John Fitzgerald HANSON, Appellant, v. STATE of Oklahoma, Appellee.
No. D-2001-717
Court of Criminal Appeals of Oklahoma.
June 11, 2003.
2003 OK CR 12
CHAPEL, Judge.
¶41 The Bar submitted an application to assess against respondent the costs of this proceeding in the sum of $2,010.06.35 Respondent has not challenged the Bar‘s application. Upon examination of the itemized costs and the copies of bills submitted by the Bar, we order respondent to pay the costs of this proceeding in the amount of $1,580.42 within ninety (90) days of the date this opinion becomes final.36
¶42 RESPONDENT IS SUSPENDED FROM THE PRACTICE OF LAW FOR TWO YEARS AND ONE DAY IN SCBD No. 4529 AND IS DIRECTED TO PAY THE COSTS OF THAT PROCEEDING IN THE AMOUNT OF $1,580.42, WHICH SHALL BE DUE NOT LATER THAN NINETY (90) DAYS AFTER THIS OPINION BECOMES FINAL; RESPONDENT STANDS EXONERATED OF PROFESSIONAL MISCONDUCT IN SCBD No. 4734.
¶43 WATT, C.J., and HODGES, LAVENDER, KAUGER, BOUDREAU and WINCHESTER, JJ., concur.
¶44 HARGRAVE, J., concurs in result.
¶45 SUMMERS, J., concurs in part and dissents in part.
Sharon Ashe, Assistant District Attorney, Tulsa, OK, Attorney for the State at trial.
James H. Lockard, Deputy Division Chief Capital Direct Appeals Division, Jamie D. Pybas, Division Chief Direct Appeals Division, Oklahoma Indigent Defense System, Norman, OK, Attorneys for Appellant on appeal.
W.A. Drew Edmondson, Attorney General of Oklahoma, David M. Brockman, Assistant Attorney General, Oklahoma City, OK, Attorneys for Appellee on appeal.
OPINION
CHAPEL, Judge.
¶1 John Fitzgerald Hanson was tried by jury and convicted of Count I, First Degree Malice Murder in violation of
¶2 Hanson and Victor Miller took Mary Agnes Bowles from the Promenade Mall in Tulsa sometime between 4:15 p.m. and 5:50 p.m. on August 31, 1999. They had already robbed two liquor stores, and wanted to use Bowles‘s car in another robbery. Hanson held Bowles down in the back seat while Miller drove to an isolated area near Owasso. He turned down a road leading to a dirt pit. The pit‘s owner, Mr. Thurman, was there loading a dump truck for a delivery. While speaking to his nephew, Jim Moseby, on his cell phone, Thurman said he saw a car circling through the pit. After this conversation, Miller shot Thurman four times with a chrome .380 revolver. Miller drove a short distance away. He stopped at an overgrown roadside. Hanson got out with Bowles and, using a 9mm semiautomatic pistol, shot her between four and six times as she lay on the ground. Before leaving the scene, they partially covered her with branches. Neighbors heard several shots coming from the pit area and saw an unfamiliar car drive by. They found Thurman lying near his dump truck at the entrance to the road. Thurman was taken to the hospital; he never regained consciousness and died on September 14. Bowles‘s decomposed body was found on September 7.
¶3 Hanson and Miller drove Bowles‘s car to the Oasis Motel. Hanson asked the price of a room, then left. He returned shortly, explained that his car wouldn‘t start, and asked to borrow tools. The desk clerk gave him a screwdriver and followed him out. The clerk saw Hanson and another black man working on Bowles‘s car. Eventually the two gave up and returned the screwdriver and Hanson rented a room. He filled out and signed the registration card, and showed the clerk his driver‘s license. The clerk never saw either man again, and the car remained parked in the motel lot. Hanson and
ISSUES RELATING TO JURY SELECTION
¶4 Hanson raises several issues surrounding voir dire. Propositions VI and VII, concerning jurors’ views on the death penalty, have merit and contribute to the accumulation of reversible error in this case.
