ANGEL HUANG DO v. COMMISSIONER OF MOTOR VEHICLES
(SC 19722)
Supreme Court of Connecticut
Argued December 20, 2017-officially released February 12, 2019
Palmer, McDonald, Robinson, Mullins, Kahn and Vertefeuille, Js.*
* The listing of justices reflects their seniority status on this court as of date of oral argument.
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Syllabus
The plaintiff, who had been arrested for operating a motor vehicle while under the influence of intoxicating liquor, appealed to the trial court from the decision of the defendant, the Commissioner of Motor Vehicles, who temporarily suspended her operator‘s license pursuant to statute (
Procedural History
Appeal from the decision of the defendant suspending the plaintiff‘s motor vehicle operator‘s license, brought to the Superior Court in the judicial district of Ansonia-Milford and transferred to the judicial district of New Britain, where the case was tried to the court, Schuman, J.; judgment dismissing the appeal in part and remanding for the resolution of a disputed factual issue, and the plaintiff appealed to the Appellate Court, Gruendel and Prescott, Js., with Bear, J., dissenting, which reversed the trial court‘s judgment and remanded the case with direction to render judgment sustaining the plaintiff‘s administrative appeal, and the defendant, on the granting of certification, appealed to this court. Reversed; judgment directed.
Drew S. Graham, assistant attorney general, with whom, on the brief, was George Jepsen, former attorney general, for the appellant (defendant).
Chet L. Jackson, for the appellee (plaintiff).
Opinion
The record reveals the following facts and procedural history. On April 24, 2014, at approximately midnight, desk personnel notified State Trooper Troy M. Biggs that a 911 caller had described a white Mercedes-Benz driving erratically on Route 63 near Round Hill Road in the town of Bethany. Shortly thereafter, Biggs spotted the Mercedes-Benz traveling northbound on Route 63 and proceeded to follow it. After Biggs observed the vehicle swerving and crossing the center line, he activated his emergency lights and pulled the driver over. Biggs identified the plaintiff as the driver of the vehicle from her Connecticut motor vehicle operator‘s license. While questioning the plaintiff, Biggs detected a strong odor of alcohol on her breath and inside the car. The plaintiff also admitted to having consumed two alcoholic beverages prior to leaving her home.
On the basis of this information, Biggs asked the plaintiff to exit the vehicle and to perform three standardized field sobriety tests, all of which the plaintiff failed.7
On April 26, 2014, in accordance with
On May 14, 2014, the commissioner notified the plaintiff that her license was being suspended for a period of ninety days. See
Prior to the hearing, the commissioner notified the plaintiff that the exhibit would be offered in evidence pursuant to
On May 30, 2014, the hearing officer issued the following findings: (1) “The police officer had probable cause to arrest the [plaintiff] for a violation specified in [§] 14-227b of the . . . General Statutes“; (2) “[t]he [plaintiff] was placed under arrest“; (3) “[t]he [plaintiff] submitted to the test or analysis and the results indicated a [blood alcohol content] of .08 [percent] or more“; and (4) “[the plaintiff] was operating the motor vehicle.” Consistent with these findings, the commissioner ordered the suspension of the plaintiff‘s license for a period of ninety days.
The plaintiff thereafter filed a petition for reconsideration in which she argued that the hearing officer could not properly have found affirmatively on the fourth issue—namely, that the plaintiff was operating the motor vehicle—because the exhibit indicated that the plaintiff was driving two different vehicles at the time of the incident. The plaintiff further argued that the A-44 form was inadmissible due to the alterations that Hennessey had made to it after Biggs had subscribed and sworn to the information contained therein. The
Pursuant to
“That reliability is not negated by the plaintiff‘s claims of discrepancies in the date of arrest and the identity of the motor vehicle that the plaintiff drove. The plaintiff raised both these claims before the hearing officer, thus giving the hearing officer an opportunity to consider them and exercise his discretion concerning the admissibility of the report.
“Under the applicable abuse of discretion standard, no abuse of discretion occurred here. . . . There is no dispute that the motor vehicle stop took place shortly after midnight on April 24, 2014. Page one of the A-44 [form] shows a typewritten but crossed out notation of the incident date as 04/23/2014. In handwriting, the date of 04/24/14 is added with initials that the commissioner concedes are those of . . . Hennessey, who . . . administered the oath but was not the sworn, arresting officer. The [exhibit], therefore, does contain this amount of unsworn information, which was improper. However, pages one and two of the A-44 [form] contain four references to the arrest and breath tests taking place in the early morning hours of 04/24/2014. The investigation report then makes six references to the incident and investigation taking place on April 24. Under these circumstances, the hearing officer could reasonably have concluded that the initial notation of 04/23/2014 was a scrivener‘s error due to fact that the arrest took place shortly after midnight and that this error did not negate the overall reliability of the [exhibit].
