*1
James Oklahoma, Appellee.
STATE
No. F-96-1200. Appeals
Court of Criminal Oklahoma. 10, 1998.
Dec.
H59
carrying bag. cash in a Git-N-Go He $55 was asked to leave. arrived at the Git-N-Go Tulsa, Conway, for Defendant at trial.
Sid store at 6938 East Pine about 2:45 a.m. The Collier, Harris, Assistant Dis- Mark Tim n clerk, Russell, William took the rifle SKS Tulsa, Attorneys, for the State at trial. trict away Fitzgerald. pointed from Russell Alfred, Defender, Public J. Assistant Paula apparently rifle at but could not Tulsa, Appellant appeal. on safety release the weapon. Fitzgerald counter, came over the and the two scuffled. Edmondson, Attorney General Drew W.A (who Russell escorted Fitzgerald had the Humes, Oklahoma, L. Assistant William rifle) out of the store and locked the doors. General, Attorney Appellee appeal. As Russell retreated behind the store coun- ter, fired, shattering turned and OPINION glass doors. His bandanna mask had fallen, and his face was visible. CHAPEL, Presiding Judge: gun pointed the in Russell’s direction and Joseph 1 James was tried shots, fired several then ran. Police recov- I, Robbery jury and convicted of Count *5 eight spent casings ered and six bullets from O.S.1991, 801; § a Firearm in violation of store, various locations in the and one bullet II, Attempted Robbery with a Fire- Count body. was found in Russell’s bullet had That O.S.1991, 801; § of 21 Count arm in violation passed through cigarette packages, six two (Malice III, Degree First Murder Afore- partitions, counter and a roll of calculator O.S.1991, 701.7; § thought) in violation of 21 tape entering before near his left Russell TV, Robbery and Count with Firearm in armpit. pierced lung bullet his and The O.S.1991, 801, § in the of 21 District violation spine and broke two Russell had mas- ribs. County, of Tulsa Case No. CF-94- Court bleeding gunshot internal sive and died of a (1) Fitzgerald found that was wound chest. felony involving convicted of a previously ¶ store, leaving 4 After the Pine Street violence; (2) use or threat of committed the Fitzgerald robbed the Git-N-Go store at 903 prevent in order to murder avoid lawful approximately Yale at North 3:00 a.m. He (3) prosecution; probably arrest or and wore a bandanna mask and threatened the commit criminal acts of violence that would clerk with the SKS After this assault rifle. a continuing would constitute threat to soci- robbery Fitzgerald briefly returned to his jury’s ety. In accordance with the recom- home, parents’ then left the state. In Illinois mendation, the Honorable E.R. Turnbull sen- he traded SKS rifle for and .357 $100 Fitzgerald plus to life imprisonment tenced magnum handgun. He was in Mis- arrested $10,000 I, II, IV, fine on Counts and and Fitzgerald robbing the souri. confessed to Fitzgerald perfected death on Count III. has attempting two stores and to rob the store on appeal his of this conviction and raises six- Street, Pine but insisted he did not intend to thorough of error. After propositions teen injure or kill Russell. us, of the record before consideration we find stage in the pervasive error second of trial Fitzgerald represented by ap- compels us to remand Count III for resen- trial, pointed counsel until a month before tencing. right proceed pro he exercised his when evening July Fitzgerald spent of se. Trial counsel remained in the courtroom Regina standby Fitzgerald with Stockfleth and other as counsel and assisted early morning July framing objections arguments In the hours making friends. of Fitzgerald, armed with an SKS assault the court. no evidence rifle, mitigation stage pro- robbed the Git-N-Go store at 7494 in second (punishment charge) ceedings East Admiral Street in Tulsa. After the on the house, robbery (punishment he returned to Stockfleth’s or the third rob- bery wearing charges). a bandanna around his neck and ISSUES RELATING TO GUILT his decision. said he and his
