City of Riverside v. RiveraCity of Riverside v. Rivera
Lead Opinion
announced the judgment of the Court and delivered an opinion in which Justice Marshall, Justice Blackmun, and Justice Stevens join.
The issue presented in this case is whether an award of attorney’s fees under
I
Respondents, eight Chicano individuals, attended a party on the evening of August 1, 1975, at the Riverside, California, home of respondents Santos and Jennie Rivera. A large number of unidentified police officers, acting without a warrant, broke up the party using tear gas and, as found by the District Court, “unnecessary physical force.” Many of the guests, including four of the respondents, were arrested. The District Court later found that “[t]he party was not creating a disturbance in the community at the time of the break-in.” App. 188. Criminal charges against the arrest-ees were ultimately dismissed for lack of probable cause.
On June 4,1976, respondents sued the city of Riverside, its Chief of Police, and 30 individual police officers under
Respondents also sought attorney’s fees and costs under
Petitioners appealed only the attorney’s fees award, which the Court of Appeals for the Ninth Circuit affirmed. Rivera v. City of Riverside,
Petitioners again appealed the fee award. And again, the Court of Appeals affirmed, finding that “the district court correctly reconsidered the case in light of Hensley . . . .”
“In short, the district court applied the necessary criteria to justify the attorney’s fees awarded and explained the reasons for the award clearly and concisely. As required by Hensley, the district court adequately discussed the extent of the plaintiffs’ success and its relatiоnship to the amount of the attorney’s fees awarded. The award is well within the discretion of the district court.” Id., at 1583 (citation omitted).
Petitioners again sought a writ of certiorari from this Court, alleging that the District Court’s fee award was not “reasonable” within the meaning of
a
<i
In Alyeska Pipeline Service Co. v. Wilderness Society,
Hensley v. Eckerhart, supra, announced certain guidelines for calculating a reasonable attorney’s fee under
Hensley then discussed other considerations that might lead the district court to adjust the lodestar figure upward or downward, including the “important factor of the ‘results obtained. ’ ”
*569 “In [some] cases the plaintiff’s claims for relief will involve a common core of facts or will be based on related legal theories. Much of сounsel’s time will be devoted generally to the litigation as a whole, making it difficult to divide the hours expended on a claim-by-claim basis. Such a lawsuit cannot be viewed as a series of discrete claims. Instead the district court should focus on the significance of the overall relief obtained by the plaintiff in relation to the hours reasonably expended on the litigation.” Id., at 435.
Accordingly, Hensley emphasized that “[w]here a plaintiff has obtained excellent results, his attorney should recover a fully compensatory fee,” and that “the fee award should not be reduced simply because the plaintiff failed to prevail on every contention raised in the lawsuit.” Ibid.
B
Petitioners argue that the District Court failed properly to follow Hensley in calculating respondents’ fee award. We disagree. The District Court carefully considered the results obtained by respondents pursuant to the instructions set forth in Hensley, and concluded that respondents were entitled to recover attorney’s fees for all hours expended on the litigation. First, the court found that “[t]he amount of time expended by counsel in conducting this litigation was reasonable and reflected sound legal judgment under the circumstances.” App. 190.
The District Court then concluded that it was inappropriate to adjust respondents’ fee award downward to account for the fact that respondents had prevailed only on some of their claims, and against only some of the defendants. The court first determined that “it was never actually clear what officer did what until we had gotten through with the whole trial,” App. 236, so that “[u]nder the circumstances of this case, it was reasonable for plaintiffs initially to name thirty-one individual defendants ... as well as the City of Riverside as defendants in this action.” Id., at 188. The court remarked:
“I think every one of the claims that were made were related and if you look at the common core of facts that we had here that you had total success. . . . There was a problem about who was responsible for what and that problem was there all the way through to the time that we concluded the case. Some of the officers couldn’t agree about who did what and it is not at all suprising that it would, in my opinion, have been wrong for you*571 not to join all those officers since you yourself did not know precisely who were the officers that were responsible.” Id., at 235-236.
