VARIAN MEDICAL SYSTEMS, INC., еt al., Plaintiffs and Respondents, v. MICHELANGELO DELFINO et al., Defendants and Appellants.
No. S121400
Supreme Court of California
Mar. 3, 2005.
180
COUNSEL
Horvitz & Levy, Jon B. Eisenberg, Jeremy B. Rosen; Law Offices of Randall M. Widmann, Randall M. Widmann; and Glynn P. Falcon for Defendants and Appellants.
Cyrus Sanai as Amicus Curiae on behalf of Defendants and Appellants.
Levy, Ram & Olson, Karl Olson; Karlene W. Goller; Thomas W. Newton; Harold W. Fuson, Jr.; Stephen J. Burns; Jonathan Donnellan; Davis Wright Tremaine, Duffy Carolan; Levine Sullivan Koch & Schulz, James E. Grossberg; Riegels Campos & Kenyon and Charity Kenyon for California Newspaper Publishers Association, Los Angeles Times, Hearst Communications, Inc., The Copley Press, Inc., Ang Newspapers, Inc., McClatchy Newspapers, Inc., Press-Enterprise, Inc., Freedom Communications, Inc., and McNaughton Newspapers as Amici Curiae on behalf of Defendants and Appellants.
Mark Goldowitz; Margaret C. Crosby; Peter Eliasberg; and Jordan Budd for California Anti-SLAPP Project, American Civil Liberties Union Foundation of Northern California, ACLU Foundation of Southern California and American Civil Liberties Union Foundation of San Diego and Imperial Counties as Amici Curiae on behalf of Defendants and Appellants.
Orrick, Herrington & Sutcliffe, Lynne C. Hermle, Matthew H. Poppe; Law Offices of Gerald Z. Marer, Gerald Z. Marer; Farella, Braun & Martel, Douglas R. Young; Pillsbury Winthrop, Thomas V. Loran III, Craig E. Stewart and Renée A. Jansen for Plaintiffs and Respondents.
OPINION
BROWN, J.- Under
I.
Plaintiffs and respondents Varian Medical Systems, Inc. (Varian Medical) and Varian Semiconductor Equipment Associates, Inc. (Varian Semiconductor) are publicly traded companies. Varian Medical manufactures a variety of medical products, and Varian Semiconductor manufactures equipment for use in the semiconductor chip manufacturing process. For purposes of this action, Varian Medical and Varian Semiconductor are the successors in interest to the
Defendants and appellants Michelangelo Delfino and Mary Day are former employees of Varian Associates. Zdasiuk fired Delfino in October 1998 for harassing Felch and other coworkers. Two months later, Day resigned in sympathy.
After leaving Varian Associates, Delfino and Day began posting numerous derоgatory messages about plaintiffs on the Internet. In response, plaintiffs filed the instant action against Delfino in February 1999, alleging numerous federal and state causes of action3 and seeking injunctive and monetary relief. Delfino then removed the action to federal court. In federal court, plaintiffs added Day as a defendant in July 1999. In April 2000, the federal court granted defendants partial summary judgment on plaintiffs’ federal claim and remanded the action back to the superior court.
On remand, plaintiffs filed a third amended complaint in August 2000, alleging seven causes of action predicated on defendants’ Internet postings about plaintiffs.4 Each defendant then filed, for the first time, a special motion to strike plaintiffs’ complaint as a strategic lawsuit against public participation (SLAPP) under section 425.16 (the anti-SLAPP motions). The trial court denied the motions, finding that: (1) the motions were untimely; (2) plaintiffs’ causes of action did “not arise from ‘any act... in furtherance of [the] right of petition or free speech under the United States or California Constitution in connection with a public issue’ “; and (3) plaintiffs demonstrated a “probability they will prevail on their claims.”
Defеndants appealed. Delfino also filed an ex parte application with the trial court and a petition for writ of supersedeas with the Court of Appeal, seeking to stay further trial court proceedings pending resolution of the
After a trial, the jury found defendants liable for libel, invasion of privacy (appropriation of name), breach of contract, and conspiracy, and awarded plaintiffs a total of $425,000 in compensatory damages. The jury further found that defendants acted with malice, fraud, or oppression, and awarded Zdasiuk and Felch $350,000 in punitive damages. The trial court also issued a permanent injunction against defendants.
