Jane DOE; John Doe, husband and wife, Plaintiffs-Appellants, v. ETIHAD AIRWAYS, P.J.S.C., Defendant-Appellee.
No. 16-1042
United States Court of Appeals, Sixth Circuit.
August 30, 2017
Rehearing En Banc Denied October 6, 2017
870 F.3d 406
Argued: October 19, 2016
III. CONCLUSION
For the foregoing reasons, we AFFIRM the sentence below.
Before: BOGGS, SUHRHEINRICH, and McKEAGUE, Circuit Judges.
OPINION
BOGGS, Circuit Judge.
Plaintiff Jane Doe and her eleven-year-old daughter flew aboard Etihad Airways
Doe claims damages from Etihad for both her physical injury and her “mental distress, shock, mortification, sickness and illness, outrage and embarrassment from natural sequela of possible exposure to” various diseases. Her husband claims loss of consortium. The Montreal Convention of 1999, an international treaty under which these claims arise, imposes strict liability (up to a monetary cap) upon Etihad “for damage sustained in case of death or bodily injury of a passenger upon condition only that the accident which caused the death or injury took place on board the aircraft.” Etihad concedes that an accident onboard its aircraft caused Doe to suffer a bodily injury. But Etihad argues that “damage sustained in case of bodily injury” means only “damage caused by bodily injury,” and thus does not include Doe‘s fear of contagion and other emotional-distress and mental-anguish damages—damages that Etihad claims were caused not by Doe‘s bodily injury (the small hole in her finger) but by the nature of the instrumentality of that injury (the needle). The district court agreed and granted partial summary judgment for Etihad. But the district court erred both in reading the additional “caused by” requirement into the treaty and in concluding that Doe‘s bodily injury didn‘t cause her emotional and mental injuries. The plain text of the Montreal Convention allows Doe to recover all her “damage sustained” from the incident, which includes damages for both physical injury and accompanying emotional or mental harm. So, for the reasons that follow, we reverse and remand.
I
When Doe was pricked by the needle, the passenger seated in the aisle seat to her right heard Doe exclaim, “ouch,” and saw her finger bleeding. The Etihad flight attendant who had come to Doe‘s seat picked up the needle and what was later determined to be its accompanying insulin syringe, both of which Doe had placed on her tray table. But the flight attendant then returned the items to the tray table and left to summon the assistance of her supervisor. Because the airplane had begun its descent, the flight attendants did not have access to the flight deck, which was where the only onboard sharps box was located, nor were the flight attendants permitted to call the flight deck absent a more pressing emergency.
The flight attendant returned with her supervisor. The flight attendant took the needle and syringe, placed them in an empty water bottle, capped the bottle, and later turned the bottle over to her cabin manager. The supervisor, meanwhile, gave Doe an antiseptic wipe, which Doe used to wipe her finger, and a Band-Aid, which the supervisor himself wrapped around her finger. The cabin manager wrote a report of the incident and told Doe that Etihad would contact her. A flight attendant recommended that Doe see a doctor, but Eti
The next day, Doe saw a family physician, who noted a “small needle poke” on Doe‘s finger. Doe was prescribed medication for possible exposure to hepatitis, tetanus, and HIV, and she underwent several rounds of testing over the following year. Thankfully for Doe, all the tests came back negative. Nevertheless, Doe claims that she refrained from sexual intercourse with her husband and from sharing food with her daughter until one year after the incident, when her doctor told her that she could be certain that she had not contracted a disease from the needlestick.
Two days after the flight, Doe sent an email to Etihad to follow up because Etihad had had neither sent her a copy of the incident report nor offered her any further assistance. One week later, Etihad replied by email to offer a “purely goodwill gesture” of “possible reimbursement” of Doe‘s medical expenses, “without any admission of liability.” This litigation followed.
II
Plaintiffs filed suit against Etihad in the United States District Court for the Eastern District of Michigan.1 Etihad, an entity wholly owned by the Government of Abu Dhabi, United Arab Emirates, is a “foreign state” within the meaning of the Foreign Sovereign Immunities Act,
Following discovery, Etihad moved for, and the district court granted, partial summary judgment in favor of Etihad as to Doe‘s claims for mental-anguish and emotional-distress damages, including fear of contagion. (For simplicity, we will refer to these various claims collectively as Doe‘s claims for mental anguish.3) The partial-summary-judgment order also dismissed Doe‘s husband‘s derivative claim for loss of consortium. Doe declined to pursue a lost-earnings claim that she had pleaded in her complaint, leaving only her claim for the physical pain, suffering, and medical expenses caused by the needlestick, which the parties stipulated to be de minimis relative to the dismissed claims.
(These de minimis damages include the physical pain and suffering from being pricked by the needle: the small hole in Doe‘s finger and the “ouch,” so to speak.
We first discuss, in Section III, whether the district court erred in holding that Doe‘s mental-anguish damages were not recoverable under Article 17(1) of the Montreal Convention, and—after analyzing both the plain text of the treaty and relevant persuasive authorities—we conclude that the district court did so err. Then, in Section IV, because the Montreal Convention provides rules for liability but looks to local law for the measure of damages, we conduct a choice-of-law analysis and hold that Michigan damages law governs both the amount of any damages Etihad comes to owe Doe and the ability of Doe‘s husband to recover loss-of-consortium damages.
III
The parties agree that Article 17(1) of the Montreal Convention, a multilateral treaty to which the United States is a signatory, provides Plaintiffs’ only avenue for recovery against Etihad. See Convention for the Unification of Certain Rules for International Carriage by Air, art. 17, May 28, 1999, S. Treaty Doc. 106-45, ICAO Doc. No. 9740, 1999 WL 33292734 (entered into force Nov. 4, 2003) (Montreal Convention). More than 125 countries, including the United Arab Emirates, have signed, ratified, or acceded to the Montreal Convention since 1999.
The interpretation of a treaty is a question of law that we review de novo. United States v. Page, 232 F.3d 536, 540 (6th Cir. 2000). Under the Supremacy Clause, treaties are “the supreme Law of the Land.”
A. Textual Analysis
Our analysis of Article 17(1) of the Montreal Convention “must begin ... with the text of the treaty and the context in which [its] written words are used.” Saks, 470 U.S. at 397 (citing Maximov v. United States, 373 U.S. 49, 53-54, 83 S.Ct. 1054, 10 L.Ed.2d 184 (1963)). The text of Article 17(1) provides:
The carrier is liable for damage sustained in case of death or bodily injury of a passenger upon condition only that the accident which caused the death or injury took place on board the aircraft or in the course of any of the operations of embarking or disembarking.
Montreal Convention art. 17(1).
1. Etihad‘s Argument
The contested language here is “in case of.” Etihad‘s argument has two components: its understanding of what “in case of” means, and its application of that understanding to the facts of this case.
