People v. StowellPeople v. Stowell
The PEOPLE, Plaintiff and Respondent,
v.
Timothy Brian STOWELL, Defendant and Appellant.
Supreme Court of California
Bradley A. Bristow, Sacramento, under appointment by the Supreme Court, and George L. Mertens, Sacramento, under appointment by the Court of Appeal, for Defendant and Appellant.
Bill Lockyer, Attorney General, David P. Druliner and Robert R. Anderson, Chief Assistant Attorneys General, Mary Jo Graves, Assistant Attorney General, Shirley A. Nelson, Rachelle A. Newcomb, Patrick *724 J. Whalen and David Andrew Eldridge, Deputy Attorneys General, for Plaintiff and Respondent.
BROWN, J.
Since 1996, the Legislature has directed that upon conviction of lewd and lascivious acts with a child, in violation of Penal Code section 288, a defendant shall be ordered "to submit to a blood ... test for evidence of antibodies to the probable causative agent of acquired immune deficiency syndrome (AIDS)" "if the court finds that there is probable cause to believe that blood, semеn, or any other bodily fluid capable of transmitting HIV [human immunodeficiency virus] has been transferred from the defendant to the victim: [¶] ... [¶] For purposes of this paragraph, the court shall note its finding on the court docket and minute order if one is prepared." (
We conclude that appeal of an HIV testing order on this basis should be subject to the general rule requiring a timely objection. Accordingly, we affirm the judgment of the Court of Appeal.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant Timothy Brian Stowell was charged with violating Penal Code sections 288, subdivision (a) (lewd and lascivious acts with a minor), and 289, subdivision (j) (sexual penetration of a minor with a foreign object). Because defendant does not challenge the sufficiency of the evidence in any regard, we recount the facts only briefly as distilled from the Court of Appeal opinion.
On July 25, 1998, Tracie H. and her four-year-old daughter, Taylor the victim spent the day with defendant and his girlfriend, LeaAnn Thompson. That evening, they returned to the motel where defendant and Thompson lived (Thompson was the resident manager). Tracie decided she and Taylor would spend the night. They went to sleep in the bedroom while defendant and Thompson remained in the living room. About 2:30 a.m., Tracie was awakened by Taylor's "rustling" in the bed and told her to settle down. Tracie then heard a male voice say "tight little pussy" and Taylor say "Don't, Tim. Quit it." She asked, "Taylor, what is he doing to you?" Taylor responded, "He's got his finger in my pee-pee." Traсie immediately took Taylor from the bed and left the motel.
When interviewed by the police, defendant first stated that he had no recollection of getting into the bed with Taylor or of touching her. In a second interview, he admitted inserting his finger into Taylor's vagina.
The jury found defendant guilty on both counts. The court determined he was ineligible for probation and sentenced him to six years in prison. It also ordered him to submit to a blood test for HIV, as recommended in the probation department's presentence report.
On appeal, defendant sought to have the testing order invalidated because the trial court had failed to state on the record its finding of probable cause to believe that blood, semen, or any other bodily fluid capable of transmitting HIV had been transferred from him to Taylor[2] or to note the finding in the court docket or minutes.
*725 In an unpublished decision, the Court of Appeal affirmed the judgment. With respect to the HIV testing, the court held defendant had forfeited any challenge by failing to object at the time the order was imposed.
DISCUSSION
Penal Code
In this case, the trial court ordered HIV testing, but did not make an express finding of probable cause. Nor did the court enter an appropriate notation in the docket or minute order. On appeal, defendant contended these deficiencies rendered the ordеr invalid. Addressing the threshold question of the scope of review, the Court of Appeal applied the analytical framework this court utilized in People v. Scott (1994)
Drawing on the analysis in Scott and Smith, the Court of Appeal below found defendant had forfeited his claim on appeal. First, the trial court could have readily corrected the defect in its order upon timely notification. Second, given the uncertainties in the evidence adduced at trial, "whether the trial court could have ordered a blood test depended upon factual issues in the record or requires a remand for further findings." "We cannot substitute for the trial court in reconstructing what happened, which must be based not only on the medical testimony but on the credibility of the testimony as to what happened. This is precisely the type of circumstance that required a timely objection, which would have resulted in a finding that we could review on appeal."
