Thе defendant commissioner, after a hearing pursuant to § 14-111 of the General Statutes, found that the plaintiff had caused or contributed to the death of Joseph Mortali, Sr., and ordered that the plaintiff’s driver’s license he suspended for a period of not less than one year. From a judgment rendered by the Court of Common Pleas dismissing the appeal the plaintiff appealed to this court, claiming error in the commissioner’s ultimate conclusions, in his reliance on inadmissible evidence and in certain procedures followed by him with respect to the suspension hearing.
I
The plaintiff claims, inter alia, that the commissioner acted erroneously in violation of General Statutes § 14-111 (c). Pursuant to General Statutes
Judicial review of the commissioner’s actions is governed by the Uniform Administrative Proсedure Act
2
(hereinafter the UAPA), and the scope of that review is very restricted. As we stated in
DiBene-detto
v.
Commissioner of Motor Vehicles,
The crucial factual issue in the present case was whether the plaintiff had maintained a proper lookout. The commissioner’s conclusion that he was negligent in this regard was based on testimony and exhibits which were presented at a departmental hearing and which disclosed the following facts: At approximately 7:30 p.m. on September 7, 1971, the plaintiff was operating his
Near the intersection of Liberty Street, Joseph Mortali, Sr., aged 87, was crossing Columbus Avenue from north to south. The plaintiff testified that he was driving at a speed of 20 to 25 miles per hour when he saw Mortali, who was w'éári'ng dark clothing and was “slumped down, looking down to the ground”; that as soon as he saw Mortali, he applied his brakes, but skidded “and struck him all in one instant. I had no chance to avoid turning right or left.” Mortali was struck by the left front part of the plaintiff’s truck, and the police officer investigating the accident testified that he found the plaintiff’s truck stopped in the crosswalk, adding that he saw skidmarks about 55 feet in length. Mortali died several hours later as a result of injuries sustained in the accident.
It is apparent that these facts could support the commissioner’s conclusion of failure to keep a proper lookout, and such a determination of negligence, depending as it must on the circumstances of each case, would not constitute error as a matter of law. Sеe, e.g.,
Pinto
v.
Spigner,
The plaintiff claims that the commissioner’s decision was based on legally incompetent evidence which was received over objection at the departmental suspension hearing held on August 29, 1972, in Wethersfield. The challenged exhibits are a court abstract containing the plaintiff’s plea of nolo con-tendere to a charge of negligent homicide and the judgment of guilty rendered thereon; an accident report submitted to the commissioner by the investigating officer which stated in part that the plaintiff had been arrested in connection with the accident; and the coroner’s report, in which he made findings of fact and concluded that the plaintiff had been responsible for Mortali’s death through his failure to keep a proper lookout.
It is fundamental that administrative tribunals are not strictly bound by the rules of evidence and that they may consider exhibits which would normally be incompetent in a judicial proceeding, so long as the evidence is reliable and probative.
Balch Pontiac-Buick, Inc.
v.
Commissioner of Motor Vehicles,
Under former § 4-178 (1) of the General Statutes,
3
rules of evidence applied to nonjury cases shall
It is clear that in a judicial proceeding the plaintiff’s nolo contendere plea and arrest would be inadmissible.
4
Furthermore, despite the broad latitude
Similarly, the fact of arrest is of limited or no probative force and should not be relied upon by the commissioner in his deliberations even though he is required by statute to be informed of such “enforcement action taken.” General Statutes § 14-108a (b). Finally, the conclusions of the coroner, although they must be forwarded to the com
Nonetheless, our scope of review is statutorily circumscribed, and we may reverse or modify an agency order on the basis of an erroneous eviden-tiary ruling only if “substantial rights of the appellant have been prejudiced because the administrative findings, inferences, conclusions, or decisions are . . . clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record.” General Statutes §4-183 (g) (5).
This so-called substantial evidence rule is similar to the “sufficiency of the evidence” standard applied in judicial review of jury verdicts, and evidence is sufficient to sustain an agency finding if it affords “a substantial basis of fact from which the fact in issue can be reasonably inferred. . . . [I] t must be enough to justify, if the trial were to a jury, a refusal to direct a verdict when the conclusion sought to be drawn from it is one of fact for the jury.”
