JAMES T. LEWIS, Pеtitioner, v. THE SUPERIOR COURT OF SAN BERNARDINO COUNTY, Respondent; CHESTER GREEN et al., Real Parties in Interest.
No. S061240
Supreme Court of California
Feb. 8, 1999
19 Cal. 4th 1232
COUNSEL
Howard, Moss, Loveder, Strickroth & Walker, Margaret M. Parker, James E. Loveder and Daniel G. Pezold for Petitioner.
No appearance for Respondent.
McIntire Law Corporation, Christopher D. McIntire and Michael V. McIntire for Real Parties in Interest.
Michael P. Fudge, Public Defender, and John Hamilton Scott, Deputy Public Defender, for Los Angeles County as Amicus Curiae on behalf of Real Parties in Interest.
Jay-Allen Eisen; Barry R. Levy; Michael M. Berger; Peter W. Davis; Rex S. Heinke; Wendy C. Lascher; and Gerald Z. Marer for the California Academy of Appellate Lawyers as Amicus Curiae on behalf of Real Parties in Interest.
OPINION
GEORGE, C. J.—When an appellate court considers a petition for a writ of mandate or prohibition, it is authorized in limited circumstances to issue a peremptory writ in the first instance, without having issued an alternative writ or order to show cause. (
As we shall explain, the statutes and rules governing peremptory writs of mandate and prohibition do not require an appellate court to afford the parties an opportunity for oral argument before the court issues such a writ in the first instance, and in the past this court and the Courts of Appeal have
We further conclude that the Court of Appeal’s opinion directing the issuance of a peremptory writ of mandate in this case satisfies the requirement that “[d]ecisions of the Supreme Court and courts of appeal that determine causes shall be in writing with reasons stated.” (
I
Real party in interest Chester Green sustained personal injuries when the horse he was riding stumbled on a road owned by petitioner James T. Lewis. Green sued Lewis for negligence, alleging that Lewis failed to maintain the road in a safe condition, thereby causing Green to fall to the ground when his horse stepped into a rut. Chester Green’s wife, real party in interest Robin Green, alleged a cause of action for loss of consortium.
Lewis moved for summary judgment on the ground the Greens’ claims are barred by the recreational use immunity found in
Lewis filed a petition for writ of mandate, prohibition, or other appropriate relief in the Court of Appeal. He requested that the court issue an alternative writ commanding the superior court to vacate its order denying the motion for summary judgment and to enter an order granting that motion, or to show cause before the Court of Appeal why it should not do so and why a peremptory writ should not issue. Lewis further requested that on the return of the alternative writ and a hearing on the order to show cause, the Court of Appeal issue a peremptory writ directing the superior court to grant his motion for summary judgment. Finally, Lewis asked the Court of Appeal to grant such other relief as the court deemed just and proper.
Before receiving opposition from the Greens, the Court of Appeal filed and served a document that stated in relevant part: “Good cause appearing therefor, [¶] Real party is invited to file a response to the petition for writ of mandate/ prohibition on file herein . . . . Unless good cause is shown, the court may issue a peremptory writ.” Accordingly, the Greens filed an “Opposition to Petition for Writ of Mandate/Prohibition; Or Request for Alternative Writ,” which contained 30 pages of points and authorities. Their opposition included a separately numbered and captioned argument explaining that the issuance of a writ of mandate in the first instance would establish law of the case and finally dispose of their claims, precluding them from raising the issue on appeal; “[y]et, in the ordinary course of appeal, the Greens would be entitled to a complete briefing schedule and oral argument.” Therefore, they requested that, if the Court of Appeal intended to entertain the petition further, “an alternative writ be issued, a briefing schedule established, and the case calendared for oral argument.”
Four days after the Greens filed their opposition, and without issuing an alternative writ or order to show cause, or hearing oral argument, the Court of Appeal filed a three-page written decision directing the issuance of a peremptory writ of mandate, instructing the superior court to set aside its order denying Lewis’s motion for summary judgment and to enter a new order granting the motion. The decision begins with the following comments: “The court has read and considered the petition and the opposition thereto which we conclude adequately address the issues raised by the petition. We have reviewed the record and concluded that no factual dispute exists. We have determined that resolution of the matter involves the application of settled principles of law, and that issuance of an alternative writ would add nothing to the presentation already made. Accordingly, the issuance of a peremptory writ in the first instance is appropriate. (Palma v. U.S. Industrial Fasteners, Inc. (1984) 36 Cal.3d 171, 178 [203 Cal.Rptr. 626, 681 P.2d 893]; Alexander v. Superior Court (1993) 5 Cal.4th 1218, 1222-1223 [23 Cal.Rptr.2d 397, 859 P.2d 96].)” The Court of Appeal’s decision does not address specifically the Greens’ request for complete briefing and oral argument.
The Greens then filed a “Petition for Judicial Rehearing; Request for Oral Argument.” They asserted, among other things, that the Court of Appeal’s “abbreviated opinion” fails to discuss the evidence and legal authority supporting the trial court’s ruling, and that it improperly weighs disputed facts. The Greens also noted the “anomalous situation” that they would have been afforded more complete consideration of their arguments through direct appeal, including full briefing and oral argument, had the superior court ruled against them and granted Lewis’s motion for summary judgment. The petition for rehearing requested “the judicial consideration routinely provided by the Appeals Division of this Court . . . .” The Court of Appeal denied without comment the petition for rehearing.