¶5 Hanson‘s claims in Propositions IV and V do not require relief. In Proposition IV Hanson complains that, although his jury was allowed to take notes, the trial court failed to use the standard Oklahoma Uniform Jury Instructions (OUJI) on note-taking and the use of notes in deliberations.2 Hanson neither requested the instructions nor failed to object to their omission. We encourage trial courts to give jurors the standard instructions where note-taking is allowed.
¶6 In Proposition VI Hanson correctly claims he was denied his right to a full and fair examination of prospective jurors’ views on automatic imposition of the death penalty for malice murder. The trial court granted Hanson‘s motion to exclude jurors who were in favor of the death penalty. However, the trial court repeatedly denied Hanson‘s requests to “life-qualify” the jury by asking whether jurors would automatically impose the death penalty for first degree murder. In Morgan v. Illinois,7 the United States Supreme Court held that a capital defendant must be permitted on voir dire to find out whether his prospective jurors believe that
¶7 The State admits that, upon request, a defendant must be allowed to ask whether jurors would automatically impose the death penalty. However, the State argues this requirement was satisfied by the trial court‘s general question as to whether jurors could consider all three punishments, along with counsels’ questions about jurors’ views on the death penalty. Both the United States Supreme Court and this Court have rejected this argument.11 As we found in Jones II,
The State conflates two very different lines of questioning. It is important that voir dire questions determine whether prospective jurors will consider all three punishments equally. However, asking that question will not satisfy the specific inquiry whether a juror would automatically impose a sentence of death.12
As the Supreme Court noted, “a juror could, in good conscience, swear to uphold the law and yet be unaware that maintaining such dogmatic beliefs about the death penalty would prevent him or her from doing so.”13 This is illustrated in this case by Juror Fulfaro, who said he could follow the law and consider all three punishments, but then said that only the death penalty was an adequate punishment for first degree murder.
¶8 Hanson‘s jury was able to impose a sentence of life without parole for felony murder. This does not answer the question whether any sitting juror would automatically have imposed death for malice murder. The record shows that at least one sitting juror indicated by word and gesture he would support such a conclusion. We have held that it is constitutionally unacceptable for a defendant to be sentenced by a jury without knowing whether it, or members of the prospective jury panel, would automatically impose a death sentence.14 Hanson was entitled to ask whether jurors would automatically impose death, and the trial court erred in denying him that right. In combination with other errors, this error requires remand for capital resentencing.
¶9 In Proposition VII Hanson argues that Juror Fulfaro should have been excused for cause. Juror Fulfaro stated he could follow the law and consider all three punishments for murder. When questioned by defense counsel, Fulfaro said he believed that defendants had their day in court but victims’ rights were forgotten; said he believed in “an eye for an eye“; approved of the strict
¶10 The decision to excuse a juror for cause is within the trial court‘s discretion.15 This Court will look to the whole of voir dire in determining whether a juror should be excused for cause.16 All doubts regarding juror impartiality must be resolved in the defendant‘s favor.17 A juror‘s views must not substantially impair or prevent the performance of his duties under his oath and the trial court‘s instructions.18 The court should remove for cause any juror who will automatically vote for the death penalty, as that juror cannot fulfill his oath.19 This bias need not be proven with unmistakable clarity.20 This Court recently reversed where a juror indicated a strong bias towards the death penalty which persisted when he was asked whether he could fairly consider all three punishments.21 The State distinguishes this case because Fulfaro, while stating he believed death was the only adequate punishment for premeditated murder, agreed he could consider all three punishments. However, Fulfaro was not asked whether he could fairly consider all three, and that single word carries an inescapable constitutional weight. Taken as a whole, the record of Fulfaro‘s voir dire shows that he was biased to automatically give the death penalty for premeditated murder. He should have been excused for cause.