National Labor Relations Board
v.
Columbian Enameling & Stamping Co.,
“The ‘substantial evidence’ rule is a compromise between opposing theories of broad or de novo review and restricted review or complete abstention.
Under this test, “the mere erroneous admission ... of evidence will not invalidate an order of the commission. Substantial prejudice must be affirmatively shown.”
Damariscotta-Newcastle Water Co.
v.
Damariscotta-Newcastle Water Co.,
From our review of the record in the present case, we cannot say that the plaintiff has met this burden. Even if the challenged documents had been
Accordingly, we find that the evidence was substantial enough to support the commissioner’s con
m
The plaintiff also contends that he was denied the right to present evidence and to cross-examine witnesses by the commissioner’s failure to subpoena the coroner; to subpoena three eyewitnesses; and to change the location of the hearing from Wethers-field to New Haven, on the ground that these actions violated not only the UAPA but also the due process guarantees of the fourteenth amendment to the United States constitution and article first, § 8, of the Connecticut constitution. 8
Prior to thе August 29, 1972, suspension hearing, the plaintiff’s counsel wrote the commissioner, requesting that the coroner he subpoenaed so that counsel might cross-examine him with respect to his report, which concluded that the plaintiff had been responsible for the decedent’s death. The commissioner, by return letter, denied the request, explaining that the department “will only subpoena the Investigating Officer. Any other witness that you desire will have to be furnished by you or your client.” The plaintiff challenges this decision on the ground that the coroner’s conclusions were only an opinion which should have been subject to cross-examination at the administrative hearing. We cannot agree.
To assess this claim properly, a preliminary discussion of the coroner’s report becomes necessary. Under General Statutes § 14-109,
9
the coroner “shall
The coroner in the instant case complied with the statute, and made findings of fact from testimony of the plaintiff, the investigating officer and three eyewitnesses. The report also contained evidence of the decedent’s medical injuries, and concluded that the plaintiff was responsible for the fatality by failing to keep a proper lookout.
The coroner’s report, although admittedly hearsay, is admissible, however, under General Statutes § 6-65 as a “public record” and the findings of fact contained therein are also properly admissible as competent evidence under the “public records” exception to the hearsay rule.
Hing Wan Wong
v.
Liquor Control Commission,
In the instant case we are satisfied from our review of the evidence produced at the motor vehicle department hearing that the coroner’s report was not improperly used by the commissioner. Nor does the fact that the commissioner reached the same conclusion as the coroner indicate an improper delegation of the commissioner’s authority.
The facts are not disputed. Thus it is not surprising that the coroner and the commissioner could, after conducting their respective independent hearings, arrive at the same conclusion with respect to the plaintiff’s negligence. The coroner’s conclusions may often, as a practical matter, be echoed by the commissioner, but that result is due more to the nature of the facts and circumstances of a given case than to an improper reliance upon the coroner’s opinion, which the commissiоner is free to disregard if he so chooses. Accordingly, we must conclude that the report was properly admitted into evidence at the departmental hearing.
The question of whether the conclusions of an investigator with respect to the cause of death or
We must have in mind, however, that this rule is itself an abridgement of the right to cross-examine the author of a report, and that it stems from the need for weighing or balancing the reliability of a report which must be prepared by a skilled рublic official with the countervailing need to subject these officials to cross-examination. “The necessity for the existence of such an exception [to the hearsay rule] is found in the practically unen
Of course, opinions and conclusions as to cause and effect which are based on factual findings would not be admissible if denial of the right of cross-examination would result in the perversion of this rule of trustworthiness and reliability.
Gilbert
v.
Gulf Oil Corporation,
The coroner, even if he testified at the motor vehicle department hearing, could provide no direct testimony as to the facts of the accident; he probably could describe only the inquest proceedings and possibly testify as to what facts he found persuasive in reaching his conclusion. We cannot conclude under the circumstances that the right оf cross-examination is compelled by either the UAPA or the constitutional requirements of due process.