The Greens petitioned for review, raising several issues regarding both the procedural and substantive questions involved in the Court of Appeal’s resolution of the petition for writ of mandate. We granted the petition for review but limited briefing and oral argument to the following issues: “(1) Is there a right to oral argument prior to issuance of a peremptory writ in the first instance? (2) Does the Court of Appeal decision satisfy the requirements of article VI, section 14, of the California Constitution (‘Decisions of the Supreme Court and courts of appeal that determine causes shall be in writing with reasons stated.‘)?” In light of our order limiting the issues on review, we have no occasion to consider whether the Court of Appeal properly determined that this was an appropriate case for the issuance of a peremptory writ in the first instance, or whether the Court of Appeal correctly concluded that Lewis’s motion for summary judgment should have been granted.
II
A
When an appellate court considers a petition for writ of mandate or prohibition, the court may: (1) deny the petition summarily, before or after receiving opposition; (2) issue an alternative writ or order to show cause; or (3) grant a peremptory writ in the first instance, after compliance with the procedure set forth in Palma, supra, 36 Cal.3d 171, 178-180. (Kowis v. Howard (1992) 3 Cal.4th 888, 893-894 [12 Cal.Rptr.2d 728, 838 P.2d 250]
An alternative writ commands the party to whom it is directed (the respondent) either to do the act required to be performed, or show cause before the court why the respondent has not done so. (
Unless the court summarily denies the petition or the respondent performs the act specified in an alternative writ, the matter becomes a “cause” that must be decided “in writing with reasons stated.” (Palma, supra, 36 Cal.3d at p. 178 & fns. 5 and 6;
When an appellate court issues an alternative writ or order to show cause, the parties are given an opportunity for oral argument. (Kowis, supra, 3 Cal.4th at pp. 894-895.) Our opinion in Palma includes dictum that the issuance of a peremptory writ in the first instance dispenses “with the need to await the filing of a return, oral argument, and the preparation of an appellate opinion.” (36 Cal.3d at p. 178, fn. omitted.) As noted above, however, elsewhere the decision states that the Court of Appeal generally should afford the respondent and/or real party in interest the opportunity to present written opposition (id. at p. 180); the court also must set forth its decision “in writing with reasons stated” (id. at p. 178, fn. 6). Thus, Palma’s statement that issuance of a peremptory writ in the first instance dispenses with the need to await a “return” and “an appellate opinion” means that the written opposition need not satisfy the requirements for a formal return by demurrer and/or answer (
Our opinion in Bay Development, supra, 50 Cal.3d 1012, includes similar comments indicating that an appellate court is not required to provide an
Although the foregoing discussion in Bay Development suggests that a Court of Appeal hears oral argument on petitions for a writ of mandate only after issuing an alternative writ or order to show cause, we had no reason in Bay Development to decide whether the parties must be afforded an opportunity for oral argument before an appellate court issues a peremptory writ in
Our subsequent decisions have not suggested that the foregoing dicta in Palma and Bay Development regarding oral argument were dispositive of the issue. To the contrary, in more recent decisions we expressly have reserved the question whether an appellate court must provide an opportunity for oral argument before issuing a peremptory writ in the first instance. (Alexander, supra, 5 Cal.4th at p. 1223, fn. 3 [noting but deferring consideration of the issue]; Kowis, supra, 3 Cal.4th at p. 899 [same]; see also Cal. Civil Writ Practice (Cont.Ed.Bar 1998) § 10.113, pp. 400-401 [this court has not decided the issue, but some Courts of Appeal afford the parties an opportunity for oral argument after issuing a Palma notice].) We proceed to resolve that issue.
B
Some Courts of Appeal understandably have interpreted this court’s decisions to mean that parties need not be provided an opportunity for oral argument under the accelerated procedure for issuance of a peremptory writ in the first instance. (E.g., PH II, Inc. v. Superior Court (1995) 33 Cal.App.4th 1680, 1683 [40 Cal.Rptr.2d 169]; Street v. Superior Court (1990) 224 Cal.App.3d 1397, 1404 [274 Cal.Rptr. 595]; State Farm Fire & Casualty Co. v. Superior Court (1988) 206 Cal.App.3d 1428, 1432-1433 [254 Cal.Rptr. 543].) Other courts, sometimes citing authority conferring a right to oral argument on appeal,4 have afforded the parties an opportunity for oral argument before issuance of the writ in the first instance. (E.g.,
The Greens rely primarily upon the right to oral argument on appeal, contending that whenever the Court of Appeal renders a decision resolving a cause and establishing law of the case—including a decision directing issuance of a peremptory writ in the first instance—the parties have a constitutional and statutory right to oral argument before the writ issues. Because we need not reach the Greens’ constitutional arguments if applicable statutes confer a right to oral argument, we first examine the statutory language. (Santa Clara County Local Transportation Authority v. Guardino, supra, 11 Cal.4th at pp. 230-231 [this court will not decide constitutional questions where other grounds are available and dispositive of the matter before us].)
Statutes governing prerogative writs are found in part 3 of the
The italicized portion of
Other sections concerning prerogative writs mention hearings or arguments but do not appear to require them. Thus,
The question is whether the foregoing references to a requirement that the case “must be heard” or to a “hearing [of] the argument” were intended to encompass an oral presentation in addition to written argument. The terms “hear” and “hearing” are not defined in the
Accordingly, California courts have concluded that use of the terms “heard” or “hearing” does not require an opportunity for an oral presentation, unless the context or other language indicates a contrary intent. In
In Mediterranean Construction Co. v. State Farm Fire & Casualty Co. (1998) 66 Cal.App.4th 257 [77 Cal.Rptr.2d 781] (Mediterranean), on the other hand, the Court of Appeal concluded that the statute governing summary judgment motions, when considered in context, requires an oral hearing. The court relied upon references in that statute to the “time appointed for hearing,” and a requirement that objections not made “at the hearing” be deemed waived. (
A majority of other jurisdictions have concluded that the use of the term “hearing” in a statute does not confer a right to oral argument unless
Thus, in determining whether the Legislature intended that the words “heard” or “hearing” as used in the statutes regarding prerogative writs must include a consideration of oral argument, we exаmine the context in which those terms appear. Other words used in these provisions suggest that, at least in some circumstances, the Legislature did contemplate that the hearing of the matter would include an appearance and oral argument by the parties.