Following the entry of judgment, the Court of Appeal dismissed as moot defendants’ appeal from the order denying their anti-SLAPP motions. Soon after, defendants appealed the judgment. The Court of Appeal modified the injunction but affirmed in all other respects. In doing so, the court disagreed with Mattel, Inc. v. Luce, Forward, Hamilton & Scripps (2002) 99 Cal.App.4th 1179 [121 Cal.Rptr.2d 794] (Mattel), and held “that
We granted review solely on the issue of whether “an appeal from the denial of a special motion to strike under the anti-SLAPP statute (
II.
Defendants contend an appeal from the denial of an anti-SLAPP motion automatically stays all further trial сourt proceedings on the merits. Plaintiffs counter that such an appeal does not effect an automatic stay of any trial court proceedings on the merits because those proceedings would have no affect on the appeal. According to plaintiffs, courts have the discretion to stay further proceedings but are not compelled to do so. As explained below, we agree with defendants.
To accomplish this purpose, section 916, subdivision (a) stays all further trial court proceedings “upon the matters embraced” in or “affected” by the appeal. In determining whether a proceeding is embraced in or affected by the appeal, we must consider the appeal and its possible outcomes in relation to the proceeding and its possible results. “[W]hether a matter is ‘embraced’ in or ‘affected’ by a judgment [or order] within the meaning of [section 916] depends on whether postjudgment [or postorder] proceedings on the matter would have any effect on the ‘effectiveness’ of the appeal.” (In re Marriage of Horowitz (1984) 159 Cal.App.3d 377, 381 [205 Cal.Rptr. 880] (Horowitz).) “If so, the proceedings are stayed; if not, the proceedings are permitted.” (Betz v. Pankow (1993) 16 Cal.App.4th 931, 938 [20 Cal.Rptr.2d 841] (Betz).)
The fact that the postjudgment or postorder proceeding may render the appeal moot is not, by itself, enough to establish that the proceeding affects the effectiveness of the appeal and should be stayed under section 916. Rather, something more is needed. For example, the trial court рroceeding must directly or indirectly seek to “enforce, vacate or modify [the] appealed judgment or order.”6 (Elsea, supra, 4 Cal.App.4th at p. 629 [“The trial court‘s power to enforce, vacate or modify an appealed judgment or order is
Notes
A trial court proceeding also affects the effectiveness of an appeal if the possible outcomes on appeal and the actual or possible results of the proceeding are irreconcilable. Thus, an appeal from the denial of a mоtion to vacate a spousal support order precludes the trial court from terminating its jurisdiction over spousal support because the termination of jurisdiction is irreconcilable with possible outcomes on appeal. (See In re Marriage of Varner (1998) 68 Cal.App.4th 932, 937 [80 Cal.Rptr.2d 628].) Similarly, an appeal from an order declaring that the plaintiffs take nothing by way of deficiency after a judicial foreclosure precludes the trial court from setting aside the foreclosure, because it would permit the plaintiffs to recover a deficiency judgment notwithstanding the appeal. (See Nelson v. Orosco (1981) 117 Cal.App.3d 73, 80 [172 Cal.Rptr. 457].) And an appeal from a judgment on the pleadings precludes a trial court from granting leave to amend the complaint because affirmance of the judgment is irreconcilable with an order granting leave to amend. (Olson v. Superior Court (1969) 274 Cal.App.2d 311, 314 [79 Cal.Rptr. 136].)
Finally, a proceeding affects the effectiveness of the appeal if the very purpose of the appeal is to avoid the need for that proceeding. In that situation, the proceeding itself is inherently inconsistent with a possible outcome on appeal and must therefore be stayed under section 916, subdivision (a). Thus, an appeal from the denial of a motion to compel arbitration automatically stays all further trial court proceedings on the merits. (See Prudential-Bache Securities, Inc. v. Superior Court (1988) 201 Cal.App.3d 924, 925 [247 Cal.Rptr. 477] (Prudential-Bache).)
