Lead Opinion
delivered the opinion of the Court.
We decide today whether a civil rights plaintiff who receives a nominal damages award is a “prevailing party” eligible to receive attorney’s fees under 42 U. S. C. § 1988. The Court of Appeals for the Fifth Circuit reversed an award of attorney’s fees on the ground that a plaintiff receiving only nominal damages is not a prevailing party. Although we hold that such a plaintiff is a prevailing party, we affirm the denial of fees in this case.
I
Joseph Davis Farrar and Dale Lawson Farrar owned and operated Artesia Hall, a school in Liberty County, Texas, for delinquent, disabled, and disturbed teens. After an Artesia Hall student died in 1973, a Liberty County grand jury returned a murder indictment charging Joseph Farrar with willful failure to administer proper medical treatment and
Respondent William P. Hobby, Jr., then Lieutenant Governor of Texas, participated in the events leading to the closing of Artesia Hall. After Joseph Farrar was indicted, Hobby issued a press release criticizing the Texas Department of Public Welfare and its licensing procedures. He urged the department’s director to investigate Artesia Hall and accompanied Governor Dolph Briscoe on an inspection of the school. Finally, he attended the temporary injunction hearing with Briscoe and spoke to reporters after the hearing.
Joseph Farrar sued Hobby, Judge Clarence D. Cain, County Attorney Arthur J. Hartell III, and the director and two employees of the Department of Public Welfare for monetary and injunctive relief under 42 U. S. C. §§ 1983 and 1985. The complaint alleged deprivation of liberty and property without due process by means of conspiracy and malicious prosecution aimed at closing Artesia Hall. Later amendments to the complaint added Dale Farrar as a plaintiff, dropped the claim for injunctive relief, and increased the request for damages to $17 million. After Joseph Farrar died on February 20,1983, petitioners Dale Farrar and Pat Smith, coadministrators of his estate, were substituted as plaintiffs.
The case was tried before a jury in the Southern District of Texas on August 15, 1983. Through special interrogatories, the jury found that all of the defendants except Hobby had conspired against the plaintiffs but that this conspiracy was not a proximate cause of any injury suffered by the plaintiffs. The jury also found that Hobby had “committed an act or acts under color of state law that deprived Plaintiff Joseph Davis Farrar of a civil right,” but it found that Hobby’s conduct was not “a proximate cause of any damages” suffered by Joseph Farrar. App. to Brief in Opposition A-3. The jury made no findings in favor of Dale Farrar. In accordance with the jury’s answers to the special interrogate-
The Court of Appeals for the Fifth Circuit affirmed in part and reversed in part. Farrar v. Cain,
The plaintiffs then sought attorney’s fees under 42 U. S. C. § 1988. On January 80, 1987, the District Court entered an order awarding the plaintiffs $280,000 in fees, $27,932 in expenses, and $9,730 in prejudgment interest against Hobby. The court denied Hobby’s motion to reconsider the fee award on August 31,1990.
A divided Fifth Circuit panel reversed the fee award. Estate of Farrar v. Cain,
“The Farrars sued for $17 million in money damages; the jury gave them nothing. No money damages. No declaratory relief. No injunctive relief. Nothing. . . . [T]he Farrars did succeed in securing a jury-finding that Hobby violated their civil rights and a nominal award of one dollar. However, this finding did not in any meaningful sense ‘change the legal relationship’ between the Farrars and Hobby. Nor was the result a success for the Farrars on a ‘significant issue that achieve[d] some of the benefit the [Farrars] sought in bringing suit.’*108 When the sole relief sought is money damages, we fail to see how a party ‘prevails’ by winning one dollar out of the $17 million requested.”941 F. 2d, at 1315 (citations omitted) (quoting Garland, supra, at 791-792).1
The majority reasoned that even if an award of nominal damages represented some sort of victory, “surely [the Farrars’] was ‘a technical victory ... so insignificant and ... so near the situations addressed in Hewitt and Rhodes, as to be insufficient to support prevailing party status.’”
The dissent argued that “Hewitt, Rhodes and Garland [do not] go so far” as to hold that “where plaintiff obtains only
We granted certiorari.