As noted previously, the commissioner, in considering the coroner’s report, does not act as an appellate court in the sense that he must accept the coroner’s conclusions if they are supported by the factual findings. Nor is the coroner’s report “expert testimony” which can be properly evaluated
The coroner and the commissioner often hear the same facts and arrive at the same result, especially in a case such as the instant one in which the plaintiff has conceded that his “appeal does not depend on questions of credibility of witnesses, or on the weight of evidence. There is no conflicting or inconsistent evidence, and both parties are in agreement as to the facts.” Accordingly, we cannot say that the procedure by which the commissioner acts is constitutionally or statutorily infirm because under the circumstances of this case the coroner’s conclusions may be admitted into evidence and considered as an expressiоn of his opinion without the right of cross-examination. See
Consolo
v.
Federal Maritime
Commission,
B
We find no error in the plaintiff’s remaining contentions that the commissioner erred in declining to subpoena' three so-called eyewitnesses and in
In reviewing these claims, we note that the plaintiff’s counsel requested the commissioner to subpoena only the coroner, not the three eyewitnesses. Even though this omission might bar the plaintiff from raising the issue on appeal, we are satisfied that the procedure followed in thе instant case contravened neither the HAPA nor the plaintiff’s constitutional rights. The HAPA contemplates that the hearing process will be informal, and there is no requirement that every witness must physically testify, as in a full-blown trial. In the instant case, the evidence which the eyewitnesses would have presented in person was placed before the commissioner through documents and questions by the plaintiff’s counsel. The coroner’s report contained an excerpt of their testimony, and the plaintiff’s counsel had the plaintiff read portions of their testimony into the record at the inquest. Consequently, we cannot say that the plaintiff was deprived of any constitutional or statutory rights. It would have been preferable had the commissioner subpoenaed the witnesses of his own accord, but
Nor was there error in the commissioner’s refusal to hold the hearing in New Haven, which he is authorized to do under General Statutes § 14-111 (e). As observed earlier, the witnesses’ testimony was available to the commissioner through means other than direct testimony, and thus we cannot say that the decision was erroneous or thаt the plaintiff’s constitutional rights were violated. See
Baper
v.
Lucey,
There is no error.
In this opinion the other judges concurred.
Notes
General Statutes §14-111 (c) reads as follows: “suspension op license after fatal accident. The commissioner shall not suspend the license of any operator concerned in any motor vehicle accident resulting in the death of any person solely because such death has occurred, unless the facts as ascertained by the commissioner, after a hearing, indicate responsibility on the part of such operator for such accident, and, if, after such hearing, the commissioner finds that such operator has caused or contributеd to sueh death through the violation of any provision of this chapter or of chapter 248 or through negligence or carelessness, such suspension shall be for not less than one year. A motor vehicle parked in a manner permitted by law shall not be deemed to be concerned in such accident.”
The Uniform Administrative Procedure Act (General Statutes c. 54, §§ 4-166 through 4-189) provides uniform standards for judging all nonexempted agency actions, including suspension of drivers’ licenses by the motor vehicle department.
Hickey
v.
Commissioner of Motor Vehicles,
The standards for judicial review under the UAPA are set out in General Statutes § 4-183, subsection (g) of which reads as follows: “Thе court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact. The court
Former §4-178 (1) of the General Statutes (1971 Public Acts, No. 854, § 13) which governs the admissibility of evidence in the instant ease, was amended by 1973 Public Acts, No. 620, § 11, and the amended section governs the admissibility of evidence in contested cases arising on and after June 11, 1973. 1973 Public Acts,
A plea of nolo contendere is distinct from a plea of guilty inasmuch as the latter may be regarded as a verbal admission by the accused, and, as such, may be admissible in subsequent civil proceedings. It does not, however, conclusively establish negligence, and the accused is not precluded from explaining his plea.
Flynn
v.
Raccuia,
By contrast, a plea of nolo contendere is merely a declaration by the аccused that he will not contest the charge, and “even though followed by a finding of guilty and the imposition of a fine or other penalty, is not admissible, either as a verbal admission or an admission by conduct.”
Casalo
v.
