RIVES MILLER GROGAN, APPELLANT, v. UNITED STATES OF AMERICA, APPELLEE.
No. 19-CM-1030
DISTRICT OF COLUMBIA COURT OF APPEALS
Decided March 17, 2022
Argued Sept. 17, 2021
Hon. Robert Salerno, Trial Judge
Appeal from the Superior Court of the District of Columbia (2018-CMD-18979)
Mark L. Goldstone for appellant.
Elizabeth Gabriel, Assistant United States Attorney, with whom Michael R. Sherwin, Acting United States Attorney, and Elizabeth Trosman, Suzanne Grealy Curt, Andy Wang, and Joshua Gold, Assistant United States Attorneys, were on the brief, for appellee.
Before GLICKMAN, EASTERLY, and DEAHL, Associate Judges.
DEAHL, Associate Judge: Seconds after the fall of the gavel to end the Senate‘s session on November 27, 2018, Rives Grogan stood up from his seat in the Senate gallery and began to preach loudly about the evils of abortion. He was promptly arrested and escorted, still shouting, into a nearby corridor. There, a
On appeal, Grogan makes the following five arguments: (1) that his dual punishment under
Because we conclude that the legislature did not intend to authorize duplicative punishment for violations of
I.
On the afternoon of November 27, 2018, Rives Grogan—a preacher at New Beginnings Christian discipleship—obtained a visitor pass and was escorted to the public Senate gallery inside the United States Capitol. For the rest of the afternoon, while the Senate was in session, he sat quietly and created no disturbance. However, “within seconds” of the fall of the gavel at the close of the day‘s session—while Senators and staff were still on the floor—Grogan stood up from his seat and began to preach loudly about his beliefs that abortion is “wrong.” Doorkeeper Thomas Ford testified that in his eight years working in the Senate he had never heard anybody yell so loudly. Doorkeeper Todd Trautman agreed that Grogan‘s “outburst” was “as loud as [he] ha[d] heard” in his twenty years working in the
“Almost immediate[ly]” after Grogan began to shout, Officer Governor Latson restrained Grogan and escorted him into an adjacent hallway. Grogan continued to yell as he was led from the gallery. In the hallway, Officer Aversano, a plainclothes Capitol Police officer who arrived to assist Latson, instructed Grogan to “stop” and to “knock it off.” Grogan continued to yell, in defiance of Aversano‘s instructions, later testifying he did so because “I don‘t surrender my First Amendment right, even when I am detained.” Grogan kept shouting as he was escorted away down the corridor.
This was not Grogan‘s first encounter with the Capitol Police. Grogan testified that he had been arrested “multiple times” for his conduct outside the Capitol building, including “twice outside on the steps” and once on a nearby sidewalk. Additionally, Grogan had previously been convicted of disorderly conduct for preaching about abortion within the Capitol Rotunda, and for disrupting the Senate while in session. Grogan testified that he and Latson were familiar with each other from previous encounters in the Senate: “[H]e knows how I react. I know how he reacts. I speak, he escorts me out.” Aversano testified that, on the day in
Grogan was no stranger to Senate gallery itself. Grogan testified he had visited the Senate multiple times before the day in question, and each time obtained a visitor pass. Printed on the back of each pass are the “rules” for spectators in the Senate gallery, including the following: “No one in the gallery is permitted to applaud or can commit any other type of demonstration either by sound or sign.” Additionally, each pass warns that “[a]ny disturbance or infraction of these rules is justification for expulsion and/or arrest.” While Grogan testified that he did not read the rules on the back of his visitor pass on this particular occasion, he was generally familiar with them. He expected to be removed from the gallery as a result of his actions, even though he did not believe he was breaking the law when he waited until after the Senate adjourned to speak.
The government initially charged Grogan with disorderly and disruptive conduct on United States Capitol Grounds, in violation of
On appeal, Grogan argues: (1) that his dual punishment under
II.
“The Fifth Amendment guarantee against double jeopardy protects not only against a second trial for the same offense, but also against multiple punishments for the same offense.” Whalen v. United States, 445 U.S. 684, 688 (1980) (internal quotation marks omitted). “Because the substantive power to prescribe crimes and determine punishments is vested with the legislature, the question under the Double Jeopardy Clause whether punishments are ‘multiple’ is essentially one of legislative intent.” Ohio v. Johnson, 467 U.S. 493, 499 (1984) (citations omitted); see also Byrd v. United States, 598 A.2d 386, 388-89 (D.C. 1991) (en banc) (“The role of the constitutional guarantee against double jeopardy is limited to assuring that the court does not exceed its legislative authorization by imposing multiple punishments for
To determine whether the legislature intended to impose multiple punishments, we begin with the default rule articulated by the Supreme Court in Blockburger v. United States: “where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.” 284 U.S. 299, 304 (1932); see also
A.