All these references to setting a time for, and hearing, the argument regarding a petition for a prerogative writ, however, appear in provisions that apply only if a return is filed.
The use of the term “heard” in
Although no opinions have provided a legal analysis of the issue, several Court of Appeal cases—decided before we stated in Palma that the issuance of a peremptory writ in the first instance dispenses with the need for oral argument—are consistent with our conclusion that statutes governing the issuance of writs of mandate and prohibition do not require an opportunity for oral argument in this situation. For example, in Davis v. Superior Court (1980) 102 Cal.App.3d 164 [162 Cal.Rptr. 167], the Court of Appeal concluded that the superior court had lacked jurisdiction in the underlying matter. In deciding to issue a peremptory writ in the first instance, the court explained: “Under normal circumstances we would issue [a] writ of certiorari in order to review the trial court proceedings for jurisdictional defects [citation]. Here, however, petitioner has presented a full record of the lower court proceedings. Oral argument on the petition would add little, since we have been advised that real party in interest has not authorized appearance by an attorney. We find the law quite clear. Thus, we will treat the petition as one for [a] writ of mandate and issue the peremptory writ in the first instance. [Citations.]” (Id. at pp. 170-171, fn. omitted, italics added.) The opinion in Davis cites two decisions in support of its disposition. Although those cases do not refer expressly to oral argument, their discussion of procedures governing peremptory writs implies that oral argument is not required before issuing the writ in the first instance: “The petition filed with this court, the answer thereto by the real parties in interest, and the briefs of petitioner and the real parties in interest, fully present the determinative issues in the premises. An alternative writ or order to show cause would add nothing to the full presentation already made.” (San Diego Wholesale Credit Men’s Assn. v. Superior Court (1973) 35 Cal.App.3d 458, 464-465 [110 Cal.Rptr. 657]; Goodenough v. Superior Court (1971) 18 Cal.App.3d 692, 697 [96 Cal.Rptr. 165].)
Courts of Appeal also have issued peremptory writs in the first instance without hearing оral argument where placing the matter on calendar would
Subsequently, in both Palma, supra, 36 Cal.3d at page 178, and Bay Development, supra, 50 Cal.3d at page 1024, we indicated that an appellate court may issue a peremptory writ in the first instance without hearing oral argument. Although, as mentioned previously, those statements were dicta, both cases clearly interpret the controlling statutes as permitting issuance of the writ in the first instance without affording the parties an opportunity to present oral argument. That interpretation is consistent with the long-standing construction of these provisions by Court of Appeal decisions and leading treatises, and with our statutory analysis set forth above. Moreover, on a number of occasions this court has issued peremptory writs in the first instance without providing an opportunity for oral argument. (See rule 28(g) [“When review is granted [by the Supreme Court], the cause shall be placed on the calendar for oral argument unless . . . the court . . . issues a peremptory writ.” (Italics added.)].)
Therefore, we conclude that the statutes governing writs of mandate and prohibition do not require an appellate court to provide an opportunity
C
The right to oral argument on appeal is well established in this state. In Brigham, supra, 25 Cal.3d 283, the Court of Appeal denied the defendant‘s request for oral argument and summarily affirmed his conviction. We reversed the Court of Appeal‘s judgment on the ground that it had denied defendant the right to oral argument, which we traced to the state Constitution, the Penal Code, the California Rules of Court, and prior decisions of this court.
Brigham also found an implicit right to oral argument in former rule 22, which specified the sequence of argument and the time allotted for each party‘s counsel.15 The view of the rule‘s drafter was considered persuasive: “The right of counsel to argue a cause orally before the reviewing court is
We recognized the right to oral argument in civil appeals in Moles, supra, 32 Cal.3d 867, which held that a justice not present at the argument of an appeal cannot participate in the decision. We explained that “[t]o hold otherwise would inevitably infringе the right of litigants to oral argument on appeal, a right recently reaffirmed” in Brigham. (Id. at p. 871.) Acknowledging that Brigham involved a criminal, rather than a civil, appeal, our decision observed that “with the exception of the Penal Code and cases decided thereunder, the authority cited in Brigham is equally applicable to civil appeals.” (Ibid.) We reiterated that
The Greens accurately observe that the issuance of a peremptory writ in the first instance by an appellate court is a final determination of a cause on the merits. (Kowis, supra, 3 Cal.4th at p. 894; Palma, supra, 36 Cal.3d at p. 178, fn. 6, 180; Bigbee v. Pacific Tel. & Tel. Co. (1983) 34 Cal.3d 49, 57 & fn. 11 [192 Cal.Rptr. 857, 665 P.2d 947]; 9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § 897, pp. 931-933.) It does not follow, however, that oral argument is required whenever an original proceeding is decided on the merits. Indeed, our decision in Kowis indicates that this issue remains undecided: “In Moles, supra, 32 Cal.3d at page 871, we suggested that the right to oral argument exists in any appeal or original proceeding decided on the merits. We need not decide whether that is absolutely correct . . . .” (Kowis, supra, 3 Cal.4th at p. 899, fn. omitted, italics added.)