First, Etihad argues that “in case of” means “caused by,” Appellee‘s Br. 4, or perhaps “caused directly by,” see id. at 21. If we impose Etihad‘s reading of Article 17(1) back onto the text of the treaty, Etihad is then “liable for damage sustained [caused directly by] death or bodily injury of a passenger upon condition only that the accident which caused the death or injury took place on board the aircraft....” Thus, according to Etihad, in order for Doe to recover for her mental anguish under Article 17(1), Doe would have to prove that (1) an “accident” caused her “bodily injury” on board an aircraft and (2) her “bodily injury” (i.e. the small hole in her finger) directly caused her “damage sustained” (i.e., her mental anguish).
Second, Etihad concedes that an accident caused Doe to suffer a bodily injury on board its aircraft, but Etihad argues that Doe‘s bodily injury did not directly cause her mental anguish: according to Etihad, Doe‘s anguish was caused not by her “bodily injury” (i.e., the needlestick,5 the physical puncture wound) but rather
A simple diagram helps to illustrate Etihad‘s curious understanding:
As this diagram indicates, according to Etihad, mental anguish caused directly by the bodily injury is recoverable, but mental anguish that merely accompanies the bodily injury, and which is instead caused more generally by the accident, is not recoverable.
2. Plain Meaning of the Text
But “in case of” does not mean “caused by.”
Rather, the plain meaning of “in case of” is “if there is” or “in the event of” or “during a case in which there is.” The Oxford English Dictionary, for example, defines “in case” (as a conjunction) as, “In the event that; if it should happen that; if,” and defines “in case of” (as an adverb) as “in the event of (esp. something untoward). Now frequently in in case of emergency.” In case, Oxford English Dictionary, http://www.oed.com/view/Entry/426263 (last visited Aug. 29, 2017). The Canadian Oxford Dictionary has similar definitions and is a seemingly apt dictionary for identifying the contemporaneous meaning of terms in the Montreal Convention, given that the dictionary was first published in 1998 and then updated in 2004, while the treaty was signed in 1999 (in Canada) and entered into force in 2003. See Case, The Canadian Oxford Dictionary (2d ed. 2004), http://www.oxfordreference.com/view/10.1093/acref/9780195418163.001.0001/m_en_ca0011030?rskey=8fa6U0&result=11001 (defining “in case” as “in the event that; if,” and defining “in case of” as “in the event of“).
Clearly, the plain meaning of “in case of” is conditional, not causal. To say in case of X, do Y is to say “if X happens, then do Y“—none of which means that there is a causal relationship between X and Y—just as to say in case of a compen-
The phrase “upon condition only” is new to the Montreal Convention—it is not found in the Warsaw Convention (either in English or in the official French version)6 and it makes clear that the passenger‘s recovery is conditioned only on the occurrence of an accident that causes death or bodily injury either on board the aircraft or during boarding or deplaning. Surely, the drafters of the Montreal Convention could have used a word or phrase with causal meaning instead of “in case of” if they wanted to impose such a causal restriction on the kinds of “damage sustained” that are recoverable when an accident on board an aircraft causes a passenger to incur a bodily injury. Indeed, the drafters did impose such a causal requirement in stating that the accident must have “caused” the death or bodily injury. The drafters’ use of “caused” to express that an accident must have caused the bodily injury thus provides additional support for our conclusion that the drafters did not, in the very same sentence, use “in case of” also to mean “caused by.”
3. The Underpinnings of Etihad‘s Argument
Admittedly, in light of the foregoing discussion, Etihad‘s position—that “in case of” does mean “caused by“—may seem absurd. But it is not, and that is because Etihad‘s argument is rooted in a Warsaw Convention decision of the Second Circuit Court of Appeals in which that court held that American Airlines was not liable under the Warsaw Convention “for mental
In Ehrlich, an American Eagle7 aircraft overshot its designated runway upon landing at New York‘s JFK International Airport. An arrestor bed—a bed of material made of water, foam, and cement that crushes under the weight of an airplane, increasing drag and helping bring the airplane to a stop—saved the plane from plunging into the waters of Thurston Bay, which lay 200 feet beyond where the plane came to a halt. To evacuate the aircraft,
Gary and Maryanne Ehrlich were passengers on the flight. They contended that they suffered bodily injuries (neck, back, shoulder, hip, and knee injuries; hypertension; and a heart problem) during the abnormal landing and subsequent evacuation. They also alleged mental injuries including a fear of flying, nightmares, and trouble sleeping. The district court granted partial summary judgment for the airline defendant as to the mental injuries on the basis that “a plaintiff may only recover for emotional damages caused by physical injuries.” Id. at 369 (quoting Ehrlich v. Am. Airlines, 99-CV-6013, 2002 U.S. Dist. LEXIS 21419, at *10 (E.D.N.Y. June 21, 2002) (emphasis added)). The Second Circuit affirmed, noting that “the Ehrlichs had offered no evidence demonstrating a causal connection between their mental and physical injuries.” Ehrlich, 360 F.3d at 369.8
In reaching its conclusion, Ehrlich followed the lead of Jack v. Trans World Airlines, 854 F.Supp. 654, 663-68 (N.D. Cal. 1994), a district-court decision that also concluded that “only emotional distress flowing from the bodily injury is recoverable” under Article 17 of the Warsaw Convention. Id. at 665 (emphasis added). Jack expressly acknowledged (after rejecting other possible interpretations of the Warsaw Convention) that its interpretation “does read a causal component into the phrase ‘damage sustained in the event of,‘” but nevertheless went ahead with such an interpretation because that interpretation was “not prohibited” by the United States Supreme Court‘s Warsaw Convention precedents. Id. at 668.
But “to alter, amend, or add to any treaty, by inserting any clause, whether small or great, important or trivial, [is] an usurpation of power, and not an exercise of judicial functions.” The Amiable Isabella, 19 U.S. (6 Wheat.) 1, 71, 5 L.Ed. 191 (1821) (holding that the 1795 U.S.-Spain Treaty for safe passage of ships did not protect a Spanish claimant from United States condemnation of a schooner during the War of 1812 when the requisite passport mandated by the treaty was not affixed to the vessel). Both Ehrlich and Jack interpolated a causal component into the Warsaw Convention that was not required by the text, and both did so expressly to serve the Warsaw Convention‘s purpose of “limiting the liability of air carriers in order to foster the growth of the fledgling commercial aviation industry.” Ehrlich, 360 F.3d at 385 (quoting Floyd, 499 U.S. at 546); see also Jack, 854 F.Supp. at 662, 665 (“such an approach furthers the pro-airline industry goals of the Warsaw Convention because it is so restrictive of passengers’ rights“). To be sure, both Ehrlich and Jack found ambiguity in the original French text of the Warsaw Convention before inquiring into the purpose of that treaty and seeking to give effect to that purpose. But what that should mean for us is not, as Etihad would have it, that we should blindly adopt Ehrlich as the law of our circuit for claims under Article 17(1) of
Ehrlich recognized that “the Montreal Convention is an entirely new treaty that unifies and replaces the system of liability that derives from the Warsaw Convention.” Ehrlich, 360 F.3d at 371 n.4. So do we. The Montreal Convention was signed in 1999, in six languages including English, and we are charged with interpreting that English text in the first instance rather than clinging to the Second Circuit‘s purposivist interpretation of a French-language predecessor treaty signed in 1929. In Sections III.B through III.E, infra, to fortify our textual analysis of Article 17(1), we will discuss more fully the relative purposes of the Warsaw and the Montreal Conventions, and we will address relevant decisions of the United States Supreme Court and other courts, which provide useful context for both Ehrlich and our decision here. But for now, it suffices to say that Ehrlich and Jack do not provide insight into meaning of the plain text of Article 17(1) of the Montreal Convention.
