229 Conn. 31 | Conn. | 1994
Lead Opinion
This is the certified appeal of the plaintiff, Lois Schallenkamp, a resident of Springfield, Massachusetts, from a judgment of the Appellate Court affirming the dismissal by the trial court of her appeal from the suspension, pursuant to the applicable provisions of General Statutes § 14-227b,
The plaintiff was arrested in Windsor Locks on October 6,1990, for operating a motor vehicle while under the influence of alcohol in violation of General Statutes § 14-227a (a).
Section 14-227b (f) specifies that a hearing to suspend an operator’s license or a nonresident’s operating privilege for operating under the influence of intoxicating liquor shall be limited to a determination by the commissioner of the following pertinent issues: “(1) Did the police officer have probable cause to arrest the person for . . . operating a motor vehicle while under the influence of intoxicating liquor ... (2) was such person placed under arrest; (3) did such person . . . submit to such test or analysis and the results of such test or analysis indicated that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight; and (4) was such person operating the motor vehicle.” “The language of General Statutes § 14-227b [¶] is plain and unambiguous. The hearing is expressly limited to the four issues enumerated above.” Buckley v. Muzio, 200 Conn. 1, 7, 509 A.2d 489 (1986); Volck v. Muzio, 204 Conn. 507, 512, 529 A.2d 177 (1987). The hearing officer determined that all of the issues specified by the statute had been demonstrated affirmatively and ordered that the plaintiff’s nonresident operating privilege be suspended for a period of ninety days.
As in any administrative appeal, the plaintiff bore the burden of proving that the commissioner’s decision to suspend her nonresident operating privilege was “clearly erroneous in view of the reliable, probative and substantial evidence on the whole record.” General Statutes § 4-183 (j) (5); see Lawrence v. Kozlowski, 171 Conn. 705, 713-14, 372 A.2d 110 (1976), cert. denied,
There are two difficulties with the plaintiff’s position. One relates to the quantum of proof required to overturn an administrative finding of fact. The other relates to our holding in Volck v. Muzio, supra, 204 Conn. 512, that the governing statutes limit the issues that can be raised in an appeal from a license suspension. The plaintiff can surmount neither of these difficulties.
In support of her claim that Balfore’s certification had lapsed, the plaintiff introduced only an unsigned, unsworn “single piece of paper on the letterhead of the department of health services” indicating that Balfore had last been recertified to perform breath analysis tests on September 24,1989. Schallenkamp v. DelPonte, supra, 29 Conn. App. 578. Section 14-227a-10 (c) (1) (B) of the Regulations of Connecticut State Agencies provides in part that “[a]n operator’s certificate [to administer breath analysis tests] shall be valid for twelve (12) months from the date of issuance.” Therefore, if the information submitted by the plaintiff was correct, unless Balfore had been subsequently recertified, his certification to administer breath analysis tests would have expired on September 24,1990, shortly before the plaintiff was arrested.
In reviewing an administrative determination, we “must take into account [that there is] contradictory evidence in the record . . . but the possibility of drawing two inconsistent conclusions from the evidence does not prevent an administrative agency’s finding from being supported by substantial evidence . . . .’’(Citations omitted; internal quotation marks omitted.) Samperi v. Inland Wetlands Agency, 226 Conn. 579, 588, 628 A.2d 1286 (1993). Moreover, “it is not the function of the trial court, nor of this court, to retry the cause. . . . [T]he determination of issues of fact are matters within its province [of the administrative agency].” (Citations omitted; internal quotation marks omitted.) Tomlinson v. Board of Education, 226 Conn. 704, 713, 629 A.2d 333 (1993). Because it is the administrative hearing officer’s function to determine issues of fact, we cannot say, simply because of the existence of conflicting evidence, that the record failed to contain a substantial basis from which the hearing officer could have concluded that Balfore was certified to administer breath analysis tests on the date of the plaintiff’s arrest.
Moreover, even if we were to assume that Balfore’s certification had lapsed, such a lapse would not have sufficiently undermined the reliability of the test results to cause us to depart from our holding in Volck v. Muzio, supra, 204 Conn. 512. In Volck, we concluded that even multiple failures on the part of an arresting officer to comply with the statutory dictates of § 14-227b
The plaintiff maintained at oral argument, however, that § 14-227b-19 of the Regulations of Connecticut State Agencies
We agree with the plaintiff that the cited regulation mandates Balfore’s report to conform to the requirement of § 14-227b (c) in order to have been admissible at the suspension hearing. We do not agree, however, that Balfore had to be certified in order to have his written report conform to the statute. Section 14-227b (c)
Our construction of § 14-227b (c) is reinforced by a comparison with § 14-227a (c), on which the plaintiff may mistakenly be relying. The latter statute governs the admissibility of the results of a breath analysis test in criminal proceedings. For such proceedings, § 14-227a (c) does require that a breath analysis test be administered by an officer “certified or recertified for such purpose ... by the commissioner of health services” in order for the test results to be admissible in a criminal trial. The proceeding in question, however, was an administrative hearing, not a criminal trial, and consequently § 14-227a (c) is inapplicable.