¶11 In order to show he was prejudiced by this error, Hanson must show that his peremptory challenges were reduced so he was forced, over objection, to keep an unacceptable juror.22 Trial counsel made a record asking for an additional peremptory challenge. He explained that he would have used this peremptory challenge to excuse Juror D. McNeil, who shook his head vigorously in agreement when Fulfaro explained his bias for the death penalty. The State suggests nothing in the record supports this claim, as McNeil said he could consider all three punishments after hearing the evidence. On the contrary, McNeil stated during voir dire that he believed in the death penalty because people who take a life should pay for it with theirs. Regarding the death penalty, he said, “It really don‘t bother me at
¶12 The State suggests Hanson had many opportunities to remove McNeil with a peremptory challenge.23 This misses the point. If, as the State claims, McNeil was an acceptable juror, Hanson had no need to remove him. If, as the record shows, McNeil was potentially biased, then Hanson should have been able to use a peremptory challenge to remove him—instead of using it to remove a juror who should have been removed for cause. The State also suggests Hanson was not prejudiced since McNeil was passed for cause. This is not the standard. Hanson need only show that the juror was unacceptable because he was undesirable to his position.24 The record supports Hanson‘s claim. Fulfaro should have been excused for cause, and this error prejudiced Hanson. In combination with other errors, this requires that Count I be remanded for resentencing.
ISSUES RELATING TO FIRST STAGE PROCEEDINGS
¶13 Hanson raises only one claim of error specifically pertaining to the guilt/innocence stage of trial. In Proposition III he complains that prosecutorial misconduct in the first stage deprived him of his right to a fair trial.25 He objected to several comments, preserving the error for appeal; we review the rest for plain error. Parties have wide latitude, in closing argument, to discuss the evidence and reasonable inferences from evidence, and relief is required only where grossly improper and unwarranted argument affects a defendant‘s rights.26 None of the comments require relief.
¶14 Hanson preserved only one error during the first stage. Counsel objected twice to the prosecutors’ repeated characterizations of the defense case as resembling an octopus‘s ink bag, and hiding from the facts. These objections were overruled, and the prosecutor continued to similarly describe Hanson‘s case. Prosecutors should not cast aspersions on opposing counsel or ridicule the defense. The comments to which Hanson objected were inappropriate, but do not require relief.
¶15 Without objection, the State called Hanson a “gun-totin‘, trigger-pullin’ carjacker” and a “two-time, cold-blooded
¶16 The prosecutor, describing the crimes, asked rhetorically what might have happened had Bowles‘s car not broken down, and suggested perhaps there would be a file of dead bodies. He also stated that Miller and Hanson were jackals who traveled in packs and preyed on the weak, and said “we” pay the price. A prosecutor should not encourage jurors to let improper sympathy, sentiment or prejudice influence their decisions.29 The prosecutor told jurors it “choked me up” to hear testimony that, after killing Thurman and Bowles and robbing the federal credit union with the same guns, the defendants bought beer. Prosecutors should refrain from expressing personal opinions.30 The prosecutor‘s descriptions of Bowles accurately describe the evidence, or are within the wide latitude afforded in argument. Hanson fails to show that the prosecutor‘s comments were so grossly improper and unwarranted that they affected his rights, and this proposition is denied.
ISSUES RELATING TO SECOND STAGE PROCEEDINGS
¶17 In Proposition I Hanson claims the trial court erred in refusing to permit his expert witness to present testimony discussing the probability of his future dangerousness, to rebut the continuing threat aggravating circumstance. Hanson argues (a) that this evidence is relevant and admissible; (b) that the trial court erred in summarily excluding the evidence without holding a hearing on its scientific reliability; and (c) that the error was not harmless. The State argues that the evidence was irrelevant so the trial court did not err in refusing to admit it. This Court does not have a sufficient record before it to determine whether Hanson correctly claims this evidence was admissible. However, given the importance of the issue, we have concluded that we must remand the case for capital resentencing.