4. Our Textual Interpretation
Here, then, is a fairer illustration of what damages are recoverable under Article 17(1) according to the plain text of the Montreal Convention:
As this diagram makes clear, because an accident onboard Etihad‘s aircraft caused Doe to suffer a bodily injury (a fact that Etihad concedes), Doe may therefore recover damages for her mental anguish, regardless of whether that anguish was caused directly by her bodily injury or more generally by the accident that caused the bodily injury. That is because, either way, Doe‘s mental anguish is “damage sustained in case of“—i.e., “in the event of” a compensable bodily injury.
What the plain text of Article 17(1) also makes clear is that a passenger can-
Admittedly, however, the text of Article 17(1) is still not entirely clear as to what connection must exist between the required bodily injury and claimed mental anguish. The plain text of Article 17(1) is sufficient on its own to reject Etihad‘s interpretation of it. And the plain text of Article 17(1) allows our conclusion that when a single “accident” causes both bodily injury and mental anguish, that mental anguish is sustained “in case of” the bodily injury. But the plain text on its own does not necessarily require that a single accident cause both the required bodily injury and the claimed mental anguish in order for that mental anguish to be “sustained in case of” the bodily injury, as our conclusion suggests.
What if, for example, there are two accidents: first, unusually rough turbulence (which causes a passenger mental anguish but no bodily injury), and second, an unrelated emergency landing, during which every passenger sustains at least some bodily injury. Does the bodily injury sustained in the emergency landing allow the passenger who had previously suffered severe emotional distress to recover for that distress? That is, is mental anguish from the first accident considered “damage sustained in case of bodily injury” because it was sustained during the same flight as the second accident, which caused bodily injury?
On the one hand, it seems reasonable to read the “in case of” language as precluding recovery of damages for mental anguish in the example presented in the preceding paragraph, and our interpretation of Article 17(1) implicitly supports such a conclusion; but on the other hand, the text of the treaty does not explicitly prohibit such recovery. So, both to bolster our conclusion that mental anguish is “sustained in case of” a bodily injury when it arises from the same accident that caused that bodily injury, and to reinforce the proposition that Ehrlich does not control this case, we review relevant persuasive authorities that provide insight into the meaning of Article 17(1) in the context of its ratification by its signatories. See, e.g., Saks, 470 U.S. at 396 (“[T]reaties are construed more liberally than private agreements, and to ascertain their meaning we may look beyond the written words to the history of the treaty [and] the negotiations” that produced the treaty. (alteration in original) (quoting Choctaw Nation of Indians v. United States, 318 U.S. 423, 431-32, 63 S.Ct. 672, 87 L.Ed. 877 (1943))). We therefore turn next to the history of the negotiations that culminated in the signing of the Montreal Convention and to evidence of the signatories’ purpose in ratifying the Montreal Convention.
This historical inquiry is important because the question before us is important. And the question before us is important for several reasons. First, Article 17(1) governs not only claims for needlesticks, snakebites, and the like, but also
We conclude that an air carrier cannot be held liable under Article 17 when an accident has not caused a passenger to suffer death, physical injury, or physical manifestation of injury. Although Article 17 renders air carriers liable for “damage sustained in the event of” ... such injuries, we express no view as to whether passengers can recover for mental injuries that are accompanied by physical injuries. That issue is not presented here because respondents do not allege physical injury or physical manifestation of injury.
Fourth, although we have expended considerable effort explaining that the Montreal Convention is a new treaty that we should interpret independently of the Warsaw Convention, such that Ehrlich does not inform our decision here, there is nonetheless evidence that the drafters of the Montreal Convention intended Article 17(1) to be construed consistently with well-settled Warsaw Convention precedents of the United States Supreme Court. See Explanatory Note to Montreal Convention, art. 17, S. Treaty Doc. 106-45, 1999 WL 33292734, at *16 (2000).11 These
And finally, while Ehrlich was a Warsaw Convention decision, we recognize that our conclusion today is directly contrary to Ehrlich‘s conclusion as to a similarly worded provision. The history behind the Montreal Convention will make clear why the conclusion we reach today is correct, and why we cannot use the same lines of reasoning that Ehrlich and Jack used in reaching their holdings that denied recovery for mental injuries that accompanied but did not directly flow from a bodily injury.
B. History and Purpose of the Montreal Convention
The Warsaw Convention was opened for signature in 1929, just two years after Charles Lindbergh famously flew his Spirit of St. Louis solo from New York to Paris, and eight years before Amelia Earhart disappeared over the Pacific Ocean. The original parties to the Warsaw Convention had the “primary purpose of ... limiting the liability of air carriers in order to foster the growth of the fledgling commercial aviation industry.” Floyd, 499 U.S. at 546 (citing Trans World Airlines, Inc. v. Franklin Mint Corp., 466 U.S. 243, 256, 104 S.Ct. 1776, 80 L.Ed.2d 273 (1984); Minutes, Second Int‘l Conf. on Private Aeronautical Law, October 4-12, 1929, Warsaw 37 (R. Horner & D. Legrez trans. 1975) (“Warsaw Conference Minutes“); and Lowenfeld & Mendelsohn, The United States and the Warsaw Convention, 80 Harv. L. Rev. 497, 498-99 (1967)).
The Warsaw Convention itself was the product of four years of work by a committee of experts that was appointed in 1925 at an international conference in Paris at which an early draft protocol was circulated. That draft protocol included an expansive liability provision, holding the carrier “liable for accidents, losses, breakdowns, and delays” without imposing any requirement of death or bodily injury. Ministère des Affaires Étrangères, Conférence Internationale de Droit Privé Aérien (27 Octobre-6 Novembre 1925), 79 (1926), as translated in Floyd, 499 U.S. at 542.