OR INNOCENCE attorney agree did not on his defense but he qualifications stated was satisfied her 6 In I experience. self-representation He said claims the accepting trial court erred right was his as an American citizen and purported right waiver of the constitutional he preferred indicated to take control of his to counsel where there no determination was. case since he would have to live with the competency purported waiver was outcome. The trial court found Fitzgerald knowingly intelligently made thus faculties, violating your was “in provisions. you constitutional A crimi control nal right defendant has absolute to coun on, going understand what’s you under- sel, right clearly but he waive that if he conversations, stand the meaning and the unequivocally pro declares his wish consequences of conversations that we’re pro ceed se and the trial court determines: having.”6 The trial court advised (1) competent the defendant is to make that charges, nature of the the offenses (2) voluntary, decision and the waiver is charged, range punishment and the possi- knowing intelligent.1 The competency ble for each offense. Trial counsel confirmed standard for the waiver of to counsel is she explained Fitzgerald’s had Sixth Amend- trial, higher than that for to stand rights. ment repeatedly The trial court ad- and a trial court need make a separate deter Fitzgerald against vised self-representation, competency only mination of where the court pointing out did not know what he has reason to doubt a compet defendant’s doing, decision, that this awas bad competent ence.2 A defendant is if he has that Fitzgerald get could penalty the death present ability to consult with his attor go pro because he decided to se. In subse- ney and a rational and understanding actual *6 quent proceedings motions the trial court proceedings against him.3 The trial explained procedures gave court competent Fitzger- court must advise a and defendant of charges, the nature of the comprehensive ald a offenses written outline of the him, against range punishment, and structure, trial which included the court’s dangers self-representation.4 This questions voir dire penalty death and consistently Court has impose "refused to a Fitzgerald indicated when would have the courts, list of factors on trial holding instead opportunity evidence, argue, present and that a valid waiver is determined from the make motions to the court. The trial court total circumstances of each case.5 arranged Fitzgerald to have reasonable opportunity to move about the courtroom and ¶ Fitzgerald represented by was present documents to the court or witnesses appointed throughout prelimi counsel and defined the proceed- court’s role in the nary 18, 1996, proceedings. April On a hear ings. Throughout, the trial court stated if Fitzgerald’s was held at which motion to Fitzgerald changed standby his mind counsel (trial proceed pro granted began May se was re-appointed him, would be 20). represent even questioned The trial court Fitzgerald begun, if trial urged had and extensively Fitzgerald to to determine whether he was dis attorney’s satisfied with his representation Fitzgerald reconsider. insisted he wanted to and whether he understood the consequences represent himself. 806, 835-36, California, Braun,
1. Faretta v.
422 U.S.
4.
However,
that,
agree
facts,
we
Tenth
in a
and believed
case with similar
that,
Eighth
generally,
right
Circuits
“a
to
payment
OIDS would authorize
re-
However,
quested experts.
a
which defendant is not entitled absent some
the affiant was
fairly
showing
threshold
be
in
position
defined not himself
a
to
[cannot]
authorize such
as basic to
expenses,
opinion
the structure of
constitutional
and his
an
is at best
edu-
that,
guess.
trial.”34 We hold
absent
the narrow
Absent
cated
some indication that
Frederick,
circumstances presented
differently
harm-
was in fact
treated
analysis applies
less error
to
error.
similarly
Ake
from other
defendants
situ-
ated,
will not
we
reach the
merits
¶ 24 Having concluded harmless
claim.
analysis applies,
error
must determine
we
¶ 26 We next
Fitzgerald’s
address
claim
beyond
whether this error is harmless
a rea
deprived
he
miti-
present
to
Although
testimony
doubt.35
sonable
gating
Fitzgerald argues
evidence.
explain
helped Fitzgerald
would have
his
experts,
without
he
opportu-
was denied the
intent,
ability
form
state mind and
to
it
nity
present mitigating
evidence. He ar-
necessary
was not
to raise the issue of volun
gues
gunshot
the mere facts of the
wound
tary
may
intoxication. A defendant
claim
and his diabetic condition
particularly
are not
voluntary
intoxication as
defense malice
mitigating,
present
and he
experts
needed
overwhelming
where
murder
evidence of
in
physi-
effects these.conditions had on his
presented.
experts
toxication is
No
are
cal, mental and social development, as well as
Although
needed to raise the defense.
family
the effect
his diabetes on his
conflicting,
evidence of intoxication was
Fitz
Indeed,
effectively
childhood.
the State
ar-
gerald
voluntary
could have made his
intoxi
gued at trial that neither of these conditions
cation claim
on
based
that evidence without
mitigating
suggested
gunshot
Thus,
relying
testimony.