A postjudgment or postorder proceeding is also ancillary or collateral to the appeal despite its potential effect on the apрeal, if the proceeding could or would have occurred regardless of the outcome of the appeal. (See Horowitz, supra, 159 Cal.App.3d at pp. 382-383 [finding no automatic stay because the result of the proceeding could have been achieved through other procedures regardless of the outcome of the appeal].) Thus, an appeal from the denial of a preliminary injunction does not stay further trial court proceedings on the merits. Because the injunction “amounts to a mere preliminary or interlocutory order to keep the subject of litigation in status quo pending the determination of the action on its merits” (Gray v. Bybee (1943) 60 Cal.App.2d 564, 571 [141 P.2d 32] (Gray)), the affirmance or reversal of its denial does not and cannot eliminate the need for additional proceedings on the merits. Section 916 therefore does not automatically stay such proceedings. (See Major v. Miraverde Homeowners Assn. (1992) 7 Cal.App.4th 618, 623 [9 Cal.Rptr.2d 237]; Gray, at p. 571.) Likewise, an appeal from an order denying a motion to disqualify counsel does not automatically stay further trial court proceedings on the merits because such proceedings would occur regardless of whether the reviewing court affirms or reverses the order. (See Reed v. Superior Court (2001) 92 Cal.App.4th 448, 453-455 [111 Cal.Rptr.2d 842] (Reed).)
With these рrinciples in mind, we now consider whether trial court proceedings on the merits following an appeal from the denial of an anti-SLAPP motion are embraced in or affected by that appeal. We conclude they are, and such proceedings are therefore stayed under section 916, subdivision (a).
The Legislature enacted section 425.16 to prevent and deter “lawsuits [referred to as SLAPP‘s] brought primarily to chill the valid exercise of the constitutional rights of freedom of speech and petition for the redress of grievances.” (
In reaching this conclusion, we reject plaintiffs’ analogy of an appeal from the denial of an anti-SLAPP motion to an appeal from the denial of a preliminary injunction (see Gray, supra, 60 Cal.App.2d at p. 571) or a motion to disqualify counsel (see Reed, supra, 92 Cal.App.4th at pp. 453-455). Neither a motion for preliminary injunction nor a motion to disqualify counsel resolves the merits of a cause of action. Thus, the granting or denying of these motions is reconcilable with any subsequent judgment on the merits. By contrast, an anti-SLAPP motion goes “to the merits of the issues involved in the main action” (Union Oil Co. v. Reconstruction Oil Co. (1935) 4 Cal.2d 541, 542-545 [51 P.2d 81]) to the extent it addresses the “probability . . . the plaintiff will prevail on the claim” (
The legislative history of the anti-SLAPP statutes makes this clear. Contrary to plaintiffs’ assertions, this history is undoubtedly relevant to our determination of the effect of an appeal from the denial of an anti-SLAPP
The history of the anti-SLAPP statutes confirms our conсlusion that section 916 stays all further proceedings on the merits during the pendency of an appeal from the denial of an anti-SLAPP motion. In 1999, the Legislature enacted section 425.16, subdivision (j)-which makes “[a]n order granting or denying a special motion to strike . . . appealable under Section 904.1“-as part of Assembly Bill No. 1675 (1999-2000 Reg. Sess.). The Legislature found it necessary to enact subdivision (j) because, without the ability to appeal, a SLAPP “defendant will have to incur the cost of a lawsuit before having his or her right to free speech vindicated.” (Assem. Com. on Judiciary, Concurrence in Sen. Amends. on Assem. Bill No. 1675 (1999-2000 Reg. Sess.) as amended July 12, 1999, p. 2.)