By the time the conference in Warsaw began in 1929, the committee had divided the protocol on liability into three separate provisions (one for injury to passengers, one for damage to goods, and one for losses from delays). This text was then further developed in Warsaw until the final version of the Warsaw Convention was agreed upon—with much narrower language in Article 17 for air carriers’ liability to injured passengers. See Warsaw Conference Minutes at 205-06; Floyd, 499 U.S. at 543. Moreover, unlike the Montreal Convention‘s strict-liability scheme, the Warsaw Convention imposed a cap on damages at 125,000 gold French francs (at the time, approximately $8,300) per passenger, which carriers could reduce to zero upon showing that they had exercised due care by taking “all necessary measures to avoid the damage or that it was impossible” to do so. The cap on damages was lifted (so as to allow potentially
The United States Supreme Court has stated that “it is reasonable to infer that the Conference adopted the narrower language [in Article 17] to limit the types of recoverable injuries.” Floyd, 499 U.S. at 543. “Whatever may be the current view among Convention signatories, in 1929 the parties were more concerned with protecting air carriers and fostering a new industry rather than providing a full recovery to injured passengers.” Id. at 546.
The Warsaw Convention, entered into force in 1933, and the United States became a party to it in 1934. Paul S. Dempsey & Michael Milde, International Air Carrier Liability: The Montreal Convention of 1999, 13 (McGill Univ. Centre for Research in Air & Space Law) (2005). The United States subsequently led various efforts to modernize it and raise its liability limits. See Montreal Convention, 1999 WL 33292734, at *3-5 (Letter of Submittal from President Clinton to United States Senate) (“Letter of Submittal“) (detailing history of Warsaw Convention and proposed modifications). In the early 1950s, the newly created International Civil Aviation Organization (ICAO) began evaluating a potential increase to the liability limits at international conferences in Rio de Janeiro and The Hague. At The Hague, the United States proposed raising the personal-liability limits to approximately $25,000, but the majority of other participants resisted; the United States countered with a reduced proposal of approximately $20,000, which was also met with disapproval. “It was not until the United States began to threaten denunciation” that any agreement to increase the personal-liability limits was reached, and even then, the United States “succeeded only in doubling the original Warsaw Convention liability limit to $16,600,” in a proposed amendment to the Warsaw Convention known as the Hague Protocol. Dempsey & Milde, supra, at 19 n.51; Letter of Submittal, 1999 WL 33292734, at *3; see Protocol to Amend the Convention for the Unification of Certain Rules Relating to International Carriage by Air, done at The Hague September 28, 1955. The United States, dissatisfied with the low liability limits, refused to ratify the Hague Protocol.12
In 1965, in response to what some courts have described as the “unconscionably low” liability limits under the Warsaw Convention, Dunn v. Trans World Airlines, Inc., 589 F.2d 408, 411 (9th Cir. 1978), United States Secretary of State Dean Rusk gave Poland six months’ notice that the United States intended to denounce the Warsaw Convention. Dempsey & Milde, supra, at 29 n.87 (citing Dep‘t of State Press Release No. 268, 50 Dep‘t of State Bull. 923-24 (1965)). The notice included a proviso that the United States would retract its notice of denunciation if personal-liability limits were raised to $75,000 to $100,000 per passenger.
As a result of this notice, the ICAO held a conference in Montreal in 1966 at which the United States unsuccessfully sought to increase the personal-liability limits. The airlines themselves, however—including all major air carriers that served the United States—entered into a private intercarrier agreement (the Montreal Agreement) that made two broad changes to the Warsaw Convention‘s limitations. First, the Montreal Agreement increased the personal-liability limits to $75,000 per passenger.
In the wake of the Montreal Agreement of 1966, various other international agreements were also reached to increase liability. In 1974, various European and Japanese carriers agreed to increase passenger liability in an informal “Malta Agreement.” Id. at 31. In 1992, Japanese carriers agreed to strict liability for personal injury up to 100,000 Special Drawing Rights per passenger.13 And in 1995, a dozen airlines signed a “Washington Intercarrier Agreement,” endorsed by the International Air Transport Association, to which the United States Department of Transportation had given antitrust immunity to facilitate discussion of the modernization of international air-carrier liability. Id. at 33-34. This Washington Intercarrier Agreement, signed in Kuala Lumpur, imposed strict liability up to 100,000 SDRs per passenger and removed the “willful misconduct” provision for liability beyond the cap, replacing that provision with something more like a negligence standard that imposes unlimited liability above the 100,000-SDR cap if the airline cannot prove that it took “all necessary measures” to avoid the injury. The major United States-based airlines joined the Washington Intercarrier Agreement within a week of its initial signing in Kuala Lumpur. Ibid.
Also in the wake of the Montreal Agreement of 1966, aside from the private intercarrier agreements that were negotiated, the United States continued to seek amendments to the Warsaw Convention that would impose higher personal-liability limits. In 1971, the Guatemala City Protocol came close to achieving a limit of 1,500,000 gold francs (then equivalent to approximately $100,000) per passenger, but that Protocol would have imposed an absolute limitation on liability, even in cases of willful misconduct. See id. at 22-26. The United States Senate refused to ratify the Guatemala City Protocol in part because it used the gold standard for liability limits and because it would have imposed an absolute, unbreakable limitation on liability. In 1975, various “Montreal Protocols” were proposed at a diplomatic conference as part of an initiative to replace the Warsaw Convention‘s gold standard with the SDR. But the only protocol that entered into force worldwide was Protocol No. 4, which affected only cargo liability and not personal-injury liability. See id. at 26-29.
Against that backdrop, the Montreal Convention of 1999 was revolutionary: it replaced not only the Warsaw Convention but also “all of its related instruments and ... eliminate[d] the need for the patchwork of regulation and private voluntary agreements” that then dominated the world‘s air-carrier liability regime. Letter of Submittal, 1999 WL 33292734, at *7. The Montreal Convention imposes strict liability for injuries that are compensable
Moreover, by 1999, when the Montreal Convention was opened for signature, the aviation industry was anything but “fledgling,” and the purpose of the Montreal Convention was not to protect the aviation industry, but rather to provide a “modernized uniform liability regime for international air transportation.” Letter of Submittal, 1999 WL 33292734, at *6.
In light of the great difference between the purpose of the Warsaw Convention and the purpose of the Montreal Convention, then, it hardly seems appropriate for us to look to the purpose of the Warsaw Convention, as Etihad would have us do in relying on Ehrlich, in order to arrive at a different conclusion from one compelled by the plain text of the Montreal Convention. Our Supreme Court‘s Warsaw Convention jurisprudence has relied consistently on analysis of the purpose of that treaty as it was implemented in 1929. See, e.g., Zicherman, 516 U.S. at 221-23; Saks, 470 U.S. at 400-05; Floyd, 499 U.S. at 546. What the historical record makes clear is that the considerations favoring a close textual reading of the Montreal Convention—a product of at least five decades of international negotiations—far outweigh whatever considerations would weigh in favor of rewriting the text of the Montreal Convention in order to accommodate Ehrlich or effectuate the purpose of the Warsaw Convention, as Etihad would have us do.