I — I
The Civil Rights Attorney’s Fees Awards Act of 1976, 90 Stat. 2641, as amended, 42 U. S. C. § 1988, provides in relevant part:
“In any action or proceeding to enforce a provision of sections 1981,1982,1983,1986, and 1986 of this title, title IX of Public Law 92-318 ... , or title VI of the Civil Rights Act of 1964 .. ., the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.”
“Congress intended to permit the .. . award of counsel fees only when a party has prevailed on the merits.” Hanrahan v. Hampton,
We have elaborated on the definition of prevailing party in three recent cases. In Hewitt v. Helms,
In Rhodes v. Stewart,
Therefore, to qualify as a prevailing party, a civil rights plaintiff must obtain at least some relief on the merits of his claim. The plaintiff must obtain an enforceable judgment against the defendant from whom fees are sought, Hewitt, supra, at 760, or comparable relief through a consent decree or settlement, Maher v. Gagne,
Ill
A
Doubtless “the basic purpose of a § 1983 damages award should be to compensate persons for injuries caused by the deprivation of constitutional rights.” Carey v. Piphus,
We therefore hold that a plaintiff who wins nominal damages is a prevailing party under §1988. When a court awards nominal damages, it neither enters judgment for defendant on the merits nor declares the defendant’s legal immunity to suit. Cf. Kentucky v. Graham,
We have previously stated that “a technical victory may be so insignificant... as to be insufficient to support prevailing party status.” Garland,
B
Although the “technical” nature of a nominal damages award or any other judgment does not affect the prevailing party inquiry, it does bear on the propriety of fees awarded under § 1988. Once civil rights litigation materially alters the legal relationship between the parties, “the degree of the plaintiff’s overall success goes to the reasonableness” of a fee award under Hensley v. Eckerhart,
In some circumstances, even a plaintiff who formally “prevails” under §1988 should receive no attorney’s fees at all. A plaintiff who seeks compensatory damages but receives no more than nominal damages is often such a prevailing party. As we have held, a nominal damages award does render a plaintiff a prevailing party by allowing him to vindicate his “absolute” right to procedural due process through enforcement of a judgment against the defendant. Carey,
Although the Court of Appeals erred in failing to recognize that petitioners were prevailing parties, it correctly-reversed the District Court’s fee award. We accordingly affirm the judgment of the Court of Appeals.
So ordered.
Notes
Although the Fifth Circuit’s original opinion on liability made clear that Joseph Farrar alone was to receive nominal damages for violation of his due process rights, Farrar v. Cain,
The majority acknowledged its conflict with the Courts of Appeals for the Second, Eighth, Ninth, Tenth, and Eleventh Circuits.
Similarly, the plaintiff in Hewitt v. Helms,
We did not consider whether the plaintiffs in Garland could be denied prevailing party status on this basis, because “[t]hey prevailed on a significant issue in the litigation and . . . obtained some of the relief they sought.”
Concurrence Opinion
concurring.
If ever there was a plaintiff who deserved no attorney’s fees at all, that plaintiff is Joseph Farrar. He filed a lawsuit demanding 17 million dollars from six defendants. After 10 years of litigation and two trips to the Court of Appeals, he got one dollar from one defendant. As the Court holds today, that is simply not the type of victory that merits an award of attorney’s fees. Accordingly, I join the Court’s opinion and concur in its judgment. I write separately only to explain more fully why, in my view, it is appropriate to deny fees in this case.
I
Congress has authorized the federal courts to award “a reasonable attorney’s fee” in certain civil rights cases, but only to “the prevailing party.” 42 U. S. C. § 1988; Texas State Teachers Assn. v. Garland Independent School Dist.,
Nonetheless, Garland explicitly states that an enforceable judgment alone is not always enough: “Beyond th[e] absolute limitation [of some relief on the merits], a technical victory may be so insignificant... as to be insufficient” to support an award of attorney’s fees.