Under Blockburger, “the proper question is whether each offense contains distinct statutory elements, not whether the same evidentiary fact was used to prove an element of more than one offense.” Hanna v. United States, 666 A.2d 845, 853 (D.C. 1995) (citing Grady v. Corbin, 495 U.S. 508, 521 n.12 (1990), overruled on other grounds, United States v. Dixon, 509 U.S. 688, 704 (1993)). The prototypical application of Blockburger is the merger of a lesser-included offense into a more serious offense—where “the elements of the lesser offense are a subset of the greater one” such that the elements of the greater offense can never be proven without also proving the elements of the lesser-included offense. Nkop v. United States, 945 A.2d 617, 621 (D.C. 2008) (merging simple assault into attempted misdemeanor sexual abuse); Gathy v. United States, 754 A.2d 912, 919 (D.C. 2000) (merging assault with a deadly weapon into aggravated assault while armed). Under a strict application of Blockburger, the offenses here would presumptively not merge because each
The first part of our inquiry is not quite so straightforward, however, because in Whalen, the Supreme Court added some nuance to the Blockburger analysis. See 445 U.S. at 693-94. In Whalen, the Court considered whether, under D.C. law, a defendant could be punished for both rape and “killing the same victim in the perpetration of” certain felony offenses (i.e., felony murder), when the felony murder statute included as one of its elements “the commission or attempted commission of rape or of one of five other specified felonies, in the course of which the killing occurred.” Id. at 685-86 (emphasis added). A straightforward application of Blockburger would indicate that the legislature did not intend rape and felony murder to merge; the former does not require proof of killing, and the latter does not require proof of carnal knowledge (because rape is only one of a list of potential felony-murder predicates). See id. at 709 (Rehnquist, J., dissenting).
There would be no question [that two offenses would be the same under Blockburger] if Congress, instead of listing the six lesser included offenses in the alternative, had separately proscribed the six different species of felony murder under six statutory provisions. It is doubtful that Congress could have imagined that so formal a difference in drafting had any practical significance, and we ascribe none to it.
Id. at 694. The Court, skeptical that Congress‘s decision to codify felony murder as a single provision was probative of its intent to authorize cumulative punishment, considered the felony murder statute as if it were broken into six separate provisions, one for each predicate offense. Id. Then, observing that each hypothetical provision would merge under Blockburger, it determined that the unified provision should produce the same result. See id. at 693-94 (“A conviction for killing in the course of a rape cannot be had without proving all the elements of the offense of rape.“). Whalen departs from the normal operation of Blockburger because it indicates that, in a narrow subset of cases, two offenses should merge even when the elements of
Grogan urges us to employ a Whalen-type analysis here. He correctly points out that unlawful demonstration under
The argument has some force,7 though we disagree with its conclusion. Whalen‘s reasoning applies where the greater offense (e.g., felony murder) incorporates a set of alternative lesser offenses (e.g., rape), and then tacks on an aggravating factor (e.g., a killing). In that scenario, we might naturally say the legislature intended to authorize punishment for either an aggravated or a lesser-included form of the same offense, but not both. See, e.g., Whalen, 445 U.S. at 693-94; Pelote, 21 A.3d at 607 (more serious offense of felony flight merges with lesser predicate of reckless driving).
Because we conclude that Whalen‘s gloss on the Blockburger analysis does not apply to the scenario before us, we adhere to a straightforward application of Blockburger. Under that analysis,
B.
Our inquiry cannot stop there, however. Blockburger gives rise only to a presumption, and that presumption can be overcome by evidence of a contrary legislative intent, provided it is sufficiently clear. Whalen, 445 U.S. at 691-92. Where the legislature expresses a clear intent not to authorize duplicative punishments, the Double Jeopardy clause requires merger without regard to Blockburger‘s presumptive answer. See Parker v. United States, 692 A.2d 913, 916 (D.C. 1997) (”Blockburger‘s presumptive rule that offenses do not merge if they require proof of different facts, can be overcome by a clear indication of contrary legislative intent.“) (cleaned up).