C. Relevant Warsaw Convention Litigation
We turn next to (1) relevant decisions of our Supreme Court under the Warsaw Convention; (2) a brief summary of our reasons for rejecting Ehrlich in light of the foregoing discussion of the history and purpose of the Montreal Convention; and (3) a brief discussion of relevant district-court cases.
1. United States Supreme Court Decisions Under the Warsaw Convention
From 1984 to 2004, the United States Supreme Court handed down a series of
A year later, the Court decided Chan v. Korean Air Lines, Ltd., 490 U.S. 122, 109 S.Ct. 1676, 104 L.Ed.2d 113 (1989), holding that the Warsaw Convention‘s limitations applied even if an airline defendant failed to provide notice of the Convention in at least 10-point type as the airline defendant agreed to in the Montreal Agreement of 1966. Chan, 490 U.S. at 135 (holding that although Korean Air Lines had joined the Montreal Agreement in 1969 and had violated that agreement by providing notice of the Convention only in 8-point type, the Warsaw Convention‘s limitations still applied because the Montreal Agreement did not impose any sanction at all for failure to provide notice in the required typeface, let alone the sanction of forfeiting liability limitations).
In 1991, the Court decided Eastern Airlines v. Floyd, which as we noted earlier held that “bodily injury” in Article 17 of the Warsaw Convention does not allow for the recovery of mental injuries on their own (that is, with no physical injury incurred whatsoever), but which “express[ed] no view as to whether passengers can recover for mental injuries that are accompanied by physical injuries.” Floyd, 499 U.S. at 552. Next came Zicherman v. Korean Air Lines in 1996, in which the Court held that although the Warsaw Convention provided rules for liability and limitations of liability, it did not govern the measure (or calculation, so to speak) of damages, which was instead a matter to be determined in each case by applicable domestic law. Zicherman, 516 U.S. at 225 (“[Q]uestions of who may recover, and what compensatory damages they may receive, ... were unresolved by the Convention and left to ‘private international law‘—i.e., to the area of jurisprudence we call ‘conflict of laws,’ dealing with the application of varying domestic laws to disputes that have an interstate or international component.“).
In 1999, the Court decided El Al Israel Airlines, Ltd. v. Tsui Yuan Tseng, in which it held that the Warsaw Convention provided the sole remedy for personal-injury claims arising from injuries sustained during international air travel, even if the injured party could not state a claim for relief under the Warsaw Convention, in which case no remedy was available at all. Tseng, 525 U.S. at 161 (alleged assault by El Al agents during pre-flight security search that did not result in bodily injury was not an “accident” and was not compensable under the Warsaw Convention; the Warsaw Convention nevertheless continued to preempt local claims for damages from the assault).
Finally, in 2004, the Court decided Olympic Airways v. Husain, in which it clarified that finding an “accident” to have occurred for the purpose of applying Article 17 does not require identifying a single “injury producing event” but may rather involve a chain of causation that results in death or bodily injury, so long as there is
Saks, Chan, Floyd, and Zicherman were all decided unanimously, and Franklin Mint and Tseng were both decided eight to one over the dissent of Justice Stevens. Husain was decided six to two, with Justice Scalia dissenting, arguing that because two other Warsaw Convention signatories (England and Australia) had rejected the proposition that an airline‘s inaction could constitute an “accident” under Article 17, and because the text of Article 17 did not clearly resolve that issue, the Court should instead have followed the English and Australian decisions. Husain, 540 U.S. at 659-64 (Scalia, J., dissenting).
These opinions have enjoyed wide acceptance among our sister signatories, which have given them (especially Saks, Tseng, and Floyd) at least some deference and have developed their own jurisprudence using these opinions as guideposts. See, e.g., Plourde c. Service aérien F.B.O. inc., 2007 QCCA 739, para. 29 (Court of Appeal of Québec) (applying Floyd to deny recovery for purely psychological injury in a Montreal Convention case); Povey v. Qantas Airways Ltd. (2005) 223 CLR 189, 190 (High Court of Australia) (applying Saks and considering Tseng and Husain in Warsaw Convention case); King v. Bristow Helicopters Ltd [2002] UKHL 7 (House of Lords) (applying Saks, Tseng, and Floyd in Warsaw Convention case).
Because these Supreme Court cases analyzed aspects of the Warsaw Convention that we have no reason to believe have changed following the ratification of the Montreal Convention (and that neither
2. Why the Second Circuit‘s Ehrlich Decision Does Not Govern Montreal Convention Claims
In light of the discussion in Sections III.A and III.B, there are several reasons why we decline to adopt Ehrlich to govern Doe‘s claims. First, Etihad‘s argument that we should adopt Ehrlich is unconvincing in part because of how thorough Ehrlich itself is: Ehrlich reaches its conclusion only after plumbing the depths of the original French meaning of the
Second, Ehrlich interpreted the authoritative French text of the
Third, as we discussed in Section III.B, the purpose of the
Fourth, although the Ehrlich court stated that its ruling was necessary to avoid anomalous results, it appears that under the
The interpretation of Article 17 favored by the [plaintiffs] would give rise to anomalous and illogical consequences because “similarly situated passengers [would be] treated differently from one another on the basis of an arbitrary and insignificant difference in their experience.” For example, a passenger who sustained a mental injury but no bodily injury would be unable to look to Article 17 for relief whereas a co-passenger who suffered the same mental injury yet fortuitously pinched his little finger in his tray table while evacuating and thereby suffered an unrelated bodily injury would be able to hold the carrier liable under the Warsaw Convention.
But our interpretation of Article 17(1) of the
Returning to Ehrlich‘s hypothetical of the passenger who escapes the same crash-landing entirely unscathed except for a pinched pinky finger: what result? As we read the
None of these outcomes produce an “illogical or unreasonable result” that might caution against our ruling today. Int‘l Union, United Auto., Aerospace & Agric. Implement Workers of Am. v. Brock, 816 F.2d 761, 766 (D.C. Cir. 1987). Thus, we are not persuaded by Ehrlich that we must read in an additional causation requirement to avoid interpreting the
To the contrary, it would be odd to require the passenger to prove which mental injuries in fact were caused by the physical injury as opposed to being caused more generally by the accident. In our crash-landing hypothetical, a passenger might, for example, be conscious for the duration of the crash-landing and then realize that he has suffered a grievous injury to his leg. Perhaps the passenger fears losing the leg for hours or days while he is in the hospital. And perhaps the passenger, who has a compensable bodily injury (bruised ribs and a broken leg), suffers mental anguish and other emotional damages--some as a result of the fear of losing the leg (which surely would be caused by the bodily injury, even if the leg was ulti
It would not “favor[] passengers,” Ehrlich, 360 F.3d at 371 n.4, to require the passenger to prove which mental harms were caused directly by the broken leg as opposed to being caused more generally by the accident. After all, causation is difficult. Surely, for example, harm such as insomnia, fear of flying (or other fears), or emotional distress might initially result from the crash-landing but then be exacerbated by the bodily injury. Would only the portion of harm traceable and subsequent to the bodily injury be recoverable? Or, what if some of the harm resulted from the realization of an imminent crash-landing--should that harm be excluded from recovery because its cause preceded the accident, while harm occurring together with or flowing from the crash-landing would be recoverable?