Fitzger
might
wound
work in aggravation.
ald was not
denied his
defend
charge.
against the malice
The
murder
trial
¶ 27 It is
settled that
defen
experts
court’s erroneous denial of Ake
dant
in mitigation any aspect of
beyond
first
of trial was harmless
character,
or
any
record
circum
reasonable doubt.
stances of
crime.36The
recog
trial court
25
also claims in this
nized this when it stated the
about
section that the trial
denial of
Fitzgerald’s
court’s
funds
injury
diabetes and brain
would
equal protection
However,
under Ake resulted in an
appropriate mitigation.
be
since
violation. He claims that had his
erroneously
crimes
believed
county
except
committed in
been
Okla
an
showing,
suggested,
had not made Ake
it
relatives,
homa
Tulsa counties he would have been
have his
“You can
friends or doctor
represented by
funding
testify
conditions,
OIDS and entitled to
that he had these
or has
37
asking
without
the trial
court.
reject
had these conditions.”
sug
We
support in the
claim
gestion
lay
record for his
that he
provide
witnesses
an effec
funding
experts
would have received
from
tive substitute for
testimony
these
is an
OIDS
affidavit
the then Chief of the
circumstances.38
friends
Division,
Capital
OIDS
Trial
who
family
claimed he
could have
regarding symp-
testified
(10th
869, 875-77,
Reynolds,
(1982);
34. Brewer v.
51 F.3d
1529
the
In Cannon we held it was not
Fitzgerald correctly argues in
the trial
life-
error for
court to refuse to ask
Subproposition B that evidence of the nature
qualifying questions
trial counsel suc-
where
escape
of his conviction
to
admissible
cessfully did so. This situation falls between
aggravation.
rebut evidence introduced in
A
the two. We need not determine whether
right
opportunity
defendant has a
to fair
to
per
this error is reversible
se but find it
accusations,
against
defend
the State’s
contributes to an
of
which
accumulation
error
the rules of evidence should not be mechanis
stage
necessitates reversal of the second
tically applied
capital
to defeat that
in a
proceedings
the
and a
remand
resentenc-
case.58
introduced evidence of a
The State
charge.
murder
sup
escape
conviction in Nebraska
prior
port
continuing
34 In
claims
the
threat and
violent
VI
felony
Fitzger
by excluding
aggravating
trial court erred
circumstances.
the
threat,
ruling the
continuing
by failing
objected
pretrial
ald
because in a
protect
rebut
Fitzgerald’s right
sentencing,
escape charge
court had held the
would not
reliable
stage;
by denying
capital sentencing
requested instructions on the
be admissible
ineligible
wrongly
juror
punishments
parole
all
a defendant is
thus
the
consider
three
deter-
(7)
only sentencing options
mining
appropriate punishment;
are life with
believes the
death).
parole
juror
required
he is
Does the
understand
never
may always
impose
penalty,
the death
pa-
choose to sentence
to life without
26,
1130,
State,
56. Hain v.
1996 OK CR
—
O.R. at 118—119.
-,
588,
role.
1145,
U.S.
117 S.Ct.
cert.
517;
Hamilton v.
1997 OK CR
136 L.Ed.2d
14,
1011-12,
1001,
denied, -U.S.
P.2d
argued
questions
improper
State
54. The
-,
139 L.Ed.2d
Trice v.
118 S.Ct.
jurors
because
should
be asked whether
P.2d
351-52.
they
punish-
consider the three
could
alternative
This was an inaccurate
ments.
statement
law.
Hamilton,
record does not reflect whether the trial
The
at
1011-12.
adopted
reasoning
reaching
this
its deci-
sion.
Mississippi, 410 U.S.
58. Chambers
(1973);
35 L.Ed.2d
Green
S.Ct.
Georgia,
99 S.Ct.
2151—
U.S.
