the lower courts and the [d]efendants.” She claims that case Nos. “114CV270976 and 114CV270978 already had pleadings, orders and decisions made since 9/23/14, all of which were not integrated,
At the hearing on the City‘s motion to consolidate the three cases concerning the trip and fall incident, the trial court observed that Hassan had not filed any opposition. Hassan expressed some misgivings concerning consolidation and indicated concern that it might prejudice her case against the County Law Library. But contrary to Hassan‘s assertion on appeal, she did not at that hearing introduce, and the court did not admit, any evidence—i.e., documents or sworn testimony—into the evidentiary record in opposition to consolidation. By order filed on April 22, 2015, the trial court ordered the three cases consolidated. The order sustaining the Insurance Defendants’ demurrer without leave to amend was entered on May 14, 2015.
Even assuming that we may review the consolidation order insofar as it concerned the Insurance Defendants, Hassan has not presented any comprehensible legal argument, supported by legal authority, to establish that (1) the trial court committed legal error by consolidating the cases and (2) the order prejudiced her action against the Insurance Defendants. Consequently, we deem this claim forfeited. (See Stanley, supra, 10 Cal.4th at p. 793; see also
2. Alleged Failure to Meet and Confer Prior to the Filing of Demurrer
On appeal, Hassan broadly complains that “there are no meet and confer records, histories or prior meetings with [her] by either insurance company regarding any motions, demurrers, hearing or filings by insurance companies against [her].” She cites
Further, Hassan has not established, by specific citation to the appellate record, that (1) the parties failed to meet and confer before the Insurance Defendants filed their demurrer to the second amended complaint or that (2) before the trial court ruled on the demurrer, she objected on the ground that the Insurance Defendants had failed to meet and confer with her. As indicated, under the forfeiture rule, “a reviewing court ordinarily will not consider a challenge to a ruling if an objection could have been but was not made in the trial court. [Citation.]” (In re S.B. (2004) 32 Cal.4th 1287, 1293, fn. omitted, superseded by statute on another ground as stated in In re S.J. (2008) 167 Cal.App.4th 953, 962.) “The purpose of this rule is to encourage parties to bring errors to the attention of the trial court, so that they may be corrected. [Citation.]” (Ibid.) Moreover, as stated, it is a principle of appellate review that a lower court‘s judgment or order is presumed correct and that error must be affirmatively shown on appeal. (See Denham v. Superior Court (1970) 2 Cal.3d 557, 564 (Denham).)
Hassan has not shown that she preserved any “meet and confer” claim by timely objecting below. In any case, she has demonstrated neither error nor prejudice. (See
3. Order Sustaining Insurance Defendants’ Demurrers Without Leave to Amend
On appeal, Hassan argues that a trial court commits reversible error in sustaining a demurrer without leave to amend if the plaintiff shows “either in the trial court or on appeal” that there exists “a reasonable possibility [that] any defect identified by the defendant can be cured by amendment.” Without any citation to the record, she
The Insurance Defendants demurred to each of the 13 causes of action contained in the second amended complaint. They demurred on three grounds: (1) each cause of action did not state facts sufficient to constitute a cause of action (see
In the May 14, 2015 order, the trial court noted that Hassan had conceded that the Insurance Defendants did not own the property at issue. Her assertion had been that the Insurance Defendants had ” ‘unreasonably denied [her] claim on behalf of [the] insured,’ and [they] somehow controlled the subject property ‘in that they, according to their insured, were to monitor and correct property for premise [sic] liability issues . . . .’ ”8 The trial court sustained the Insurance Defendants’ demurrer without leave to amend on the grounds that the pleading failed to state facts sufficient to constitute a cause of action against them, was uncertain as to them, and there was a misjoinder of parties.
Hassan presents no argument, and cites no supporting legal authorities to show, that (1) the second amended complaint filed in case No. 114CV270976 stated facts
As the appellant, Hassan had “the burden to show either that the demurrer was sustained erroneously or that the court abused its discretion in sustaining the demurrer without leave to amend. [Citations.]” (Pinnacle Holdings, Inc. v. Simon (1995) 31 Cal.App.4th 1430, 1434.) Ordinarily, “[i]n reviewing an order sustaining a demurrer, we examine the operative complaint de novo to determine whether it alleges facts sufficient to state a cause of action under any legal theory. (Lee v. Hanley (2015) 61 Cal.4th 1225, 1230.) Where the demurrer was sustained without leave to amend, we consider whether the plaintiff could cure the defect by an amendment. The plaintiff bears the burden of proving an amendment could cure the defect. (Blank v. Kirwan (1985) 39 Cal.3d 311, 318.)” (T.H. v. Novartis Pharmaceuticals Corp. (2017) 4 Cal.5th 145, 162.)
