LAQUARIUS GRAY, a minor, by and through her mother and next friend, Toniko L. Alexander, Plaintiff-Appellee, versus ANTONIO BOSTIC, individually and in his official capacity as Deputy Sheriff for Tuscaloosa County, AL, Defendant-Appellant, EDMUND SEXTON, etc., et al., Defendants.
No. 08-15152
IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
August 2, 2010
D. C. Docket No. 03-02989-CV-UWC-V. Non-Argument Calendar. [PUBLISH]
(August 2, 2010)
Before BLACK, CARNES and FAY, Circuit Judges.
Neither party has filed a petition for rehearing, but on our own motion we rescind our earlier opinion in this case, see Gray ex rel. Alexander v. Bostic, 570 F.3d 1321 (11th Cir. 2009), and replace it with this one.
This appeal marks the fourth time that this case, which stems from a deputy‘s arrest of а nine-year-old child, has been before us since it began in 2003. The first time we reversed the district court‘s dismissal of Laquarius Gray‘s
I.
Because our opinions in the earlier appeals in this case set out the facts more fully, we offer only a distilled version here. After Gray was reprimanded by her gym teacher for failing to finish an assigned set of jumping jacks, she made a physical threat toward him. Gray II, 458 F.3d at 1300–01. Although a nearby female gym teacher stepped in to handle the situation, Antonio Bostic, who was then a Tuscaloosa County Sheriff‘s Deputy acting as the school resource officer, intervened. Id. at 1301. He took Gray into an adjacent lobby, where he pulled her arms behind her back and handcuffed her. Id. At the time of the incident the age of Laquarius was nine, and she was in the fourth grade. Gray I, No. 04-12240, slip op. at 2.
Following the district court‘s entry of judgment as a matter of law against Bostic, which we affirmed, Gray III, 264 F. App‘x at 256, a jury awarded Gray $1.00 in damages. Gray then filed a motion for attorney‘s fees and expenses seeking $78,390. Bostic did not file a response to that motion.1 The district court
II.
“We review a district court‘s order awarding attorney fees for an abuse of discretion,” which occurs if the court “fails to apply the proper legal standard or to follow proper procedures in making the determination, or bases an award upon findings of fact that are clearly erroneous.” ACLU v. Barnes, 168 F.3d 423, 427 (11th Cir. 1999). An abuse of discretion also occurs when a district court commits a clear error of judgment. United States v. Frazier, 387 F.3d 1244, 1259 (11th Cir. 2004) (en banc). The abuse of discretion standard usually implies a range of choices, instead of only one right choice, and often we will affirm even though we would have decided the other way if it had been our choice. See id.; Blasland, Bouck & Lee, Inc. v. City of N. Miami, 283 F.3d 1286, 1298 (11th Cir. 2002); McMahan v. Toto, 256 F.3d 1120, 1128 (11th Cir. 2001); Rasbury v. IRS, 24 F.3d 159, 168 (11th Cir. 1994). Still, even though determining a “reasonable attorney‘s fee” is a matter “committed to the sound discretion of a trial judge . . . the judge‘s discretion is not unlimited.” Perdue v. Kenny A. ex rel. Winn, 130 S.Ct. 1662, 1676 (2010); see also Hardt v. Reliance Standard Life Ins. Co., 130 S.Ct. 2149, 2158 (2010) (“Statutes vesting judges with such broad discretion are well known in the law, particularly in the attorney‘s fees context. Equally well known, however, is the fact that a judge‘s discretion is not unlimited.” (citation and quotation marks omitted). For that reason and to enable appellate review, the district court must “provide a concise but clear explanation of its reasons for the fee award.” Hensley v. Eckerhart, 461 U.S. 424, 437 (1983); see also Perdue, 130 S.Ct. at 1676 (“It is essential that the judge provide a reasonably specific explanation for all aspects of a fee determination . . . .“).
III.