¶18 Hanson filed notice in January, 2001, that he intended to present expert testimony regarding his risk of future dangerousness while incarcerated through Dr. Mark Cunningham. In February, 2001, Hanson filed a supplemental notice substituting Dr. Gilda Kessner as his expert witness in this area. The State made no objection until well into the second stage of trial, after evidence of the aggravating circumstances had been presented. At that time the State objected to Dr. Kessner‘s testimony. Defense counsel explained that, in addition to familiarity with the tests, clinical research, literature and analysis regarding future dangerousness in prison, Dr. Kessner had interviewed Hanson and his family, and had reviewed the records of his previous prison stays. Counsel explained Dr. Kessner would testify regarding her conclusions based on her scientific knowledge as applied to her knowledge of the defendant, and would also testify regarding the term “probability“. The State claimed this evidence did not meet the standards of scientific reliability set forth in
¶19 This Court has never held inadmissible evidence of a defendant‘s propensity for future violence, in or out of prison, to support continuing threat. Both this Court and the Supreme Court have explicitly held that psychiatric evidence is relevant on this issue.32 Its scientific reliability has long been accepted. This Court has not held that the specific “risk assessment” evidence of future dangerousness, combining clinical results with a defendant‘s own history, is inadmissible. Neither this Court nor the United States Supreme Court have suggested that
¶20 This Court recently discussed “risk assessment” evidence. In Fitzgerald v. State [I]33 we had reversed and remanded a capital sentence, in part because the defendant had been prevented from presenting expert testimony to rebut the continuing threat aggravating circumstance. We determined that a capital defendant is entitled to expert assistance to rebut an allegation of continuing threat where the State presents evidence, expert or not, on future dangerousness. On remand, the defendant indicated he intended to present a psychological expert to conduct a risk assessment of his future dangerousness, but his designated expert was not allowed to testify. In Fitzgerald v. State [II]34 we determined this decision was not error. We noted that, while the defendant had indicated he would use an expert to present risk assessment evidence, “nothing in either the Offer of Proof or Response indicates that Cunningham performed risk assessment on Fitzgerald or how he would testify regarding such an assessment. Thus, the trial court correctly prohibited Dr. Cunningham from testifying.” As the State does in Hanson‘s appeal, we relied on Hooker v. State,35 in which we upheld a trial court‘s decision to prevent a defense expert from testifying where the expert‘s opinions were not based on individual assessment of the subjects of her opinion. Since Fitzgerald did not present risk assessment evidence to counter the State‘s allegation of continuing threat, this Court did not reach the issue of its scientific reliability.
¶21 Hanson argues that the trial court abused its discretion by failing to hold a Daubert hearing. Daubert held that trial courts, acting as gatekeepers, review novel expert testimony for reliability.36 The trial court here failed to fulfill its role as a gatekeeper when it summarily concluded that risk assessment evidence would not meet the Daubert test. Risk assessment evidence may, as Hanson claims, be substantially identical to the well-accepted clinical psychiatric evidence of future dangerousness. It may, as the State argues, be a significantly different, novel approach to psychiatric testimony. As there was no Daubert hearing and the record does not sufficiently describe the proposed testimony or risk assessment method, this Court cannot evaluate this claim. We refuse any invitation to speculate regarding this evidence‘s admissibility.
