Lead Opinion
Following a bench trial, appellants were found guilty of offenses arising from their protest of the Iraq war on or near the grounds of the United States Capitol. Specifically, individual appellants were convicted of unlawful assembly
The Hart Senate Office Building (the “Hart Building”)
Although appellants recount the evidence of the Hart Building demonstration and arrests in one or the other of their briefs, they make no argument challenging their convictions for unlawful assembly arising from that demonstration, so that any such challenge has been waived. See, e.g., Ramos v. United States,
According to testimony that the trial judge credited, 300 to 350 people had gathered in the Upper Senate Park, an outdoor grassy area, on September 26 for a demonstration authorized by permit to protest the war in Iraq. U.S. Capitol Police Officer Galope testified that some fifty of these individuals then entered the Hart Building where, in the first floor atrium, they began “singing, and chanting, and reading ... very loudly.” According to Galope, other persons in the atrium complained to the police about the volume of the noise. There were onlookers all the way up to the 8th floor of the atrium (some of whom, too, were “calling and complaining of the loudness”), and persons passing through the atrium had to move around the demonstrators. The trial judge found that, although the demonstration was not “loud,” there “was some level of disruption” and “incommoding or blocking” of movement. Thus, he found it to be a “reasonable [exercise of] discretion” when the police, after giving three verbal warnings to the group to disperse, arrested those members who refused to do so.
II.
The Rayburn House Office Building (the “Rayburn Building”)
Some of the appellants challenge their convictions for unlawful assembly arising from their actions the next day (September 27) at an entrance to the Rayburn Building.
In Odum v. District of Columbia,
Appellants’ argument that the government showed no intent on their part to impede the entrance, see Odum, supra,
Nor was the government obliged to prove that appellants were otherwise “disorderly” or that their actions threatened to cause a breach of the peace.
The Supreme Court has upheld a similar statute that prohibited picketing “in such a manner as to obstruct or unreasonably interfere with free ingress or egress to and from any public premises.” Cameron v. Johnson,390 U.S. 611 , 612 n. 1, 617,88 S.Ct. 1335 ,20 L.Ed.2d 182 (1968). Such a provision imposes no burden on speech. As the Johnson Court explained, such a provision “does not abridge constitutional liberty,” since obstructing pedestrian access to city or state facilities “bears no necessary relationship to the freedom to ... distribute information or opinion.” Id. at 617,88 S.Ct. 1335 (internal quotation marks omitted)....
Id. at 302-03 (emphasis in original). See also Cox v. Louisiana,
Thus, proof of a real or threatened breach of the peace before assembling meant to block or impede entry to a building may be punished is not required by the First Amendment, and would be an unreasonable limitation on police authority to keep entrances “open and available for movement.” Cox, supra,
III.
The Russell Senate Office Building (the “Russell Building”)
On September 26 (the day before the Rayburn Building arrests), a group of some fifty demonstrators had entered the Hart Senate Office Building and demonstrated there, as described earlier. Simul
As relevant here, the police-line regulations provide that when “parades ... or other occasions ... may cause persons to collect on the public streets, ... the Chief of Police ... or an officer acting for him or her may establish an area or zone that he or she considers necessary for the purpose of affording a clearing for ... (c) [t]he movement of traffic ... [and] (e) [t]he protection of persons and property.” 24 DCMR § 2100.1. “No person shall enter the emergency area of zone unless duly authorized by the person in command of the emergency occasion....” Id. at § 2100.3.
Appellants argue first that, as a matter of statutory (or regulatory) interpretation, the situation here did not call for the “emergency” measure of a police line, and thus that the police could not bar them from crossing the line. They also argue that the police line was not, in the circumstances, a permissible “time, place, and manner” restriction on expression protected by the First Amendment. The arguments, plainly interrelated, do not convince us.
“[W]here the First Amendment is implicated, the constitutionality of [the police-line] regulation and its application must be measured by the principles and legal standards pertaining to government regulations of speech.” Bloch v. District of Columbia,
Appellants do not seriously argue, and the record would not support a claim, that the police line was set up because of the reasons for or the message of their protest. Instead, they take issue with the need for police action barring their further movement eastward along the sidewalk in front of the Russell Build
Appellants cite no authority for deeming the interior of Senate or House Office Buildings equivalent to the Rotunda of the Capitol Building itself, which we have termed a “unique situs for demonstration activity.” Berg v. United States,
Nor, in the circumstances here, were the police obliged to await a foreseeable entry of the building by demonstrators before intervening. A government limitation on expressive activity does not fail because “the decision-maker could have developed an alternative measure” less restrictive, so long as the means chosen are reasonable in context. Abney v. United States,
Preventing “disruption of] the orderly conduct of the legislature’s business” is a substantial governmental interest. Smith-Caronia v. United States,
IV.