55. 512
129 L.Ed.2d
(1994) (error
capital jury
where a
is not told
doing. State, variously testifying for the night, Although that at hol the time of the crimes. intoxicated, was not said he had one beer and Capital Felony Report trial court found in its drunk, drunk, obviously slightly was that there was evidence was un- Fitzgerald’s statements pretty In drunk.66 der the at the time of the influence trial, he said he had police, admitted offense, it refused to include this as a miti- night, drinking tequila and beer all was been gating circumstance. claims this , intoxicated, not remember a lot of very did omission, coupled with the instruction above crimes, and had not intend- details about the (which incorporated was into the second ed to hurt Russell. jury stage proceedings), prevented the from considering any evidence of intoxication as Fitzgerald requested an in mitigating argument per- evidence. voluntary intoxication in the struction on first State,71 suasive. Ledbetter we were stage request after the trial but withdrew “puzzled” where a trial court listed a similar experts.67 funds for court denied him Volun capital felony report factor in its tary complete but refused intoxication is not a defense to it in mitigating be include the list of circum- malice murder but considered determining jury. whether a defendant had the stances submitted We held during errors, kill intent to commission in combination with other this re- crime.68 Sufficient evidence must be intro quired reversal. The State does not discuss was duced to a defendant so intoxicated show simply argues Ledbetter and incorpo- overcome and powers his mental he was ration of the first instructions could not criminal intent.69 unable to form Where discouraged any juror have considering from insufficient evidence trial court finds has mitigating all relevant circumstances. The voluntary support a been introduced to intox argues State both that evidence of intoxi- defense, ication it is within the court’s discre jury cation was irrelevant and that the reject tion to either an instruction on volun precluded considering mitiga- from it in tary jury intoxication or instruct logic argu- tion. We fail to see the in this voluntary is not a defense.70 intoxication whether, ment. The issue is under these Here, Fitzgerald withdrew his instructions, jury could think evidence of voluntary intoxication The instruction. mitigating. intoxication would be prose- requested State an instruction that intoxi argued cutor stage, the first and the crime, cation was not a defense to instructed, that intoxication was not a *17 agreed stating the trial court it felt this defense to the crime. ap- This instruction proper given the was evidence of instruction plied stage, to the second and no instruction presented. light In intoxication of the con suggested might intoxication be used in miti- regarding flicting Fitz gation. The trial agreed that evidence gerald’s level of intoxication and the amount presented. of intoxication was ap- There of detail he in each recalled statement to pears deny Fitzgerald’s to be no reason to police, clearly this decision was not an abuse request sparse that it be included in his list of discretion. mitigating of circumstances. As in Led bet- ter, stage Fitzgerald 44 In the second we need not decide whether this error requested jury the mitiga- be instructed in require alone would since reversal in combi- 68.Edwards, 1051; Jones, supported Fitzgerald's 66. None of these accounts 655 P.2d 648 P.2d at claim that he went to several bars with a female 1255. committing friend before the crimes. Jackson, 964 P.2d at 892. Fitzgerald argued tirelessly at trial and on appeal expert testimony necessary that was to explain why drinking night, his that combined Crawford 627, 638. possible with his diabetes and residual brain head, damage gunshot from the wound to his impair judgment prevent would so his as to him OK CR 5, 71. 1997 898-99. forming necessary from the intent to kill for malice murder. errors, regarding procedure re- the ex- request it necessitates for of other nation with resentencing pert I do for witnesses.1 the mere and remand believe versal noting provisions of the charge. O.S.Supp.1992, of 19 capital murder 138.8, § to problems sufficient address the Fitzger In XVII analysis. I see with the the error in this case argues cumulative ald appreciate ap- 2 To and the understand was, itself, arbitrary an that of factor in and reference, plication statutory of this a review separate reversal. There are five requires statute, history the together of with They sentencing stage. serious errors repeal O.S.Supp. revisions and ultimate of 22 as in as well include errors selection 1985, 464, § must be made. From statehood evidentiary of a factor errors the refusal 22 had until Title contained a Section these, Any standing mitigation. one of in 1985, that Up particular until section alone, need might require reversal. We prior related to the to counsel whether errors are individu not decide these arraignment provided compensation for they because in ally reversible