The judgment of the Appellate Court is affirmed.
In this opinion Peters, C. J., Norcott and Palmer, Js., concurred.
“[General Statutes] Sec. 14-227b. implied consent to test, suspension OF LICENSE FOR REFUSING TO SUBMIT TO TEST OR HAVING ELEVATED blood alcohol content, hearing, (a) Any person who operates a motor vehicle in this state shall be deemed to have given his consent to a chemical analysis of his blood, breath or urine and, if said person is a minor, Ms parent or parents or guardian shall also be deemed to have given his consent.
“(b) If any such person, having been placed under arrest for manslaughter in the second degree with a motor vehicle or assault in the second degree with a motor vehicle or for operating a motor veMcle while under the influence of intoxicating liquor or any drug or both or while his ability to operate such motor vehicle is impaired by the consumption of intoxicating liquor, and thereafter, after being apprised of his constitutional rights, having been requested to submit to a blood, breath or urine test at the option of the police officer, having been afforded a reasonable opportunity to telephone an attorney prior to the performance of such test and having been informed that his license or nonresident operating privilege will be suspended in accordance with the provisions of this section if he refuses to submit to such test or if he submits to such test and the results of such test indicate that at the time of the alleged offense the ratio of alcohol in Ms blood was ten-hundredths of one per cent or more of alcohol, by weight, and that evidence of any such refusal shall be admissible in accordance with subsection (f) of section 14-227a and may be used against him in any criminal prosecution, refuses to submit to the designated test, the test shall not be given; provided, if the person refuses or is unable to submit to a blood test, the police officer shall designate the breath or urine test as the test to be taken. The police officer shall make a notation upon the records of the police department that he informed the person that his license or nonresident operating privilege would be suspended if he refused to submit to such test or if he submitted to such test and the results of such test indicated that at the time of the alleged offense the ratio of alcohol in his blood was ten-hundredths of one per cent or more of alcohol, by weight.
“(c) If the person arrested refuses to submit to such test or analysis or submits to such test or analysis and the results of such test or analysis indicates that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight, the police officer, acting on behalf of the commissioner of motor
“(d) Upon receipt of such report, the commissioner of motor vehicles shall suspend any license or nonresident operating privilege of such person effective as of a date certain, which date shall be not later than thirty-five days after the date such person received notice of his arrest by the police officer. Any person whose license or operating privilege has been suspended in accordance with this subsection shall automatically be entitled to a hearing before the commissioner to be held prior to the effective date of the suspension. The commissioner shall send a suspension notice to such person informing such person that his operator’s license or nonresident operating privilege is suspended as of a date certain and that he is entitled to a hearing prior to the effective date of suspension and may schedule such hearing by contacting the department of motor vehicles not later than seven days after the date of mailing of such suspension notice.
“(e) If such person does not contact the department to schedule a hearing, the commissioner shall affirm the suspension contained in the suspen
“(f) If such person contacts the department to schedule a hearing, the department shall assign a date, time and place for the hearing, which date shall be prior to the effective date of the suspension. Upon a showing of good cause, the commissioner may grant one continuance for a period not to exceed ten days. If a continuance is granted, the commissioner shall extend the validity of the temporary operator’s license or nonresident operating privilege issued pursuant to subsection (c) of this section for a period not to exceed the period of such continuance. The hearing shall be limited to a determination of the following issues: (1) Did the police officer have probable cause to arrest the person for manslaughter in the second degree with a motor vehicle or for assault in the second degree with a motor vehicle or for operating a motor vehicle while under the influence of intoxicating liquor or drug or both or while his ability to operate such motor vehicle was impaired by the consumption of intoxicating liquor; (2) was such person placed under arrest; (3) did such person refuse to submit to such test or analysis or did such person submit to such test or analysis and the results of such test or analysis indicated that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight; and (4) was such person operating the motor vehicle. The fees of any witness summoned to appear at the hearing shall be the same as provided by the general statutes for witnesses in criminal cases.