Given the lack of any meaningful legal argument, we deem any challenge to the court‘s ruling sustaining the Insurance Defendants’ demurrer without leave to amend forfeited on appeal. (See Stanley, supra, 10 Cal.4th at p. 793; see also
4. June 30, 2015 Order Denying Motion to Set Aside May 14, 2015 Order
In her opening brief, Hassan indicates that she is also “appealing” from a “6/30/15” order. As indicated, the trial court‘s June 30, 2015 order denied Hassan‘s motion to set aside its May 14, 2015 order sustaining demurrers and granting the County
Hassan‘s opening brief contains no argument that is intelligibly and specifically directed at the June 30, 2015 order, much less at the order insofar as it concerned the Insurance Defendants’ demurrer. For the first time in her reply brief, Hassan contends, without any supporting legal argument, that the trial court abused its discretion when it made its June 30, 2015 ruling by “ignor[ing] contrary evidence” provided to the court and that the court had made “prejudicial mistakes” that “caused unfair, unjust and biased rulings and orders.” We deem any challenge to the June 30, 2015 order as it concerned the Insurance Defendants forfeited in this appeal. (See Stanley, supra, 10 Cal.4th at p. 793;
C. Postjudgment Order Denying Motion to Reconsider Judgment
On April 25, 2016, Hassan filed two separate notices of appeal—one naming Liberty Mutual as the respondent and the other naming Golden Eagle as the respondent—from the March 28, 2016 order. On appeal, Hassan indicates that she is appealing from a March 28, 2016 order.
In an order filed March 28, 2016, the trial court denied Hassan‘s motion to reconsider the December 4, 2015 judgment in favor of the Insurance Defendants. Hassan based her motion on
A postjudgment order denying relief from a judgment may be a directly appealable order. (See
Hassan‘s opening brief contains no argument that is intelligibly and specifically directed at the March 28, 2016 denial of her motion for reconsideration of the judgment. Accordingly, any challenge to it was forfeited. (See Stanley, supra, 10 Cal.4th at p. 793;
Nevertheless, we conclude that the order was void when made. Before the trial court ruled on the motion to reconsider, Hassan initiated a valid appeal from the December 4, 2015 judgment, which divested the trial court of jurisdiction “over any matter embraced in or affected by the appeal during the pendency of that appeal.” (Varian, supra, 35 Cal.4th at pp. 196-199; see id. at p. 189 [discussing the automatic stay provision of
The automatic stay, “as a matter of logic and policy, divests the trial court of jurisdiction over the subject matter on appeal—i.e., jurisdiction in its fundamental sense.” (Varian, supra, 35 Cal.4th at p. 198.) Thus, it “necessarily renders any subsequent trial court proceedings on matters ‘embraced’ in or ‘affected’ by the appeal void—and not merely voidable [citation].” (Ibid.) ” ’ [F]undamental jurisdiction cannot be conferred by waiver, estoppel, or consent. Rather, an act beyond a court‘s jurisdiction in the fundamental sense is null and void’ ab initio. [Citation.]” (People v. Lara (2010) 48 Cal.4th 216, 225.)
For example, “an appeal from a judgment on the pleadings precludes a trial court from granting leave to amend the complaint because affirmance of the judgment is irreconcilable with an order granting leave to amend. [Citation.]” (Varian, supra, 35 Cal.4th at p. 190; see 5 Witkin, Cal. Procedure, supra, Pleading, § 1002 [a defendant‘s motion for judgment on the pleadings is “made on the same grounds, and is decided on the same basis as a general demurrer“].) Also, “[d]uring the pendency of an appeal, the trial court is without power to hear a motion to vacate judgment from which an appeal has been taken [citations].” (Copley v. Copley (1981) 126 Cal.App.3d 248, 298 [motion to vacate a judgment under sections 473 and 663].)
“Where the law allows an appeal from a judgment or order, it is appealable even though void. (Phelan v. Superior Court (1950) 35 Cal.2d 363, 366.) The proper procedure is to reverse the void order rather than dismiss the appeal from it. (Avery v. Associated Seed Growers, Inc. (1963) 211 Cal.App.2d 613, 630.)” (Ruiz v. Ruiz (1980) 104 Cal.App.3d 374, 379, fn. 5; see Varian, supra, 35 Cal.4th at p. 200 [” ‘When . . . there is an appeal from a void judgment, the reviewing court‘s jurisdiction is limited to reversing the trial court‘s void acts.’ [Citation.]“].)
DISPOSITION
The December 4, 2015 judgment in favor of defendants Liberty Mutual Insurance Company and Golden Eagle Insurance Corporation is affirmed. The March 28, 2016 order denying plaintiff Hassan‘s motion to reconsider the judgment is reversed as void. Hassan shall bear costs on appeal.
ELIA, J.
WE CONCUR:
PREMO, Acting P.J.
BAMATTRE-MANOUKIAN, J.