¶22 The State alleged that Hanson would probably continue to commit acts of violence posing a continuing threat to society. Hanson had a constitutional right to rebut that allegation by presenting expert evidence regarding his future dangerousness. With notice to the State, Hanson offered an expert witness to testify regarding the nature of probability in this context, the scientific literature on this issue, and how that applied to Hanson himself, based on the expert‘s interviews with Hanson and his family and her
¶23 Hanson claims in Proposition II that trial counsel was ineffective for failing to press this issue further. The record shows that the trial court would neither entertain further argument on this issue nor reconsider its ruling. We will not say counsel was ineffective for accepting the trial court‘s ruling and continuing with the trial.38
¶24 In Proposition XI Hanson correctly claims the trial court failed to instruct the jury to consider his proffered list of mitigating circumstances. The Oklahoma Uniform Jury Instructions, Criminal, contain a model instruction on mitigating evidence,
¶25 This Court will not disturb a trial court‘s decision regarding instructions absent abuse of discretion, “as long as the instructions, taken as a whole, fairly and accurately state the applicable law.”42 The
¶26 Given the qualitative difference between a death sentence and other punishments, a capital jury must be able to consider in mitigation “any aspect of a defendant‘s character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death.”43 Specific instructions on mitigating evidence give guidance to the jury and reduce the likelihood that a death sentence will be imposed arbitrarily, capriciously, or in a freakish manner.44 Oklahoma allows jurors to consider any evidence they may, individually, find to be mitigating, and enumerated lists of mitigating circumstances are not exclusive.45 However, trial courts should give an instruction, modeled after
¶27 Hanson correctly claims in Proposition XIII(A) that the jury heard victim impact evidence outside the scope of the capital sentencing statute. Mary Bowles‘s niece, Sara Mooney, gave evidence as the designated Bowles family representative. Mooney presented evidence of the impact of Bowles‘s death on Mooney‘s elderly mother, who was Bowles‘s sister. This was within the bounds of permissible victim impact evidence. Mooney also presented evidence of the impact of Bowles‘s death on herself and her extended family of cousins and their
¶28 “Immediate family” for the purposes of victim impact evidence is defined as “the spouse, a child by birth or adoption, a stepchild, a parent, or a sibling of each victim.”49 We have held that a person not within the statutory definition of “family” may be designated a family representative, and may present otherwise admissible testimony on behalf of immediate family members.50 However, we have not extended the statutory definition of “immediate family” to include persons related to victims in ways other than those designated by the Legislature.51 While Mooney could properly give evidence regarding the effect of Bowles‘s death on her mother, the remainder of her testimony was inadmissible under the statute. Moseby‘s testimony regarding the impact of her brother‘s death on herself was within statutory limits, but her testimony regarding the effect on her son was not. Consequently, almost all of Mooney‘s eight-page statement, and a significant portion of Moseby‘s six-page statement, should not have been admitted. These statements, particularly Mooney‘s, focused on the emotional impact of the victims’ deaths. They were emotionally affecting. This Court need not decide whether, standing alone, this inadmissible evidence created an unreasoned response in juror‘s minds and affected the death sentence.52 In combination with other errors, it requires relief.53
¶29 In Proposition XV Hanson argues that the accumulation of error in this case deprived him of due process of law and a reliable sentencing proceeding. We have found separate errors in Propositions I, VI, VII, VIII, XI, and XIII. These serious errors affected the sentencing stage. Hanson was not allowed to discover whether potential jurors, including sitting jurors, would automatically impose the death penalty for malice murder. When the trial court refused to excuse just such a biased juror, Hanson used a peremptory challenge to remove him and was forced to keep an unacceptable juror on the panel. We cannot determine whether Hanson should have been allowed to present his expert witness to present “risk assessment” evidence and rebut the allegation that he would be a continuing threat to society. The jury was not instructed on the elements of the continuing threat aggravating circumstance. As a consequence, the instructions failed to properly guide the jury‘s discretion. The jury did not hear Hanson‘s requested instruction on mitigating circumstances, which were supported by the evidence and were the focus of his case in mitigation; this effectively diminished his ability to present his case in mitigation to the jury. The jury heard improper victim impact evidence. We did not find any of these errors individually harmless beyond a reasonable doubt. Their combination requires reversal and remand for capital resentencing.54 The remainder of Hanson‘s second-stage propositions are moot.
LILE, V.P.J., LUMPKIN, J. and STRUBHAR, J., concur in results.
JOHNSON, P.J., concurs.
LUMPKIN, Judge: concurs in results.