Thus, at the end of the day, adopting Ehrlich would mean requiring Doe and other Montreal Convention plaintiffs to prove causation in a way that burdens the injured passenger far more than the text requires; that would be an anomalous result.
For all these reasons, we decline to adopt Ehrlich.
3. Relevant District Court Cases
We now turn to Jack, the district-court opinion that Ehrlich followed, and which was the first district-court opinion to analyze the text and history of the
- Emotional-distress damages are never recoverable. Id. at 665.
- Emotional-distress damages are always recoverable as long as the plaintiff has a bodily injury, even if the bodily injury is wholly unrelated to the emotional distress. Id. at 665-66 (notably, the court found that this approach “would read emotional distress as damages resulting from the accident (as opposed to the injury), which is difficult to do under the wording of Article 17,” although the court did not explain the difficulty). This theory is broader than our interpretation, in that it allows recovery for mental injuries that are wholly unrelated to a compensable bodily injury, which would seem to capture more than just those mental injuries “sustained in case of” a compensable bodily injury.
- Emotional-distress damages are recoverable as “an element of the damages for bodily injury,” but “need not be about the injury,” so long as the distress occurs “at the same time or later than the bodily injury.” Id. at 666-67 (noting that in a plane crash that caused an injury, distress about the plane crash would be recoverable so long as it occurred after the injury, just as federal common law would allow the victim of a racially motivated false arrest to recover for emotional distress subsequent to physical injuries sustained, and not only for the minor physical injuries). This theory attempts to limit the scope of recovery to some
thing narrower than what the second theory would allow, but it does so by reading in a temporal element, which is not supported by the text of the treaty. - Emotional-distress damages are recoverable only if they are “caused by the bodily injury.” Id. at 667-68. This was the approach Jack settled on and that Ehrlich adopted.
The problem with this purported tetralemma is that it omits a plausible fifth option--namely, our conclusion that mental injuries are recoverable if they are caused either by a compensable bodily injury or by the accident that causes a compensable bodily injury. Thus, while Jack‘s theoretical framework produces an elegant syllogism in support of Jack‘s fourth theory, it is not one that we have reason to follow in interpreting the
Etihad relies not only on Jack but also on Rothschild v. Tower Air, Inc., 1995 WL 71053 (E.D. Pa. Feb. 22, 1995). In Rothschild, a passenger (Joan Rothschild) bound for New York from Tel Aviv reached into a seatback pocket and--just like Doe--was pricked on the finger by a hypodermic needle that lay hidden within. Id. at *1. Mrs. Rothschild sued the airline for damages under the
Etihad relies on the denial of Mrs. Rothschild‘s motion for new trial to support its contention that “fear of AIDS/contagion is too speculative to be recoverable absent actual exposure.” Appellee‘s Br. 20. But, for several reasons, Rothschild does not help Etihad. First, the Rothschild court expressly applied Pennsylvania state law, rather than the
Second, unlike Doe, Mrs. Rothschild was tested for AIDS only once--the day after the incident--and the Rothschild court‘s denial of her motion for new trial relied on the fact that “[d]uring the seven months between the injury and trial, Mrs. Rothschild was never again tested.” Id. at *3. The Rothschild court might thus have had good reason to find, as a matter of fact, that Mrs. Rothschild‘s claimed fear of contagion was too speculative to support additional damages.
Third, the fact that Mrs. Rothschild proceeded to trial at all would seemingly help Doe more than it helps Etihad, especially in light of the fact that we are reviewing the district court‘s grant of partial summary judgment. How reasonable or speculative Doe‘s fear of contagion was is not a question of whether Etihad may be liable to Doe but is rather a question of fact (and a damages question, at that) that is properly resolved at trial rather than at summary judgment.
In sum, neither Jack nor Rothschild provides any basis on which to affirm the grant of partial summary judgment for Etihad.
D. The Montreal Convention in Our Sister Circuits
We now turn to recent Montreal Convention decisions of our sister circuits. Since the ratification of the
The Eleventh Circuit, for example, affirmed a grant of summary judgment against a Montreal Convention plaintiff who traveled from Hawaii to Mumbai, India, and was refused entry (and ordered to return to the United States) by the Indian government for lack of proper immigration documentation. He subsequently claimed that Korean Air Lines was liable for various alleged “accidents” including (1) an alleged theft of $2000 cash from him; (2) denial of access to medicine while his luggage was checked; (3) failure to call a doctor for him while in Mumbai or in transit in South Korea; (4) failure to provide diabetic meals on the return flight from Mumbai; (5) “detention” and lack of “proper hydration” in a holding area in South Korea; and (6) failure to assist him when his legs swelled and caused him to fall. Jacob v. Korean Air Lines, 606 Fed. Appx. 478, 482 (11th Cir. 2015) (per curiam) (first holding that plaintiff had failed to prove that any “accident” had happened on board that had caused him a bodily injury, then holding alternatively that plaintiff‘s damages were unrecoverable emotional damages). In denying recovery for “subsequent physical manifestations of an earlier emotional injury,” the court quoted Ehrlich‘s statement that “mental injuries are recoverable under Article 17 only to the extent that they have been caused by bodily injuries.” Id. at 482 (quoting Ehrlich, 360 F.3d at 400).
Jacob does not conduct any analysis of the text of the
Thus, neither Jacob nor Campbell had reason to consider whether mental damages accompanying a compensable bodily injury were recoverable under Article 17(1) of the
In its partial-summary-judgment order, the district court below cited Bassam v. Am. Airlines, Inc., 287 Fed.Appx. 309, 317 (5th Cir. 2008), an unpublished decision of the Fifth Circuit in which that court cited Ehrlich to support the proposition that “courts have held that emotional injuries are not recoverable under Article 17 of the Montreal Convention or Warsaw Convention unless they were caused by physical injuries.” Bassam, 287 Fed.Appx. at 317 (emphasis added). But Bassam was a case in which the plaintiff‘s only claimed injuries were emotional and not physical: in Bassam, the plaintiff sued the airline because one of her checked bags was lost for several months during which time the plaintiff suffered “embarrassment and upset of not being able to dress and appear in public as was her prior practice.” Id. at 311. Indeed, the Bassam opinion itself makes clear that in citing Ehrlich, Bassam was not deliberately interpreting “in case of” to mean “caused by” (that is, Bassam was not deliberately adopting Ehrlich to define “in case of” in the Montreal Convention), but rather was establishing that the plaintiff could not show any accident or bodily injury that would be required to recover for emotional injuries under Article 17(1) of the
Bassam has not alleged any physical injury. Moreover, even if her claim of “embarrassment and upset” could be construed as such, that injury was not caused by an accident on board the aircraft or in the course of embarking or disembarking. Therefore, Bassam has failed to establish carrier liability for emotional distress damages under Article 17(1).