The United States Capitol Building
Finally, we affirm the convictions of appellants for crossing the police line outside the Capitol Building, although the question of whether that measure trenched too closely on protected activity is a closer one.
Captain Lloyd testified that on September 26 a group of the demonstrators who had assembled in the Upper Senate Park left that area and marched westbound on Constitution Avenue down the hill, then turned left on First Street, N.W. and moved south toward the west front of the Capitol Building. When the police set up a police line “to stop [the] demonstrators from going too far [toward] the Capitol where [the group] could interfere with other activities of the Capitol,” the marchers “l[eft] the area” and continued walking south across the west front until they reached the Maryland Avenue walkway leading to the Capitol Building. As they ascended the walkway, the police set up a second line after having offered the marchers (on recommendation of on-scene attorneys from the General Counsel’s Office) a new permit “to demonstrate on the [grassy area] on the west front,” an offer the demonstrators spurned. Lloyd ordered the second police line in order to prevent the marchers from getting “close to the Capitol for safety reasons and ... to let the Congress complete their mission.” The group of demonstrators numbered from 50 to 100,
In Abney, supra, this court recognized that the government’s interest in “protecting] the perimeters” of the Capitol Building is a substantial one when “circumstances” so dictate.
Although the District does not point out the fact, it is evident to any observer that the Capitol Police have likewise adopted, and employ, enhanced security measures around the perimeter of the Capitol Building (indeed, around the entire U.S. Capitol complex) since the events of September 11, 2001. No one can reasonably dispute the legitimacy of such measures in general, and appellants do not do so. They argue, however, that the police action in this case amounted to establishment of a 100-yard (or “football field” length) cordon around the entire Capitol Building within which even peaceful demonstrations are banned, and that the justifications offered by Captain Lloyd — unconfirmed by any police regulations or general orders offered into evidence — for barring their movement as protestors in that area are too weak to support so broad a restriction on First Amendment activity.
We are not shy to say that the challenged police line gives rise to constitutional concern. First, as indicated, although Captain Lloyd explained his decision to order the police line, the prosecution did not present the trial court with any regulation announcing a general policy of the Capitol Police to bar demonstrative activity within a broad perimeter of the Capitol Building of the kind drawn here. The presence of such a regulation or general order has been deemed important in the analogous context of prosecutions for unlawful entry (or refusal to leave on demand), where the court has required “some additional specific factor” supporting an official’s order to leave, and has found it in general orders such as the proscription we upheld in Abney.
We conclude, nevertheless, that the police line was a lawful restriction on First Amendment rights in the circumstances of this case. Viewed in its context, appellants’ procession was one of three more or less simultaneous actions by sizeable groups of protesters who had ignored the limits of the permit they had received to demonstrate in Upper Senate Park. As we have seen, one group carried their protest into the Hart Building and a second group appeared intent on a similar demonstration inside the Russell Building. The police thus had reason to believe that the third group too planned — in appellant Barber’s word in his brief on appeal — to “access” the Capitol Building as the best means of disseminating their message. This supposition that appellants would not be content to remain outside the building was strengthened when they rejected the offer of police (and government attorneys) on the scene to let them demonstrate nearer the Capitol Building than their original permit had allowed.
Although it was not the subject of much testimony at trial, the Capitol Police have adopted a content-neutral permit process allowing demonstration activity on the Capitol grounds subject to time, place and manner limitations. See U.S. Capitol PoLICE, CONDUCTING AN EVENT ON UNITED States Capitol GROunds, http://www.us capitolpolice.gov/speciaLevents/ guide-lines_app_page.pdf (revised June 2009). Appellants availed themselves of this process initially; they did not, that is to say, challenge ex ante as an unconstitutional prior restraint the geographical limitations placed on their permission to assemble. Indeed, considering the testimony of one defendant at trial that all the protesters wished to do outside the Capitol Building was lay a coffin on the west front steps as a symbolic gesture, it is not apparent that they would have been denied a permit for that activity had they applied for it in advance. But, instead, what the Capitol Police faced was a procession of up to 100 persons, the end-point of whose march they could not be sure of and whose actions of carrying a coffin and singing and chanting they could reasonably believe would take the marchers into the interior of the Capitol — the Rotunda, if not further — where the resultant disruption would foreseeably exceed the limits of the so-called “tourist standard.” See Wheelock, supra,
The issue thus resolves itself, in our view, to whether the Capitol Police were bound to adopt less restrictive measures than they did in blocking appellants’ advance by establishing the police line at, say, twenty yards from the Capitol Building or at the foot or the top of the building steps. The trial judge believed that this decision must be left to the reasonable judgment of the officers on the scene, and we agree. As we stated in Abney, supra, “[t]he idea that courts should ... second-guess[] the responsible authorities about how a legitimate governmental interest might have been achieved better has been rejected explicitly by the Supreme Court.”