Our decisions finding a right to oral argument on appeal traced that right to a number of sources, including the California Constitution, statutes, rules of court, and prior case law. The Greens argue that
Although a decision to issue a peremptory writ in the first instance constitutes a judgment, and
Soon after its creation, this court recognized its authority to issue a peremptory writ in the first instance. In People v. Turner (1850) 1 Cal. 143, 151, we stated: “An alternative mandamus, in the first instance, we do not deem necessary. Notice of [the] application having been given, and copies of the papers served, the court may award either an alternative or peremptory mandamus, according to the nature and exigency of the case . . . .” (Italics omitted.) This authority was codified by statute the following year. “When the application to the Court is made without notice to the adverse party, and the writ be allowed, the alternative shall be first issued; but if the application be upon due notice, and the writ be allowed, the peremptory may be issued in the first instance. The notice of the application, when given, shall be at least ten days. The writ shall not be granted by default. The case shall be heard by the Court, whether the adverse party appear or not.” (Stats. 1851, ch. 5, § 470, p. 125.)
We have determined that the similar language presently used in section 1088 does not confer a right to oral argument before an appellate court
The circumstance that neither Moles nor Brigham relied solely upon these constitutional provisions in holding that there is a right to oral argument on appeal also suggests the provisions independently do not confer such a right. Our holdings in those decisions also depended upon statutes and rules referring to oral argument on appeal. As established in the preceding section, the statutes governing writs of mandate and prohibition do not require an opportunity for oral argument before an appellate court issues a peremptory writ in the first instance.
Furthermore, a 1985 amendment to rule 28, governing oral argument in this court, undermines the position that rules 22 and 28 require oral argument before such a writ may issue. The former version of rule 28 considered in Brigham stated: “When a hearing is granted, the cause shall be placed on
Finally, no decisions of this court have construed applicable rules, statutes, or constitutional provisions as requiring an opportunity for oral argument before an appellate court issues a peremptory writ in the first instance, as did prior case law considered in Brigham and Moles regarding oral argument on appeal.17 To the contrary, as discussed previously, a number of Court of Appeal opinions and decisions of this court have observed that oral argument is unnecessary if a court decides to issue the peremptory writ without first issuing an alternative writ or order to show cause.
The limited circumstances in which an appellate court is authorized to issue a peremptory writ in the first instance demonstrate that oral argument is unnecessary in this context. The accelerated Palma procedure is authorized only “when such entitlement is conceded or when there has been clear error under well-settled principles of law and undisputed facts—or when there is an unusual urgency requiring acceleration of the normal process.”
(Ng, supra, 4 Cal.4th at p. 35.) If the petitioner‘s entitlement to the writ is
The Greens argue that denying oral argument in this context penalizes the real party in interest who obtained a favorable ruling in the trial court. They observe that if the real party in interest had suffered an adverse ruling in the trial court, he or she would have had the right to an appeal, including oral argument, even if the trial court‘s ruling obviously was correct. The Greens rely upon our decision in Kowis, supra, 3 Cal.4th 888, in which we held that a summary denial of a writ petition does not establish law of the case. One of the policy reasons supporting our holding was that a contrary rule would prevent the losing party from having an opportunity for oral argument on the issues raised in the petition. Our opinion states: “The parties should not be penalized for seeking pretrial review. If a writ petition is given full review by issuance of an alternative writ, the opportunity for oral argument, and a written opinion, the parties have received all the rights and consideration accorded a normal appeal. Granting the resulting opinion law of the case status as if it had been an appellate decision is appropriate. But if the denial followed a less rigorous procedure, it should not establish law of the case.” (Id. at p. 899, citing People v. Medina, supra, 6 Cal.3d at p. 490 [if the summary denial of a writ petition established law of the case, “pretrial writ review would become useless for no well advised defendant would invoke that provision at the risk of losing the right to be heard at oral argument
Unlike the summary denial of a writ petition, however, a decision to issue a peremptory writ in the first instance necessarily includes a consideration of and ruling upon the merits of the petition.18 Moreover, such a decision is limited to those cases in which the petitioner‘s entitlement to the relief requested is so obvious that no purpose could be served by plenary consideration of the issue, or in which a compelling temporal urgency requires an immediate decision. The circumstance that the real party in interest would have had an opportunity for oral argument in an appeal of a contrary ruling by the trial court does not, in our view, warrant recognition of an absolute right to oral argument before an appellate court issues a peremptory writ in the first instance, where requiring oral argument would serve no practical purpose. Indeed, if the trial court‘s ruling were obviously correct under established law and undisputed facts, and no purpose would be served by plenary consideration of the issue, an appeal from the ruling might warrant the imposition of sanctions for pursuing a frivolous appeal. (
We conclude that the right to an opportunity for oral argument on appeal does not extend to proceedings in which an appellate court is authorized to
We emphasize, however, as we have in previous decisions, that the accelerated Palma procedure is reserved for truly exceptional cases—primarily those in which a compelling temporal urgency requires an immediate decision. Denying plenary consideration where the petitioner‘s entitlement to relief is “obvious” and “entirely clear” under “well-settled principles of law and undisputed facts” (Ng, supra, 4 Cal.4th at p. 35), is permitted only in extremely narrow circumstances. Application of established law to undisputed facts must leave no room for doubt regarding the proper result. “Well-settled principles of law” must be set forth in controlling authority that squarely applies to the circumstances of the case before the court. If the respondent or real party in interest presents any reasonable argument that the applicable law is unsettled or does not govern the precise issue presented in light of the particulаr undisputed facts, or if the application of legal principles set forth in various sources of law might lead to different results, and there is no compelling need for an expedited decision, the court must follow the usual writ procedure and issue an alternative writ or order to show cause.
