Maximo Lee SALAZAR, Appellant, v. STATE of Oklahoma, Appellee.
No. F-94-1276.
Court of Criminal Appeals of Oklahoma.
June 5, 1996.
Rehearing Denied Aug. 7, 1996.
919 P.2d 1120
As mitigation we find that Respondent was suffering from Attention Deficit Disorder, that he is now being treated for this illness, and take that into account in the imposition of our discipline. We also note that Respondent has worked with Lawyers Helping Lawyers because of his illness.
We would be shirking our duty as the guardians of the state‘s bar were we to permit Respondent to avoid discipline. Such would surely erode public confidence in the bar. Respondent‘s client testified that due to Respondent‘s gratuitous letter she has received no compensation for her daughter‘s injuries in spite of the fact that she obtained a ten million dollar judgment. We find no excuse for Respondent‘s deceitful behavior in a court of this state. While his neglectful behavior may have been influenced by his ADD, his physician testified that lying is not a direct result of the illness. Because we find that the Bar Association has proven by clear and convincing evidence all counts as alleged in the complaint, we agree that discipline is necessary.
Taking his neurological deficit, now under control, into account as mitigation, Respondent is hereby suspended from the practice of law for two years and one day. After completion of the suspension, if Respondent resumes his practice, he shall be subject to the guidelines set forth by Dr. Dodson in his letter of August 1, 1995. This plan shall include Respondent‘s involvement with Lawyers Helping Lawyers. If disagreement as to the plan arises, Lawyers Helping Lawyers shall immediately contact the office of the General Counsel for the Oklahoma Bar Association. We also find that Respondent should be, and is hereby, assessed costs in this matter totalling $2,272.54 to be paid within thirty days of the date this opinion becomes final.
KAUGER, V.C.J., HODGES, LAVENDER and HARGRAVE, JJ., concur.
WILSON, C.J., not participating.
OPALA, Justice, with whom SIMMS and WATT, JJ., join, concurring in part and dissenting in part.
I concur in the court‘s view that respondent breached professional discipline and that the A.D.A. does not pose a legal impediment to imposition of sanctions; I dissent from today‘s suspension. I would order respondent‘s disbarment.
Mark Barrett, William Luker, Oklahoma Indigent Defense System, Capital Trial Division, Norman, for Appellant at trial.
William H. Luker, Deputy Division Chief, Capital Direct Appeals Division, Oklahoma Indigent Defense System, Norman, for Appellant on appeal.
Robert Schulte, District Attorney, Roy Calvert, Assistant District Attorney, Lawton, for the State at trial.
W.A. Drew Edmondson, Attorney General of Oklahoma, William L. Humes, Assistant
OPINION
STRUBHAR, Judge.
Appellant, Maximo Lee Salazar, was tried by jury and convicted of one count of Murder in the first degree (
Appellant appealed his Judgment and Sentence to this Court. In a published opinion, Salazar v. State, 852 P.2d 729 (Okl.Cr.1993), this Court affirmed Appellant‘s convictions for murder and burglary, but vacated the sentence of death and remanded the case for resentencing because the jury was not instructed on the punishment option of life without the possibility of parole.
A jury was empaneled and a new sentencing proceeding conducted before the Honorable Allen McCall on November 14-17, 1994. See
I.
The facts of this case are set out in detail in Salazar v. State, 852 P.2d at 731-32. Stated briefly, Appellant burglarized the Prill residence in Cache, Oklahoma on August 24, 1987. The Prill‘s nine year old daughter, Jennifer, awoke and found Appellant in the
II.
In his first proposition of error, Appellant argues the evidence was insufficient to prove beyond a reasonable doubt that he knowingly created a great risk of death to more than one person.
This Court again is faced with the arduous task of parsing through the facts of a tragic crime to determine whether a defendant should be eligible for the death penalty. We must first determine whether Appellant knowingly created a great risk of death to more than one person when he killed Jennifer Prill in her bedroom while her parents and younger sister were asleep in their bedrooms. It is undisputed that Appellant had no contact with anyone else in the house on the night of the murder. The State presented no evidence Appellant awakened or sought out any other member of the Prill family before or after he killed Jennifer. Nor was there any evidence Appellant went to the other bedrooms to investigate whether there were family members present or items of value.
