211 Conn. 51 | Conn. | 1989
The plaintiff, Charles D. Gianetti, a physician licensed to practice medicine in Connecticut, instituted this action against Norwalk Hospital, its president and certain of its administrators and physicians,
At this point, we should set out certain findings of the attorney state trial referee that will serve as background for the serious procedural problem that we encounter on this reservation. These include the following: Norwalk Hospital is a nonprofit corporation organized under the laws of the state of Connecticut and thus must conduct its affairs in compliance with General Statutes § 33-423 (c).
The plaintiff is a licensed physician specializing in plastic surgery, who, in 1974, was appointed a provisional member of the hospital medical staff. In 1976, the plaintiff was granted full privileges as an assistant attending physician at the hospital. The plaintiffs privileges were renewed annually by the hospital through the period ending December 31, 1983. As a condition of membership on the hospital’s medical staff, the plaintiff agreed, in writing, to abide by the medical staff bylaws. One of the purposes of the bylaws stated in article II, § 4, is “to initiate and maintain rules and regulations for the self-government of the medical staff.” After purportedly following certain procedures referred to in the bylaws, including a vote of the medical staff to deny the plaintiff’s reappointment to the medical staff, the hospital board of trustees ratified the plaintiff’s nonreappointment to the medical staff of the hospital.
With this background, we now look at the specific questions reserved to us. The questions that we are asked to answer on this reservation are: “(1) Do the bylaws of a Connecticut Hospital constitute an enforceable contract between the hospital and its medical staff?”; and (2) “Are administrative decisions by a hospital as to the rights of its medical staff under its bylaws subject to judicial review?” From everything that is properly before us on this reservation, it is apparent to us that the questions as reserved are framed too broadly for us to be able to “give to each a categorical or very definite answer,” as we are required to do on a reservation. Rothkopf v. Danbury, 156 Conn. 347, 351, 242 A.2d 771 (1968); Second National Bank v. Montesi, 144 Conn. 311, 315,130 A.2d 796 (1957); Ericson v. Childs, 124 Conn. 66, 82, 198 A. 176 (1938); see Practice Book § 4147. Particularly, the framing of the reserved questions, applying as they do, to any Connecticut hospital renders it impossible to answer these questions on a record that is replete with the controversy only between this plaintiff and the Norwalk Hospital and the other named defendants and not to any other Connecticut hospital. The only bylaws in the record are those of the Norwalk Hospital; there are no bylaws of any other Connecticut hospital before us. The briefs of the parties, as well as their oral argument before us, also developed at length the claims between the plaintiff physician and this defendant hospital. “A trial court or a judge cannot confer jurisdiction on this court merely by reserving questions for our advice”; Rothkopf v. Danbury, supra, 350; see
We cannot entertain either of the two questions as framed by the parties. Both questions involve any Connecticut hospital. Moreover, answering either question would obviously involve physicians and hospitals that are not parties to this matter. One of the prayers for relief on the contract counts of the complaint is “for a declaratory ruling that the actions of the defendants as herein stated be declared null and void, and of no effect.” If we were to entertain the questions as framed, we would be handing down a declaratory ruling affecting the rights and liabilities of all Connecticut hospitals and their medical staff members. This we cannot and will not do because the record reveals no attempt to notify anyone other than the defendants named in the pending action. “Practice Book § 309 (d) provides that the court will not render declaratory judgments upon the complaint of any person ‘unless all persons having an interest in the subject matter of the complaint are parties to the action or have reasonable notice thereof.’ This court has consistently required strict adherence to this rule. Gannon v. Sanders, [157 Conn. 1, 5, 244 A.2d 397 (1968)]; Wenzel v. Danbury, 152 Conn. 675, 677, 211 A.2d 683 (1965); see also Salamandras v.Kozlowski, 173 Conn. 136,138 n.2, 376 A.2d 1103 (1977).” Cavalli v. McMahon, 174 Conn. 212, 215, 384 A.2d 374 (1978).