Only the “prevailing party” is eligible for attorney‘s fees under
Relying on the statement in Farrar that when a plaintiff recovers only nominal damages “the only reasonable fee is usually no fee at all,” 506 U.S. at 115, defendant Bostic contends that plaintiff Gray was not entitled to аttorney‘s fees even though she was technically a prevailing party. He argues not only that the amount of money damages she recovered was de minimis but also that the legal issue on which the plaintiff prevailed had “virtually no significance.” He asserts that she “accomplished no public purpose or goal” with this extended litigation. Finally, the defendant argues that the total amount of fees ($68,790) and expenses ($1,742.93) the court awarded the plaintiff “is not proportional” to the $1.00 in nominal damages that the jury awarded her.
In response, the plaintiff contends that at most Farrar supports the proposition that a district court may exercise its discretion to conclude that no attorney‘s fee award is appropriate where the plaintiff has recovered only nominal damages; it does not stand for the proposition that a court is required to reach that conclusion. She asserts that the district court was within its discretion to award her attorney‘s fees and that it “devoted considerable judicial effort” to arriving at a reasonable fee. The plaintiff argues that the district court usеd the proper method
IV.
The district court, in deciding that an award of fees and expenses was warranted notwithstanding the nominal amount of damages, relied on the fact that the one published opinion to have come out of this litigation, our decision in Gray II, had been “cited in more than fifty other cases” during the two years between its issuance on August 7, 2006 and the district court‘s order awarding fees on July 29, 2008. In measuring the “the significance of the legal issue on which the plaintiff prevailed” or “the public purpose served,” Farrar, 506 U.S. at 121–22 (O‘Connor, J., concurring), by totaling up the number of times that our Gray II decision had been cited, the district court misapplied the law and overstated the impact of that decision.
During the two-year period considered by the district court, our decision in
Sixty-two of the sixty-four citations to Gray II do not evidence “the significance of the legal issue on which the plaintiff prevailed” or “the public purpose served,” but instead cite the decision for some point of law unrelated to its Fourth Amendment holding. For examрle, some of those other decisions cite Gray II for general principles of law that were already well established, such as those dealing with our interlocutory jurisdiction over appeals from motions for summary judgment based on qualified immunity. See, e.g., Bates v. Harvey, 518 F.3d 1233, 1239 (11th Cir. 2008). The plaintiff in this case cannot claim credit for that principle of law and probably would not want to do so even if she could. Some of the other of those sixty-two decisions actually cite Gray II for holdings on issues and claims that the plaintiff lost. For example, some of them cite the part of the decision applying the principle that a defendant cannot be held liable under § 1983 based on a theory of respondeat superior or on the basis of vicarious liability, Gray II, 458 F.3d at 1308 (“Supervisory officials cannot be held liable under § 1983 for the unconstitutional actions of their subordinates based on respondeat superior liability.“). See Turner v. Marshall, No. 2:05-CV-983, 2008 WL 2559391, at *4–5 (M.D. Ala. June 24, 2008).
It was an error of law for the district court to conclude that simply because
We do not mean to imply that citation-counting should be the sole or even the primary means of determining the impact that a decision has had, or that it is even necessary to use that means. Indeed, in any case where the fee decision follows soon after a judgment of liability, which is what will usually happen, counting citations will not be possible. Our holding is limited to what counts and what does not when сitation-counting is used as a method for assessing the significance of a decision in the plaintiff‘s favor.
There are other troubling aspects of the district court‘s order that might have caused us to vacate it even if the court had not made the citation headcount error.
It also appears that the district court may have used its decision on the
V.
In case the district court does decide on remand that attorney‘s fees are justified in this case, we point out some errors the court made in calculating the amount of them, so that those errors can be avoided on remand.
A.
Eleventh Circuit Rule 39-2(e), however, does permit parties to request attorney‘s fees for appellate work from the district court under certain circumstances. See
When a reversal on appeal, in whole or in part, results in a remand to the district court for trial or other further proceedings (e.g., reversal of order granting summary judgment, or denying a new trial), a party who may be eligible for attorney‘s fees on appeal after prevailing on the merits upon remand may, in lieu of filing an application for attorney‘s fees in this court, request attorney‘s fees for the appeal in a timely application filed with the district court upon disposition of the matter on remand.
Gray eventually prevailed on the merits when the final judgment awarding $1.00 in damages was entered in her favor. She filed an application for attorney‘s fees with the district court within the time allotted by that court. Thus, to the extent Gray‘s application requested fees for hours expended on this case‘s first trip to us, the district court did not abuse its discretion by including that time within the “reasonable hours” variable of the lodestar formula. The second and third appeals in this case resulted in affirmances, not “reversals . . . result[ing] in a remand.” See
B.