The court then found that the lawsuit could not “be viewed as a series of discrete claims,” Hensley,
“All claims made by plaintiffs were based on a common core of facts. The claims on which plaintiffs did not prevail were closely related to the claims on which they did prevail. The time devoted to claims on which plaintiffs did not prevail cannot reasonably be separated from time devoted to claims on which plaintiffs did prevail.” App. 189.
The District Court also considered the amount of damages recovered, and determined that the size of the damages award did not imply that respondents’ success was limited:
“[T]he size of the jury award resulted from (a) the general reluctance of jurors to make large awards against police officers, and (b) the dignified restraint which the plaintiffs exercised in describing their injuries to the jury. For example, although some of the actions of the police would clearly have been insulting and humiliating to even the most insensitive person and were, in the opinion of the Court, intentionally so, plaintiffs did not attempt to play up this aspect of the case.” Id., at 188-189.5
The court paid pаrticular attention to the fact that the case “presented complex and interrelated issues of fact and law,”
“Counsel for plaintiffs . . . served the public interest by vindicating important constitutional rights. Defendants had engaged in lawless, unconstitutional conduct, and the litigation of plaintiffs’ case was necessary to remedy defendants’ misconduct. Indeed, the Court was shocked at some of the acts of the police officers in this case and was convinced from the testimony that these acts were motivated by a general hostility to the Chicano community in the area where the incident occured. The amount of time expended by plaintiffs’ counsel in conducting this litigation was clearly reasonable and necessary to serve the public interest as well as the interests of plaintiffs in the vindication of their constitutional rights.” Id., at 190.
Finally, the District Court “focus[ed] on the significance of the overall relief obtained by [respondents] in relation to the hours reasonably expended on the litigation.” Hensley, supra, at 435. The court concluded that respondents had “achieved a level of success in this case that makes the total number of hours expended by counsel a proper basis for making the fee award,” App. 192:
“Counsel for plaintiffs achieved excellent results for their clients, and their accomplishment in this case was outstanding. The amount of time expended by counsel in conducting this litigation was reasonable and reflected sound legal judgment under the circumstances.” Id., at 190.
Based on our review of the record, we agree with the Court of Appeals that the District Court’s findings were not clearly erroneous. We conclude that the District Court correctly applied the factors announced in Hensley in calculating respondents’ fee award, and that the court did not abuse its
Ill
Petitioners, joined by the United States as amicus curiae, maintain that Hensley’s, lodestar approach is inappropriate in civil rights cases where a plaintiff recovers only monetary damages. In these cases, so the argument goes, use of the lodestar may result in fees that exceed the amount of damages recovered and that are therefore unreasonable. Likening such cases to private tort actions, petitioners and the United States submit that attorney’s fees in such cases should be proportionate to the amount of damages a plaintiff recovers. Specifically, they suggest that fee awards in damages cases should be modeled upon the contingent-fee arrangements commonly used in personal injury litigation. In this case, assuming a 33% contingency rate, this would enti-
The amount of damages a plaintiff recovers is certainly relevant to the amount of attorney’s fees to be awarded under
A
As an initial matter, we reject the notion that a civil rights action for damages constitutes nothing more than a private tort suit benefiting only the individual plaintiffs whose rights were violated. Unlike most private tort litigants, a civil rights plaintiff seeks to vindicate important civil and constitutional rights that cannot be valued solely in monetary terms. See Carey v. Piphus,
“The institutional behavior involved here . . . had to be stopped and . . . nothing short of having a lawsuit like this would have stopped it. . . . [T]he improper motivation which appeared as a result of all of this seemed to*575 me to have pervaded a very broad segment of police officers in the department.” Id., at 237.7
In addition, the damages a plaintiff recovers contributes significantly to the deterrence of civil rights violations in the future. See McCann v. Coughlin,
Congress expressly recognized that a plaintiff who obtains relief in a civil rights lawsuit “‘does so not for himself alone but also as a ‘private attorney general,’ vindicating a policy that Congress considered of the highest importance.’” House Report, at 2 (quoting Newman v. Piggie Park Enterprises, Inc.,
Because damages awards do not reflect fully the public benefit advanced by civil rights litigation, Congress did not intend for fees in civil rights cases, unlike most private law cases, to depend on obtaining substantial monetary relief. Rather, Congress made clear that it “intended that the amount of fees awarded under [
B
A rule that limits attorney’s fees in civil rights cases to a proportion of the damages awarded would seriously undermine Congress’ purpose in enacting
“[WJhile damages are theoretically available under the statutes covered by [§ 1988 ], it should be observed that, in some cases, immunity doctrines and special defenses, available only to public officials, preclude or severely limit the damage remedy. Consequently, awarding counsel fees to prevailing plaintiffs in such litigation is particularly important and necessary if Federal civil and consitutional rights are to be adequately protected.” House Report, at 9. (emphasis added; footnote omittеd).