“The same is true of the discrepancy with regard to the motor vehicle in question. Page one of the A-44 [form] lists the motor vehicle as a 2007 Audi with a Massachusetts registration. In the Property section of the investigation report, however, the motor vehicle is identified as a white 2006 Mercedes-Benz with Connecticut registration 344-ZBO. [Likewise] [t]he narrative [portion] of the [investigation] report states: A 911 caller described the vehicle as a white Mercedes-Benz bearing CT registration
The plaintiff appealed to the Appellate Court, claiming, inter alia, that the trial court incorrectly had determined that the hearing officer did not abuse his discretion in admitting the exhibit into evidence. Do v. Commissioner of Motor Vehicles, supra, 164 Conn. App. 618. In support of this contention, the plaintiff argued, as she had before the trial court, that the discrepancies and errors contained in the exhibit rendered it unreliable and, therefore, inadmissible despite its compliance with
In reaching its determination, the Appellate Court acknowledged that, under
“The extent of the errors and discrepancies far surpasses mere scrivener‘s errors. The exhibit does not merely state that the plaintiff operated two different vehicles—
Judge Bear dissented from the majority opinion. In particular, he disagreed that the internal discrepancies identified by the plaintiff rendered the entire exhibit unreliable. See id., 637 (Bear, J., dissenting). In his view, the significant number of factual commonalities between the A-44 form and the attached investigation report, combined with the large and undisputed portion of the exhibit that clearly described the plaintiff and her actions on the night in question, rendered the exhibit sufficiently reliable for use at the hearing. See id., 637, 642-44 (Bear, J., dissenting). In reaching his determination, Judge Bear noted, among other things, “that both [the A-44 form and the investigation report] give the same or fundamentally similar information for the following items: the police case number; the location and time of the traffic stop; the race, sex, birthday, and address of the plaintiff; that the plaintiff failed the same three field sobriety tests in virtually the same manner; that the plaintiff indicated that she had no physical injuries; and that [the plaintiff] was apprised of her Miranda rights at 12:43 a.m.” (Footnotes omitted.) Id., 642-43 (Bear, J., dissenting). Judge Bear noted that both documents also indicate that “the plaintiff [does not have] diabetes [and was not] on medication; the number and type of drinks that the plaintiff consumed [prior to her arrest]; the [fact] that the plaintiff was afforded the opportunity to contact an attorney [at 12:44 a.m.]; and the date, time, and results of [her] breath analysis tests.” (Footnote omitted.) Id., 644 (Bear, J., dissenting).
Judge Bear disagreed with the trial court, however, that the case must be remanded to the hearing officer for an articulation of the type of vehicle the plaintiff was driving when she was stopped by Biggs. See id., 645 (Bear, J., dissenting). According to Judge Bear, it was apparent from Biggs’ investigation report “that the plaintiff was operating the 2006 Mercedes-Benz at the time of her arrest . . . and that the sole reference to the 2007 Audi [on the A-44 form] is in the nature of a scrivener‘s, typographical, or word processing error.” Id. Judge Bear also noted that the plaintiff did not testify or make any claim to the hearing officer that the information contained in the investigation report was inaccurate, which, Judge Bear asserted, underscored the overall reliability of that report and the reasonableness of the hearing officer‘s reliance on it. See id., 646 (Bear, J., dissenting).
On appeal, the commissioner urges us to conclude, consistent with the determinations of the trial court and Judge Bear, that the hearing officer did not abuse his discretion or otherwise act unreasonably, arbitrarily, or illegally by admitting the exhibit and then relying on it in determining whether the department had satisfied the requirements of
We begin our analysis by setting forth the relevant standards of review and legal principles that guide our analysis. “[J]udicial review of the commissioner‘s action is governed by the Uniform Administrative Procedure Act . . .