As originally introduced, Assembly Bill No. 1675 provided that “[a]n order denying a special motion to strike shall be appealable under Section 904.1. Upon the filing of such an appeal, all proceedings on any cause of action which is the subject of the appeal shall be stayed unless the plaintiff demonstrates to the appellate court probable success on the appeal and that the plaintiff will otherwise sustain irreparable injury.” (Assem. Bill No. 1675 (1999-2000 Reg. Sess.) as introduced Mar. 16, 1999, p. 2, italics added.) The Legislature later deleted the conditional stay language italicized above. (See Assem. Bill No. 1675 (1999-2000 Reg. Sess.) as amended July 6, 1999, p. 2.) In analyzing the proposed deletion, the Senate Committee on the Judiciary reported that “the perfecting of an appeal [from an order granting or denying a special motion to strike] stays proceedings in the trial court.” (Sen. Com. on Judiciary, analysis of Assem. Bill No. 1675 (1999-2000 Reg. Sess.) as amended May 28, 1999, p. 3.) Following the deletion, the Senate Rules Committee echoed this understanding in a subsequent analysis of Assembly
The Legislature reiterated this intent in 2003 when it enacted section 425.17-which exempted certain types of actions from the special motion to strike procedure established in section 425.16. (See Eu v. Chacon (1976) 16 Cal.3d 465, 470 [128 Cal.Rptr. 1, 546 P.2d 289] [“Although a legislative expression of the intent of an earlier act is not binding upon the courts in their construction of the prior act, that expression may properly be considered together with other factors in arriving at the true legislative intent existing when the prior act was passed“].) In creating this exemption, the Legislature expressly made the denial of an anti-SLAPP motion based on the section 425.17 exemption not appealable. (
In light of our holding today, some anti-SLAPP appeals will undoubtedly delay litigation even though the appeal is frivolous or insubstantial. As the Court of Appeal observed and plaintiffs contend, such a result may encourage defendants to “misuse the [anti-SLAPP] motions to delay meritorious litigation or for other purely strategic purposes.” And “the benefit of preventing”
Such an assessment is, however, a question for the Legislature, and the Legislature has already answered it. Thus, we can only minimize this danger by encouraging our courts to resolve these motions and appeals as expeditiously as possible. To this end, reviewing courts should dismiss frivolous appeals as soon as practicable and do everything in their power to “‘prevent... frustration of the relief granted.’ (
III.
We now turn to the judgment in this case. Despite defendants’ appeal from the denial of their anti-SLAPP motions, the trial court held a trial and entered a judgment for plaintiffs. The trial, however, should have been automatically stayed under section 916, subdivision (a). (See ante, at pp. 191-196.) Consequently, we find that the trial court lacked subject matter jurisdiction over the matters on trial and that the resulting judgment is therefore void.
“The principle of ‘subject matter jurisdiction’ relates to the inherent authority of thе court involved to deal with the case or matter before it.” (Conservatorship of O‘Connor (1996) 48 Cal.App.4th 1076, 1087 [56 Cal.Rptr.2d 386].) Thus, in the absence of subject matter jurisdiction, a trial court has no power “to hear or determine [the] case.” (Abelleira v. District Court of Appeal (1941) 17 Cal.2d 280, 288 [109 P.2d 942] (Abelleira).) And any judgment or order rendered by a court lacking subject matter jurisdiction is “void on its face . . . .” (Rochin v. Pat Johnson Manufacturing (1998) 67 Cal.App.4th 1228, 1239 [79 Cal.Rptr.2d 719] (Rochin).)
Under section 916, “the trial court is divested of” subject matter jurisdiction over any matter embraced in or affected by the appeal during the
Indeed, section 916, as a matter of logic and policy, divests the trial court of jurisdiction over the subject matter on appeal-i.e., jurisdiction in its fundamental sense. (See Abelleira, supra, 17 Cal.2d at p. 288.) The purpose of the automatic stay under section 916 is to preserve “the status quo until the appeal is decided” (Elsea, supra, 4 Cal.App.4th at p. 629), by maintaining “the rights of the parties in the same condition they were before the order was made” (Wolcott v. Hudner (1924) 67 Cal.App. 704, 707 [228 P. 46]). Otherwise, the trial court could render the “appeal futile by altering the appealed judgment or order by conducting other proceedings that may affeсt it.” (Elsea, at p. 629.)