Under the circumstances of this case, we, therefore, will answer two questions on this reservation with the first question reframed as follows: (1) Do the bylaws of the Norwalk Hospital constitute an enforceable contract between that hospital and Dr. Gianetti as a member of its medical staff? We entertain the second question reframed as follows: (2) Are administrative decisions by the Norwalk Hospital, as to the rights of Dr. Gianetti as a medical staff member under its bylaws, subject to judicial review?
Turning to the first question, it must be answered in the negative, i.e., the bylaws of the Norwalk Hospital do not constitute a contract between it and the plain
The hospital argues that its bylaws do not constitute a contract between it and the members of its medical staff but do constitute “a guide for the hospital’s self-government.” General contract principles, it maintains, support its claim that there is no enforceable contract here, arguing that the bylaws were not only promulgated just for “its own self-government and self-guidance,” but that they also are self-imposed strictures
Under traditional contract law, we conclude that the Norwalk Hospital medical staff bylaws, by themselves, do not constitute an enforceable contract between this hospital and the plaintiff. This is so because the governing board of the Norwalk Hospital already has a legal duty imposed by Connecticut state department of health regulations to adopt “bylaws, rules and regulations, including medical staff bylaws.”
Agency regulations, appropriately issued, have the force and effect of a statute. See Fusco-Amatruda Co. v. Tax Commissioner, 168 Conn. 597, 604, 362 A.2d 847 (1975); Hartford Electric Light Co. v. Sullivan, 161 Conn. 145,154, 285 A.2d 352 (1971). We therefore construe agency regulations in accordance with accepted rules of statutory construction. 1A J. Sutherland, Statutory Construction (4th Ed. Sands 1985) § 31.06. Just as it is accepted that the legislature does not enact superfluous statutes; State v. Ellis, 197 Conn. 436, 472-73, 497 A.2d 974 (1985); Amsel v. Brooks, 141 Conn. 288, 295, 106 A.2d 152, appeal dismissed, 348 U.S. 880, 75 S. Ct. 125, 99 L. Ed. 693 (1954); the same is true of administrative regulations. If the department of health had not intended that the hospital abide by its medical staff bylaws, then the requirement that it enact such bylaws would be superfluous. Therefore, because the hospital has this preexisting legal duty to adopt and abide by its medical staff bylaws, that hospital’s agreement to do just that cannot constitute valid consideration to support an enforceable contract.
We now take up the second question: Are administrative decisions by the Norwalk Hospital, as to the
In this second question, we are not asked, as in the first question, whether the bylaws of the Norwalk Hospital, per se, constitute an enforceable contract, but rather whether the administrative decisions as to the rights of the plaintiff as a member of its medical staff under its bylaws are subject to judicial review. It is obviously a broader question than the first in that it includes more than a consideration of the bylaws alone. The question encompasses the circumstances of the hospital’s administrative decision not to reappoint this plaintiff under its bylaws as those circumstances are set out in the factual findings of the attorney state trial referee.