We previously have stated that “administrative tribunals are not strictly bound by the rules of evidence and may consider exhibits [that] would normally be incompetent in a judicial proceeding, [as] long as the evidence is reliable and probative.” Lawrence v. Kozlowski, 171 Conn. 705, 710, 372 A.2d 110 (1976), cert. denied, 431 U.S. 969, 97 S. Ct. 2930, 53 L. Ed. 2d 1066 (1977). It is axiomatic, moreover, that it is within the province of the administrative hearing officer to determine whether evidence is reliable; see Murphy v. Commissioner of Motor Vehicles, supra, 254 Conn. 346; and, on appeal, the plaintiff bears the burden of proving “that the commissioner, on the facts before him, acted contrary to law and in abuse of his discretion . . . .” Demma v. Commissioner of Motor Vehicles, 165 Conn. 15, 16-17, 327 A.2d 569 (1973). “Neither this court nor the [Appellate Court] may retry the case or substitute its own judgment for that of the [hearing officer with respect to] the weight of the evidence or questions of fact. . . . Our ultimate duty is to determine, in view of all of the evidence, whether the agency, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” (Internal quotation marks omitted.) Murphy v. Commissioner of Motor Vehicles, supra, 343.
Applying these principles to the present case, we agree with the commissioner that the plaintiff has failed to demonstrate that the hearing officer abused his discretion by admitting the exhibit into evidence and relying on it to support his findings under
Neither this court nor the Appellate Court has ever recognized any basis for excluding a police report from evidence at a license suspension hearing other than the failure to comply with
We have rejected such claims because, as we explained in Fishbein v. Kozlowski, 252 Conn. 38, 743 A.2d 1110 (1999), “the restriction of a license suspension hearing to the four issues specified in [what is now
Contrary to the determination of the Appellate Court, therefore, the fact that Biggs may have sworn to the accuracy of conflicting information concerning the type of vehicle the plaintiff was driving, the date of the incident, or whether the plaintiff was wearing contact lenses when she performed the horizontal gaze nystagmus test goes to the weight to be accorded the exhibit by the hearing officer, not to its admissibility. See, e.g., Schallenkamp v. DelPonte, supra, 229 Conn. 41 (determination regarding reliability of evidence is strictly within province of administrative hearing officer, and “the possibility of drawing two inconsistent conclusions from the evidence does not prevent an administrative agency‘s finding from being supported by substantial evidence” [internal quotation marks omitted]); Lawrence v. Kozlowski, supra, 171 Conn. 708 (“The [hearing officer‘s] function is that of an administrative agency, although he acts in a quasi-judicial capacity. To render a decision, he must weigh evidence and reach conclusions.” [Internal quotation marks omitted.]). Thus, the hearing officer properly considered the exhibit in its entirety, despite any errors or inconsistencies. Moreover, we see no persuasive reason why the hearing officer was precluded from relying on the exhibit even though it contained several mistakes and discrepancies.15
Indeed, as Judge Bear observed; see Do v. Commissioner of Motor Vehicles, supra, 164 Conn. App. 641 (Bear, J., dissenting); the four page investigation report alone provides support for the hearing officer‘s findings that (1) the police had probable cause to arrest the plaintiff, (2) the plaintiff was in fact arrested, (3) the plaintiff submitted to a breath analysis test, which indicated an elevated blood alcohol content, and (4) the
“Upon approaching the vehicle . . . I observed [an] Asian female seated in the operator‘s position with the vehicle engine at an idle. The operator, later identified by her [Connecticut] operator‘s license . . . as [the plaintiff] . . . was asked for her license, registration and proof of insurance. . . . I then asked the [plaintiff] where she was coming from to which she stated, ‘Milford.’ I asked the [plaintiff] where in Milford . . . she [was] coming from to which she stated ‘[m]y house.’ I asked the [plaintiff] where she was going to which she [responded] that she was on her way to her boyfriend‘s house in Bethany. I then asked the [plaintiff] if she had consumed any alcoholic beverages to which she stated ‘[y]es.’ She went on to explain that she had [consumed] a [v]odka and [t]onic and a glass of [s]angria. It should be noted that I detected a strong odor of an alcoholic beverage emanating from the [plaintiff‘s] breath as well as the driver‘s side compartment of the vehicle. I observed that the [plaintiff‘s] eyes were bloodshot and [glassy]. The [plaintiff] appeared to have difficulty locating [her] . . . [v]ehicle registration and [i]nsurance [identification] card . . . .
“Based [on] the above stated facts and circumstances [the plaintiff] was asked to exit and step to the rear of her vehicle and asked to perform [s]tandardized [f]ield [s]obriety [t]ests. [The plaintiff] was then asked if she had any physical injuries and/or disabilities that would prevent her from performing the tests, to which she replied, ‘[n]o.’ [The plaintiff then] stated she was wearing contact lenses . . . .”