To determine whether the State has met its burden in proving an aggravating circumstance, this Court reviews the record in the light most favorable to the State to determine whether any rational trier of fact could have found the facts necessary to support the aggravating circumstance beyond a reasonable doubt. Powell v. State, 902 P.2d 1119, 1120 (Okl.Cr.1995); Malone v. State, 876 P.2d 707, 718 (Okl.Cr.1994); Fisher v. State, 736 P.2d 1003, 1011 (Okl.Cr.1987), cert. denied, 486 U.S. 1061, 108 S.Ct. 2833, 100 L.Ed.2d 933 (1988). We have also phrased the standard of review as “whether there was any competent evidence to support the State‘s charge that the aggravating circumstance existed.” Perry v. State, 893 P.2d 521, 533 (Okl.Cr.1995)(quoting Bryson v. State, 876 P.2d 240, 259 (Okl.Cr.1994), cert. denied, 513 U.S. 1090, 115 S.Ct. 752, 130 L.Ed.2d 651 (1995)). The Powell court treated both standards as the same. Powell, 902 P.2d at 1120.
We recently reviewed many of this Court‘s cases in which the great risk of death aggravator was found. Valdez v. State, 900 P.2d 363, 383 (Okl.Cr.), cert. denied, 516 U.S. 967, 116 S.Ct. 425, 133 L.Ed.2d 341 (1995). The Valdez Court reiterated that “it is not the death of more than one person which supports [the aggravator], but the defendant‘s acts that create the risk of death to another which are in close proximity, in terms of time, location and intent to the act of killing itself.” Valdez, 900 P.2d at 382 (quoting Snow v. State, 876 P.2d 291, 297 (Okl.Cr.1994), cert. denied, 513 U.S. 1179, 115 S.Ct. 1165, 130 L.Ed.2d 1120 (1995)). See also Pennington v. State, 913 P.2d 1356, 1370 (Okl.Cr.1995).
In the majority of the cases in which this aggravator has been upheld, the endangered bystanders who suffered a great risk of death were either in the line of the defendant‘s fire or were contemporaneously injured or killed by the defendant.3 Valdez,
This Court again addressed the great risk of death aggravator in Allen v. State, 923 P.2d 613 (Okl.Cr.1996). In Allen, we found there must be actual risk to bystanders rather than possible risk. We noted this Court would review the evidence introduced at trial and that we would not speculate or consider “what might
In the instant case, Appellant had contact only with Jennifer Prill. Although there is always some amount of risk when one enters an inhabited family dwelling in the nighttime with a knife, the risk in the instant case was not great to the sleeping bystanders given that Appellant killed Jennifer Prill to prevent contact with other family members. The sleeping bystanders did not suffer a great risk of death as Appellant did not seek out members of the Prill family. He did not enter any other bedrooms in search of other victims. Had Appellant come into contact with another member of the Prill family and threatened them, the result would be different.
In light of our holdings in Valdez and Allen where we held that these defendants did not create a great risk of death to bystanders who witnessed the murders, we cannot conclude the evidence is sufficient to sustain the aggravator in the instant case. To find that all murders which occur in a family dwelling inhabited by more than one person always creates a great risk of death to more than one person is too broad an interpretation of this aggravating circumstance. In this case, Appellant did not knowingly create a great risk of death to anyone other than Jennifer Prill. Pennington, 913 P.2d at 1370.
We must now determine what relief is appropriate. This Court has the power to modify Appellant‘s sentence to life or life without parole5 or remand6 this matter for a third sentencing hearing.