Id. at 317. Etihad‘s reliance on Bassam, and the district court‘s use of Bassam to support its grant of partial summary judgment in this case, are thus unfounded.17
Finally, it is worth noting that some courts have looked to the relative histories of the Warsaw and Montreal Conventions to support reaching a different conclusion
E. Relevant Foreign Law
When we interpret a treaty provision, “the opinions of our sister signatories [are] entitled to considerable weight.” Saks, 470 U.S. at 404, 105 S.Ct. 1338 (quoting Benjamins v. British European Airways, 572 F.2d 913, 919 (2d Cir. 1978)); see also Husain, 540 U.S. at 660, 124 S.Ct. 1221 (Scalia, J., dissenting) (“We can, and should, look to decisions of other signatories when we interpret treaty provisions. Foreign constructions are evidence of the original shared understanding of the contracting parties.“).
Most Montreal Convention litigation in the European courts has involved the interplay between the Convention and various European Union Regulations, specifically in cases of delays and lost baggage. See, e.g., Case C-94/14, Flight Refund Ltd v. Deutsche Lufthansa AG, 2016 E.C.R. 148 (Court of Justice) (delay-compensation claim); Case C-63/09, Walz v. Clickair SA, 2010 E.C.R. I-4239 (Court of Justice) (lost-baggage claim). But some cases have involved the interpretation of Article 17(1). The Supreme Court of the United Kingdom has reaffirmed, for example, that “injury to feelings ... related to [a passenger‘s] treatment during the process of embarkation and during the flight, which made him feel humiliated” is not a “bodily injury” under Article 17(1) of the
One Canadian court, engaging in a mode of analysis substantially similar to ours in this case, applied Floyd and considered Ehrlich in declining to interpret “bodily injury” in Article 17(1) of the
None of these cases, however, confronted the question of whether mental anguish that accompanies a compensable bodily injury, rather than only mental anguish caused by a bodily injury, is recoverable under Article 17(1).
Indeed, the only foreign case we can find that has confronted that question is a decision of a trial court in British Columbia, which--citing Floyd and Ehrlich favorably--required a “sufficient causal link” between the bodily injury and the mental injury in order for the mental injury to be compensable;
In some cases, the causal link between the bodily injury and the mental injury will be clear. For example, an airline passenger who suffers burns on his or her face as a result of an aircraft fire will undoubtedly suffer mental anguish. So long as the bodily injury is proven, the mental injury proven to have been caused by it will be compensable. Wettlaufer v. Air Transat A.T. Inc., 2013 BCSC 1245, para. 82 (2013) (where a passenger aboard an Air Transat flight from Vancouver to Cancun was struck by “an unsecured food cart” upon landing, the passenger recovered money damages under Article 17(1) to compensate her for both her bodily injury and the emotional damages resulting from her fear of being
Despite Wettlaufer‘s “sufficient causal link” language, the relief ordered in Wettlaufer is entirely consistent with the relief Doe seeks here and with our interpretation of Article 17(1): the “accident” that harmed Wettlaufer was being struck by the food cart, her “bodily injury” included the resulting bruises on her back and neck, and her recoverable emotional damages--fear of being “bumped“--seemingly must have been caused not by the bruises themselves, but from the fact that she was bumped by a food cart (that is--again, despite the language used by the court--her emotional damages were caused by the accident that caused the bodily injury, and those emotional damages were nevertheless recoverable). Further, denying Wettlaufer‘s recovery for fear of flying is consistent with the text of Article 17(1) as well, because fear of flying might not be the sort of fear “sustained in case of” bruises caused by a runaway food cart. Wettlaufer does not seriously explore the language “damage sustained in case of,” and it is only the decision of a provincial trial court rather than a sister signatory‘s high court. Even if we were to accord it the same weight as a decision of a high court, however, it would not give us reason to believe that our decision today is at odds with the “shared understanding of the contracting parties” to the
F. The Montreal Convention Imposes Liability for Emotional and Mental Harms Accompanying a Compensable Bodily Injury
In light of the foregoing discussion, we now provide a brief summary of our decision and its application to Doe‘s case. For ease of reference, we state again the full text of Article 17(1) of the
The carrier is liable for damage sustained in case of death or bodily injury of a passenger upon condition only that the accident which caused the death or injury took place on board the aircraft or in the course of any of the operations of embarking or disembarking.
To prevail on a claim for damages under Article 17(1), a plaintiff must prove that (1) there was an “accident,” defined as “an unexpected or unusual event or happening that is external to the passenger,” Saks, 470 U.S. at 405, 105 S.Ct. 1338; (2) the accident happened either “on board the aircraft” or during “the operations of embarking or disembarking“; and (3) the accident caused “death or bodily injury of a passenger.” The carrier is then liable for damage sustained, which we interpret to include emotional or mental damages, so long as they are traceable to the accident, regardless of whether they are caused directly by the bodily injury.
A simple example serves to illustrate our understanding. Consider a case in which an overhead bin unexpectedly opens in flight, causing a suitcase to fall out and strike a passenger in the eye. The passenger might sustain bodily injury--bruises, broken or fractured bones, a concussion, etc.--and the passenger might sustain mental anguish such as the fear of losing sight in the injured eye or a fear of being struck by flying objects. The “accident” would be the suitcase striking the passenger. (The faulty overhead bin or latch, like the airline‘s failure to clean out the seatback pocket in Doe‘s case, might be underlying negligence that precipitated the accident.) The accident happened on board the
The following diagram illustrates this result:
Under Etihad‘s framework, a plaintiff seeking to recover damages for mental anguish would instead have to prove that an accident caused bodily injury, which in turn caused the mental anguish. But that framework is neither found in the text of the
Here, the accident was the needle pricking Doe‘s finger. The accident happened on board Etihad‘s aircraft. And the accident caused bodily injury, as Etihad has conceded. Etihad is therefore liable for Doe‘s damage sustained, which includes both her physical injury and the mental anguish that she is able to prove that she sustained. Assuming that, on remand, Doe is able to prove fear of contagion or other mental anguish, Etihad is liable for damages arising from that anguish regardless of whether the anguish was directly caused by the physical hole in Doe‘s finger or by the fact that Doe was pricked by a needle. The diagram at page 417, supra, illustrates this result.