In order to preserve the status quo and return the parties to “the same condition they were before the order was made” (Wolcott v. Hudner, supra, 67 Cal.App. at p. 707), section 916 necessarily renders any subsequent trial court proceedings on matters “embraced” in or “affected” by the appeal void and not merely voidable (
Because “the remedy by appeal cannot be denied to an aggrieved party dissatisfied with the judgment or the order appealed from by an act of the trial court in the action, at the behest or on the motion of the respondent, after an appeal has been taken and is pending” (Durbrow v. Chesley (1913) 23 Cal.App. 627, 629 [138 P. 917], italics added), the automatic stay under section 916 must divest the trial court of fundamental jurisdiction over the matters embraced in or affected by the appeal (see Mulvey v. Superior Court (1913) 22 Cal.App. 514, 516 [135 P. 53] [” ‘Common fairness and a sense of justice readily suggests that while plaintiffs were in good faith prosecuting their appeals, they should be in some manner
Plaintiffs do not dispute that the trial court lacked subject matter jurisdiction over the matters on trial if the trial should have been automatically stayed under section 916, subdivision (a). Plaintiffs also do not dispute that the judgment is void if the trial court lacked subject matter jurisdiction over the matters on trial. Instead, plaintiffs contend the court may affirm on other grounds. We do not, however, find these alternative grounds persuasive.
First, plaintiffs contend an untimely anti-SLAPP motion is not appealable despite section 425.16, subdivision (j), and therefore does not invoke the automatic stay provision of section 916, subdivision (a). (See Central Savings Bank of Oakland v. Lake (1927) 201 Cal. 438, 442 [257 P. 521].) But we have long held that even a void judgment or order is appealable if that judgment or order is otherwise appealable. (Ewing v. Richvale Land Co. (1917) 176 Cal. 152, 154 [167 P. 876]; see also Griset, supra, 25 Cal.4th at p. 701 [implicitly recognizing that a void judgment is appealable].) We see no reason to deviate from this principle where, as here, the order is unquestionably appealable with no apparent exceptions. (See
Second, plaintiffs contend the Court of Appeal‘s summary denial of defendants’ earlier petition for writ of supersedeas seeking a stay pending appeal is law of the case and requires affirmance. Recognizing that we previously held that “a summary denial of a writ petition” should “not be given law of the case effect” (Kowis v. Howard (1992) 3 Cal.4th 888, 897 [12 Cal.Rptr.2d 728, 838 P.2d 250]), plaintiffs propose an exception to this rule in cases where, as here, the defendant argued that the court had no discretion to deny relief. We have, however, rejected such an exception in the past because it would hamper judicial economy (id. at p. 898), and see no reason to reconsider it here. Leone v. Medical Board (2000) 22 Cal.4th 660 [94 Cal.Rptr.2d 61, 995 P.2d 191] does not compel a different conclusion. In Leone, we held that “an appellate court must judge [a writ] petition on its
DISPOSITION
We reverse the judgment of the Court of Appeal with instructions to remand the case for a new trial in accordance with our opinion.12
Kennard, J., Baxter, J., Werdegar, J., Chin, J., and Moreno, J., concurred.
GEORGE, C. J., Concurring and Dissenting.- I agree with the majority‘s conclusion that the trial court erred in proceeding with the trial in this matter while an appeal from the denial of defendant‘s anti-SLAPP (strategic lawsuit against public participation) motion (
There can be little question but that, under the circumstances of this case, a reversal of the trial court‘s judgment and a remand for a new trial would serve no legitimate purpose. The trial court‘s error-going forward with the trial while its pretrial ruling on defendants’ anti-SLAPP motion still was on appeal-did not affect the actual trial of the case, the jury‘s verdict, or the content of the judgment in any respect whatsoever. All that will be accomplished by a reversal is the wasting of considerable time, effort, and resources.