“(g) If, after such hearing, the commissioner finds on any one of the said issues in the negative, the commissioner shall reinstate such license or operating privilege. If, after such hearing, the commissioner does not find on any one of the said issues in the negative or if such person fails to appear at such hearing, the commissioner shall affirm the suspension contained in the suspension notice for the appropriate period specified in subsection (h) of this section. The commissioner shall render a decision at the conclusion of such hearing or send a notice of his decision by certified mail to such person not later than thirty-five days or, if a continuance is granted, not later than forty-five days from the date such person received notice of his arrest by the police officer. The notice of such decision sent by certified mail to the address of such person as shown by the records of the commissioner shall be sufficient notice to such person that his operator’s license or nonresident operating privilege is reinstated or suspended, as the case may be. Unless a continuance is granted to such person pursuant to subsection (f) of this section, if the commissioner fails to render a decision within thirty-five days from the date such person received notice of his arrest by the police officer, the commissioner shall reinstate such person’s operator’s
“(h) The commissioner shall suspend the operator’s license or nonresident operating privilege, and revoke the temporary operator’s license or nonresident operating privilege issued pursuant to subsection (c) of this section, of a person who did not contact the department to schedule a hearing, who failed to appear at a hearing or against whom, after a hearing, the commissioner held pursuant to subsection (g) of this section, as of the effective date contained in the suspension notice or the date the commissioner renders his decision, whichever is later, for a period of: (1) (A) Ninety days, if such person submitted to a test or analysis and the results of such test or analysis indicated that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight, or (B) six months if such person refused to submit to such test or analysis, (2) one year if such person has previously had his operator’s license or nonresident operating privilege suspended under this section, and (3) two years if such person has two or more times previously had his operator’s license or nonresident operating privilege suspended under this section.
“(i) The provisions of this section shall apply with the same effect to the refusal by any person to submit to an additional chemical test as provided in'subdivision (5) of subsection (c) of section 14-227a.
“(j) The provisions of this section shall not apply to any person whose physical condition is such that, according to competent medical advice, such test would be inadvisable.
“(k) The state shall pay the reasonable charges of any physician who, at the request of a municipal police department, takes a blood sample for purposes of a test under the provisions of this section.
“(Ü) The commissioner of motor vehicles shall adopt regulations in accordance with chapter 54 to implement the provisions of this section.”
“[General Statutes] Sec. 4-183. appeal to superior court, (a) A person who has exhausted all administrative remedies available within the agency and who is aggrieved by a final decision may appeal to the superior court as provided in this section. The filing of a petition for reconsideration is not a prerequisite to the filing of such an appeal.”
General Statutes § 14-227a provides in relevant part: “operation while UNDER THE INFLUENCE OF LIQUOR OR DRUG OR WHILE IMPAIRED BY LIQUOR. (a) operation while under the influence. No person shall operate a motor vehicle while under the influence of intoxicating liquor or any drug or both. A person commits the offense of operating a motor vehicle while under the influence of intoxicating liquor or any drug or both if he operates a motor vehicle on a public highway of this state or on any road of a district organized under the provisions of chapter 105, a purpose of which is the construction and maintenance of roads and sidewalks, or on any private road on which a speed limit has been established in accordance with the provisions of section 14-218a, or in any parking area for ten or more cars or on any school property (1) while under the influence of intoxicating liquor or any drug or both or (2) while the ratio of alcohol in the blood of such person is ten-hundredths of one per cent or more of alcohol, by weight.”
Section 14-227b-19 of the Regulations of Connecticut State Agencies provides: “admissibility of police report at hearing. The written report filed by the arresting officer shall be admissible into evidence at the hearing if it conforms to the requirements of Section 14-227b (c) of the General Statutes.”
Section 14-227b-2 (c) of the Regulations of Connecticut State Agencies provides that “[cjhemical analysis for the purpose of determining the amount of alcohol in the blood of any person shall be performed in accordance with the provisions of Sections 14-227a-l through 14-227a-10 of the Regulations of Connecticut State Agencies.”
Section 14-227a-10 (c) of the Regulations of Connecticut State Agencies provides in relevant part: “No person shall be an operator of a breath analysis instrument unless such person is employed by a law enforcement agency or by the department of health services and is certified by the department of health services. . . .
“(c) certification of operators and instructors. (1) certification of operators. (A) In order to be certified as an operator of a breath analysis instrument, a person shall apply to the department for certification and shall: (i) Be employed by a law enforcement agency or by the department of health services; (ii) Successfully complete a minimum of four (4) hours of training in the operation of the instrument to be used. Such training may be acquired by training courses given by the department or by instructors certified by the department for such purposes in accordance with subdivision (3) below; (iii) Demonstrate to the department the proper use and application of the instrument.”