Denying an opportunity for oral argument before the issuance of a peremptory writ of mandate or prohibition in the first instance would be unfair to the parties only if the court‘s use of the accelerated Palma procedure were unwarranted. The remedy for such unfairness is not uniformly to require oral argument before a peremptory writ is issued in the first instance, but rather to restrict the use of that procedure to the narrow category of cases described above.
III
The other issue presented for our review is whether the Court of Appeal‘s opinion directing issuance of the peremptory writ satisfies the requirements of
As we noted in Amwest Surety Ins. Co. v. Wilson (1995) 11 Cal.4th 1243, 1266 [48 Cal.Rptr.2d 12, 906 P.2d 1112], the written-decision requirement first appeared in
These remarks are consistent with an observation this court made 20 years earlier: “An opinion is not a controversial tract, much less a brief in reply to the counsel against whose views we decide. It is merely a statement of cоnclusions, and of the principal reasons which have led us to them.” (Holmes v. Rogers (1859) 13 Cal. 191, 202.) Our most recent interpretation of
The Court of Appeal‘s decision in the present case includes three paragraphs analyzing Lewis‘s argument that the action is barred by the recreational use immunity set forth in
We disagree. As explained above, an opinion is not a brief in reply to counsel‘s arguments. (Holmes v. Rogers, supra, 13 Cal. at p. 202.) In order to state the reasons, grounds, or principles upon which a decision is based, the court need not discuss every case or fact raised by counsel in support of the parties’ positions.21 The appellate court does not share the trial court‘s obligation under
Arguments similar to those advanced by the Greens were rejected long ago. In Burgesser v. Bullock‘s (1923) 190 Cal. 673 [214 P. 649], the defendants sought rehearing, arguing among other things that we had a duty at least to mention and repudiate two Court of Appeal decisions they viewed as supporting their position. We concluded that an appellate court has no
Applying these standards to the Court of Appeal‘s opinion in this case, we find that it satisfies the constitutional requirement that decisions determining causes shall be in writing with reasons stated. The opinion describes the general nature of the recreational use immunity, concludes the record establishes that the immunity applies because Green‘s purpose in riding his horse was for recreation, and rejects the argument that the recreational nature of the ride ended when Green entered Lewis‘s property. These are adequate statements of the principal reasons for the Court of Appeal‘s decision. The Greens disagree with the court‘s conclusions and contend that the opinion omits discussion of law and facts supporting their position, but they cannot dispute legitimately that the Court of Appeal has stated the reasons for its decision.
IV
The judgment of the Court of Appeal is affirmed.
Mosk, J., Baxter, J., Werdegar, J., and Chin, J., concurred.
BAXTER, J.—I concur. I write separately only to emphasize that section 1088 of the Code of Civil Procedure1 has authorized the issuance of peremptory writs in the first instance since 1872, prior to the adoption of the present California Constitution. Such writs issue not only to lower courts, but also to a “corporation, board, or person, to compel the performance of an act which the law specifically enjoins, as a duty resulting from an office, trust, or
No distinction is made between issuance of a peremptory writ in the first instance by a superior court, or issuance of the writ to a nonjudicial respondent. The legislative authorization for issuance of a peremptory writ in the first instance reflects recognition that, on occasion, immediate judicial action is necessary to prevent or correct unauthorized or erroneous action by the respondent or to compel the respondent to act when required to do so. That respondent may be an elections official, a corporate officer, or a local sheriff who is refusing to perform a legally required act as to which there is great urgency.
Nothing in the debates in the constitutional convention preceding the adoption of the 1879 Constitution suggests that the drafters intendеd that any provision of
KENNARD, J., Dissenting.—The majority holds that when a Court of Appeal grants a petition for a peremptory writ of mandate finally terminating a lawsuit, it may do so without giving the parties an opportunity for oral argument. I disagree.
Both the Code of Civil Procedure and our state Constitution guarantee a right to oral argument.
The right to oral argument holds a cherished position in our legal tradition, and rightly so. As our society becomes increasingly depersonalized, it
I. FACTS AND PROCEEDINGS
Plaintiff Chester Green suffered serious injuries when the horse he was riding stumbled and plaintiff was thrown to the grоund. The accident occurred on a deeply rutted dirt road that crossed land owned by defendant James T. Lewis.
Plaintiffs Chester and Robin Green sued Lewis, alleging that the dangerous condition of the road on Lewis‘s land caused Chester Green‘s injuries. Plaintiffs sought damages for personal injury (Chester) and loss of consortium (Robin). In his answer to the complaint, Lewis claimed the protection of
Lewis moved for summary judgment, arguing that the immunity granted by
Lewis sought review in the Court of Appeal by a petition for a writ of mandate. The Court of Appeal invited plaintiffs to file a response to the petition, warning that a peremptory writ might issue “[u]nless good cause is shown.” Plaintiffs filed timely opposition to the petition and requested oral argument if the Court of Appeal did not summarily deny the petition. Four days after the filing of plaintiffs’ written opposition, the Court of Appeal, without benefit of oral argument, rendered a decision granting a peremptory
To determine whether the Court of Appeal erred in denying plaintiffs an opportunity for oral argument, and to determine whether the Court of Appeal had adequately stated the reasons for its decision, this court granted plaintiffs’ petition for review.