In sum, the judgment of the police officers that appellants’ progression, as part of a sizeable group of demonstrators whose actions could foreseeably disrupt the congressional business, should be blocked at the point the police selected was a reasonable limitation that did not unduly restrict their right to disseminate their message. This case is not Lederman, supra, where the police applied a uniform ban “to a lone visitor [and leafletter] to the Capitol Grounds,” 351 U.S.App. D.C. at 389,
Affirmed.
Notes
. D.C.Code § 22-1307 (2001).
. 24 DCMR § 2100.3 (1996).
. See D.C.Code § 22-1307, providing that, as relevant here:
It shall not be lawful for any person or persons ... to congregate and assemble ... around any public building ... to crowd, obstruct, or incommode ... the free entrance into any public ... building....”
. Another portion of § 22-1307 does punish assembling to “engage in ... disorderly conduct,” and D.C.Code § 22-1321 (2001) punishes various acts intended or likely "to provoke a breach of the peace,” but appellants were not tried for violating those provisions.
. The government, the court observed, "appears to have no legitimate interest in punishing a person simply because he has uttered, out of the presence of anyone else, some words which might be considered ‘obscene’ or ‘profane.’ ” Id.; see also id. at 62,
. A secondary concern was that a large construction site extended onto Constitution Avenue; Demás was afraid that so large a group of demonstrators could not safely navigate the sidewalk through the construction area.
. It does not matter that the particular officers on duty at the Russell Building may not have known of the activity inside the Hart Building. In a case concerning "a fast-moving sequence of events involving a number of law enforcement officers at several different locations,” this court applies the doctrine of collective knowledge in deciding whether police action was justified. McFerguson v. United States,
.This prosecution does not have the defect that we identified in Bloch, supra, where "the only evidence presented by the government to justify its establishment of [a] police-line [in front of the White House] was ... hearsay and speculative testimony" as to need.
. From the transcript it is not wholly clear whether this number referred only to demonstrators, and did not also include bystanders.
. "When I make a decision to set up a police line,” Lloyd stated, "I’ve taken into consideration ... public egress ... if there's an evacuation[;] I have to have routes clear, ... plus if a demonstrating group is too close to the building, they disturb the Congress from completing its mission, its obligation.”
. Lederman, it is true, concerned a demonstration in 1997, well before the events of September 11, 2001.
Dissenting Opinion
dissenting in part.
I would reverse the conviction for unlawful assembly on the steps of the Rayburn House Office Building because binding precedent requires that the government prove not only that the protesters have incommoded or obstructed the entrance to the building, but also that they have engaged in, or threatened, a breach of the peace. See Adams v. United States,
clearly block[ed] a series of doors [on the Independence Avenue side of the Rayburn Building], 70 percent, even though it doesn’t physically prevent anyone from walking in, does incommode.
Again there’s no question that those who were arrested were there and were in front of the doorways and didn’t leave when they were instructed to. So the ... question is this; was this a violation of the statute [that] could pass constitutional scrutiny? And in the court’s view it was; clearly they could seek to keep the access clear.
The presence of the coffins was not the subject of arrest. It was those lying up in the, right at the entry level. And that does strike me as an area that police could reasonably seek to keep clear. And so I find these defendants guilty.
The evidence adduced at trial showed that some of the protesters, “[approximately 20 or so,” according to Captain Thomas Lloyd, were lying close to the entrance of the building. As a result, he testified, although “a couple persons were successful” in getting into the building, “[m]ost, the other people did choose to go to another entrance.” Captain Lloyd testified that he “didn’t physically see somebody approach [the entrance to the building] and who was unsuccessful. I did see people avoid the area based on the people line, you know, along the doorways.” Some persons entering or leaving the Rayburn building had to “walk over” or “hop” over the protesters who were lying down pretending to be casualties of war, with sheets over them. The trial judge explicitly commented that there had been no breach of the peace, stating that “one of the things that has characterized these cases is that clearly everyone involved was conducting themselves with courtesy and respect for each other which maximizes the value of the speech and the demonstration and minimizes the relevant conflict.” In my opinion, under circumstances where there has been no actual or threatened breach of the peace, the conviction cannot stand.
What the evidence here shows, consistent with the trial judge’s remarks, is that appellants’ war protest was taken in .stride by the people entering and leaving the Rayburn Building, who went about their business by, at most, making slight alterations such as by “walking over” the demonstrators or choosing to use another entrance. That this was so is not surprising because notwithstanding the belief expressed by Captain Lloyd that police intervention was necessary to “let Congress complete their mission,” the “mission” of members of Congress and of many persons who visit the Capitol routinely includes intense and sometimes even heated dialogue about issues of policy that affect the Nation. Whether our country should be at war is one of the issues that historically has compelled citizens to petition the Congress and mount demonstrations in and around the Capitol.