¶1 I agree with Judge Lile‘s separate vote and join in his writing. In addition, I do not find the record factually supports the state-
¶2 Furthermore, the Opinion‘s statement that “Hanson need only show that the juror was unacceptable because he was undesirable to his position,” supposedly supported by Thompson v. State, 1974 OK CR 15, 519 P.2d 538, is a misstatement of the law. Thompson cites to Fennell v. State, 1964 OK Cr 107, 396 P.2d 889 as an example of a case where the defendant did not exhaust all of his peremptory challenges “... and was thereby precluded from removing a prospective juror from the panel, whom he considered to be undesirable to his position.” Thompson, 519 P.2d at 541. (emphasis added.) This statement is mere dicta, is not part of Thompson‘s holding, and is therefore not the law. The actual rule of law regarding error on the challenge of a juror for cause was stated by this Court in Patton v. State, 1998 OK CR 66, 973 P.2d 270, 283:
The decision whether to disqualify a prospective juror for cause rests in the trial court‘s sound discretion. Allen v. State, 862 P.2d 487, 491 (Okl.Cr.1993), cert. denied, 511 U.S. 1075, 114 S.Ct. 1657, 128 L.Ed.2d 375 (1994). The trial court‘s decision will not be overturned unless an abuse of discretion is shown. Id.
Here, the trial court did not abuse its discretion. Even if the challenge for cause should have been granted, Appellant has failed to demonstrate he was forced, over objection, to keep an unacceptable juror. Warner v. State, 2001 OK CR 11, 29 P.3d 569, 574. However, I agree the failure to allow the defense counsel‘s questions, designed to determine if prospective jurors would automatically impose the death penalty, deprives this Court with the record it needs to ensure, in fact, there was not an unacceptable juror remaining on the panel. The term “unacceptable” means a juror who cannot be fair and impartial.
¶3 I also disagree with some of the syntax in the discussion of proposition one. The Opinion states, “This Court does not have a sufficient record before us to determine whether Hanson correctly claims this evidence was admissible.” From there, the Opinion goes on to discuss the test for admissibility of scientific evidence without pointing out it is the Appellant‘s duty to provide a sufficient record for this Court to review. If the trial court denies testimony of a witness or admission of an exhibit, it is the responsibility of the party offering the testimony or evidence to ensure a sufficient record is made to allow this Court to review the issue on appeal. This can be accomplished by requesting and conducting an in camera hearing to present the evidence for the record or through an offer of proof of sufficient specificity to provide this Court with what it needs in order to review the claim of error.
¶4 Furthermore, such evidence or testimony must be specifically applicable to the defendant on trial, not general statistics applicable to some larger, amorphous group of people who are not on trial. Here, the record is void of how the proposed evidence relates directly to Appellant or is applicable to his individualized sentence. See, e.g., Fitzgerald v. State, 2002 OK CR 31, 61 P.3d 901, 904-05 (expert correctly prohibited from testifying because risk assessment was not performed on defendant); Hooker v. State, 1994 OK CR 75, 887 P.2d 1351, 1367 (defense expert properly prohibited from testifying to opinions not individualized to the defendant or his crime). I cannot agree error exists in the failure to hold a Daubert/Kumho hearing, where Appellant failed to establish the relevancy of his proffered witness‘s testimony to the Court.
¶5 Additionally, I disagree with the Opinion‘s statement in Proposition XI, concerning the failure of the Court to specifically list proposed mitigating factors, that “consequently, the jury was not instructed on all the mitigating circumstances supported by the evidence.” It is not automatic error when a judge fails to specifically list every possible mitigating factor, even those supported by the evidence. That is why we have
LILE, Vice Presiding Judge: concurs in results.
¶1 Clearly, the trial court should have allowed defense counsel‘s questions designed to determine which, if any, prospective jurors would automatically impose the death sentence for intentional murder. Morgan v. Illinois, 504 U.S. 719, 112 S.Ct. 2222, 119 L.Ed.2d 492. This error requires re-sentencing. However, the legal analysis concerning prospective juror Fulfaro and juror McNeil is flawed. Frederick v. State, 2001 OK CR 34, 37 P.3d 908; Ross v. Oklahoma, 1986 OK CR 49, 717 P.2d 117; Ross v. Oklahoma, 487 U.S. 81, 108 S.Ct. 2273, 101 L.Ed.2d 80 (1988).
surely have differences of opinion regarding what is or what is not mitigating. Furthermore, several mitigating ideas may be combined into one broad statement or separated into very specific statements. The point is that the judge‘s decision on mitigating evidence is discretionary and should be reviewed only for an abuse of discretion.