II. STATUTORY ANALYSIS
The Code of Civil Procedure specifies the procedural requirements that litigants and courts must satisfy before a writ of mandate may issue.
As the majority points out, when used in a statute or other legal context to refer to an action by a court, the term “heard“—and its cognate forms such as “hear” or “hearing“—may have different meanings. It may mean a formal session of the court in a courtroom or in chambers at which the parties are represented and are permitted to address the court, for purposes such as oral argument or the submission of evidence. Or the term may, on occasion, refer simply to a court‘s private consideration of the merits of a motion or a case. (Maj. opn., ante, at p. 1247.)
For a number of reasons, the term “heard” in
An examination of the term “heard” in the context of
This interpretation is further confirmed by examining other sections of the Code of Civil Procedure relating to the procedure for issuing writs of mandate. It is an established rule of judicial construction that when a term appears in different parts of the same act, or in related sections of the same code, the term should be construed as having the same meaning in each instance. (Department of Revenue of Ore. v. ACF Industries, Inc. (1994) 510 U.S. 332, 342 [114 S.Ct. 843, 849, 127 L.Ed.2d 165]; Stillwell v. State Bar (1946) 29 Cal.2d 119, 123 [173 P.2d 313]; Gruschka v. Unemployment Ins. Appeals Bd. (1985) 169 Cal.App.3d 789, 792 [215 Cal.Rptr. 484].) In the chapter of the Code of Civil Procedure dealing with writs of mandate, the term “heard” or one of its cognate forms appears not only in
Subdivision (a) of
This interpretation is consistent with the understanding of our appellate courts as conveyed in published decisions. This court has long recognized that if a petition for a writ of mandate fails to state a prima facie case, a court may deny it “out of hand“—that is, without a hearing. (Dare v. Bd. of Medical Examiners (1943) 21 Cal.2d 790, 797 [136 P.2d 304].) But, at least when this court has focused its attention on the relevant statutory provisions,1 we have generally declined to recognize a judicial power to grant a peremptory writ of mandate without affording at least the opportunity for oral argument.
In an early case, this court quoted the relevant provisions of
For all of these reasons—the term “heard” usually embraces a right to oral argument; the qualifying phrase “whether the party appears or not” implies a formal court session; and in related provisions the words “hear” and “hearing” include a right to oral argument—
III. CONSTITUTIONAL ANALYSIS
The California Constitution provides that in a Court of Appeal, “[c]oncurrence of 2 judges present at the argument is necessary for a judgment.” (
The first decision involved a criminal prosecution in which, on the defendant‘s appeal from a superior court judgment of conviction, the Court of Appeal had summarily affirmed the judgment without giving the defendant an opportunity for oral argument. (People v. Brigham (1979) 25 Cal.3d 283, 285 [157 Cal.Rptr. 905, 599 P.2d 100] (Brigham).) This court determined that the Court of Appeal had acted outside its authority by proceeding in this manner. (Id. at p. 289.) In particular, this court declared in no uncertain terms that “[t]he Constitution of the State of California recognizes a right to oral argument on appeal,” and this court identified the source of this constitutional right as the language of
The second decision involved a civil action in which, on the plaintiff‘s appeal from a superior court judgment denying a petition for a writ of mandate, the Court of Appeal altered the composition of the panel assigned to the appeal after oral argument to include a justice not present at the argument. (Moles v. Regents of University of California (1982) 32 Cal.3d 867, 869 [187 Cal.Rptr. 557, 654 P.2d 740] (Moles).) Finding this procedure
Although both of these prior decisions of this court concerned judgments that a Court of Appeal rendered on appeal, whereas here the Court of Appeal rendered its judgment in an original proceeding for a writ of mandate, the language of the relevant constitutional provision applies alike to all judgments rendered by the Court of Appeal, and it admits of no distinction based on whether the judgment is rendered on appeal or in an original mandate proceeding. The majority concedes, as it must, that a decision of the Court of Appeal granting a peremptory writ of mandate in the first instance is a judgment of the Court of Appeal. (Maj. opn., ante, at p. 1256.)
To summarize, the Constitution provides that the “[c]oncurrence of 2 judges present at the argument is necessary for a judgment.” (
IV. OTHER CONSIDERATIONS
The majority‘s decision produces anomalous results.
A superior court must give the parties an opportunity for oral argument before granting a motion for summary judgment. (Mediterranean Construction Co. v. State Farm Fire & Casualty Co. (1998) 66 Cal.App.4th 257,
If the superior court grants summary judgment for one party and the other appeals, the Court of Appeal may not affirm the superior court‘s judgment without granting the losing party an opportunity for oral argument. Yet, if the trial court has denied summary judgment, and the unsuccessful moving party seeks review by petition for a writ of mandate, the majority would permit a Court of Appeal, without giving the opposing party an opportunity for oral argument, to direct the superior court to vacate the order denying summary judgment and to enter a new order granting judgment. Thus, the party who loses in the superior court is guaranteed a right to oral argument in the Court of Appeal, but the party who wins is not. Why should the right to oral argument turn on whether a party won or lost in the superior court, and why should the right be given to a party who lost in the superior court but denied to a party who won in that court? The majority provides no satisfactory answer.
I see no reasonable basis for distinguishing these situations. The right to oral argument should not depend on whether the summary judgment is finally adjudicated on the merits in the superior court or in the Court of Appeal, nor should the right to orally argue in the Court of Appeal be granted tо one who lost in the superior court but denied to one who prevailed in that court. In logic and fairness, the right to oral argument should be equally available in all of these situations.