The investigation report then details the plaintiff‘s substandard performance on the three field sobriety tests. It also describes her arrest and subsequent transport to the state police barracks, where she was administered her Miranda warnings and read the requisite implied consent advisory. The investigation report further provides that the plaintiff was allowed to call an attorney and that, after speaking with him, she submitted to two breath analysis tests, which indicated a blood alcohol content of 0.1184 and 0.1186, respectively. The investigation report also notes that “a [video] cassette tape of the [s]tandardized field [s]obriety [t]ests and the [plaintiffs] arrest was removed from the [video recorder] in [Biggs‘] assigned vehicle and entered into evidence. . . . The video portion of the arrest [was] functioning throughout this investigation.” Finally, the investigation report concludes by providing that the plaintiff was issued a summons to appear on May 8, 2014, at 9:30 a.m. in New Haven Superior Court, that she was released on a $500 nonsurety bond, that her operator‘s license was revoked in accordance with
As for the four discrepancies in the exhibit, we agree with the trial court and Judge Bear that the hearing officer reasonably could have concluded that they did not negate the overall reliability of the exhibit as a whole. See id., 641 (Bear, J., dissenting). Indeed, one of them—that the plaintiff performed the horizontal gaze nystagmus test with and without her glasses on even though she told Biggs prior to taking the test that she was wearing contact lenses—does not strike us as a discrepancy at all. The plaintiff could have told Biggs that she was wearing contacts but then removed them to perform the test, believing she would do better on the test without them. In light of her level of intoxication, the plaintiff also could have simply forgotten that she was not wearing her contact lenses when she told Biggs differently, which Biggs then noted in his report.
The other three discrepancies on the A-44 form, an electronic document that contains a series of questions the arresting officer answers by filling in the blank next to the question, also do not warrant exclusion of the exhibit because none of them implicates the four findings prescribed by
As for the single reference to a 2007 Audi, we also agree with Judge Bear that the hearing officer reasonably could have concluded that the plaintiff was driving the white Mercedes-Benz based on the narrative set forth in the investigation report, which indicates that both Biggs and the 911 caller observed a white Mercedes-Benz driving erratically on Route 63 and that Biggs, upon approaching this vehicle, identified the plaintiff as the driver on the basis of her Connecticut operator‘s license. See id., 645–46 (Bear, J., dissenting). It does appear to us, however, as the Appellate Court itself surmised, that Biggs inadvertently transcribed information from another person‘s arrest report when completing the plaintiff‘s A-44 form and that, although Hennessey caught two of the mistakes resulting therefrom before the three submissions were transmitted to the department, one was not so identified. See id., 622-23, 629-30. That would explain why “04/23/2014” and the name “Helt, David” are crossed out whereas the reference to the 2007 Audi is not.
As the commissioner argues, however,
We note, moreover, our disagreement with the Appellate Court that, “because the plaintiff objected to the admission of the exhibit and casted significant doubt [on] its reliability, the burden was on the department to offer additional evidence to prove the reliability of the exhibit,” and that “[p]lacing this burden on the department is consistent with [this] [c]ourt‘s holding in Carlson v. Kozlowski, 172 Conn. 263, 267–68, 374 A.2d 207 (1977), that although hearsay evidence is generally admissible in administrative hearings, hearsay evidence must be sufficiently reliable to be admissible.” Do v. Commissioner of Motor Vehicles, supra, 164 Conn. App. 628. In Carlson, the commissioner suspended the operator‘s license of the plaintiff, Alan J. Carlson, after a hearing officer determined, on the basis of four eyewitness affidavits, that Carlson had caused a fatal accident. Carlson v. Kozlowski, supra, 265. On appeal, Carlson claimed that the commissioner‘s decision was not supported by substantial evidence
The Appellate Court‘s reliance on Carlson is misplaced for two reasons. First, as we previously stated, this court has already determined, in accordance with the legislative directive contained in
We note, finally, that this court “[has] indicated repeatedly that a license suspension hearing is not a criminal proceeding and that the subject of such a hearing is not entitled to all of the procedural protections that would be available in a criminal proceeding.” Fishbein v. Kozlowski, supra, 252 Conn. 49. “In State v. Hickam, 235 Conn. 614, 624, 668 A.2d 1321 (1995), cert. denied, 517 U.S. 1221, 116 S. Ct. 1851, 134 L. Ed. 2d 951 (1996), we [explained] that . . . the legislative history of
We conclude, therefore, that the hearing officer properly admitted and relied on the hearsay information, sworn to by Biggs, that was submitted to the hearing officer by the commissioner. Because that information constituted substantial evidence to support the hearing officer‘s findings, there is no need for a remand of the case to the hearing officer, whose decision to reject the plaintiff‘s claim must stand.
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the trial court‘s judgment insofar as that court remanded the case for further articulation and to order the trial court to deny the plaintiff‘s administrative appeal.
In this opinion the other justices concurred.
