ALFREDO GOMEZ, Petitioner, v. THE SUPERIOR COURT OF LASSEN COUNTY, Respondent; TOM FELKER, as Warden, etc., Real Party in Interest. MANUEL JUAREZ, Petitioner, v. THE SUPERIOR COURT OF LASSEN COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
No. S179176
Supreme Court of California
June 18, 2012
54 Cal.4th 293
COUNSEL
Michael Satris, under appointment by the Supreme Court, for Petitioners.
Jon A. Nakanishi for Respondent.
F. Donald Sokol, Presiding Judge of the Lassen County Superior Court, for Respondent, upon the request of the Supreme Court.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Jessica N. Blonien, Heather M. Heckler, Anya M. Binsacca and Christopher J. Rench, Deputy Attorneys General, for Real Parties in Interest.
David E. Gunn for the California Court Commissioners Association as Amicus Curiae, upon the request of the Supreme Court.
OPINION
CANTIL-SAKAUYE, C. J.— We granted review to decide whether a court commissioner has the authority to summarily deny a petition for writ of mandamus or habeas corpus under
FACTS
Petitioner Gomez, an inmate at High Desert State Prison in Susanville, filed a petition for writ of mandate in the Lassen Superior Court, seeking to require the prison to process four administrative appeals of grievances that he had filed. These administrative appeals addressed his grievances regarding the prison policies for the certification of in forma pauperis forms; the prison‘s alleged failure to provide postage for mailing legal documents; the prison‘s alleged failure to respond to a request for public records; and the prison‘s refusal to process administrative appeals in the first two matters. In his petition in the superior court, Gomez complained that the prison‘s failure to process his appeals prevented him from exhausting administrative remedies, a prerequisite to filing an action in federal court. (See Woodford v. Ngo (2006) 548 U.S. 81 [165 L.Ed.2d 368, 126 S.Ct. 2378] [prisoner must properly exhaust administrative review processes before suing prison officials in a federal civil rights action under
Petitioner Juarez, also a prisoner at High Desert State Prison, similarly filed a petition for writ of mandate in the Lassen Superior Court seeking a writ dirеcting prison authorities to process three administrative appeals of grievances that he had filed. These three administrative appeals addressed his grievances seeking damages resulting from an incident in which Juarez had been forced to “prone-out” for over five hours without being allowed to use the restroom; seeking return of a folder containing personal artwork, addresses, and photographs, which had been confiscated by a prison staff member; and complaining about a staff member‘s alleged failure to respond to Juarez‘s complaint about the seizure of the folder. Like Gomez, Juarez alleged that the failure of prison authorities to process his appeals regarding these grievances prevented him from exhausting his administrative remedies, a prerequisite to seeking relief in federal court. Commissioner Arnold issued an order treating the petition fоr writ of mandate as a petition for writ of habeas corpus and denied it, concluding, “The petition does not merit relief in habeas corpus and is denied.”
In response to the alternative writ, the Attorney General filed a return on behalf of real parties in interest, the warden and other officials of High Desert State Prison, arguing that commissioners do not have the authority to enter final orders in writ proceedings unless both parties consent to the commissioner acting as a temporary judge. However, the Superior Court of Lassen County also filed a return, asserting that
The Court of Appeal denied both petitions in a published decision, concluding that a commissioner is granted authority to deny habeas corpus petitions and petitions for writs of mandate by
The Court of Appeal further concluded that
DISCUSSION
As explained post, the Court of Appeal was correct both in its interpretation of
A. Interpretation of Section 259
A writ of mandate may be issued by any court to “any inferior tribunal, corporation, board, or person, to compel the performance of an act”
The procedures in a habeas corpus proceeding are similar. “Every person unlawfully imprisoned or restrained of his liberty, under any pretense whatever, may prosecute a writ of habeas corpus, to inquire into the cause of such imprisonment or restraint.” (
Because many issues cognizable on habeas corpus may be resolved without the presence of the petitioner, courts have developed the practice of issuing an order to show cause in lieu of issuing a writ of habeas corpus. (In re Hochberg (1970) 2 Cal.3d 870, 874, fn. 2 [87 Cal.Rptr. 681, 471 P.2d 1].) The order to show cause directs the respondent to file a written return. (Ibid.) Thus, in a habeas corpus proceeding, the issuance of the writ of habeas corpus or an order to show cause serves the same function as an alternative writ serves in a mandate proceeding: it provides notice to and calls for a response by the respondent. Before the writ or order to show cause issues, no appearance by the respondent is required.3 Thus, the granting or denial of a habeas corpus petition (or an order to show cause in a habeas corpus proceeding) without an appearance by the respondent constitutes an ex parte matter.