The
Cases cited in the majority opinion contain language indicating that a trial court lacks subject matter jurisdiction pending an appeal, but most of these cases were decided in the procedural context of a petition that sought an extraordinary writ to prohibit the trial court from conducting further proceedings pending an appeal. (See maj. opn., ante, at pp. 196-197 & fn. 9.) But, as this court has observed, the term “jurisdiction,” which is used in a variety of situations, “has so many different meanings that no single statement can be entirely satisfactory as a definition.” (Abelleira v. District Court of Appeal (1941) 17 Cal.2d 280, 287 [109 P.2d 942].) Most of the cases relied upon by the majority employ the language of fundamental jurisdiction but were decided in a context that did not require reference to jurisdiction in the fundamental sense, as opposed to jurisdiction in the broader sense used in the context of writ proceedings.
There have been a few cases, procedurally analogous to the present one, in which a judgment after trial was reversed because a prior appeal was pending at the time of trial, based on the theory that the trial court lacked fundamental jurisdiction pending the appeal. (See, e.g., People v. Sonoqui, supra, 1 Cal.2d 364 [after the defendants’ motion for a new trial was granted, the defendants were retried and convicted while the People‘s appeal of the decision on the new trial motion was still pending; convictions reversed]; People v. Owens (1945) 71 Cal.App.2d 831 [164 P.2d 28] [pending the People‘s appeal from the trial court‘s postconviction order granting the dеfendant‘s motion for an arrested judgment, the defendant was tried on new information; convictions reversed]; Rosenberg v. Bullard (1934) 2 Cal.App.2d 118 [37 P.2d 521] [pending the plaintiff‘s appeal from order granting the defendant‘s motion to set aside default judgment, case was tried and judgment was entered for the plaintiff; judgment reversed].) These cases applied the principle that the trial court lacked jurisdiction pending the appeal, but did not address the question of whether reversal of such a judgment after trial in this context was in fact consistent with the
In other contexts, this court has not hesitated to overrule or disapprove earlier California decisions that applied a rule of automatic reversal without giving due consideration to the
We faced an issue analogous to the one presented here, in the context of the previously well-settled rule that denial of a substantial right at the preliminary heаring in a criminal case rendered the ensuing commitment illegal and entitled the defendant to have the information set aside on timely motion. (See, e.g., People v. Napthaly (1895) 105 Cal. 641, 644-645 [39 P. 29].) The defendant may seek writ relief to compel the setting aside of an information before trial on the ground that, because of substantial error at the preliminary hearing, his or her commitment for trial was illegal. (See, e.g., Jennings v. Superior Court (1967) 66 Cal.2d 867, 880-881 [59 Cal.Rptr. 440, 428 P.2d 304].) Applying reasoning very similar to that embraced in the majority opinion in the present case, we held in People v. Elliot (1960) 54 Cal.2d 498 [6 Cal.Rptr. 753, 354 P.2d 225] that the denial of a substantial right at the preliminary hearing required reversal of a subsequent conviction without a showing of prejudice. The theory behind this automatic reversal rule was that “where the accused is not legally committed within the meaning of
We have acknowledged that an exception may be made to the general rule that an error does not require reversal absent a showing of prejudice when the error involves a structural defect in the conduct of the proceedings that results in an unfair trial or “defies evaluation for harmlessness.” (Soule v. General Motors Corp., supra, 8 Cal.4th at p. 579; see People v. Cahill, supra, 5 Cal.4th at p. 501.) Although an actual absence of jurisdiction in the fundamental sense would be the type of fundamental defect that constitutes a miscarriage of justice and requires reversal, the trial court‘s lack of jurisdiction pending an appeal of a pretrial order is not comparable to the type of jurisdictional problem that is properly characterized as an absence of jurisdiction in its fundamental sense. In Abelleira v. District Court of Appeal, supra, 17 Cal.2d at page 289, we described lack of jurisdiction “in its most fundamental sense” as “an entire absence of power to hear or determine the case, an absence of authority over the subject matter or the parties.” As examples of lack of jurisdiction “in its most fundamental or strict sense,” we noted that a state court has no jurisdiction to (1) determine title to land outside its borders; (2) adjudicate the marital status of persons when neither is domiciled within the state; (3) render a personal judgment against one not personally served with process within its borders; or (4) determine a case where the type of proceeding or amount in controversy is beyond the jurisdiction defined for that particular court by statute or constitutional provision. (Ibid.)