There is another reason for preferring a rule that recognizes a right to oral argument when a Court of Appeal issues a peremptory writ of mandate in the first instance. This rule would be consistent with this court‘s decisions on two related issues—when a Court of Appeal decision must be in writing with reasons stated and when a Court of Appeal decision establishes the law of the case.
This court has held that a decision of the Court of Appeal summarily denying a petition for a writ of mandate does not establish the law of the case, but that a Court of Appeal decision granting a petition for writ does establish the law of the case, irrespective of whether the peremptory writ is granted in the first instance or only after issuance of an alternative writ or an
The rule for written opinions is the same. The California Constitution states that “[d]ecisions of the Supreme Court and courts of appeal that determine causes shall be in writing with reasons stated.” (
If a Court of Appeal decision is significant enough to establish the law of the case and to require explanation by a written opinion, it should be rendered only after the Court of Appeal has given the parties an opportunity for oral argument. Having separate rules for determining law of the case, written decision, and oral argument is unnecessarily confusing. A single test should govern all three.
Last but not least, recognizing a right to oral argument when a Court of Appeal issues a peremptory writ of mandate in the first instance acknowledges and reaffirms the worth of oral argument in the appellate process. Oral argument in the Courts of Appeal promotes confidence in those courts’ decisions, on the part of the litigants, counsel, and the public, by ensuring that the justices whose decisions will bind the litigants have indeed heard and considered, and perhaps debated, the merits of the litigants’ argument. The tremendous growth in the caseload of the Courts of Appeal, and their increasing use of professional legal staff, may give litigants cause to doubt that justices personally read all the briefs the litigants submit and personally write all the opinions the court issues. But oral argument removes all intermediaries and gives counsel an opportunity to make personal contact with the justices who will decide their case and to engage them in a dialogue on the merits of their respective positions. Speaking to litigants’ attorneys, Chief Justice Rehnquist explained the importance of oral argument for them in this way: ” ‘You could write hundreds of pages of briefs, and, you are still
Only three points in the majority‘s tedious analysis require comment.
The majority asserts that this court‘s construction of the state Constitution in Moles, supra, 32 Cal.3d 867, and Brigham, supra, 25 Cal.3d 283, may be tossed aside here because “[o]ur holdings in those decisions also depended upon statutes and rules referring to oral argument on appeal.” (Maj. opn., ante, at p. 1257.) I do not agree that the reasoning of those decisions may be dismissed so easily. In both Moles and Brigham, this court stated unequivocally that the state Constitution, by requiring that the “[c]oncurrence of 2 judges present at the argument is necessary for a judgment” (
The majority argues that “if an unusual urgency requires acceleration of the normal process, the writ petition might become moot before the court could schedule and hear oral argument, thereby depriving the court of jurisdiction where a stay or writ of supersedeas could not preserve the status quo.” (Maj. opn., ante, at p. 1259.) Situations in which the status quo may not be preserved by a stay or a writ of supersedeas are exceedingly rare, and in those rare situations I am confident that modern technology, particularly telephone and computer communications, will allow the Court of Appeal to give the parties an opportunity for oral argument before the matter is mooted by the passage of time.
The majority maintains that requiring Courts of Appeal to give litigants an opportunity for oral argument before granting a peremptory writ in the first instance “needlessly would add to the workload of already overburdened
V. CONCLUSION
As Second Circuit Judge Irving R. Kaufman has written: “An oral argument is as different from a brief as a love song is from a novel. It is an opportunity to go straight to the heart!” (Kaufman, Appellate Advocacy in the Federal Courts (1977) 79 F.R.D. 165, 171; see Mediterranean Construction Co. v. State Farm Fire & Casualty Co., supra, 66 Cal.App.4th 257, 264.) Our statutory law recognizes the importance of oral argument by requiring that before a court may grant a peremptory writ of mandate, “[t]he case must be heard.” (
BROWN, J., Dissenting.—This is a simple case. Or at least it ought to be.
The majority freely acknowledges that in People v. Brigham (1979) 25 Cal.3d 283 [157 Cal.Rptr. 905, 599 P.2d 100] (Brigham) we held, and in
In reaching a contrary conclusion, the majority observes that “[t]he circumstance that neither Moles nor Brigham relied solely upon these constitutional provisions in holding that there is a right to oral argument on appeal suggests the provisions independently do not confer such a right.” (Maj. opn., ante, at p. 1257.) With all due respect, I cannot follow the majority‘s tortured reasoning. The fact that Brigham and Moles cited sources other than
Instead of following Brigham and Moles, the majority resorts to “decisions of this court [that] have observed that oral argument is unnecessary if a court decides to issue the peremptory writ without first issuing an alternative writ or order to show cause.” (Maj. opn., ante, at p. 1258.) Apparently, the majority has in mind Palma v. U.S. Industrial Fasteners, Inc. (1984) 36 Cal.3d 171 [203 Cal.Rptr. 626, 681 P.2d 893] (Palma) and Bay Development, Ltd. v. Superior Court (1990) 50 Cal.3d 1012 [269 Cal.Rptr. 720, 791 P.2d 290] (Bay Development), which are addressed earlier in its opinion. (See maj. opn., ante, at pp. 1241-1243.) The majority‘s reliance on Palma and Bay Development is mystifying. Unlike Brigham and Moles, which squarely addressed the oral argument issue, neither Palma nor Bay Development
If, as both Brigham and Moles hold,
Nor does treating judgments rendered by peremptory writs in the first instance as “second-class citizens” make sense from a policy standpoint. As real parties in interest observe, such a distinction would afford greater rights to parties who lost in the lower court (who would be guaranteed the right to oral argument on appeal) than to parties who won in the lower court (who would enjoy no such right prior to the issuance of a peremptory writ in the first instance). The majority‘s only response to this rather obvious problem is its comforting assurance that a “remedy for such unfairness” is available but that it “is not uniformly to require oral argument before a peremptory writ is issued in the first instance, but rather to restrict the use of that procedure to the narrow category of cases described above.” (Maj. opn., ante, at p. 1261; see also id. at pp. 1240-1241, 1258-1259, 1260-1261 [describing the “narrow category of cases“].)