In Poland v. Arizona, 476 U.S. 147, 148, 106 S.Ct. 1749, 1751, 90 L.Ed.2d 123, 128 (1986), the Supreme Court addressed “whether the Double Jeopardy Clause bars a further capital sentencing proceeding when, on appeal from a sentence of death, the reviewing court finds the evidence insufficient to support the only aggravating factor on which the [sentencer] relied, but does not find the evidence insufficient to support the death penalty.” The petitioners in Poland were convicted of a double murder arising out of a robbery of a currency courier. Id. at 149, 106 S.Ct. at 1752, 90 L.Ed.2d at 128. At the penalty phase, the State argued the existence of two statutory aggravating circumstances to justify imposition of the death penalty: (1) the murder was committed for pecuniary gain; and (2) the murder was especially heinous, cruel or depraved. Id. The trial judge, acting as sentencer, rejected the “pecuniary gain” circumstance on the theory that the circumstance required proof of a contract killing and there was no proof of such in the record. Id. The trial judge did find, however, that the State had proved that the murders were “especially heinous, cruel or depraved,” and that this circumstance outweighed any mitigating evidence. Id. The trial judge sentenced the petitioners to death. Id.
On appeal, the Arizona Supreme Court reversed the convictions due to trial error. Id. at 150, 106 S.Ct. at 1752, 90 L.Ed.2d at 129. With respect to the penalty phase, the
The petitioners were reconvicted and again sentenced to death. Id. The trial judge found both the especially heinous, cruel or depraved circumstance and the pecuniary gain circumstance.7 Id. The petitioners appealed to the Arizona Supreme Court arguing, inter alia, that the Double Jeopardy Clause barred reimposition of the death penalty because the appellate court had found the evidence insufficient to support the “heinous, cruel or depraved” circumstance which they claimed constituted an acquittal of the death penalty. Id. at 151, 106 S.Ct. at 1753, 90 L.Ed.2d at 129. The Arizona Supreme Court rejected the double jeopardy claim and affirmed the death sentence on the finding of the “pecuniary gain” circumstance. Id. However, the court again found the evidence was insufficient to support the “especially heinous, cruel or depraved” circumstance. Id. The United States Supreme Court granted certiorari. Id.
The Supreme Court held that the Double Jeopardy Clause did not bar the reimposition of the death penalty because neither the sentencing court nor the Arizona Supreme Court had held that there was no basis for the death sentence. The Poland court stated:
We reject the fundamental premise of petitioners’ argument, namely, that a capital sentencer‘s failure to find a particular aggravating circumstance alleged by the prosecution always constitutes an “acquittal” of that circumstance for double jeopardy purposes. Bullington indicates that the proper inquiry is whether the sentencer or reviewing court has “decided that the prosecution has not proved its case” that the death penalty is appropriate. We are not prepared to extend Bullington further and view the capital sentencing hearing as a set of mini-trials on the existence of each aggravating circumstance.
....
Aggravating circumstances are not separate penalties or offenses, but are “standards to guide the making of [the] choice” between the alternative verdicts of death and life imprisonment. (citation omitted) Thus, under Arizona‘s capital sentencing scheme, the judge‘s finding of any particular aggravating circumstance does not of itself “convict” a defendant (i.e., require the death penalty), and the failure to find any particular aggravating circumstance does not “acquit” a defendant (i.e., preclude the death penalty).
....
It is true that the sentencer must find some aggravating circumstance before the death penalty may be imposed, and that the sentencer‘s finding, albeit erroneous, that no aggravating circumstance is present is an “acquittal” barring a second death sentence proceeding. (citation omitted)
....
This concern with protecting the finality of acquittals is not implicated when, as in these cases, a defendant is sentenced to death, i.e., “convicted.” There is no cause to shield such a defendant from further litigation; further litigation is the only hope he has. The defendant may argue on appeal that the evidence presented at his sentencing hearing was as a matter of law insufficient to support the aggravating circumstances on which his death sentence was based, but the Double Jeopardy Clause does not require the reviewing court, if it sustains that claim, to ignore evidence in the record supporting another aggravating circumstance which the sentencer has erroneously rejected. Such a rule would have the odd and unacceptable result of requiring a reviewing court to enter a death penalty “acquittal” even though that court is of the view that the State has “proved its case.”
Poland, 476 U.S. at 155-57, 106 S.Ct. at 1755-56, 90 L.Ed.2d at 132-33.