With this question, we are presented with the plaintiff, a physician who, already a medical staff member with privileges, has been denied reappointment
As discussed earlier, it is inherent in this contractual relationship that the hospital must obey its own bylaws. It is crucial to understand that the medical staff bylaws, per se, do not create a contractual relationship between the hospital and the plaintiff but because of the undertakings of the plaintiff and the hospital and because the hospital has a duty to obey its bylaws, the bylaws have now become “an enforceable part of the contract” between the hospital and this physician to whom it has given privileges at the hospital. (Emphasis added.) Pariser v. Christian Health Care Systems, Inc., 816
At this point, we note that, in resolving the issue of judicial reviewability of a hospital’s administrative decisions concerning medical staff membership, some jurisdictions have focused on the distinction between public and private hospitals. See note, “The Physician’s Right to Hospital Staff Membership: The Public-Private Dichotomy,” 1966 Wash. U.L.Q. 485,495. The majority rule appears to be to refuse judicial review of exclusions from the medical staffs of private nonprofit hospitals. See, e.g., Shulman v. Washington Hospital Center, 222 F. Sup. 59, 63 (D.D.C. 1963); Silver v. Castle Memorial Hospital, 53 Haw. 475, 476-78, 497 P.2d 564 (1972); Barrows v. Northwestern Memorial Hospital, 123 Ill. 2d 49, 525 N.E.2d 50, 51-52 (1988); note, “Medical Staff Membership Decisions: Judicial Intervention,” 1985 U. Ill. L. Rev. 473, 482; C. Groseclose, “Hospital Privilege Cases: Braving the Dismal Swamp,” 26 S.D.L. Rev. 1, 10 (1981). As opposed to public hospitals, this view accords private hospitals “the
The case of Greisman v. Newcomb Hospital, 40 N. J. 389, 192 A.2d 817 (1963), although not involving a contractual relationship between the plaintiff and the defendant hospital, also addressed the public/private dichotomy. Greisman was denied medical staff privileges at the defendant hospital because he was an osteopath. The defendant maintained that it was immune from judicial review of its denial because it was a private hospital. The Greisman court, in discussing judicial review of the defendant hospital’s decision to
Furthermore, judicial review of private hospital administrative decisions is hardly a novel concept. While a majority of jurisdictions continues to refuse judicial review of exclusion from the medical staffs of nonprofit private hospitals, there are a number of those states that still adhere to the position that, nevertheless, a private hospital must comply with the procedural requirements in its own medical staff bylaws to revoke already existing staff privileges or be subject to limited judicial review. See Margolin v. Morton F. Plant Hospital Assn., Inc., 348 So. 2d 57 (Fla. App. 1977); Spencer v. Community Hospital of Evanston, 87 Ill. App. 3d 214, 216, 408 N.E.2d 981 (1980) (where physician’s existing staff privileges are revoked or reduced, private hospital must follow its bylaws or be subject to limited judicial review); Jain v. Northwest Community Hospital, supra, 425; Nagib v. St. Therese Hospital, Inc., supra; Gotsis v. Lorain Community Hospital, 46 Ohio App. 2d 8,19-21, 345 N.E.2d 641 (1974); accordShulman v. Washington Hospital Center, supra, 63 (dicta); see also C. Groseclose, supra, 11. These cases also give support to our conclusion permitting judicial review of such administrative decisions.
In sum, we conclude that there is a contractual relationship between Norwalk Hospital and the plaintiff,
No costs will be taxed to either party.
In this opinion the other justices concurred.
The defendants are Norwalk Hospital, a nonprofit corporation organized under Connecticut law; William F. Hughes, M.D., and Horace Laffaye, M.D., the chairmen of the department of surgery of Norwalk Hospital; E. J. Tracey, M.D., chief of staff of Norwalk Hospital; Joel Singer, M.D., chief of the plastic and reconstructive surgery section of Norwalk Hospital; Norman A. Brady, president of Norwalk Hospital; Carmine Calabrese, M.D.; and Philip F. Corso, M.D.
General Statutes § 52-235 (a), entitled “Reservation of questions of law,” provides: “The superior court, or any judge of the court, with the consent of all parties of record, may reserve questions of law for the advice of the supreme court or appellate court in all cases in which an appeal could lawfully have been taken to said court had judgment been rendered therein.”
This joint motion for reservation, which the Superior Court granted on February 16,1988, provided for a reservation to the Appellate Court. Pursuant to Practice Book § 4023, the Supreme Court transferred this case to itself on April 14, 1988.
General Statutes § 33-423 (c), which is found in Chapter 600 of the General Statutes, entitled “Nonstock Corporations,” provides: “restrictions ON PURPOSES AND POWERS OF CORPORATIONS. . . .
“(c) Nothing in this chapter shall be construed to authorize a corporation formed hereunder to conduct any affairs except in compliance with any laws of this state regulating or otherwise applying to the same. The provisions of this chapter govern all corporations, but notwithstanding the provisions of this chapter, where by law special provisions are made in the case of a designated class or classes of corporations governing the corporate procedure thereof in any respect, limiting or extending the powers thereof, conditioning action upon the approval of any agency of the state, or otherwise prescribing the conduct of such corporations, such procedure, powers, action and conduct shall be governed by such special provisions whether or not such corporations are formed under this chapter.”