The use in
Petitioners contend that
Next, to the extent there is ambiguity in
B. Constitutionality of Section 259, Subdivision (a)
The California Constitution authorizes the Legislature to “provide for the appointment by trial courts of record of officers such as commissioners to perform subordinate judicial duties.” (
In determining whether
1. History of article VI, section 22
The history of
Prior to the revision of the California Constitution in 1966, the relevant section of the Constitution authorized the Legislature to “provide for the appointment, by the several superior courts, of one or more commissioners ... with authority to perform chamber business of the judges of the superior courts, to take depositions, and to perform such other business connected with the administration of justice as may be prescribed by law.” (
In Rooney, supra, 10 Cal.3d 351, 362, this court explained that the “words ‘subordinate judicial duties’ were intended by the draftsmen as an appropriate constitutional phrase sufficiently broad to permit specific detаils to be later enacted or adopted by the legislative or rulemaking agencies. [Citations.] The reference to ‘judicial’ duties was not intended to preclude assignment of ministerial or administrative duties to court commissioners but was intended to eliminate any possibility that assigning subordinate judicial duties to commissioners would violate the constitutional doctrine of separation of powers.”
In Rooney this court examined the voter information pamphlet for the election at which the constitutional revision was adopted, and found “no indication of any intent to change or restrict the judicial powers assignable to court commissioners.” (Rooney, supra, 10 Cal.3d at p. 364, fn. 10.) This court concluded that “[n]othing in the history of the drafting and adoption of the constitutional provision indicates that the phrase ‘subordinate judicial duties’ should be interpreted as foreclosing or limiting court commissioners from exercising the powers which the Legislature had confеrred upon them prior to 1966. ... [¶] The absence of any manifestation of intent on the part of the framers of the revision of article VI to modify the powers of court commissioners under long-existing legislation affirmatively shows that they intended no such change.” (Id. at p. 364.)
At the time that article VI, section 22 was adopted in 1966, long-standing legislation authorized commissioners to determine ex parte writ petitions. The language of
As adopted in 1872, the statute gave every commissioner the power “[t]o hear and determine ex parte motions for orders and writs (except orders or writs of injunction).” (See history, Deering‘s Ann. Code Civ. Proc. (1991 ed.) foll. § 259, p. 485.) In 1880, it was amended to add a proviso granting such authority “only in the absence or inability to act of the judge or judges of the superior court.” (Code Civ. Proc., former § 259, as amended by Code Civ.
Petitioners additionally contend that a summary denial of a writ petition can have significantly more negative consequences for a petitioner than it did in 1966 and that these consequences remove the denial of a writ petition from the category of “subordinate judicial duties.” Petitioners аrgue that “[s]ince 1966, this Court has tightened and given teeth to ‘the rule that absent a change in the applicable law or the facts, the court will not consider repeated applications for habeas corpus presenting claims previously rejected.’ (In re Clark (1993) 5 Cal.4th 750, 767 [21 Cal.Rptr.2d 509, 855 P.2d 729].)” Under the circumstances here, denial of a petition regarding conditions of confinement, we disagree. In re Clark involved a habeas corpus petition claiming that the petitioner‘s conviction and death sentence were invalid. (In re Clark, supra, 5 Cal.4th 750 (Clark).) Clark recognized that the long-standing bar against “successive petitions“—those raising the same issues rejected in a prior petition or challenging a conviction or sentence on grounds not raised in a prior petition—had sometimes been treated as discretionary. (Id. at p. 768.) Clark clarified that the denial of a habeas corpus petition—including a summary denial—precludes consideration оf a successive petition unless the petitioner justifies the delay in seeking relief or demonstrates that “a fundamental miscarriage of justice occurred as a result of the proceedings leading to conviction and/or sentence.” (Id. at p. 797.) Clark also set forth specific definitions of what constitutes a miscarriage of justice in this context. (Id. at pp. 787-797.)
As is obvious from the above discussion, to the extent that Clark altered the law regarding successive petitions, it did so in the context of petitions that seek to collaterally challenge a criminal conviction. Clark explained that procedural rules barring delayed and successive writs “are necessary both to deter use of the writ to unjustifiably delay implementation of the law, and to avoid the need to set aside final judgments of conviction when retrial would be difficult or impossible.” (Clark, supra, 5 Cal.4th at p. 764.) Such rules “are
issue writs of mandamus, certiorari, prohibition, quo warranto, and habeas corpus . . . in their respective counties“].) This constitutional grant of authority to judges “as contradistinguished from the court” to determine habeas corpus matters further reinforces the conclusion that such matters were “chamber business” that could be delegated to commissioners both before and after the 1966 constitutional revision.