In the instant case, there was evidence that Appellant murdered Jennifer Prill to avoid prosecution. There was also evidence introduced to show that Appellant constituted a continuing threat to society. Although the jury did not find these two aggravating circumstances, the jury did find that Appellant should receive the death penalty. Because two sentencing juries returned verdicts of death against Appellant and we find evidence in the record to support the finding of statutory aggravating circumstances, we remand this case for a third sentencing hearing so an appropriate sentencer may weigh the evidence of aggravating circumstances with any evidence of mitigating circumstances and render an appropriate sentence in this case.
III.
In his second proposition of error, Appellant argues he was denied a fair trial when the trial court refused to excuse prospective jurors Blubaugh, Webb, Ayers and Lucas for cause. Appellant claims the trial court abused its discretion because these prospective jurors said they could not consider all punishment options. Appellant claims prejudice resulted because he was forced to remove these prospective jurors with peremptory challenges and retain other jurors he would have otherwise removed.
The decision whether to disqualify a prospective juror for cause rests in the trial court‘s sound discretion whose decision will not be disturbed unless an abuse of discretion is shown. Spears v. State, 900 P.2d 431, 437 (Okl.Cr.), cert. denied, 516 U.S. 1031, 116 S.Ct. 678, 133 L.Ed.2d 527 (1995); Allen v. State, 862 P.2d 487, 491 (Okl.Cr.1993), cert. denied, 511 U.S. 1075, 114 S.Ct. 1657, 128 L.Ed.2d 375 (1994); Simpson v. State, 827 P.2d 171, 175 (Okl.Cr.1992). To determine if the trial court properly ruled on a challenge for cause, this Court will review the entirety of the juror‘s voir dire examination. Carter v. State, 879 P.2d 1234, 1244 (Okl.Cr.1994), cert. denied, 513 U.S. 1172, 115 S.Ct. 1149, 130 L.Ed.2d 1107 (1995). To withstand a challenge for cause concerning punishment issues, a venireperson need only be willing to consider all the penalties provided by law and not be irrevocably committed to any one punishment option before the trial has begun. Carter, 879 P.2d at 1244.
In the instant case, prospective juror Blubaugh said she felt the appropriate punishment for premeditated murder was death. When asked if she would vote for the death penalty in all premeditated murders, she said she would need to know the evidence first. Defense counsel then said:
Counsel: In this case, we‘ve got that much established, guilty of premeditated murder.
Blubaugh: Well, if somebody plans to kill somebody and they kill them, looks like it would be death.
Counsel: You‘re saying the verdict ought to be death and that would be the only
appropriate verdict as far as you‘re concerned?
Blubaugh: I think that‘s it.
(Tr. 62)
Defense counsel then questioned the other prospective jurors before challenging Blubaugh for cause. Initially, Blubaugh, although somewhat favoring death for premeditated murder, said she would need to hear the evidence before rendering any punishment verdict. Later, her responses indicated she thought death was the only appropriate punishment in this case. Blubaugh‘s last response shows that she would not consider the other punishment options and was committed to death. No rehabilitation occurred. A review of Blubaugh‘s entire voir dire examination shows that she was unwilling to consider the three punishment options.
Prospective juror Webb stated that he did not think there were any cases of intentional murder where a sentence of life with the possibility of parole would be appropriate. Juror Webb did state that he would consider mitigating evidence if instructed to do so. Webb‘s responses show that he was unwilling to consider a sentence of life although his other responses indicate he would consider life without parole and death. No rehabilitation occurred.
Prospective juror Ayers said he would consider all punishment options, try to be fair and follow the instructions. However, Ayers noted he had preconceived notions concerning Appellant‘s guilt. Ayers also stated he could not vote for a sentence of life with the possibility of parole for an intentional murder. After his challenge for cause was denied, counsel asked:
Counsel: To make sure we understand what you‘re talking about, you have a definite belief that you could not vote for life with the possibility of parole, is that correct?
Ayers: Yes.
Counsel: And the other one is you have (sic) definite belief that there would be no possibility that mitigation evidence could overcome the fact that a nine year old girl was killed?
Ayers: Right.