Article III, § 2 (b), of the Norwalk Hospital medical staff bylaws (a copy of which was in evidence) provides: “Acceptance of membership on the medical staff shall constitute the applicant’s certification that he will abide by the Principles of Medical Ethics of the American Medical Association, by the Code of Ethics of the American Osteopathic Association or by the Code of Ethics of the American Dental Association whichever is applicable. These codes of ethics are appended to and made a part of these bylaws. Written acceptance of membership shall further constitute the applicant’s certification that he will abide by the bylaws, rules and regulations of the medical staff and the Norwalk Hospital Association.”
The attorney state trial referee made a number of detailed findings concerning certain provisions of the bylaws that govern the procedure involving the steps required in the reappointment or nonreappointment of a member of the hospital medical staff, as well as the failure of the hospital to observe some of them.
We have said that “[wjhether a contract exists is a question of fact for the court to determine.” Randolph Construction Co. v. King’s East Corporation, 165 Conn. 269, 277, 334 A.2d 464 (1973); Bridgeport Pipe Engineering Co. v. DeMatteo Consruction Co., 159 Conn. 242, 249, 268 A.2d 391 (1970); Molloy v. Rourke, 83 Conn. 196,199, 76 A. 517 (1910). We have also suggested that the existence of a contractual relationship may be a mixed question of fact and law. See Connecticut Steel Co. v. National Amusements, Inc., 179 Conn. 210, 425 A.2d 1260 (1979).
We do not find facts. In this case, on the record, we are in a position to decide whether, as a matter of law, a valid contract existed between the plaintiff and the hospital.
Sections 19-13-D2 and 19-13-D3 of the Regulations of Connecticut State Agencies provide in relevant part: “Sec. 19-13-D2 operation and maintenance All hospitals licensed under sections 19-32 to 19-42 of the general statutes, as amended, shall comply with the requirements set forth in sections 19-13-D2 to 19-13-D12, inclusive, before a license is issued.” “Sec. 19-13-D3. SHORT-TERM HOSPITALS, GENERAL AND SPECIAL . . . . “(b) administration. (1) The hospital shall be managed by a governing board whose duties shall include, as a minimum: (A) Adoption of bylaws, rules and regulations, including medical staff bylaws. . . . “(c) medical STAFF. . . . (2) The medical staff shall adopt written rules and regulations governing its own activities, subject to approval by the governing board of the hospital. As a minimum, these shall include: (A) Method of control of privileges granted to members of the medical staff ... .(F) procedure for recommending appointments to the medical staff and for hearing complaints regarding the conduct of members and referring the same, with recommendations, to the governing board.”
We note that “[t]he Joint Commission on Accreditation of Hospitals, to which Norwalk Hospital belongs, requires its members adopt medical staff bylaws which provide for fair-hearing and appellate review mechanisms prior to the termination of a doctor’s privileges. JCAH Accreditation Manual for Hospitals, 1983,1988, Standard MS 2.4.2.” A highly effective pressure for hospital professional discipline has come from the Joint Commission on Accreditation of Hospitals that requires that its members maintain minimum professional standards in all phases of hospital administration. Comment, “Hospital Staff Privileges: The Need for Legislation,” 17 Stan. L. Rev. 900, 903 (1965).
“Although [accreditation by the Joint Commission on Accreditation of Hospitals] is not legally required, both public and private hospitals actively seek JCAH accreditation, which affords hospitals substantial financial benefits and professional prestige.” Note, “Medical Staff Membership Decisions: Judicial Intervention,” 1985 U. Ill. L. Rev. 473, 476.
We note that this reservation comes to us in the context of the reappointment of the plaintiff who is already a medical staff member and not an initial application for medical staff membership. Thus, there is no doubt that the provisions of the medical staff bylaws of the Norwalk Hospital apply to the plaintiff.