See § 14-227a-10 (c) (2) of the Regulations of Connecticut State Agencies requiring recertification at the end of a certification period.
The alleged defects in statutory compliance were the officer’s failure to warn the plaintiff of the consequences of his failure to submit to testing, the officer’s requesting that the plaintiff undergo testing before, rather
The absence of certification or the uncertainty of its existence would be a factor that an administrative hearing officer could consider in making a determination whether “such test or analysis indicated that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight.” General Statutes § 14-227b (f) (3).
See footnote 4.
Concurrence in Part
concurring in part and dissenting in part. I disagree with the majority’s conclusion that proof of an arresting officer’s lack of certification to administer a breath analysis test would not sufficiently undermine the reliability of the test results so as to warrant reversal of a driver’s motor vehicle operator’s license suspension. In light of our very limited judicial review of administrative agency decisions, however, I agree with the majority’s conclusion that under the facts of this
In the second part of its opinion, the majority states: “[E]ven if we were to assume that [the arresting officer’s] certification had lapsed, such a lapse would not have sufficiently undermined the reliability of the test results to cause us to depart from our holding in Volck v. Muzio, [204 Conn. 507, 512, 529 A.2d 177 (1987)].” The majority opines that in Volck we concluded that the arresting officer’s multiple failures to comply with the statutory dictates of General Statutes § 14-227b did not constitute sufficient grounds for overturning the commissioner’s determination to suspend an operator’s license. Consequently, the majority reasons that in the present case, the arresting officer’s alleged failure to comply with § 14-227b-10 (c) of the Regulations of Connecticut State Agencies would not constitute sufficient grounds for overturning the commissioner’s decision “as long as there was evidence from which the commissioner reasonably could have concluded that the four prerequisites for suspension set forth in § 14-227b (f) had been demonstrated affirmatively. ” (Emphasis added.) I respectfully suggest that the majority’s reliance on Volck is misplaced and would hold that, where the administrative record shows that an officer’s certification has expired, the commissioner may not reasonably conclude that the four prerequisites for suspension have been demonstrated affirmatively.
In Volck v. Muzio, supra, 204 Conn. 516, we held that because a § 14-227b (f) hearing is confined to the determination of four issues, the failure to comply precisely with the requirements of § 14-227b (b) and (c) did not preclude the otherwise valid suspension of a driver’s
We concluded that “neither the failure to arrest the plaintiff before his refusal to submit to the prescribed tests . . . nor the failure to have a witness endorse the report of refusal . . . [was] a sufficient ground for overturning the [commissioner’s] determination . . . that the plaintiff’s motor vehicle operator’s license should be suspended pursuant to [§ 14-227b (f)].” Id., 518. In so concluding, we reiterated our holding in Buckley v. Muzio, 200 Conn. 1, 7, 509 A.2d 489 (1986), that a § 14-227b (f) hearing is expressly limited to the four issues enumerated in that subsection of the statute. Accordingly, we reasoned that any noncompliance with another subsection of § 14-227b that does not
We likewise concluded that a failure to warn the plaintiff of the consequences of his refusal of testing did not constitute a ground for setting aside the order of suspension. We reasoned, in effect, that the arresting officer’s failure to warn the plaintiff was irrelevant to the validity of the plaintiffs consent under an implied consent statute. We stated: “When a driver refuses a test to which he is deemed by the statute to have consented, that refusal need not be attended by the kind of warning required in criminal proceedings for a waiver of significant legal rights. The legislature, by limiting the issue at the license suspension hearing to whether a refusal has occurred, has chosen to rely on the presumption that everybody knows the law, including the consequences of breaking it.” Volck v. Muzio, supra, 204 Conn. 520-21.
Thus, in Volck we addressed the ramifications of noncompliance with statutory requirements outside § 14-227b (f). Additionally, we addressed the ramifications of a failure to comply with a claimed component of the “refusal” factor that we deemed to be irrelevant to the validity of that factor. We did not, however, directly address the issue in the present case, namely, the implications of a failure to comply with an ingredient crucial to the validity of one of the four issues
I also fail to see how the four issues under § 14-227b (f) could be affirmatively demonstrated if the arresting officer was not certified. In my view, the officer’s lapsed certification would sufficiently undermine the reliability of the plaintiff’s test results so as to warrant a reversal of the commissioner’s suspension of the plaintiff’s motor vehicle operator’s license. Subsection (l) of § 14-227b directs the commissioner to adopt regulations to implement the provisions of the statute.