See also 122 Cong. Rec., at 33314 (remarks of Sen. Kennedy) (“[C]ivil rights cases — unlike tort or antitrust cases — do not provide the prevailing plaintiff with a large recovery from which he can pay his lawyer”). Congress enacted
“[F]ee awards have proved an essential remedy if private citizens are to have a meaningful opportunity to vin*578 dicate the important Congressional policies which these laws contain.
. . If private citizens are to be able to assert their civil rights, and if those who violate the Nation’s fundamental laws are not to proceed with impunity, then citizens must have the opportunity to recover what it costs them to vindicate these rights in court.” Senate Report, at 2.
See also Kerr v. Quinn,
A rule of proportionality would make it difficult, if not impossible, for individuals with meritorious civil rights claims but relatively small potential damages to obtain redress from the courts. This is totally inconsistent with Congress’ purpose in enacting
IV
We agree with petitioners that Congress intended that statutory fee awards be “adequate to attract competent counsel, but. . . not produce windfalls to attorneys.” Senate Report, at 6. However, we find no evidence that Congress intended that, in order to avoid “windfalls to attorneys,” attorney’s fees be proportionate to the amount of damages a civil rights plaintiff might recover. Rather, there already exists a wide range of safeguards designed to protect civil rights defendants against the possibility of excessive fee awards. Both the House and Senate Reports identify standards for courts to follow in awarding and calculating attorney’s fees, see ibid.; House Report, at 8; these standards are designed to ensure that attorneys are compensated only for time reasonably expended on a case. The district court has the discretion to deny fees to prevailing plaintiffs under special circumstances, see Hensley,
In the absence of any indication that Congress intended to adopt a strict rule that attorney’s fees under
Affirmed.
Notes
Counsel for respondents explаined to the District Court that respondents had not pursued their request for injunctive relief because “the bottom line of what we would ask for is that the police officers obey the law. And that is virtually always denied by a court because a court properly, I think, says that for the future we will assume that all police officers will abide by the law, including the Constitution.” App. 219. The District Court’s response to this explanation is significant:
“[I]f you [respondents] had asked for [injunctive relief] against some of the officers I think I would have granted it. ... I would agree with you that there is a problem about telling the officers that they have to obey the law. But if you want to know what the Court thought about some of the behavior, it was — it would have warranted an injunction.” Ibid.
The District Court determined that $125 per hour was the “rate typical of the prevailing market rate for similar services by lawyers of comparable skill, experience and reputation within the Central District at the time these services were performed,” id,., at 190, and that “[t]he rate of $25 per hour, which counsel seeks as compensation for the time expended by two law clerks, was lower than the customary hourly rate for such services at the time those services were performed.” Ibid.
These factors are: (1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill requisite to perform the legal service properly; (4) the preclusion of employment by the attorney due to acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or the circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the “undesirability” of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases.
Hensley stated that a fee applicant should “exercise ‘billing judgment’ with respect to hours worked.”
Hensley also stated that a fee applicant should “maintain billing time records in a manner that will enable a reviewing court to identify distinct claims.” Id., at 437. Petitioners submit that the time records submitted by respondents’ attorneys made it difficult for the District Court to identify and separate distinct claims. The District Court, however, does not appear to have shared this view. In any event, while it is true that some of the disputed time records do not identify the precise claims worked on at the time, we find this lapse unimportant, in light of the District Court’s finding that all of respondents’ claims were interrelated.