IV Michigan Damages Laws Govern the Measure of Doe‘s Recovery and Any Recovery by Doe‘s Husband for Loss of Consortium
Having determined that the
Article 29 of the
In this case, then, the district court should measure Doe‘s damages by whatever law would apply to an analogous case in the Eastern District of Michigan. An analogous case would be a diversity action for personal-injury damages. A federal court exercising diversity jurisdiction applies the choice-of-law rules of the state in which it sits. Klaxon Co. v. Stentor Elec. Mfg. Co., 313 U.S. 487, 496, 61 S.Ct. 1020, 85 L.Ed. 1477 (1941). And “a federal court in a diversity action is obligated to apply the law it believes the highest court of the state would apply if it were faced with the issue.” Mahne v. Ford Motor Co., 900 F.2d 83, 86 (6th Cir. 1990).
Our court has previously recognized Michigan‘s strong presumption in favor of applying Michigan law in Michigan courts:
Michigan‘s choice of law framework is established in two Michigan Supreme Court decisions: Olmstead v. Anderson, 428 Mich. 1, 400 N.W.2d 292, 302 (1987), and Sutherland v. Kennington Truck Serv., Ltd., 454 Mich. 274, 562 N.W.2d 466, 471 (1997). In a tort action, Michigan courts recognize a presumption in favor of lex fori and apply Michigan law “unless a ‘rational reason’ to do otherwise exists.” Sutherland, 562 N.W.2d at 471. The two-step test for determining whether such a rational reason exists was distilled in Sutherland from Olmstead as follows:
First, we must determine if any foreign state has an interest in having its law applied. If no state has such an interest, the presumption that Michigan law will apply cannot be overcome. If a foreign state does have an interest in having its law applied, we must then determine if Michigan‘s interests mandate that Michigan law be applied, despite the foreign interests.
Standard Fire Ins. Co. v. Ford Motor Co., 723 F.3d 690, 693 (6th Cir. 2013).
Neither party here has asserted a “rational reason” for us to hold that any law other than Michigan‘s damages laws
Michigan‘s substantive damages laws therefore govern the measure of any recovery that Plaintiffs win. On remand, assuming Doe wins a judgment, the district court is free to determine, within the bounds of what Michigan damages laws allow, what specific kinds of damages--such as emotional distress, mental anguish, fear of contagion, loss of consortium, and so on--Plaintiffs are entitled to recover, in “grant[ing] the relief to which each party is entitled.”
V
The
But the
Having determined that the
Notes
Warsaw Convention art. 17. Only the French text of the Warsaw Convention is authoritative, but the United States Supreme Court has employed as persuasive authority an official English translation of that text, which was presented to the United States Senate when it consented to ratify the Warsaw Convention in 1934, and which provides:Le transporteur est responsable du dommage survenu en cas de mort, de blessure ou de toute autre lésion corporelle subie par un voyageur lorsque l‘accident qui a causé le dommage s‘est produit à bord de l‘aéronef ou au cours de toutes opérations d‘embarquement et de débarquement.
49 Stat. 3014; see Olympic Airways v. Husain, 540 U.S. 644, 649 n.4, 124 S.Ct. 1221, 157 L.Ed.2d 1146 (2004); Saks, 470 U.S. at 397. For the most part, the language of the Warsaw Convention‘s Article 17 is the same as the language of the Montreal Convention‘s Article 17(1). Notably, the “in case of” language in the Montreal Convention replaced “en cas de” from the Warsaw Convention, which was translated from the French in the above translation as “in the event of.” And, as discussed above, the “upon condition only” language in the Montreal Convention was new: it replaced “lorsque” from the Warsaw Convention, which was translated from the French in the above translation as “if.”The carrier shall be liable for damage sustained in the event of the death or wounding of a passenger or any other bodily injury suffered by a passenger, if the accident which caused the damage so sustained took place on board the aircraft or in the course of any of the operations of embarking or disembarking.
It is worth reiterating that in the present case, Doe‘s mental anguish is traceable to her bodily injury, whereas in Ehrlich, it is easier to comprehend the airline‘s argument that the Ehrlichs’ bodily injuries did not cause their mental injuries. There, the Ehrlichs’ alleged mental injuries of fear of flying and sleeplessness could have been caused by the emergency landing (and not by the bodily injuries sustained during the evacuation). The “accident,” then could be understood as the emergency landing, which (because it resulted in the evacuation) caused the bodily injuries sustained in the evacuation, and which separately caused mental injuries that the Ehrlichs would have sustained regardless of whether they sustained any bodily injuries at all. Of course, it is also possible that the Ehrlichs’ mental injuries caused by the emergency landing were exacerbated by the evacuationFor the purposes of this appeal, American Eagle does not dispute that the Ehrlichs allegedly sustained mental and bodily injuries which were caused by an accident that took place on board its aircraft or during the evacuation therefrom. Moreover, on appeal, the Ehrlichs do not challenge the district court‘s conclusion that they failed to raise “a genuine issue of fact regarding a causal connection between their alleged bodily injuries and their mental suffering.” See Ehrlich, 2002 U.S. Dist. LEXIS 21419, at *11. Instead, their appeal focuses on whether the court properly construed Article 17. Accordingly, we need not address whether an accident caused the Ehrlichs to suffer injuries on board an aircraft or in the course of any of the operations of disembarking; we also need not address whether the Ehrlichs’ alleged physical injuries caused their alleged mental injuries. Ehrlich, 360 F.3d at 374 n.8.
International Conference on Air Law, Vol. I Minutes at pp. 242-43 (Plenary, Sixth Meeting, May 27, 1999). The reference in this statement to “jurisprudence in areas other than international carriage by air” reflects the concern of some States that jurisprudence under Article 17(1) of the Convention should not develop in a particular State beyond the then current jurisprudence of that State. Rather, that jurisprudence should continue to develop in a manner consistent with, not ahead of, jurisprudence in other areas in such States.Paragraph 1 provides for carrier liability for death or bodily injury of a passenger caused by an accident on board the aircraft or in the course of embarking or disembarking. The carrier‘s limited defenses to liability are provided for elsewhere in the Convention (i.e., Article 21, below). It is expected that this provision will be construed consistently with the precedent developed under the Warsaw Convention and its related instruments.
Following extensive debate, the Conference decided not to include an express reference to recovery for mental injury, with the intention that the definition of “bodily injury” would continue to evolve from judicial precedent developed under Article 17 of the Warsaw Convention, which uses that term. See International Conference on Air Law, Vol I Minutes at p. 201 (Thirteenth Meeting, May 25, 1999, Summary of the Chairman of the Conference). The Conference adopted the following Statement, recorded in the Minutes of the Proceedings:
With reference to Article 16 [sic], paragraph 1 of the Convention, the expression ‘bodily injury’ is included on the basis of the fact that in some States damages for mental injuries are recoverable under certain circumstances, that jurisprudence in this area is developing and that it is not intended to interfere with this development, having regard to jurisprudence in areas other than international carriage by air;....