combination However, in of counsel. Section 464 Fitzgerald a fair reliable sentenc denied problem. to address was amended the Ake2 was well conduct ing proceeding. trial amendment, In created Legislature ed, fairly prosecutor behaved procedure charged for an with a individual However, in second propriety. with penalty crime where the death could be im- proa se defendant unable to life- posed apply for an witness. That jury, qualify was denied to assist required the to rule amendment trial court evidence, mitigating of chose presentation by of on the reasonableness guid such not to evidence without defendant for other witnesses and court, inquiry from the trial ance provided payment services. It also of opportunity rebut evidence of denied compensation out of the witnesses circumstance, was denied aggravating an judicial state fund in a not to exceed sum to list a of the crime the chance circumstance defendant, per specific $750.00 mitigation. We unable find by judge, amount to be determined the trial beyond individually these errors harmless subject approval Chief Justice. re reasonable doubt. Their combination addition, provided amendment quires As reversal.72 we must reverse expenses per in excess $750.00 issues, these we do not address the remain compensated upon application and could be propositions error.73 Justice, according approval of the Chief by promulgated Supreme Court. STRUBHAR, V.P.J., LANE, J., rules Additionally, it JOHNSON, J., application stated that no Concur. compensation and other witnesses LUMPKIN, J., Concurs Results. heard trial court services would be prior disposition. to the final trial This stat- LUMPKIN, Judge, concurs in results: § repealed c. ute was Laws *18 ¶ disagree in 1 I do not with the result 1,1991. July eff. opinion which the conviction but affirms ¶ However, the resentencing. repealer for I do was at the end of remands That Act the disagree analysis applied Indigent. with the that is Defense created which. merely argues response expressed The State in to this I remain committed to in 1. the view State, 959, (Okl.Cr.1995) proposition that there can be no cumulative er- Rogers P.2d argument error results) ror where no occurred. This (Lumpkin, in Hawkins v. J. Concur ignores repeated suggestion the State’s own that 586, (Okl.Cr.1995) 599-600 many propositions error in of these was harm- regarding (Lumpkin, specially concurring) P.J. less. scope in applicability of Ake the current procedure. criminal Oklahoma Fitzgerald’s Application Evidentiary Hear- for Request Supplement to the Record And/Or Oklahoma, 2. Ake v. U.S. Appeal, September filed is Direct 84 L.Ed.2d DENIED. System. Indigent appear, Defense Prior repealer Oklahoma the at the end of the 1991 time, Act, repealed there had been an Oklahoma which that Section vacated the System only statutory provided authorization/procedure Public Defender which for basis, appointment the compensation limited services on a statewide expert of attorneys logical reading witnesses. A appointments sequence almost all of for indi- of by events in these Session Laws is that the gent defense at the trial level were made repealer, provide which did not for attorneys being the vehicle the District Courts with pay expert Oklahoma and Tulsa counties compensated through the court fund. This they witnesses since part body formulating Act of created a new law Indigent System, Defense was overlooked organization Indigent the of Oklahoma the subsequently op- corrected at the first (O.I.D.S.), System Defense its Board and portunity in the 1992session. part pro- Executive Director. A of that Act vided the Executive Director of O.I.D.S. previous 5 In the provisions of Section payment expert would of determine witness Legislature specifically delegated the hourly services “at a reasonable rate”. Ex- trial court responsibility the the to make ceptions were made for those counties above relating decisions witnesses and 200,000 according population, to the federal Likewise, compensation. their in the 1992 decennial succeeding census 1960 or provision, Legislature specifically said repealer federal decennial census. The by those witnesses shall paid be this Act included Title 22. Section Then pursuant procedures Court fund estab- expanded the Act was amended3 and by governing lished board of the Court the duties of the Executive Director and the Legislature fund. The did not include the Indigent Defense Board. This amendment process. District Court in that It seems the requirement payment included the for the logical interpretation, as we look by witnesses authorized as Execu- 1991-92 revamping Indigent session laws subject approval tive Director to be to the Toles, System, Defense is as we said in the Board. Legislature made a conscious decision that Indigent System Defense going to be opinion theAs notes in footnote responsible expenses. for its own 187-88, we held Toles v. 947 P.2d at applies at 187. That to Oklahoma and Tulsa there was no Ake violation where the Execu through counties provisions likewise approve attorney's tive Director failed to an Section 138.8 of Title 19.4 pharmacologist for a to investigate voluntary develop intoxication defense. 