At the second hearing on remand, the court also remarked:
“I have tried several civil rights violation cases in which police officers have figured and in the main they prevailed because juries do not bring in verdicts against police officers very readily nor against cities. The size of the verdicts against the individuals is not at all surprising because juries are very reluctant to bring in large verdicts against police officers who don’t have the resources to answer those verdicts. The relief here I think was absolutely complete.” App. 235.
In addition to the amount involved and the results obtained, the District Court also discussed several of the other factors identified in Johnson, including: the time and labor required; the novelty and difficulty of the questions presented; the skill requisite to perform the legal service properly; the customary fee; the experience, reputation, and ability of the attorneys; and the undesirability of the case.
With respect to the time and labor required to litigate the case, petitioners suggest that much of the time for which respondents’ counsel received compensation was not “reasonable.” See Brief for Petitioners 12-13. However, the District Court considered, and properly rejected, these arguments.- For example, petitioners object to fees being awarded for the 59 hours respondents’ counsel spent preparing jury instructions which, according to petitioners, “were subsequently mostly discarded by the trial court.” Id., at 12. The District Court, however, denied having discarded respondents’ jury instructions. App. 215. Similarly, petitioners object to fees being awarded for 197 hours of conversation between respondents’ two attorneys. The District Court however, noted: “I haven’t got any doubt that it probably took 250 hours of conversation about the case between the two of them.” Ibid. We believe that the District Court was in the best position to determine whether the time expended by respondents’ counsel was reasonable.
The District Court also observed that even though respondents ultimately dropped their request for injunctive relief, petitioners’ misconduct clearly “would have warranted an injunction.” Id., at 219; see n. 1, supra.
See DeFilippo v. Morizio,
Of course, we do not mean to suggest that private-sector comparisons are irrelevant to fee calculations under
The United States suggests that “[t]he prospect of recovering $11,000 for representing [respondents] in a damages suit (assuming а contingency rate of 33%) is likely to attract a substantial number of attorneys.” Brief for United States as Amicus Curiae 22-23. However, the District Court found that the 1,946.75 hours respondents’ counsel spent litigating the case were reasonable and that “[t]here was not any possible way that you could have avoided putting in that amount of time . . . App. 238. We reject the United States’ suggestion that the prospect of working nearly 2,000 hours at a rate of $5.65 an hour, to be paid more than 10 years after the work began, is “likely to attract a substantial number of attorneys.” Brief for United States as Amicus Curiae 23.
Thus, petitioners could have avoided liability for the bulk of the attorney’s fees for which they now find themselves liable by making a reasonable settlement offer in a timely manner. While petitioners did offer respondents $25,000 in settlement at the time the jury was deliberating the case, this offer was made, as the District Court noted, “well after [respondents’ counsel] had spent thousands of dollars on preparation for trial. . . .” App. 237-238. “The government cannot litigate tenaciously and then be heard to complain about the time necessarily spent by the plaintiff in re
We note that Congress has been urged to amend
Concurrence Opinion
concurring in the judgment.
I join only the Court’s judgment. The plurality opinion reads our decision in Hensley v. Eckerhart,
I
Because the history of the case is relevant to my views, I summarize it. City police officers, without warrants, forcibly entered a private residence where respondents were attending a party and arrested four of them. Criminal charges were lodged against those arrested, but later were dismissed. Respondents instituted this action on June 4, 1976, against petitioners city of Riverside, its Chief of Police, and
Specifically, the jury found that the city and three of the officers had violated
The District Court approved in full the requested amount.
1. “All claims made by plaintiffs were based on a common core of facts. The claims on which plaintiffs did not prevail were closely related to the claims on which they did prevail. The time devoted to claims on which plaintiffs did not prevail cannot reasonably be separated from time devoted to claims on which plaintiffs did prevail.”
2. “Counsel demonstrated outstanding skill and experience in handling this case.”
3. “[M]any attorneys in the community would have been reluctant to institute and to continue to prosecute this action.”
4. The number of hours claimed to have been expended by the two lawyers was “fair and reasonable.”
5. “Counsel for plaintiffs achieved excellent results for their clients, and their accomplishment in this case was outstanding. The amount of time expended by counsel . . . was reasonable and reflected sound legal judgment under the circumstances.”