Second, even though the district court used current hourly rates to calculate the lodestar amount, it also added to the resulting amount another fifteen percent to account for the “delay between the time the services were rendered and the payment for the services.” The court deсided to use both current rates and an
Before the Perdue decision, we held that “where there is a delay the court should take into account the time value of money and the effects of inflation and generally award compensation at current rates rather than at historic rates.” Norman v. Hous. Auth. of Montgomery, 836 F.2d 1292, 1302 (11th Cir. 1988). Other courts had held that the delay factor can be taken care of by either awarding fees at current rates or by enhancing the award to reflect the time value of money. See Missouri v. Jenkins by Agyei, 491 U.S. 274, 282 (1989) (“In setting fees for prevailing counsel, the courts have regularly recognized the delay factor, either by basing the award on current rates or by adjusting the fee based on historical rates to reflect its present value.” (quotation marks omitted) (emphasis added)). And before Perdue we had not foreclosed the time value of money approach. Gaines v. Dougherty Cnty. Bd. of Educ., 775 F.2d 1565, 1572 n.14 (11th Cir. 1985) (“[U]sing current rates to account for the delay in payment is somewhat inaccurate as it assumes that the increase in legal fees mirrors that of inflation, which in many instances is not the case. A more accurate method for adjusting for delays in payment would be to apply to the award a figure which is recognized as representing the time value of money over the period of the
Our existing circuit law on this subject must be read in light of, and modified to fit, the holdings in Perdue about enhancements for the delay in payment of expenses and fees. The Supreme Court held that an enhancement for delay in payment of expenses “may be approрriate if the attorney‘s performance includes an extraordinary outlay of expenses and the litigation is exceptionally protracted,” but enhancements for that purpose “must be reserved for unusual cases.” Perdue, 130 S.Ct. at 1674. In those unusual cases where extraordinary outlays are combined with exceptional delay, “the amount of the enhancement must be calculated using a method that is reasonable, objective, and capable of being reviewed on appeal.” Id.
The Court also held in Perdue that an enhancement fоr delay in the payment of attorney‘s fees—similar to an enhancement for delay in payment for expenses—may be justified, but only where there are “extraordinary circumstances in which an attorney‘s performance involves exceptional delay in the payment of fees,” especially where “the delay is unjustifiably caused by the defense.” Id. at 1675. The Supreme Court recognized that courts compensating for delay in the payment of fees had done so either by using current rates for the entire fee calculation, or by using the rates in place when the work was performed and then
If the district court decides on remand that an award of exрenses and fees is justified, we leave it to that court to decide in the first instance if this is one of those unusual cases in which an extraordinary outlay of expenses combined with exceptionally protracted litigation permits an enhancement of the payment for expenses. Likewise, the court should determine if extraordinary circumstances, such as unjustifiable conduct by the defense, caused exceptional delay in the payment of fees justifying an enhancement on that ground. If the district court determines thаt either or both enhancements are justified, in calculating the amount the court must use a method that is “reasonable, objective, and capable of being reviewed on appeal,” id. at 1674.
The last time this case was before the district court, its entire explanation for enhancing the award because of delay in payment was: “Since over the past five
There is still another problem with the district court‘s calculations of the enhancement. Even assuming that one was justified, and even if the fifteen percent figure had been fully substantiated by the evidence, had been objectively calculated, and had been meticulously explained, it would still have been unreasonable to apply that enhancement figure to a fee amount that had been calculated by multiplying all of the hours worked throughout the litigаtion by current, instead of historical, rates. Where an enhancement is to be applied for delayed payment, the calculation method that has been used is an either-or proposition; it is not a both-and proposition. The enhancement is accomplished “either by basing the award on current rates or by adjusting the fee based on historical rates to reflect its present value.” Id. at 1675 (emphasis added) (quoting Missouri v. Jenkins, 491 U.S. at 282). The district court effectively double-compensated the plaintiffs for delay in payment, and that is never approрriate.
VI.
The district court‘s order awarding fees and expenses to plaintiff is VACATED and the case is REMANDED for further proceedings consistent with this opinion.