Although we agree with the Court of Appeal's result in this case, we do not adopt the analytical template of Scott and Smith for issues arising under Penal Code
The forfeiture doctrine is a "well-established procedural principle that, with certain exceptions, an appellate court will not consider clаims of error that could have been but were not raised in the trial court. [Citation.]" (People v. Vera (1997)
This rationale applies with equal force to claims under Penal Code
Moreover, the statute neither requires an express finding (cf.
Analogizing to Penal Code
This requirement is a necessary concomitant of the nature and scope of the discretionary authority Penal Code
None of the foregoing concerns and considerations obtain with respect to a probable cause finding under Penal Code
Defendant also argues that because Penal Code
We therefore hold that absent an objection in the trial court, a defendant forfeits appeal of any deficiency in the statutorily required finding supporting an HIV testing order pursuant to Penal Code
DISPOSITION
The judgment of the Court of Appeal is affirmed.
We concur:
GEORGE, C.J.
KENNARD, J.
WERDEGAR, J.
CHIN, J.
MORENO, J.
Concurring Opinion by BAXTER, J.
I agree with the majority that a defendant who fails to object in the trial court forfeits appeal of any deficiency in the statutorily required finding supporting an HIV testing order imposed under Penal Code
The Court of Appeal relied on People v. Scott (1994)
I would embrace the Court of Appeal's straightforward analysis. The majority, however, does not. Its rationale for refusing to do so consists of this sentence: "Since HIV testing does not constitute punishment (see People v. McVickers (1992)
Moreover, the Scott rule has regularly been applied to bar a defendant from challenging for the first time on appeal other nonpunitive sentencing decisions, such as a trial court's failure to commit a defendant to the California Rehabilitation Center (e.g., People v. Lizarraga (2003)
Accordingly, the line drawn by the majority is illusory. And, inasmuch as the parties agreed at oral argument that the framework set forth in Scott applied to this case, it is unnecessary. Finally, in light of the majority's acknowledgement that Scott is merely an application of "the general forfeiture doctrine" (maj. opn., ante,
NOTES
Notes
[1] In the companion case of People v. Butler (Dec. 1, 2003, S107791)
[2] For convenience throughout the remainder of the discussion, we will use "probablе cause" to denote "probable cause to believe that blood, semen, or any other bodily fluid capable of transmitting HIV has been transferred from the defendant to the victim." (
[3] In 2002, the Legislature amended Penal Code
"(e)(6)(A) Any of the following offenses if the court finds that there is probable cause to believe that blood, semen, or any other bodily fluid capаble of transmitting HIV has been transferred from the defendant to the victim:
"(i) Sexual penetration in violation of Section 264.1, 266c, or 289.
"(ii) Aggravated sexual abuse of a child in violation of Section 269.
"(iii) Lewd or lascivious conduct with a child in violation of Section 288.
"(iv) Continuous sexual abuse of a child in violation of Section 288.5.
"(v) The attempt to commit any offense described in clauses (i) to (iv), inclusive.
"(B) For purposes of this paragraph, the court shall note its finding on the court docket and minute order if one is prepared."
Penal Code section 1202, subdivision (e) also includes:
"(1) Rape in violation of Section 261 or 264.1.
"(2) Unlawful intercourse with a person under 18 years of age in violation of Section 261.5 or 266c.
"(3) Rape of a spouse in violation of Section 262 or 264.1.
"(4) Sodomy in violation of Section 266c or 286.
"(5) Oral copulation in violation of Section 266c or 288a."
An HIV testing order pursuant to these provisions does not require a finding of probable cause.
[4] We grant defendant's request that the court take judicial notice of the legislative history of Penal Code
[5] With respect to how a defendant should object to the absence of a probable cause notation, we note that unlike most situations implicating forfeiture, the relevant act usually does not take place in the defendant's presence. Rather, the court makes the notation in the docket and minute order after the sentencing hearing. Thus, to determine whether the court has complied with the notation rеquirement the defendant will generally have to check the docket entry and minute order after they have been prepared. If the required notation is missing, the defendant must then submit an objection, presumably, although not necessarily, in writing. We suggest this procedure only as guidance in preserving the notation issue. Defendants remain free to register their objections in any reasonable and timely manner that brings the omission to the trial court's attention.