6. Counsel “also served the public interest by vindicating important constitutional rights.”
7. The “hourly rate [of $125 per hour is] typical of the prevailing market rate for similar services by lawyers of comparable skill, experience and reputation within the Central District at the time these services were performed.”
8. Finally, in view of the level of success attained in this case, “the total number of hours expended by counsel [is] a proper basis for making the fee award.” Id., at 2-6 to 2-10.
II
I comment briefly on the principal arguments made by petitioners. They emphasize that although suit was instituted against the city, its Chief of Police, and 30 police officers, respondents prevailed only against the city and 5 of the officers. It is true that under Hensley fees should not be awarded for hours spent on claims as to which the plaintiffs were unsuccessful. Hensley also teaches, however, that where a “lawsuit consists of related claims, a plaintiff who has won substantial relief should not have his attorney’s fee reduced simply because the district court did not adopt each contention raised.”
Petitioners argue for a rule of proportionality between the fee awarded and the damages recovered in a civil rights case. Neither the decisions of this Court nor the legislative history of
Finally, petitioners also contend that in determining a proper fee under
Ill
In sum, despite serious doubts as to the fairness of the fees awarded in this case, I cannot conclude that the detailed findings made by the District Court, and accepted by the Court of Appeals, were clearly erroneous, or that the District Court abused its discretion in making this fee аward.
The District Court did refuse a request to double the award.
A district court should be alert in a case such as this one to consider whether counsel, without adequate basis, may have included as defendants persons whose conduct was too peripheral to support liability or even irrelevant to the substantive allegations of the complaint. In this ease, for example, of the 30 defendant officers originally named, 17 were dismissed prior to trial, and 8 more were cleared by the jury’s verdict. Thus, only five — a small fraction of the number sued — were held liable. Such a wide difference between the number of defendants named and the number ultimately found to have any responsibility for the alleged injury could raise serious doubt as to whether counsel had reasonable grounds for suing certain defendants. Overstating the number of defendants readily could lead to inflation of billable hours and thus of the fee requested. Here, however, the District Court expressly found that “[ujnder the circumstances of this case, it was reasonable for plaintiffs initially to name thirty-one individual defendants (thirty police officers and the chief of police).” App. to Pet. for Cert. 2-4.
It probably will be the rare ease in which an award of private damages can be said to benefit the public interest to an extent that would justify the disproportionality between damages and fees reflected in this case.
In Part III-B of its opinion, the plurality emphasizes that a primary purpose of
I know of no empirical study supporting the view that aggrieved persons now have difficulty in obtaining counsel in civil rights cases. Moreover, since 1976 the number of lawyers licensed in the United States has increased from approximately 396,000, 24 Employment and Earnings 8, Table 1, United States Dept, of Labor, Bureau оf Labor Statistics (1977), to an estimated 675,000, B. Curran, The Lawyer Statistical Report 4 (1985).
Dissenting Opinion
dissenting.
I join Justice Rehnquist’s dissenting opinion. I write only to add that it would be difficult to find a better example of legal nonsense than the fixing of attorney’s fees by a judge at $245,456.25 for the recovery of $33,350 damages.
The two attorneys receiving this nearly quarter-million-dollar fee graduated from law school in 1973 and 1974; they brought this action in 1975, which resulted in the $33,350 jury award in 1980. Their total professional experience when this litigation began consisted of Gerald Lopez’ 1-year service as a law clerk to a judge and Roy Cazares’ two years’ experience as a trial attorney in the Defenders’ Program of San Diego County. For their services the District Court found that an hourly rate of $125 per hour was reasonable.
Can anyone doubt that no private party would ever have dreamed of paying these two novice attorneys $125 per hour in 1975, which, considering inflation, would represent perhaps something more nearly a $250 per hour rate today? For example, as Justice Rehnquist points out, post, at 590, would any private litigant be willing to pay a total of $17,875 simply for preparation of a pretrial order?
Dissenting Opinion
with whom The Chief Justice, Justice White, and Justice O’Connor join, dissenting.