6 A reading statutory of these amend- law, provision part That was a of the new ments reveals that now the Court fund board which was added in the 1991Act. In the 1992 budget sets a for the Public Defender in Act, Legislature in Section added Oklahoma and Tulsa counties. The Chief states, Section 138.8 of Title which “in Public Defender is responsible then for man- subject provisions counties aging of Section budget remaining within the Statutes, 138.1 of Title 19 of the Oklahoma budgetary authorizations. The Chief Public compensation indigent witness de Defender in Tulsa and Oklahoma counties by paid fense shall be pursu just Court fund acts as the Executive Director of procedures ant to govern established O.I.D.S. acts. The Chief Public Defender ing board of the Court fund.” It requests, would receives makes a determination of 27,May § indigent Laws c. eff. represented defendants county indigent or the Oklahoma defender interpretation 4. This is consistent with the limita- *19 Indigent System, requested; if Defense expenditure tions on the of set funds forth in 20 added). (emphasis ... 1304(B)(19). O.S.Supp.1997, § That section language means that when the defendant is provides pertinent part: in represented by OIDS or or Tulsa Oklahoma "expenses” B. The term shall include the fol- Defender, County experts Public claims for wit- lowing and none others: go through nesses must those entities and are not payable from the court fund. compensation expert, 19. Reasonable for in- vestigative by or other services authorized the to remand appropriate would be either 8 It of the appropriateness Coun to the District Court of Tulsa this case request the for denies authorizes or ty Evidentiary Hearing for a authorized, have an the is If an witnesses. proce made to the record to be determine then amount sets an Chief Defender Public County being in and if dure utilized Tulsa is this expended. It is clear which be County complied this statuto Tulsa has with gleaned legislative intent which can be the ry County has not com provision. If Tulsa history evolution a of this of the from review plied statutory then this provision, the Systems. with Public of and the Defender O.I.D.S. evidentiary upon have an base Court would case, initially Appellant this findings enter directives which to make and. indigent counsel from to be determined resentencing. as of our for part remand County Public Office the Defender’s Tulsa to this give serious consideration We should the represent him. appointed When application specific the regarding the of issue Appellant’s request granted trial court statutory in this case rather than revisions himself, County Public represent the Tulsa belief of general statements of our what the as directed to serve Defender’s Office was set out in should be under Ake. As we done Appellant then filed stand-by counsel. (Okl.Cr. 346-47 Banks witness a state funded 1998), issue is not if oür decision on an proceeding rather with trial court than the Constitution, the then violation of federal in under 138.8. Under the record Section wrong right, is or regardless of whether it ease, appear the District it does different, it it another Court would have done County the complied Court Tulsa of The same is applied. should be followed 138.8 Title 19. Un- provisions of Section of legislative applying role true as to our in framework, statutory judge der current the Regardless of whether we enactments. com- authorizing is to be involved different,'if Legisla done it might have con- pensating expert witnesses within provided has constitutional vehicle for ture That text of in this case. the facts addressing the issue of authorization and governing budget by established is to be witnesses, we funding then are Public De- board Court fund for the required apply procedure. Granted, fund that Court fender’s office. Judge, As- of a board consist District would Judge Court
sociate District and District O.S.1991, County
Clerk as set out in 20 repeal § its Section 464 1302. But APP 194 1998 OK CIV Legislature changed the Title has TRAILER MANUFACTURING SOONER change proce- of this procedure. Because CO., Plaintiff/Appellee, Legislature, dure the anal- established ysis Fitzgerald, relating set forth longer applicable judge, trial no within is GAY, Defendant/Appellant. Larry R. the Dis- State time of Oklahoma. 89,832. become trict should involved No. Court it the Public funding, issue as relates to Defender, if the Public Defender believes is Oklahoma, Appeals of Court of Civil to ful- provided funds have been
insufficient Division No. 3. statutory and constitutional fill his or her could be in the District role. An action filed Aug. providing of those Court to mandamus 15, 1998. Rehearing Dec. Denied However,’ sufficiency funds. other than the budget, the individual decisions overall 15, 1998. Certiorari Denied Dec. expenditure of those funds relating to in Okla- the Public Defender same for for the homa counties as it is and Tulsa of O.I.D.S.
Executive Director