To resolve the present dispute we need not decide whether
Similarly, petitioners contend that the consequences of the denial of a state habeas corpus petition are more significant today than they were in 1966 because under current federal law, with limited exceptions, a federal
2. Subordinate judicial duties
Even if the historical analysis were not dispositive, our case law establishes that subordinate judicial duties are not limited to the rendering of decisions that are not final. In Rooney, we upheld a statute permitting commissioners to “hear, report on, and determine all uncontestеd actions and proceedings.” (Former § 259a, subd. 6, as added by Stats. 1929, ch. 874, § 2, pp. 1937-1938.)11 We specifically disapproved anything to the contrary in Mosler v. Parrington (1972) 25 Cal.App.3d 354 [101 Cal.Rptr. 829], which had held that a commissioner lacked authority to render a default judgment in
In In re Kathy P. (1979) 25 Cal.3d 91 [159 Cal.Rptr. 874, 599 P.2d 65], we upheld a statute granting juvenile traffic hearing officers full authority to hear and decide contested traffic infraction cases. Welfare and Institutions Code sections 255 and 256 authorize juvenile court judges to appoint traffic hearing officers to hear and decide charges against a minor involving any nonfelony violation of the Vehicle Code. The minor or the parent may request modification or rehearing of the hearing officer‘s order by a judge, but is not entitled to a rehearing by a judge. (Welf. & Inst. Code, § 262.) We acknowledged that “[w]hen serious juvenile misconduct is charged, the referee‘s subjudicial authority to make a final determination extends to uncontested or collateral maters but not to contested adjudications.” (In re Kathy P., supra, at pp. 97-98; see In re Edgar M. (1975) 14 Cal.3d 727 [122 Cal.Rptr. 574, 537 P.2d 406].) We concluded, however, that the adjudication of contested juvenile traffic infraction cases was properly characterized as a subordinate judicial duty. The minor nature of the offense (infractions are not punishable by imprisonment) and the high volume of cases justified simplified procedures.
In Kathy P., we cited with approval the decision in People v. Lucas (1978) 82 Cal.App.3d 47 [147 Cal.Rptr. 235] (Lucas), which held that
Giving appropriate deference to the Legislature‘s determination, the decision whether to summarily deny a petition for writ of mandate or habeas corpus may “properly be ranked as ‘subordinate’ in relation to the diversity and complexity of the other duties of a [superior] court judge.” (Lucas, supra, 82 Cal.App.3d at p. 54.) A commissioner assigned to hear and determine an ex parte writ petition must determine, from the face of the petition, whether it states a prima facie case or is barred by some form of procedural default. (
Even if, as petitioners contend, a writ petition at the initial, ex parte, stage is not technically an uncontested matter, the task of determining such a petition is comparable in complexity to the task of determining an uncontested matter. Lucas pointed out that Rooney had upheld the authority of commissioners to hear uncontested matters. (Lucas, supra, 82 Cal.App.3d at p. 50.) Lucas noted that “in the hearing of some of the uncontested matters, a commissioner may be required to decide significant issues of law and make findings of fact which have the same import and finality as though made by a judge. For example, in default hearings, the court is required to receive evidence, determine the facts established by the evidence, and apply the law to these facts notwithstanding that the defendant has failed to answer. (
Finally, petitioners contend that “[v]esting power in a commissioner to deny any and all habeas petitions is at odds with the power and majesty of the great writ.” We have recognized that “the writ has been aptly termed ‘the safe-guard and the palladium of our liberties’ [citation] and is ‘regarded as the greatest remedy known to the law whereby one unlawfully restrained of his liberty can secure his release. . . .’ [Citation.]” (Clark, supra, 5 Cal.4th at p. 764.) Petitioners in the present case do not seek release from confinement, however, and we need not decide in the present case whether the assignment of a commissioner to a casе that challenged the prisoner‘s conviction or otherwise alleged grounds for release from confinement would be constitutional. In any event, our conclusion that making the initial determinations required at the ex parte stage of a writ proceeding constitutes a subordinate judicial duty is not based on any belief that the matters sought to be remedied through writs may be characterized as minor or insignificant. Rather, it is
CONCLUSION
The decision of the Court of Appeal is affirmed.
Kennard, J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.