In these examples, the absence of jurisdiction is complete. In such circumstances, it is impossible for a reviewing court to conclude that “a different result would have been probable if such еrror or defect had not occurred or existed.” (
The temporary absence of jurisdiction in a trial court while an appeal is pending is not comparable to these examples of the absence of fundamental jurisdiction. Rather, it is more consistent with the description in Abelleira of the broader meaning of lack of jurisdiction that justifies writ review, in which the trial court lacks only the power “to act without the occurrence of certain procedural prerequisites.” (Abelleira v. District Court of Appeal, supra, 17 Cal.2d at p. 288.) The procedural prerequisite that was lacking in the case before us was a resolution of the pending appeal, which would permit the trial court properly to go forward with the trial. Unlike the situation in which fundamental jurisdiction is lacking, the absence of jurisdiction in this case was only temporary and only partial. Once the appeal on the motion is resolved, the trial court regains jurisdiction to try the case. Under
Although it may be conceivable that, under some circumstances, the conduct of proceedings in the trial court pending an appeal might constitute such a fundamental defect in the proceedings that automatic reversal is required, that is not the case where, as here, the case is tried pending the appeal of a pretrial order and the pretrial order is ultimately upheld. In this situation, the reviewing court readily can ascertain that the error had no effect on the outcome of the case and that the result would have been the same even if the error had not occurred and the trial had been stayed until after the resolution of the appeal.
Contrary to the majority‘s conclusion, I do not believe that requiring automatic reversal is necessary or effective to ensure a party‘s right to preserve the status quo pending an appeal, any more than automatic reversal is necessary to preserve other legal rights, including constitutional rights, that are subject to harmless error analysis. (See, e.g., People v. Cahill, supra, 5 Cal.4th at pp. 506-507 [rejecting the argument that the erroneous admission of an involuntary confession requires automatic reversal in order to deter
In the presumably rare instance in which both the trial court and the appellate court misunderstand or fail to enforce the law, and proceedings continue to judgment despite a pending appeal, the appellate court must examine all the circumstances to determine whether the failure to stay the trial was prejudicial. If the judgment is tainted by the trial court‘s erroneous actions, reversal of the judgment would be appropriate and consistent with
Accordingly, I would overrule or disapprove prior California decisions to the extent they purport to hold that a trial court‘s action in erroneously going forward with a trial while an appeal is pending constitutes an action taken in the absence of fundamental subject matter jurisdiction that necessarily requires automatic reversal of the judgment. I conclude that under
First,
Second, People v. Pompa-Ortiz, supra, 27 Cal.3d 519-which did not address the scope of the automatic stay-is inаpposite. Unlike the error at issue in Pompa-Ortiz-an irregularity in the preliminary hearing procedure-which may be forfeited (see
In any event, the precedent overruled in Pompa-Ortiz is far different than the precedents at issue here. In Pompa-Ortiz, we overruled a 20-year-old decision that had erroneоusly construed the word “jurisdiction” to mean jurisdiction in its fundamental sense. (See People v. Elliot (1960) 54 Cal.2d 498 [6 Cal.Rptr. 753, 354 P.2d 225].) By contrast, the concurring and dissenting opinion proposes to overrule several decisions, including a 70-year-old decision from this court. And, unlike the lone precedent at issue in Pompa-Ortiz, the many California decisions construing the scope of the automatic stay have consistently and unequivocally referred to the trial court‘s lack of subject matter jurisdiction-and not just its lack of jurisdiction. Where, as here, numerous “precedent[s] applying authoritative, settled statutory construction that ha[ve] been central to the analysis and holdings of these decisions” exist and the Legislature has done nothing, “[t]he principles underlying the doctrine of stare decisis apply with special force” and it would be inappropriate “to overrule or disapprove” these precedents. (Barner v. Leeds (2000) 24 Cal.4th 676, 685, fn. 2 [102 Cal.Rptr.2d 97, 13 P.3d 704].)