In this case, because I agree with the majority that the administrative record afforded a substantial basis from which the commissioner could have reasonably concluded that the arresting officer was certified, I concur in the result. Although the plaintiff introduced a copy of a document on the letterhead of the department of health services indicating that the arresting officer’s certification was due to expire before he arrested the plaintiff, the document was unsworn and unsigned. The countervailing evidence consisted of the arresting officer’s sworn report stating that he was certified when he administered the breath analysis test to the plaintiff. As a reviewing court, we must defer to the commissioner’s “assessment of the credibility of the witnesses and to [the commissioner’s] right to believe or disbelieve the evidence presented by any witness ... in whole or in part . . . .” (Internal quotation marks omitted.) Connecticut Building Wrecking Co. v. Carothers, 218 Conn. 580, 593, 590 A.2d 447 (1991). Additionally, the commissioner is not “required to use in any particular fashion any of the materials presented to it so long as the conduct of the hearing is fundamentally fair. Miklus v. Zoning Board of Appeals, 154 Conn. 399, 225 A.2d 637 (1967).” Manor Development Corp. v. Conservation Commission, 180 Conn. 692, 697, 433 A.2d 999 (1980). Under these limiting principles, I agree with the majority that substantial evidence existed in
I respectfully concur.
In fact, when we decided Volck v. Muzio, supra, 204 Conn. 507, General Statutes § 14-227b (f) provided in relevant part: “The hearing shall be limited to a determination of the following issues ... (3) did such person refuse to submit to such test or analysis. . . .” Today, and at all times material to this case, § 14-227b (f) provides in relevant part: “The hearing shall be limited to a determination of the following issues ... (3) did such person refuse to submit to such test or analysis or did such person submit to such test or analysis and the results of such test or analysis indicated that at the time of the alleged offense the ratio of alcohol in the blood of such person was ten-hundredths of one per cent or more of alcohol, by weight. ” (Emphasis added.) Notably therefore, when we decided Volck, prong (3) of § 14-227b (f) did not contain the language present today in the statute and relevant to the outcome of this case. I would suggest, therefore, that our holding in Volck never meant to encompass the facts of the case before us involving the effect of a lapse of certification on the validity of an otherwise valid suspension.
General Statutes § 14-227b (I) provides: “The commissioner of motor vehicles shall adopt regulations ... to implement the provisions of this section.”
General Statutes § 14-227a (e) provides: “certification of methods and types of chemical tests. The commissioner of health services shall ascertain the reliability of each method and type of device offered for chemical testing purposes of blood, of breath and of urine and certify those methods and types which he finds suitable for use in testing blood, in testing breath and in testing urine in this state. He shall adopt regulations governing the conduct of chemical tests, the operation and use of chemical test devices and the training, certification and annual recertification of operators of such devices as he finds necessary to protect the health and safety of persons who submit to chemical tests and to insure reasonable accuracy in testing results. ” (Emphasis added.)
Section 14-227a-10 (b) of the Regulations of Connecticut State Agencies provides: “methods for conducting breath analysis tests. Any operator who conducts a breath analysis test shall utilize the following procedures: (1) sample collection. (A) The expired breath sample shall be air which is alveolar in composition. The breath sample shall be collected only after the subject has been under continuous observation for at least fifteen minutes prior to the collection of each sample. During this observation period the subject must not have ingested any alcoholic beverages or food, or regurgitated, or smoked. (B) Sample(s) of the persons breath shall be collected with an instrument approved for this purpose by the department in accordance with subsection (a).
“(2) operation of instrument. (A) The manufacturer’s operational instructions shall be followed by operators and shall be available at each instrument location. (B) All police agencies are to have their breath analyses instruments made available for examination by the department of health services. A single current log book for the instrument shall be maintained in which the frequency of determination of accuracy of the instru
Section 14-227a-10 (c) of the Regulations of Connecticut State Agencies provides in part: “certification of operators and instructors. (1) certification of operators. (A) In order to be certified as an operator of a breath analysis instrument, a person shall apply to the department for certification and shall: (i) Be employed by a law enforcement agency or by the department of health services; (ii) Successfully complete a minimum of four (4) hours of training in the operation of the instrument to be used. Such training may be acquired by training courses given by the department or by instructors certified by the department for such purposes in accordance with subdivision (3) below; (iii) Demonstrate to the department the proper use and application of the instrument.
“(B) An operator’s certificate shall be valid for twelve (12) months from the date of issuance. The certificate is valid only while the operator is with the particular law enforcement agency for which certification was originally issued.
“(C) Proficiency testing. In order to maintain an operator’s certificate, an operator may be required to satisfactorily analyze proficiency test samples provided by the department by using approved direct breath test instruments at periodic intervals.”