In Hensley v. Eckerhart,
Respondents then filed a request for $495,713.51 in attorney’s fees, representing approximately 15 times the amount of the underlying money judgment. In April 1981, the District Court made its initial fee award of $245,456.25, declining to apply respondents’ requested “multiplier,” but awarding, to the penny, the entire “lodestar” claimed by respondents and their attorneys. The Ninth Circuit affirmed, Rivera v. City of Riverside,
It is obvious to me that the District Court viewed Hensley not as a constraint on its'discretion, but instead as a blueprint for justifying, in an after-the-fact fashion, a fee award it had already decided to enter solely on the basis of the “lodestar.” In fact, the District Court failed at almost every turn to apply any kind of “billing judgment,” or to seriously consider the “results obtained,” which we described in Hensley as “the important factor” in determining a “reasonable” fee award.
“[T]he size of the jury award resulted from (a) the general reluctance of jurors to make large awards against police officers, and (b) the dignified restraint which the plaintiffs exercised in describing their injuries to the jury. For example, although some of the actions of the police would clearly have been insulting and humiliating to even the most insensitive person and were, in the opinion of the Court, intentionally so, plaintiffs did not attempt to play up this aspect of the case.” App. 188-189.
But a district court,, in awarding attorney’s fees under
The analysis of whether the extraordinary number of hours put in by respondents’ attorneys in this case was “reasonable” must be made in light of both the traditional billing practices in the profession, and the fundamental principle that the award of a “reasonable” attorney’s fee under
“Counsel for the prevailing party should make a good-faith effort to exclude from a fee request hours that are excessive, redundant, or otherwise unnecessary, just as a lawyer in private practice ethically is obligated to exclude such hours from his fee submission. ‘In the private sector, “billing judgment” is an important component in fee setting. It is no less important here. Hours that are not properly billed to one’s client also are not properly billed to one’s adversary pursuant to statutory authority.’”461 U. S., at 434 , quoting Copeland v. Marshall, 205 U. S. App. D. C. 390, 401,641 F. 2d 880 , 891 (1980) (en banc) (emphasis in original).
I think that this analysis, which appears nowherе in the plurality’s opinion, leads inexorably to the conclusion that the District Court’s fee award of $245,456.25, based on a prevailing hourly rate of $125 multiplied by the number of hours which respondents’ attorneys claim to have spent on the case, is not a “reasonable” attorney’s fee under
Suppose that A offers to sell Blackacre to B for $10,000. It is commonly known and accepted that Blackacre has a fair market value of $10,000. B consults an attorney and requests a determination whether A can convey good title to Blackacre. The attorney writes an elaborate memorandum concluding that A’s title to Blackacre is defective, and submits a bill to B for $25,000. B refuses to pay the bill, the attorney sues, and the parties stipulate that the attorney spent 200 hours researching the title issue because of an extraordinarily complex legal and factual situation, and that
Obviously the billing situation in a typical litigated case is more complex than in this bedrock example of a defective title claim, but some of the same principles are surely applicable. If A has a claim for contract damages in the amount of $10,000 against B, and retains an attorney to prosecute the claim, it would be both extraordinary and unjustifiable, in the absence of any special arrangement, for the attorney to put in 200 hours on the case and send the client a bill for $25,000. Such a bill would be “unreasonable,” regardless of whether A obtained a judgment against B for $10,000 or obtained a take-nothing judgment. And in such a case, where the prospective recovery is limited, it is exactly this “billing judgment” which enables the parties to achieve a settlement; any competent attorney, whether prosecuting or defending a contract action for $10,000, would realize that the case simply cannot justify a fee in exсess of the potential recovery on the part of either the plaintiff’s or the defendant’s attorney. All of these examples illuminate the point made in Hensley that “the important factor” in determining a “reasonable” fee is the “results obtained.”
In the context of
The plurality, ante, Part III, at 573-574, explains the position advanced by petitioner and the United States concerning fee awards in a case such as this, and then goes on to “reject the proposition that fee awards under
“In computing the fee, counsel for prevailing parties should be paid, as is traditional with attorneys compensated by a fee-paying client, ‘for all time reasonably expended on a matter.’” S. Rep. No. 94-1011, p. 6 (1976) (emphasis added), quoting Van Davis v. County of Los Angeles, 8 EPD ¶ 9444 (CD Cal. 1974); Stanford Daily v. Zurcher, 64 F. R. D. 680, 684 (ND Cal. 1974).