In Williams, the U.S. Court of Appeals for the District of Columbia interpreted the section of the disorderly conduct statute which makes it unlawful for “any person ... to curse, swear, or make use of
Even if Adams could be meaningfully distinguished — and I do not believe that it can be — the majority’s attempt at doing so causes further concern. The purpose and place of appellants’ conduct are critical. Unlike in Adams, where there is no suggestion that the location of the street that was blocked, or the circumstances surrounding the obstruction, were in any way related to expressive conduct, whatever “incommoding” occurred here took place at the Nation’s principal public forum, and was incidental to a public display of expressive conduct (“political theater”) intended for members of and visitors to the United States Congress. See Lederman v. United States, 351 U.S.App. D.C. 386, 391—94,
Because we are bound, as a division, to follow our Adams precedent, see M.A.P. v. Ryan,
. Appellants raise for the first time on appeal that the information failed to "sufficiently apprise the accused of the charge against him so he may properly prepare his defense.” Horowitz v. District of Columbia,
UNLAWFUL ASSEMBLY: did congregate and assemble in any street, avenue, alley, road, or highway, or in or around any public building or inclosure, or any park or reservation, or at the entrance of any private building or inclosure, and engage in loud and boisterous talking or other disorderly conduct, or insult or make rude or obscene gestures or comments or observations on persons passing by, or in their hearing, or to crowd, obstruct, or incommode, the free use of any such street, avenue, alley, road, highway, or any of the foot pavements thereof, or the free entrance into any public or private building or inclosure, in violation of D.C.Code § 22-1307 (2001).
Because the insufficiency of the information was not raised at trial, we would reverse on that ground only if there is "demonstrable prejudice,” Craig v. United States,
. After the entrance to the Rayburn Building was described to Captain Lloyd as having "an outer entrance and then you go in there’s like a little alcove, then there's an actual entrance to the building,” he testified that the protesters were lined up "against the first ... entrance as you described it, to the building.” This would have been the “outer entrance” and not the “actual entrance” to the Rayburn Building. The majority quotes Captain Lloyd’s testimony from an earlier proceeding that the demonstrators were lying "right at the doors, actually you know, blocking the doors” and consequently, "the entrances they were blocking completely.” This testimony, however, was inconsistent with Captain Lloyd’s observation that several people did enter the building during the demonstration. The trial judge found that persons were not “physically prevented” from entering the building.
. Section 22-1307, which was enacted in 1892, has been described as a “disorderly conduct statute which was not at its birth a model of craftsmanlike drafting and which has certainly not improved with age.” Williams, 136 U.S.App. D.C. at 59,
It shall not be lawful for any person or persons within the District of Columbia to congregate and assemble in any street, avenue, alley, road, or highway, or in or around any public building or inclosure, or any park or reservation, or at the entrance of any private building or inclosure, and engage in loud and boisterous talking or other disorderly conduct, or to insult or make rude or obscene gestures or comments or observations on persons passing by, or in their hearing, or to crowd, obstruct, or incommode, the free use of any such street, avenue, alley, road, highway, or any of the foot pavements thereof, or the free entrance into any public or private building or inclosure; it shall not be lawful for any person or persons to curse, swear, or make use of any profane language or indecent or obscene words, or engage in any disorderly conduct in any street, avenue, alley, road, highway, public park or inclosure, public building, church, or assembly room, or in any other public place, or in any place wherefrom the same may be heard in any street, avenue, alley, road, highway, public park or inclosure, or other building, or in any premises other than those where the offense was committed, under a penalty of not more than $ 250 or imprisonment for not more than 90 days, or both for each and every such offense.
D.C.Code § 22-1307.
I note that in light of numerous state statutes similar to the one we have regularly had to struggle with in the District of Columbia, the Model Penal Code has sought to “systematize the chaotic provisions of prior law penalizing a wide variety of petty misbehavior under such vague headings as 'disorderly conduct' or ‘vagrancy’; [and] to safeguard civil liberty by careful definition of offenses so that they do not cover, for example, ... peaceful picketing, or disseminating religious or political views.” Model Penal Code § 250.1 explanatory note (1981); see id. § 250.2 (disorderly conduct); id. § 250.7 (obstructing highways and other public passages).
. I disagree with the majority's characterization that evidence "fairly support[s] an inference that the defendants had assembled in front of the Rayburn Building entrance intending to impede entry into the building.” As quoted above, the trial court found only