Unfortunately for real parties in interest, the “remedy” promised by the majority proves to be illusory, as the majority assiduously avoids any
The misuse of peremptory writs in the first instance is not an isolated problem. For example, despite our admonition in Ng v. Superior Court, supra, 4 Cal.4th at pages 34-35, as reiterated in Alexander v. Superior Court (1993) 5 Cal.4th 1218, 1222-1223 [23 Cal.Rptr.2d 397, 859 P.2d 96], a number of Courts of Appeal have continued to issue peremptory writs in the first instance in published opinions. (See Jaycee B. v. Superior Court (1996) 42 Cal.App.4th 718, 730-731 [49 Cal.Rptr.2d 694] [“The facts and the law are almost, but not quite, ‘entirely clear.’ This is, after all, a case of first impression coming to us at the very inception of the litigation. We must admit that the ‘entirely clear’ standard laid down in Alexander and Ng justifying the issuing of a peremptory writ in the first instance is not quite met. Nevertheless, we think the facts are close enough to justify relief outside the ‘normal writ procedure.’ [Citation.]” (Original italics.)]; see also Catanese v. Superior Court (1996) 46 Cal.App.4th 1159, 1166 [54 Cal.Rptr.2d 280]; PH II, Inc. v. Superior Court (1995) 33 Cal.App.4th 1680, 1683 [40 Cal.Rptr.2d 169]; Regional Steel Corp. v. Superior Court (1994) 25 Cal.App.4th 525, 529 [32 Cal.Rptr.2d 417].) How an opinion can resolve issues that are ” ‘obvious’ and ‘entirely clear’ under ‘well-settled principles of law and undisputed facts’ [citation]” (maj. opn., ante, at p. 1261) and yet still meet the criteria for publication escapes me. (See Cal. Rules of Court, rule 976(b).)2
Finally, there is one point on which I agree with the majority—our appellate courts are seriously overburdened. (See maj. opn., ante, at p. 1260
I share many of the concerns expressed by Justice Newman. But one key fact remains—his views did not prevail. While I am not averse to reexamining the constitutional holdings in Brigham and Moles, I would do so forthrightly, not in a manner which draws an arbitrary and senseless distinction between appeals, alternative writs and orders to show cause, on the one hand, and peremptory writs in the first instance, on the other hand.
The orderly development of the law demands that we acknowledge what we are doing, when we are doing it. ” ‘There is enough confusion in the law. We should say what we mean and mean what we say.’ ” (American Academy of Pediatrics v. Lungren (1997) 16 Cal.4th 307, 428 [66 Cal.Rptr.2d 210, 940 P.2d 797] (dis. opn. of Brown, J.), quoting Hill v. National Collegiate Athletic Assn. (1994) 7 Cal.4th 1, 57 [26 Cal.Rptr.2d 834, 865 P.2d 633].) Applying this sensible principle in this case, we should either candidly reexamine Brigham and Moles or follow their holdings here. We should not pretend they do not say something they do, in fact, say.3
The petition of real parties in interest for a rehearing was denied March 31, 1999. Kennard, J., and Brown, J., were of the opinion that the petition should be granted.
Notes
The Sixth District, however, specifies that if “the court preliminarily determines that affirmative relief [requested in a writ proceeding] should be granted, the court will proceed by way of the alternative writ and issue an order to show cause.” (Ct. App., 6th Dist., Internal Operating Practices & Proc., II, subd. (D), Original & Discretionary Proceedings.) The Second District, Division Two, provides that “[w]rits granted are calendared and thereafter treated in precisely the same manner as cases originally assigned” (Ct. App., 2d Dist., Div. 2, Internal Operating Practices & Proc., VII, Original Proceedings), although it is unclear whether this provision applies to peremptory writs issued in the first instance.
Chief Justice Lucas’s concurring opinion in Bay Development, supra, 50 Cal.3d at pages 1036-1037 and footnote 1, commented upon rule 3 of the Local Rules of the Fourth District, Division One, which provides that the court will accept for filing only those petitions for writs of mandate and prohibition that “pray solely for a peremptory writ“; the court does not accept petitions that request issuance of an alternative writ. On the other hand, that court’s procedures (Ct. App., 4th Dist., Div. 1, Internal Operating Practices & Proc., V, Original Proceedings) specify that the court may choose to issue an alternative writ or order to show cause. The concurring opinion in Bay Development observed that rule 3 and Internal Operating Practices and Procedures V indicate that this division of the Court of Appeal has “fail[ed] to conform its practices with those required statewide by the general procedures and rules governing writ practice” (50 Cal.3d at pp. 1036-1037), and the concurring opinion questioned the purpose of refusing to accept petitions requesting alternative writs where the court simply may issue a Palma notice when it wishes to issue a peremptory writ in the first instance. We agree with these observations. Because an appellate court clearly has authority to issue an alternative writ, and indeed the more common practice is to issue an alternative writ or order to show cause rather than a peremptory writ in the first instancе, a petitioner should not be precluded from requesting an alternative writ.