Claro,
Similarly, the portion of the police accident report containing the statement that the plaintiff had been arrested would not be admissible in a civil court proceeding. As Wigmore observed, “a mere arrest or indictment will not be allowed to be inquired after; since the fact of arrest or indictment is quite consistent with innocence, and since the reception of such evidence is merely the reception of somebody’s hearsay assertion as to the witnеss’ guilt. To admit this would involve a violation both of the hearsay rule and of the rule forbidding extrinsic testimony of misconduct.” 3A Wigmore, Evidence (Chadbourn Rev.) § 980a, p. 835; see
Hayward
v.
Maroney,
See General Statutes § 14-109. I ssues raised by the introduction into evidence of the coroner’s report will be discussed infra, part TTI A.
The plaintiff argues that the commissioner relied upon these exhibits because the certification of the record, which lists all the exhibits introduced at the hearing, states that “said documents constitute the record upon whieh his decision was based.” This is an inadequate basis for a finding of prejudicial reliance, hоwever, because the unchallenged testimony and exhibits form an adequate basis for the commissioner’s decision. Additionally, the record in
Balch Pontiac-Buick, Inc.
v.
Commissioner of Motor Vehicles,
Even if we were of the opinion that the admission of evidence was prejudicial, we would be precluded from granting a new hearing by General Statutes § 4-185a, which states that “no decision, or order by an agency in a contested case . . . shall be held invalid or deemed ineffective solely because of the agency’s failure to comply with any requirement of sections 4-167, 4-168, 4-177 or 4-178 [of the General Statutes]. This provision shall apply to all agency actions taken between January 1, 1972, and the effective date of this act,” i.e., June 11, 1973. The reason for this validating act is to provide additional time to agencies to adopt rules of practice end other necessary regulations and to conduct hearings in contested cases in accordance with the UAPA. See
Connecticut State Employees Assn., Inc.
v.
Connecticut Personnel Policy Board,
That a state’s driver’s license revocation proceedings must comport with due process standards was established in
Bell
v.
Burson,
The rights to present evidence and to cross-examine witnesses in contested cases are also guaranteed by General Statutes
§§
4-177 (c) and 4-178 (3) respectively. It should be noted that these rights were not created de novo by the UAPA but predated its enactment.
“[General Statutes] See. 14-109. coroner to investigate fatal motor vehicle accidents. Each coroner shall make a finding showing the causes of, and responsibility for, еach fatal accident within his jurisdiction in which a motor vehicle is involved and shall, within a reasonable time transmit a certified copy of his finding, without charge, to the commissioner. If such copy is not so transmitted within ten days, such coroner shal/1 send to said commissioner a report containing such facts as he has been able to ascertain concerning such accident, and thereupon, or if such coroner fails to file such report, said commissioner may, in his discretion, restore the license
Although the coroner in the instant ease failed to submit a certified copy of his report, that defect is not fatal to the exhibit’s admissibility, as the plaintiff argues, because this objection was not raised at the hearing, as required by General Statutes § 4-178 (1). Thus, the claim is not amenable to appellate review. Even if we were to consider the claim as properly before us, however, the absence of certification need not invalidate an otherwise properly admissible document. See
Hickey
v.
Commissioner of Motor Vehicles,
The «public records” exception to the hearsay rule is “based upon thе fact that the report of the public official can be relied upon for its trustworthiness. The public official may act only occasionally, but when he does act he knows and feels that he is acting under the sanction of his official place. Experience has led to the conclusion that it is ordinarily safe to rely upon the trustworthiness of a report made under such circumstances.”
Ezzo
v.
Geremiah,
In
Blados
v.
Blados,
Under General Statutes $ 14-110, the commissioner may issue subpoenas to compel a witness’ appearance. There is, however, no statute authorizing the рlaintiff’s counsel to issue a subpoena to compel a witness’ attendance at an administrative hearing. General Statutes § 51-85 would authorize the plaintiff’s counsel, or a commissioner of the Superior Court, to issue a subpoena in connection with judicial proceedings, but that power is of no avail in respect to administrative hearings. Thus, the legislature has left control over witnesses to the commissioner. Because the commissioner has such broad powers, the failure to call a crucial witness may constitute prejudicial error in a different case, but we need not decide that issue in the instant ease, inasmuch as there is no dispute over the facts and the testimony of the absent witnesses was presented to the commissioner in a satisfactory manner.