Consequently, the Court properly holds that, when a plaintiff’s victory is purely technical or de minimis, a district court need not go through the usual complexities involved in calculating attorney’s fees. Ante, at 114-115 (court need not calculate presumptive fee by determining the number of hours reasonably expended and multiplying it by the reasonable hourly rate; nor must it apply the 12 factors bearing on reasonableness). As a matter of common sense and sound
Precedent confirms what common sense suggests. It goes without saying that, if the de minimis exclusion were to prevent the plaintiff from obtaining prevailing party status, fees would have to be denied. Supra, at 116. And if the de mini-mis victory exclusion is in fact part of the reasonableness inquiry, see ante, at 114, summary denial of fees is still appropriate. We have explained that even the prevailing plaintiff may be denied fees if “ ‘special circumstances would render [the] award unjust.’ ” Hensley v. Eckerhart,
Of course, no matter how much sense this approach makes, it would be wholly inappropriate to adopt it if Congress had declared a contrary intent. When construing a statute, this Court is bound by the choices Congress has made, not the choices we might wish it had made. Felicitously, here they are one and the same. Section 1988 was enacted for a specific purpose: to restore the former equitable practice of awarding attorney’s fees to the prevailing party in certain civil rights cases, a practice this Court had disapproved in Alyeska Pipeline Service Co. v. Wilderness Society,
Indeed, § 1988 contemplates the denial of fees to de mini-mis victors through yet another mechanism. The statute only authorizes courts to award fees “as part of the costs.” 42 U. S. C. § 1988. As a result, when a court denies costs, it
In the context of this litigation, the technical or de mini-mis nature of Joseph Farrar’s victory is readily apparent: He asked for a bundle and got a pittance. While we hold today that this pittance is enough to render him a prevailing party, ante, at 113-114, it does not by itself prevent his victory from being purely technical. It is true that Joseph Farrar recovered something. But holding that any award of nominal damages renders the victory material would “render the concept of de minimis relief meaningless. Every nominal damage award has as its basis a finding of liability, but obviously many such victories are Pyrrhic ones.” Lawrence v. Hinton, 20 Fed. Rules Serv. 3d 934, 937 (CA4 1991); accord, Commissioners Court of Medina County, Texas v. United States, 221 U. S. App. D. C. 116, 123-124,
The difference between the amount recovered and the damages sought is not the only consideration, however. Carey v. Piphus,
Given that Joseph Farrar got some of what he wanted— one seventeen millionth, to be precise — his success might be considered material if it also accomplished some public goal
Ill
In this case, the relevant indicia of success — the extent of relief, the significance of the legal issue on which the plaintiff prevailed, and the public purpose served — all point to a single conclusion: Joseph Farrar achieved only a de minimis victory. As the Court correctly holds today, the appropriate fee in such a case is no fee at all. Because the Court of Appeals gave Joseph Farrar everything he deserved — nothing — I join the Court’s opinion affirming the judgment below.
Concurrence Opinion
with whom Justice Blackmun, Justice Stevens, and Justice Souter join, concurring in part and dissenting in part. .
We granted certiorari in.this case to decide whether 42 U. S. C. § 1988 entitles a civil rights plaintiff who recovers
However, I see no reason for the Court to reach out and decide what amount of attorney’s fees constitutes a reasonable amount in this instance. That issue was neither presented in the petition for certiorari nor briefed by petitioners. The opinion of the Court of Appeals was grounded exclusively in its determination that Farrar had not met the threshold requirement under § 1988. At no point did it purport to decide what a reasonable award should be if Farrar was a prevailing party.
It may be that the District Court abused its discretion and misapplied our precedents by belittling the significance of the amount of damages awarded in ascertaining petitioners’ fees. Cf. Hensley, supra, at 436. But it is one thing to say that the court erred as a matter of law in awarding $280,000; quite another to decree, especially without the benefit of petitioners’ views or consideration by the Court of Appeals, that the only fair fee was no fee whatsoever.
Litigation in this case lasted for more than a decade, has entailed a 6-week trial and given rise to two appeals. Civil rights cases often are complex, and we therefore have committed the task of calculating attorney’s fees to the trial court’s discretion for good reason. See, e. g., Hensley, supra,
I would vacate the judgment of the Court of Appeals and remand the case for further proceedings. Accordingly, I dissent.
In his brief to the Fifth Circuit, respondent did not argue that petitioners should be denied all fees even if they were found to be prevailing parties. Rather, he asserted that the District Court misapplied the law by awarding “excessive” fees and requested that they be reduced. See Brief for Defendant-Appellant in No. 90-2830, pp. 38-42.