Here, there is clear evidence that when the D.C. Council enacted
[T]o return prosecutorial authority on certain matters to the Office of the Attorney General, and to permit a charge for a less serious offense where one or more persons demonstrate in an area where it is not permitted and remain or return to the area after receiving a warning from law enforcement.
Id. (emphasis added). The stated intent of the Council in passing this provision was to create a less serious offense that could be prosecuted by the Attorney General of the District of Columbia in lieu of charges for more serious offenses, such as
Whenever any person is convicted of a violation of this part and of the general laws of the United States or the laws of the District of Columbia, in a prosecution under this subsection, the penalty which may be imposed for such violation is the highest penalty authorized by any of the laws for violation of which the defendant is convicted.
We hold that Grogan‘s dual punishment under
III.
The Religious Freedom Restoration Act (RFRA) provides a “defense to persons whose religious exercise is substantially burdened by government.”
An individual asserting a . . . defense under RFRA must show by a preponderance of the evidence that the government action in question would substantially burden the sincere exercise of his religion, whereupon the burden of proof shifts to the government to show that the action (1) would further a compelling governmental interest (2) that cannot be effectuated by less restrictive means.
Nesbeth v. United States, 870 A.2d 1193, 1196 (D.C. 2005). “The government substantially burdens religion when it puts substantial pressure on an adherent to
Grogan maintains that his conduct in the Senate gallery was “the result of an honest conviction that he must personally spread the word of God about abortion in the public square.” He argues the trial court erred by impermissibly questioning whether his religious beliefs were reasonable, see Burwell, 573 U.S. at 724, and that the trial court was instead required to find a substantial burden of his religious exercise and shift the burden to the government to prove Grogan‘s arrest was the
The government does not substantially burden the exercise of religion when it restricts only “one of a multitude of means” to accomplish a religious end. Henderson v. Kennedy, 253 F.3d 12, 17 (D.C. Cir. 2001) (no substantial burden when a regulation prohibited the sale of t-shirts on the National Mall because a religious organization could “still distribute t-shirts for free on the Mall, or sell them on streets surrounding the Mall“); see De Bearn, 237 A.3d at 113-14 (no substantial burden when a stay-away order barred a man from entering “the [Catholic] church of his choice,” because the man remained free to “go to other churches“); Mahoney v. Doe, 642 F.3d 1112, 1121 (D.C. Cir. 2011) (no substantial burden when a
Because Grogan‘s removal from the Senate gallery was “at most a restriction on one of a multitude of means” of accomplishing a religious end, Henderson, 253 F.3d at 17, it was not a substantial burden of his religious exercise. Notwithstanding the prohibition against preaching in the Senate gallery, Grogan remained free to “spread the word of God about abortion” elsewhere in the public square, including within the Capitol Rotunda or just outside of the Capitol building. See Wheelock v. United States, 552 A.2d 503, 506 (D.C. 1988) (recognizing the Capitol Rotunda as “a unique situs for demonstration activity“); Markowitz v. United States, 598 A.2d 398, 407 (D.C. 1991) (noting “[n]umerous other alternatives to a demonstration in the restricted area” of the Capitol, including “the grounds just outside of the Capitol buildings“).12 Even if we assume that Grogan‘s beliefs required him to communicate
IV.
We next consider Grogan‘s overbreadth challenge to
Grogan argues that
Moreover, “it is basic law that even if there are marginal applications in which a statute would infringe on First Amendment values, facial invalidation because of overbreadth is inappropriate if the remainder of the statute covers a whole range of easily identifiable and constitutionally proscribable conduct.” Smith-Caronia v. United States, 714 A.2d 764, 767 (D.C. 1998) (cleaned up) (quoting Parker v. Levy, 417 U.S. 733, 760 (1974)). That is the case here. The government has a “substantial” interest in “[p]reventing ‘disruption of the orderly conduct of the legislature‘s business,‘” Tetaz v. District of Columbia, 976 A.2d 907, 915 (D.C. 2009) (quoting Smith-Caronia, 714 A.2d at 766), and may therefore regulate demonstrations within the Capitol buildings that represent “potential interference with or disturbance of the activities of Congress.” Markowitz, 598 A.2d at 401, 408 n.15. We find that the government‘s substantial interest in preventing such disruptions, combined with the additional protections of the tourist standard, makes it unlikely that “a substantial number of [
V.
Finally, Grogan argues that
Here, it is neither clear nor obvious that
VI.
Because we find that the legislature intended
So ordered.