(Tr. 122)
These last responses show Ayers could not consider all the punishment options nor could he fulfill his duties as an impartial juror. No rehabilitation occurred.
Prospective juror Lucas stated she could consider the three punishment options and follow the court‘s instructions. Lucas admitted she would find it difficult to consider a sentence of life with the possibility of parole. In the end Lucas said she would do her best to look at the punishment options “openmindedly and make a decision.”10 A review of the entirety of Lucas’ voir dire examination shows she could consider the three punishment options and was not irrevocably committed to any sentence.
We find Appellant‘s argument compelling. Appellant raised three valid challenges for cause which were overruled by the trial court and neither the State nor the trial court asked any questions to clarify Blubaugh‘s, Webb‘s or Ayer‘s ability to consider all three punishment options. Appellant was forced to remove each of the three prospective jurors with a peremptory challenge. After utilizing all nine of his peremptory challenges, Appellant objected, moved to quash the jury panel or in the alternative asked for additional peremptory challenges.11 Appellant further preserved the error by stating he would remove jurors Allen and Holloway for legitimate reasons.12 The error was clearly preserved and we are unpersuaded by the State‘s response during oral argument that Appellant created this error and failed to elicit responses demonstrating these jurors’ ability to consider all punishment options. The State cannot sit idly by and expect this Court to speculate that had the
What this record does show is that three jurors could not consider all three punishment options and Appellant was forced to remove them with peremptory challenges. Because Appellant properly preserved the record by stating that he would have removed jurors Allen and Holloway for legitimate reasons had he not been forced to remove Blubaugh, Webb and Ayers, he has sufficiently proved prejudice and is entitled to relief. Cannon v. State, 904 P.2d 89, 98 n. 24 (Okl.Cr.1995), cert. denied, 516 U.S. 1176, 116 S.Ct. 1272, 134 L.Ed.2d 219 (1996).
IV.
In his fifth proposition of error, Appellant claims the trial court committed reversible error when it refused to allow Fran St. Peter, a social worker, to testify as a defense expert witness. At trial the State objected to St. Peter, claiming she was not a recognized professional in any area. The trial court found that St. Peter was not an expert stating, “[s]he‘s not an expert ... under any stretch of the imagination. She‘s a social worker, she has no professional degree....” The trial court also found that St. Peter did not have the qualifications as an expert to testify about Appellant‘s family structure and his role in it. Defense counsel called St. Peter and made an offer of proof concerning her qualifications13 and opinions.14
If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify in the form of an opinion or otherwise.
This Court has defined an “expert witness” as one who is possessed of scientific knowledge acquired by study or practice, or both. Kennedy v. State, 640 P.2d 971, 977 (Okl.Cr.1982). Experts are ordinarily persons who have experience and knowledge in relation to matters which are not generally known. Id. Social workers certainly may qualify as expert witnesses.15 Formal degrees have never been and are not required to qualify a witness as an expert.
St. Peter testified she had specialized knowledge which she acquired through formal education. She further testified that she had developed skills through training and working in the field. She described how she arrived at her opinions and that the method she used was consistent with others in her field. St. Peter was qualified to render relevant expert opinions within her field of expertise and the trial court erred in excluding her testimony. Finding various errors which require relief, the sentence of death is **VACATED** and the cause **REMANDED** for a new sentencing proceeding.
CHAPEL, V.P.J., and LANE, J., concur.
JOHNSON, P.J., specially concurs.
LUMPKIN, J., concurs in result.
JOHNSON, P.J., concurring specially.
I truly believe in the jury system. There is not a better justice system anywhere in the world than when twelve of your peers make a decision as to a person‘s fate. Twice
An appellate judge is sworn to uphold the law. Therefore, I must, under the law, concur in the finely written opinion of Judge Strubhar. I do so with great reluctance. The law gives no choice to this Court except to do what we have done and for me to specially concur herein.
Had this jury found that the murder was committed for the purpose of avoiding a lawful arrest or that the defendant would be a continuing threat to society, I would certainly affirm Appellant‘s death sentence. However, the jury‘s decision as to creating a great risk of death to more than one person just cannot be upheld legally.
